Q3 2024 · 13F-HR
SUMITOMO MITSUI FINANCIAL GROUP, INC. (SMFG, SMFNF)holdings as filed
Filed 2024-11-08 · accession 0000950123-24-010599
$3.88B
Reported value
168
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 03990B101 | ARES | ARES MANAGEMENT CORPORATION | $2.08B | 53.6% | 13,364,740 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $217.3M | 5.59% | 378,685 | Common | SOLE |
| 12572Q105 | CME | CME GROUP INC | $104.1M | 2.68% | 471,846 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $96.8M | 2.49% | 956,225 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD TR | $89.2M | 2.30% | 366,885 | Common | NONE |
| 464287242 | LQD | ISHARES TR | $75.4M | 1.94% | 667,012 | Common | NONE |
| 464287440 | IEF | ISHARES TR | $69.9M | 1.80% | 712,188 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $68.9M | 1.77% | 305,000 | Common | SOLE |
| 852234103 | XYZ | BLOCK INC | $60.9M | 1.57% | 907,930 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $60.3M | 1.55% | 496,446 | Common | SOLE |
| 464288513 | HYG | ISHARES TR | $49.3M | 1.27% | 613,976 | Common | NONE |
| 464288646 | IGSB | ISHARES TR | $44.4M | 1.14% | 843,135 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $43.2M | 1.11% | 250,439 | Common | NONE |
| 040413106 | ANETEUR | ARISTA NETWORKS INC | $39.1M | 1.01% | 101,784 | Common | NONE |
| 464288588 | MBB | ISHARES TR | $36.9M | 0.95% | 385,559 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $36.5M | 0.94% | 84,931 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $35.8M | 0.92% | 214,354 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $35.7M | 0.92% | 62,311 | Common | SOLE |
| 78468R408 | SJNK | SPDR SER TR | $35.6M | 0.92% | 1,383,986 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $31.1M | 0.80% | 167,035 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $27.8M | 0.71% | 56,868 | Common | NONE |
| 464287432 | TLT | ISHARES TR | $27.3M | 0.70% | 278,582 | Common | NONE |
| 464288687 | PFF | ISHARES TR | $24.7M | 0.64% | 744,091 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $24.4M | 0.63% | 41,705 | Common | NONE |
| 336433107 | FSLR | FIRST SOLAR INC | $22.0M | 0.57% | 88,037 | Common | NONE |
| 23331A109 | DHI | D R HORTON INC | $21.0M | 0.54% | 110,049 | Common | NONE |
| 46138G805 | BAB | INVESCO EXCH TRADED FD TR II | $20.5M | 0.53% | 744,630 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $20.0M | 0.52% | 94,931 | Common | NONE |
| 461202103 | INTU | INTUIT | $19.7M | 0.51% | 31,767 | Common | NONE |
| 384802104 | GWW | GRAINGER W W INC | $17.3M | 0.45% | 16,695 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $16.8M | 0.43% | 52,234 | Common | NONE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $16.2M | 0.42% | 54,425 | Common | NONE |
| 09247X101 | BLKCHF | BLACKROCK INC | $16.0M | 0.41% | 16,810 | Common | NONE |
| 46429B267 | GOVT | ISHARES TR | $15.2M | 0.39% | 649,354 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $14.1M | 0.36% | 196,111 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $12.8M | 0.33% | 247,963 | Common | NONE |
| 464288679 | SHV | ISHARES TR | $11.7M | 0.30% | 105,392 | Common | NONE |
| 445658107 | JBHT | HUNT J B TRANS SVCS INC | $10.9M | 0.28% | 63,534 | Common | NONE |
| 464287739 | IYR | ISHARES TR | $10.1M | 0.26% | 99,627 | Common | NONE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $10.1M | 0.26% | 122,068 | Common | NONE |
