Q1 2026 · 13F-HR
Thomas J. Herzfeld Advisors, Inc.holdings as filed
Filed 2026-05-12 · accession 0001398344-26-008954
$294.0M
Reported value
115
Positions
2026-03-31
Period end
The Brief · Thomas J. Herzfeld Advisors, Inc. · Q1 2026
AI · grounded in 13F
Thomas J. Herzfeld Advisors, Inc. closed its position in HERZ with a reduction of $12.97M. The fund established new positions in HERZ for $12.51M and SJB for $12.34M. Other notable activity includes a new $8.17M position in SDS and a 93.7% increase in shares of FSCO.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 644323107 | FSSL | FS Specialty Lending Fund | $35.1M | 11.9% | 2,808,727 | Common | SOLE |
| 69346N107 | PDX | PIMCO Dynamic Income Strategy Fund | $27.6M | 9.40% | 1,253,348 | Common | SOLE |
| 30290Y101 | FSCO | FS Credit Opportunities Corp | $18.8M | 6.38% | 3,679,935 | Common | SOLE |
| 43010E404 | HFRO | Highland Floating Rate Opportunities Fund | $15.5M | 5.27% | 2,715,661 | Common | SOLE |
| 42804T205 | HERZ | Herzfeld Credit Income Fund, Inc. | $12.5M | 4.26% | 807,215 | Common | SOLE |
| 74347R131 | SJB | ProShares TR | $12.3M | 4.20% | 796,652 | Common | SOLE |
| 40167F101 | GOF | Guggenheim Strategic Opp Fund | $11.2M | 3.81% | 1,015,400 | Common | SOLE |
| 78518H202 | BRW | Saba Capital Income & Opport | $9.6M | 3.25% | 1,417,189 | Common | SOLE |
| 74350P667 | SDS | ProShares UltraShort S&P500 | $8.2M | 2.78% | 108,584 | Common | SOLE |
| G3156P103 | ASA | ASA Gold and Precious Metals Ltd | $7.8M | 2.66% | 125,885 | Common | SOLE |
| 880198205 | SABA | Saba Capital Income & Opport II | $6.4M | 2.19% | 774,518 | Common | SOLE |
| 72203T100 | PAXS | PIMCO Access Income Fund | $6.3M | 2.16% | 439,995 | Common | SOLE |
| 09631P102 | BPRE | Bluerock Private Real Estate Fund | $6.0M | 2.05% | 362,504 | Common | SOLE |
| 26433C105 | DPG | Duff & Phelps Utility and Infrastructure Fund Inc. | $5.7M | 1.92% | 391,497 | Common | SOLE |
| 82889N855 | PFIX | Simplify Exchange Traded Fun | $5.4M | 1.85% | 117,701 | Common | SOLE |
| 67072T108 | JFR | Nuveen Floating Rate Income | $5.4M | 1.82% | 713,294 | Common | SOLE |
| 112830104 | RA | Brookfield Real Assets Incom | $4.4M | 1.49% | 340,641 | Common | SOLE |
| 46434V860 | TFLO | iShares Tr | $4.0M | 1.37% | 79,468 | Common | SOLE |
| 269817102 | EIC | Eagle Pointe Income Company | $3.7M | 1.26% | 394,000 | Common | SOLE |
| 64129H104 | NML | Neuberger Berman MLP Income Fund Inc | $3.4M | 1.16% | 323,526 | Common | SOLE |
| 486606106 | KYN | Kayne Anderson Energy Infrst | $3.3M | 1.14% | 234,136 | Common | SOLE |
| 09250U101 | BGR | BlackRock Energy and Resources Trust | $3.1M | 1.07% | 181,116 | Common | SOLE |
| 18469P209 | EMO | Clearbridge Energy Midstrm O | $3.1M | 1.06% | 59,023 | Common | SOLE |
| 72201B101 | PTY | PIMCO Corporate & Income Opp Fund | $3.0M | 1.03% | 249,976 | Common | SOLE |
| 25461A189 | DUST | Direxion Shares ETF Tr | $3.0M | 1.01% | 58,011 | Common | SOLE |
| 76883Y107 | RFMZ | Rivernorth Flexible Mun Income Fund II, Inc. | $2.9M | 0.99% | 229,634 | Common | SOLE |
| 874036106 | TWN | The Taiwan Fund Inc | $2.7M | 0.93% | 41,499 | Common | SOLE |
| 72201Y101 | PDI | PIMCO Dynamic Income Fd | $2.6M | 0.90% | 154,860 | Common | SOLE |
