Q2 2025 · 13F-HR
Thomas J. Herzfeld Advisors, Inc.holdings as filed
Filed 2025-08-13 · accession 0001398344-25-015319
$280.4M
Reported value
108
Positions
2025-06-30
Period end
The Brief · Thomas J. Herzfeld Advisors, Inc. · Q2 2025
AI · grounded in 13F
Thomas J. Herzfeld Advisors, Inc. initiated a new position in PIMCO Dynamic Income Strategy Fund PDX valued at $39.1M. The fund also added new stakes in FS Credit Opportunities Corp FSCO for $23.4M and The Herzfeld Caribbean Basin Fund Inc for $16.4M. Other new entries include Saba Capital Income & Opport SABA at $16.1M and Highland Floating Rate Opportunities Fund HFRO at $13.5M.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 69346N107 | PDX | PIMCO Dynamic Income Strategy Fund | $39.1M | 13.9% | 1,585,816 | Common | SOLE |
| 30290Y101 | FSCO | FS Credit Opportunities Corp | $23.4M | 8.35% | 3,223,806 | Common | SOLE |
| 42804T106 | HERZ | The Herzfeld Caribbean Basin Fund Inc | $16.4M | 5.86% | 6,501,517 | Common | SOLE |
| 880198205 | SABA | Saba Capital Income & Opport | $16.1M | 5.74% | 1,750,772 | Common | SOLE |
| 43010E404 | HFRO | Highland Floating Rate Opportunities Fund | $13.5M | 4.82% | 2,600,109 | Common | SOLE |
| 67072T108 | JFR | Nuveen Floating Rate Income | $11.3M | 4.02% | 1,331,047 | Common | SOLE |
| 112830104 | RA | Brookfield Real Assets Incom | $9.6M | 3.44% | 720,534 | Common | SOLE |
| 74347R131 | SJB | ProShares TR | $8.9M | 3.19% | 573,034 | Common | SOLE |
| 21924B302 | CLM | Cornerstone Strategic Value Fund Inc | $8.7M | 3.11% | 1,074,966 | Common | SOLE |
| 74347G416 | — | ProShares UltraShort S&P50 | $6.9M | 2.45% | 412,904 | Common | SOLE |
| 72203T100 | PAXS | PIMCO Access Income Fund | $6.6M | 2.35% | 435,309 | Common | SOLE |
| 338478100 | XFFCX | Flaherty & Crumrine Pfd Secs | $6.3M | 2.24% | 386,181 | Common | SOLE |
| 67080R102 | NPFD | Nuveen Vriabl Rat Pfd & Inm | $5.9M | 2.11% | 307,485 | Common | SOLE |
| 101507101 | STEW | SRH Total Return Fund Inc | $5.8M | 2.05% | 325,726 | Common | SOLE |
| 46434V860 | TFLO | iShares Tr | $5.5M | 1.96% | 108,689 | Common | SOLE |
| 64133Q108 | NBXG | Neuberger Brman Next Genera | $4.6M | 1.64% | 314,974 | Common | SOLE |
| 89147L886 | TYG | Tortoise Energy Infra Corp | $4.4M | 1.57% | 100,229 | Common | SOLE |
| 19248C105 | LDP | Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | $4.2M | 1.50% | 200,918 | Common | SOLE |
| 885213108 | TBLD | Thornburg Incm Builder Opp Tr | $4.2M | 1.50% | 214,693 | Common | SOLE |
| 26433C105 | DPG | Duff & Phelps Utility and Infrastructure Fund Inc. | $3.9M | 1.41% | 318,277 | Common | SOLE |
| 76883Y107 | RFMZ | Rivernorth Flexible Mun Income Fund II, Inc. | $3.8M | 1.37% | 303,069 | Common | SOLE |