| 039483102 | ADM | ARCHER DANIELS MIDLAND CO | $10.0M | 0.26% | 166,973 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INC | $9.5M | 0.24% | 55,754 | Common | NONE |
| 92204A702 | VGT | VANGUARD WORLD FD | $9.3M | 0.24% | 15,796 | Common | NONE |
| 922042742 | VT | VANGUARD INTL EQUITY INDEX F | $9.2M | 0.24% | 77,273 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $8.5M | 0.22% | 16,179 | Common | NONE |
| 464287457 | SHY | ISHARES TR | $8.4M | 0.22% | 101,459 | Common | NONE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $7.4M | 0.19% | 91,933 | Common | NONE |
| 92206C813 | VCLT | VANGUARD SCOTTSDALE FDS | $7.2M | 0.19% | 88,510 | Common | NONE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $7.1M | 0.18% | 89,491 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $6.6M | 0.17% | 7,476 | Common | SOLE |
| 464287523 | SOXX | ISHARES TR | $5.4M | 0.14% | 23,233 | Common | NONE |
| 90384S303 | ULTA | ULTA BEAUTY INC | $5.2M | 0.13% | 13,453 | Common | NONE |
| 882508104 | TXN | TEXAS INSTRS INC | $5.0M | 0.13% | 24,371 | Common | NONE |
| 33734X846 | CIBR | FIRST TR EXCHANGE TRADED FD | $5.0M | 0.13% | 84,865 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $4.9M | 0.13% | 12,025 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $4.5M | 0.12% | 26,513 | Common | NONE |
| 464287515 | IGV | ISHARES TR | $4.4M | 0.11% | 48,801 | Common | NONE |
| 464287796 | IYE | ISHARES TR | $4.3M | 0.11% | 93,443 | Common | NONE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $4.1M | 0.11% | 48,659 | Common | NONE |
| 92206C870 | VCIT | VANGUARD SCOTTSDALE FDS | $4.1M | 0.10% | 48,506 | Common | NONE |
| 464287176 | TIP | ISHARES TR | $3.7M | 0.09% | 33,362 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $3.6M | 0.09% | 123,217 | Common | NONE |
| 464288661 | IEI | ISHARES TR | $3.5M | 0.09% | 29,502 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $3.4M | 0.09% | 19,813 | Common | SOLE |
| 46429B598 | INDA | ISHARES TR | $3.1M | 0.08% | 52,938 | Common | NONE |
| 33734X192 | SKYY | FIRST TR EXCHANGE TRADED FD | $3.0M | 0.08% | 29,392 | Common | NONE |
| 78464A763 | SDY | SPDR SER TR | $2.9M | 0.07% | 20,239 | Common | NONE |
| 46434V647 | REET | ISHARES TR | $2.5M | 0.06% | 93,743 | Common | NONE |
| 46436E718 | SGOV | ISHARES TR | $2.5M | 0.06% | 24,773 | Common | NONE |
| 751212101 | RL | RALPH LAUREN CORP | $2.3M | 0.06% | 11,651 | Common | NONE |
| 97717Y691 | WCLD | WISDOMTREE TR | $2.2M | 0.06% | 69,125 | Common | NONE |
| 00206R102 | T | AT&T INC | $2.2M | 0.06% | 98,188 | Common | NONE |
| 33740F888 | UCON | FIRST TR EXCHNG TRADED FD VI | $2.1M | 0.05% | 84,706 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $2.1M | 0.05% | 38,998 | Common | NONE |
| 464287234 | EEM | ISHARES TR | $2.0M | 0.05% | 43,652 | Common | NONE |
| 370334104 | GIS | GENERAL MLS INC | $1.8M | 0.05% | 24,048 | Common | NONE |
| 871829107 | SYY | SYSCO CORP | $1.8M | 0.05% | 22,607 | Common | NONE |
| 72201R775 | BOND | PIMCO ETF TR | $1.7M | 0.04% | 18,470 | Common | NONE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $1.7M | 0.04% | 16,100 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $1.7M | 0.04% | 6,400 | Common | SOLE |
| 92204A504 | VHT | VANGUARD WORLD FD | $1.6M | 0.04% | 5,726 | Common | NONE |
| 464288281 | EMB | ISHARES TR | $1.4M | 0.04% | 15,315 | Common | NONE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $1.4M | 0.04% | 19,241 | Common | NONE |