| 74349Y829 | QID | ProShares TR | $2.6M | 0.90% | 116,263 | Common | SOLE |
| 09257A108 | BCX | BlackRock Res & Commodities Strat Trust | $2.6M | 0.89% | 216,752 | Common | SOLE |
| 19842X109 | STK | Columbia Seligman Premium Technology Growth Fund | $2.5M | 0.85% | 66,224 | Common | SOLE |
| 03464A100 | FINS | Angel Oak Final Strategies Incm Trm Trst | $2.5M | 0.84% | 193,430 | Common | SOLE |
| 6706EW100 | XSSPX | Nuveen S&P 500 Dynamic Overw | $2.4M | 0.81% | 149,092 | Common | SOLE |
| 46138J510 | BSMQ | Invesco Exch Trd SLF IDX Fd | $2.3M | 0.79% | 98,083 | Common | SOLE |
| 46138J494 | BSMR | Invesco Exch Trd SLF IDX Fd | $2.3M | 0.77% | 96,212 | Common | SOLE |
| 25063F107 | DXYZ | Destiny Tech100 Inc | $2.2M | 0.75% | 82,806 | Common | SOLE |
| 33740J104 | FUMB | First Trust Ultra Short Duration Municipal | $2.2M | 0.75% | 109,973 | Common | SOLE |
| 691543847 | OXLC | Oxford Lane Cap Corp | $2.2M | 0.74% | 222,539 | Common | SOLE |
| 19248C105 | LDP | Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | $2.1M | 0.70% | 103,791 | Common | SOLE |
| 56064Q107 | MEGI | NYLI CBRE Gbl Infr Megtrnds | $1.9M | 0.65% | 130,723 | Common | SOLE |
| 368802104 | GAM | General American Investors Co Inc | $1.9M | 0.65% | 32,661 | Common | SOLE |
| 09260Q108 | BTX | BlackRock Tech and Private Eq | $1.9M | 0.63% | 280,753 | Common | SOLE |
| 101507101 | STEW | SRH Total Return Fund Inc | $1.8M | 0.63% | 107,778 | Common | SOLE |
| 09260K101 | BSTZ | BlackRock Science and Technology Trust II | $1.8M | 0.62% | 82,672 | Common | SOLE |
| 69355J104 | SDHY | PGIM Short Dur Hig yld Opp F | $1.8M | 0.62% | 113,577 | Common | SOLE |
| 155123102 | CET | Central Securities Corp | $1.8M | 0.62% | 36,505 | Common | SOLE |
| 885213108 | TBLD | Thornburg Incm Builder Opp Tr | $1.5M | 0.50% | 69,502 | Common | SOLE |
| 30151E806 | CEFS | Exchange Listed FDS Tr | $1.5M | 0.50% | 64,610 | Common | SOLE |
| 36242H104 | XGDVX | The Gabelli Dividend & Income Trust | $1.4M | 0.47% | 51,278 | Common | SOLE |
| 670735109 | JLS | Nuveen Mortgage and Income Fund | $1.3M | 0.45% | 72,639 | Common | SOLE |
| 09257D102 | BGX | Blackstone / GSO Long-Short Credit Income Fund | $1.3M | 0.44% | 117,867 | Common | SOLE |
| 95790B109 | DMO | Western Asset Mortgage Opp Fund Inc. | $1.2M | 0.42% | 114,887 | Common | SOLE |
| 46138G862 | PVI | Invesco Exch Traded Fd Tr II | $1.2M | 0.42% | 49,141 | Common | SOLE |
| 61744H105 | MSD | Morgan Stanley Emerging Mkt Debt Fund Inc. | $1.2M | 0.41% | 172,416 | Common | SOLE |
| 09257P105 | BTT | BlackRock Municipal 2030 Target Term Trust | $1.1M | 0.38% | 49,066 | Common | SOLE |
| 98400T304 | XFLT | XAI Octagn Flt Rat & Alt Inm | $1.0M | 0.35% | 59,545 | Common | SOLE |
| 09662E109 | DSM | BNY Mellon Strategic Mun Bd | $991,241 | 0.34% | 164,932 | Common | SOLE |
| 69355M107 | PDO | PIMCO Dynamic Income Oprnts | $863,090 | 0.29% | 66,751 | Common | SOLE |
| 617477104 | EDD | Morgan Stanley Emerging Mkts | $692,481 | 0.24% | 136,584 | Common | SOLE |
| 72200N106 | XPCQX | PIMCO Calif Mun Income Fund | $679,760 | 0.23% | 79,226 | Common | SOLE |
| 95766A101 | XEMDX | Western Asset Emerging Mkts | $671,531 | 0.23% | 68,384 | Common | SOLE |