| 09260K101 | BSTZ | BlackRock Science and Technology Trust II | $3.8M | 1.34% | 181,310 | Common | SOLE |
| 486606106 | KYN | Kayne Anderson Energy Infrst | $3.7M | 1.33% | 292,877 | Common | SOLE |
| 67073D102 | XJQCX | Nuveen Credit Strategies Income Fund | $3.6M | 1.30% | 676,389 | Common | SOLE |
| 78518H202 | BRW | Saba Capital Income & Opport | $3.6M | 1.28% | 446,455 | Common | SOLE |
| 18469P209 | EMO | Clearbridge Energy Midstrm O | $3.5M | 1.26% | 73,828 | Common | SOLE |
| 67075F105 | XDIAX | Nuveen Dow 30 Dynamic Overwrite Fund | $3.5M | 1.25% | 244,209 | Common | SOLE |
| 25065A502 | DMA | Destra Multi-Alternative Fd | $3.4M | 1.20% | 385,907 | Common | SOLE |
| 69355J104 | SDHY | PGIM Short Dur Hig yld Opp F | $2.9M | 1.04% | 173,562 | Common | SOLE |
| 874036106 | TWN | The Taiwan Fund Inc | $2.8M | 1.01% | 63,101 | Common | SOLE |
| 03464A100 | FINS | Angel Oak Final Strategies Incm Trm Trst | $2.6M | 0.94% | 203,446 | Common | SOLE |
| 155123102 | CET | Central Securities Corp | $2.5M | 0.90% | 52,665 | Common | SOLE |
| 27901F109 | XTEAX | Ecofin Sustainable and Social Impact Term Fund | $2.4M | 0.85% | 195,307 | Common | SOLE |
| 72201J104 | PFN | PIMCO Income Strategy FdII | $2.3M | 0.81% | 308,727 | Common | SOLE |
| 552738106 | MFM | MFS Municipal Income Trust | $2.2M | 0.79% | 430,567 | Common | SOLE |
| 86887Q109 | SSSS | Suro Capital Corp | $2.2M | 0.77% | 264,336 | Common | SOLE |
| 09662E109 | DSM | BNY Mellon Strategic Mun Bd | $2.0M | 0.73% | 366,054 | Common | SOLE |
| 30151E806 | CEFS | Exchange Listed FDS Tr | $2.0M | 0.70% | 87,700 | Common | SOLE |
| 59318B108 | CXH | MFS Investment Grade Municipal Trust | $1.8M | 0.66% | 241,702 | Common | SOLE |
| 59318E102 | CMU | MFS High Yield Municipal Trust | $1.8M | 0.65% | 550,525 | Common | SOLE |
| 670735109 | JLS | Nuveen Mortgage and Income Fund | $1.8M | 0.65% | 97,391 | Common | SOLE |
| 72200M108 | XPCKX | PIMCO Calif Mun Income Fd II | $1.7M | 0.62% | 322,989 | Common | SOLE |
| 95790B109 | DMO | Western Asset Mortgage Opp Fund Inc. | $1.7M | 0.60% | 139,971 | Common | SOLE |
| 56064K100 | MMD | NYLI MacKay Defined Term Muni | $1.4M | 0.51% | 96,544 | Common | SOLE |
| 003057106 | ACP | Abrdn Income Credit Strategies Fund | $1.2M | 0.41% | 196,259 | Common | SOLE |
| 83617A108 | SPMC | Sound Point Meridian Cap Inc. | $1.1M | 0.40% | 62,921 | Common | SOLE |
| 09254L107 | MUC | BlackRock Munihldngs Cali QL | $980,497 | 0.35% | 94,734 | Common | SOLE |
| 09253T101 | XMVTX | BlackRock MuniIvest FD II Inc. | $954,208 | 0.34% | 92,462 | Common | SOLE |
| 09257P105 | BTT | BlackRock Municipal 2030 Target Term Trust | $789,091 | 0.28% | 36,048 | Common | SOLE |
| 670695105 | NUW | Nuveen Amt- Free Mun Value Fd | $704,192 | 0.25% | 51,476 | Common | SOLE |