| 464288810 | IHI | ISHARES TR | $1.4M | 0.04% | 23,617 | Common | NONE |
| 37954Y673 | PAVE | GLOBAL X FDS | $1.3M | 0.03% | 31,923 | Common | NONE |
| 064058100 | BK | BANK NEW YORK MELLON CORP | $1.3M | 0.03% | 17,857 | Common | NONE |
| 78464A870 | XBI | SPDR SER TR | $1.2M | 0.03% | 12,285 | Common | NONE |
| 98980L101 | ZNGA | ZOOM VIDEO COMMUNICATIONS IN | $1.2M | 0.03% | 17,067 | Common | SOLE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $1.1M | 0.03% | 10,982 | Common | NONE |
| 46434G103 | IEMG | ISHARES INC | $1.0M | 0.03% | 17,947 | Common | NONE |
| 464287556 | IBB | ISHARES TR | $1.0M | 0.03% | 7,032 | Common | NONE |
| 464287168 | DVY | ISHARES TR | $1.0M | 0.03% | 7,430 | Common | NONE |
| 81369Y852 | XLC | SELECT SECTOR SPDR TR | $974,783 | 0.03% | 10,783 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $826,075 | 0.02% | 18,394 | Common | NONE |
| 92189F106 | GDX | VANECK ETF TRUST | $777,844 | 0.02% | 19,534 | Common | NONE |
| 681919106 | OMC | OMNICOM GROUP INC | $777,596 | 0.02% | 7,521 | Common | NONE |
| 92204A108 | VCR | VANGUARD WORLD FD | $742,587 | 0.02% | 2,181 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $725,643 | 0.02% | 4,426 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $699,203 | 0.02% | 2,668 | Common | NONE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $677,964 | 0.02% | 4,765 | Common | NONE |
| 67066G904 | — | NVIDIA CORPORATION | $593,410 | 0.02% | 166,220 | CALL | SOLE |
| 79466L302 | CRM | SALESFORCE INC | $534,192 | 0.01% | 1,931 | Common | SOLE |
| 74347B425 | SH1USD | PROSHARES TR | $520,800 | 0.01% | 48,000 | Common | NONE |
| 007903907 | — | ADVANCED MICRO DEVICES INC | $492,031 | 0.01% | 22,603 | CALL | SOLE |
| 88160R951 | — | TESLA INC | $460,750 | 0.01% | 20,000 | PUT | SOLE |
| 82509L907 | — | SHOPIFY INC | $388,543 | 0.01% | 49,025 | CALL | SOLE |
| 98980G102 | ZS | ZSCALER INC | $384,765 | 0.01% | 2,240 | Common | SOLE |
| 042068205 | ARM | ARM HOLDINGS PLC | $380,983 | 0.01% | 2,617 | Common | SOLE |
| 22788C105 | CRWD | CROWDSTRIKE HLDGS INC | $379,908 | 0.01% | 1,329 | Common | SOLE |
| 007903957 | — | ADVANCED MICRO DEVICES INC | $342,825 | 0.01% | 21,000 | PUT | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $304,227 | 0.01% | 3,465 | Common | NONE |
| 88160R901 | — | TESLA INC | $289,443 | 0.01% | 5,000 | CALL | SOLE |
| 46435G342 | REM | ISHARES TR | $285,636 | 0.01% | 12,042 | Common | NONE |
| 92189F791 | GDXJ | VANECK ETF TRUST | $272,653 | 0.01% | 5,586 | Common | NONE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $242,830 | 0.01% | 3,118 | Common | SOLE |
| 33733E500 | QCLN | FIRST TR EXCHANGE-TRADED FD | $234,061 | 0.01% | 6,518 | Common | NONE |
| 46434V886 | HEWJ | ISHARES TR | $230,906 | 0.01% | 5,625 | Common | NONE |
| 46434G822 | EWJ | ISHARES INC | $227,426 | 0.01% | 3,179 | Common | NONE |
| 464287655 | IWM | ISHARES TR | $209,404 | 0.01% | 948 | Common | NONE |
| 042068905 | — | ARM HOLDINGS PLC | $195,750 | 0.01% | 10,000 | CALL | SOLE |
| 464288851 | IEO | ISHARES TR | $183,850 | 0.00% | 2,023 | Common | NONE |
| 11135F951 | — | BROADCOM INC | $176,434 | 0.00% | 16,000 | PUT | SOLE |
| 22788C955 | — | CROWDSTRIKE HLDGS INC | $168,525 | 0.00% | 9,000 | PUT | SOLE |
| 042068955 | — | ARM HOLDINGS PLC | $166,400 | 0.00% | 30,000 | PUT | SOLE |
| 11135F901 | — | BROADCOM INC | $164,701 | 0.00% | 8,000 | CALL | SOLE |