| G66721104 | NCLH | Norwegian Cruise Line Holdings Ltd | $608,400 | 0.22% | 30,000 | Common | SOLE |
| 05588W108 | LEO | BNY Mellon Strategic Muns In | $519,746 | 0.19% | 87,795 | Common | SOLE |
| 59318D104 | CXE | MFS High Income Mun Tr | $435,281 | 0.16% | 121,587 | Common | SOLE |
| 78463V107 | GLD | SPDR Gold Tr | $426,152 | 0.15% | 1,398 | Common | SOLE |
| 24610T108 | VFL | Delaware Invts Natl Mun Inco | $386,680 | 0.14% | 40,029 | Common | SOLE |
| G3156P103 | ASA | ASA Gold and Precious Metals Ltd | $366,686 | 0.13% | 11,615 | Common | SOLE |
| 269817102 | EIC | Eagle Pointe Income Company | $325,127 | 0.12% | 23,784 | Common | SOLE |
| 72200Y102 | PNI | Pimco New York Municipal Income Fund II | $325,087 | 0.12% | 48,376 | Common | SOLE |
| 72200T103 | — | PIMCO NY Municipal Income Fd | $320,960 | 0.11% | 45,917 | Common | SOLE |
| 72201E105 | — | PIMCO New York Mun Income Fund | $317,020 | 0.11% | 60,500 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF Tr | $240,962 | 0.09% | 390 | Common | SOLE |
| 09662W109 | DMB | BNY Mellon Municipal Bond Infrastructure Fund, Inc. | $238,341 | 0.08% | 23,321 | Common | SOLE |
| 56064Q107 | MEGI | NYLI CBRE Gbl Infr Megtrnds | $203,260 | 0.07% | 14,304 | Common | SOLE |
| 74349Y829 | QID | ProShares TR | $189,596 | 0.07% | 7,488 | Common | SOLE |
| 46090E103 | QQQ | Invesco QQQ Tr | $148,943 | 0.05% | 270 | Common | SOLE |
| 64110L106 | NFLX | Netflix, Inc. | $133,913 | 0.05% | 100 | Common | SOLE |
| 19842X109 | STK | Columbia Seligman Premium Technology Growth Fund | $104,854 | 0.04% | 3,448 | Common | SOLE |
| 87261Y106 | TMC | TMC The Metals Company Inc | $85,213 | 0.03% | 12,911 | Common | SOLE |
| 78467Y107 | MDY | SPDR S&P MidCap 400 ETF Tr | $84,972 | 0.03% | 150 | Common | SOLE |
| 30303M102 | META | Meta Platforms Inc | $73,809 | 0.03% | 100 | Common | SOLE |
| 46138W107 | FXY | Investco CurrencyShares Japan | $38,364 | 0.01% | 600 | Common | SOLE |
| 09257D102 | BGX | Blackstone / GSO Long-Short Credit Income Fund | $33,581 | 0.01% | 2,706 | Common | SOLE |
| 33848E106 | PFO | Flaherty & Crumrine Pfd Inco | $26,529 | 0.01% | 2,868 | Common | SOLE |
| 74623V111 | PCTTW | Purecycle Technologies Inc | $23,738 | 0.01% | 5,457 | Common | SOLE |
| 644465106 | GF | The New Germany Fund Inc | $20,769 | 0.01% | 1,739 | Common | SOLE |
| 61745C105 | IIF | Morgan Stanley India Investment Fund Inc | $19,930 | 0.01% | 706 | Common | SOLE |
| 33718W103 | FPF | First Tr Inter Dur Pfd & In | $17,051 | 0.01% | 906 | Common | SOLE |
| 47109U104 | JOF | Japan Smaller Capitalization Fund Inc | $16,301 | 0.01% | 1,691 | Common | SOLE |
| 298768102 | EEA | The European Equity Fund Inc | $14,169 | 0.01% | 1,385 | Common | SOLE |
| 092524107 | XBGYX | BlackRock Enhanced International Dividend Trust | $14,099 | 0.01% | 2,435 | Common | SOLE |
| 00326W106 | ASGI | Aberdeen Std Global Infrastructure | $13,002 | 0.00% | 638 | Common | SOLE |
| 592834105 | MXE | Mexico Equity & Income Fd | $11,758 | 0.00% | 1,123 | Common | SOLE |
| 592835102 | MXF | The Mexico Fund, Inc. | $11,754 | 0.00% | 669 | Common | SOLE |
| 88018T101 | TDF | Templeton Dragon Fd Inc. | $11,638 | 0.00% | 1,165 | Common | SOLE |
| 64107A113 | NPWR/WS | Net Power Inc. | $10,814 | 0.00% | 32,771 | Common | SOLE |
| 500634209 | KF | The Korea Fund Inc | $10,072 | 0.00% | 374 | Common | SOLE |
| 612160119 | AIRJW | Montana Technologies Corp | $9,934 | 0.00% | 15,307 | Common | SOLE |
| 617477104 | EDD | Morgan Stanley Emerging Mkts | $9,815 | 0.00% | 1,917 | Common | SOLE |
| 00326L100 | XAODX | Aberdeen Total Dynamic Dividend Fund | $9,773 | 0.00% | 1,103 | Common | SOLE |
| 872340104 | TSI | TCW Strategic Income Fund Inc | $9,760 | 0.00% | 2,000 | Common | SOLE |
| 74347W130 | SVXY | ProShares Short VIX Short-Term Futures ETF | $9,372 | 0.00% | 220 | Common | SOLE |
| 86164T107 | EDF | Virtus Stone HBR Emrg Mkts I | $9,201 | 0.00% | 1,822 | Common | SOLE |
| 00301W105 | AEF | Aberdeen Emerging Markets Equity Inc. | $7,704 | 0.00% | 1,297 | Common | SOLE |
| 09260U109 | BCAT | BlackRock Cap Allocation Tr | $6,435 | 0.00% | 425 | Common | SOLE |
| 006212104 | ADX | Adams Diversified Equity Fund Inc | $6,410 | 0.00% | 295 | Common | SOLE |
| 368802104 | GAM | General American Investors Co Inc | $6,276 | 0.00% | 112 | Common | SOLE |
| 15961R105 | CHPT | Chargepoint Holdings Inc. | $6,259 | 0.00% | 445 | Common | SOLE |
| 36242H104 | XGDVX | The Gabelli Dividend & Income Trust | $6,059 | 0.00% | 233 | Common | SOLE |
| 362397101 | GAB | Gabelli Equity Trust Inc | $5,936 | 0.00% | 1,020 | Common | SOLE |
| 09251A104 | BDJ | BlackRock Enhanced Equity Dividend Trust | $5,902 | 0.00% | 664 | Common | SOLE |
| 529900102 | ASG | Liberty All Star Growth Fund Inc | $5,765 | 0.00% | 1,054 | Common | SOLE |
| 67090X107 | JCE | Nuveen Core Equity Alpha Fund | $5,741 | 0.00% | 370 | Common | SOLE |
| 895436103 | TY | Tri-Continental Corp | $5,681 | 0.00% | 179 | Common | SOLE |
| 780910105 | RVT | Royce Value Trust Inc | $5,650 | 0.00% | 375 | Common | SOLE |
| 670699107 | QQQX | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $5,611 | 0.00% | 212 | Common | SOLE |
| 530158104 | USA | Liberty All Star Equity Fund | $5,458 | 0.00% | 801 | Common | SOLE |
| 92835W107 | ZTR | Virtus Total Return Fund Inc. | $4,211 | 0.00% | 676 | Common | SOLE |
| 65340G205 | NXDT | Nexpoint Diversified Rel Et | $1,094 | 0.00% | 261 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.