| 023135906 | — | AMAZON COM INC | $147,023 | 0.00% | 24,812 | CALL | SOLE |
| 595112953 | — | MICRON TECHNOLOGY INC | $140,798 | 0.00% | 12,000 | PUT | SOLE |
| 90138F102 | TWLO | TWILIO INC | $139,342 | 0.00% | 2,155 | Common | SOLE |
| 70450Y903 | — | PAYPAL HLDGS INC | $129,744 | 0.00% | 16,265 | CALL | SOLE |
| 02079K957 | — | ALPHABET INC | $117,505 | 0.00% | 10,000 | PUT | SOLE |
| 46090E953 | — | INVESCO QQQ TR | $117,315 | 0.00% | 11,000 | PUT | NONE |
| 833445109 | SNOW | SNOWFLAKE INC | $113,920 | 0.00% | 1,000 | Common | SOLE |
| 72582J103 | — | PIXIE DUST TECHNOLOGIES INC | $111,672 | 0.00% | 56,400 | Common | SOLE |
| 46435U549 | EAGG | ISHARES TR | $106,704 | 0.00% | 2,196 | Common | NONE |
| 46090E903 | — | INVESCO QQQ TR | $103,523 | 0.00% | 4,500 | CALL | NONE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $97,546 | 0.00% | 1,900 | Common | SOLE |
| 67066G954 | — | NVIDIA CORPORATION | $94,981 | 0.00% | 10,000 | PUT | SOLE |
| 921910733 | ESGV | VANGUARD WORLD FD | $94,841 | 0.00% | 938 | Common | NONE |
| 35671D957 | — | FREEPORT-MCMORAN INC | $92,925 | 0.00% | 45,000 | PUT | SOLE |
| 22788C905 | — | CROWDSTRIKE HLDGS INC | $83,629 | 0.00% | 3,000 | CALL | SOLE |
| 97717X578 | XSOE | WISDOMTREE TR | $77,701 | 0.00% | 2,351 | Common | NONE |
| 35671D907 | — | FREEPORT-MCMORAN INC | $75,885 | 0.00% | 15,000 | CALL | SOLE |
| 316092386 | FCPI | FIDELITY COVINGTON TRUST | $75,775 | 0.00% | 1,750 | Common | NONE |
| 79466L952 | — | SALESFORCE INC | $62,388 | 0.00% | 3,500 | PUT | SOLE |
| 852234903 | — | BLOCK INC | $59,806 | 0.00% | 19,911 | CALL | SOLE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $57,153 | 0.00% | 593 | Common | NONE |
| 256163106 | DOCU | DOCUSIGN INC | $46,438 | 0.00% | 753 | Common | SOLE |
| 83304A106 | SNAP | SNAP INC | $44,632 | 0.00% | 4,106 | Common | SOLE |
| 87918A105 | TDOC | TELADOC HEALTH INC | $42,046 | 0.00% | 4,970 | Common | SOLE |
| 46434V639 | HEZU | ISHARES TR | $41,539 | 0.00% | 1,130 | Common | NONE |
| 067901908 | — | BARRICK GOLD CORP | $39,752 | 0.00% | 48,100 | CALL | SOLE |
| 46429B697 | USMV | ISHARES TR | $38,728 | 0.00% | 424 | Common | NONE |
| 98980G902 | — | ZSCALER INC | $36,849 | 0.00% | 3,789 | CALL | SOLE |
| 023135956 | — | AMAZON COM INC | $33,000 | 0.00% | 10,000 | PUT | SOLE |
| 02079K907 | — | ALPHABET INC | $24,272 | 0.00% | 2,650 | CALL | SOLE |
| 82509L957 | — | SHOPIFY INC | $21,700 | 0.00% | 20,000 | PUT | SOLE |
| 46138E354 | SPLV | INVESCO EXCH TRADED FD TR II | $16,354 | 0.00% | 228 | Common | NONE |
| 012653901 | — | ALBEMARLE CORP | $14,466 | 0.00% | 1,810 | CALL | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $10,330 | 0.00% | 64 | Common | SOLE |
| 747525903 | — | QUALCOMM INC | $9,375 | 0.00% | 5,056 | CALL | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $9,318 | 0.00% | 16 | Common | SOLE |
| 81762P902 | — | SERVICENOW INC | $8,592 | 0.00% | 103 | CALL | SOLE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $7,659 | 0.00% | 169 | Common | NONE |
| 679295105 | OKTA | OKTA INC | $2,886 | 0.00% | 39 | Common | SOLE |
| 91332U101 | U | UNITY SOFTWARE INC | $1,333 | 0.00% | 59 | Common | SOLE |
| 98980L951 | — | ZOOM VIDEO COMMUNICATIONS IN | $1,248 | 0.00% | 17,000 | PUT | SOLE |
| 301505889 | EMQQ | EXCHANGE TRADED CONCEPTS TRU | $549 | 0.00% | 14 | Common | NONE |
| 00165C302 | AMC | AMC ENTMT HLDGS INC | $9 | 0.00% | 2 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.