| 56064K100 | MMD | NYLI MacKay Defined Term Muni | $659,281 | 0.22% | 44,396 | Common | SOLE |
| 78463V107 | GLD | SPDR Gold Tr | $601,545 | 0.20% | 1,398 | Common | SOLE |
| 72200Y102 | PNI | Pimco New York Municipal Income Fund II | $514,599 | 0.18% | 75,124 | Common | SOLE |
| 92535C104 | CCIF | Carlyle Credit Income Fund | $405,227 | 0.14% | 126,239 | Common | SOLE |
| 85208R101 | CEF | Sprott Physical Gold and Silver Trust | $381,760 | 0.13% | 8,000 | Common | SOLE |
| 86887Q109 | SSSS | Suro Capital Corp | $348,268 | 0.12% | 32,518 | Common | SOLE |
| 552738106 | MFM | MFS Municipal Income Trust | $333,301 | 0.11% | 61,837 | Common | SOLE |
| 59318D104 | CXE | MFS High Income Mun Tr | $328,124 | 0.11% | 88,443 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF Tr | $253,633 | 0.09% | 390 | Common | SOLE |
| 59318B108 | CXH | MFS Investment Grade Municipal Trust | $187,038 | 0.06% | 23,409 | Common | SOLE |
| 87911K100 | HQL | Aberdeen Life Sciences Investor | $180,207 | 0.06% | 11,076 | Common | SOLE |
| 23334J107 | DTF | DTF Tax-Free Income Inc | $156,338 | 0.05% | 13,654 | Common | SOLE |
| 46090E103 | QQQ | Invesco QQQ Tr | $155,839 | 0.05% | 270 | Common | SOLE |
| 64110L106 | NFLX | Netflix, Inc. | $96,150 | 0.03% | 1,000 | Common | SOLE |
| 78467Y107 | MDY | SPDR S&P MidCap 400 ETF Tr | $92,514 | 0.03% | 150 | Common | SOLE |
| 74349Y746 | EUM | Proshares Tr | $62,304 | 0.02% | 3,245 | Common | SOLE |
| 87261Y106 | TMC | TMC The Metals Company Inc | $60,294 | 0.02% | 12,911 | Common | SOLE |
| 30303M102 | META | Meta Platforms Inc | $57,213 | 0.02% | 100 | Common | SOLE |
| 95766R104 | WIW | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $55,378 | 0.02% | 6,546 | Common | SOLE |
| 46138W107 | FXY | Investco CurrencyShares Japan | $34,728 | 0.01% | 600 | Common | SOLE |
| 33848E106 | PFO | Flaherty & Crumrine Pfd Inco | $33,665 | 0.01% | 3,724 | Common | SOLE |
| 86164T107 | EDF | Virtus Stone HBR Emrg Mkts I | $31,615 | 0.01% | 6,614 | Common | SOLE |
| 33718W103 | FPF | First Tr Inter Dur Pfd & In | $31,064 | 0.01% | 1,762 | Common | SOLE |
| 034948109 | ANGX | Angel Studios Inc | $17,382 | 0.01% | 5,699 | Common | SOLE |
| 500634209 | KF | The Korea Fund Inc | $17,062 | 0.01% | 380 | Common | SOLE |
| 872340104 | TSI | TCW Strategic Income Fund Inc | $14,628 | 0.00% | 3,258 | Common | SOLE |
| 47109U104 | JOF | Japan Smaller Capitalization Fund Inc | $12,535 | 0.00% | 1,150 | Common | SOLE |
| 670750108 | NMAI | Nuveen Mutli Asset Income Fund | $11,135 | 0.00% | 898 | Common | SOLE |
| 74347W130 | SVXY | ProShares Short VIX Short-Term Futures ETF | $10,076 | 0.00% | 220 | Common | SOLE |
| 64107A113 | NPWR/WS | Net Power Inc. | $8,848 | 0.00% | 32,771 | Common | SOLE |
| 74255X104 | PGZ | Principal Real Estate Income Fund | $8,716 | 0.00% | 907 | Common | SOLE |
| 612160119 | AIRJW | Montana Technologies Corp | $8,572 | 0.00% | 15,307 | Common | SOLE |
| 88018T101 | TDF | Templeton Dragon Fd Inc. | $8,223 | 0.00% | 775 | Common | SOLE |
| 21924B302 | CLM | Cornerstone Strategic Value Fund Inc | $8,152 | 0.00% | 1,120 | Common | SOLE |
| 36465A109 | GGN | GAMCO Global Gold Nat Res | $7,921 | 0.00% | 1,489 | Common | SOLE |
| 298768102 | EEA | The European Equity Fund Inc | $7,636 | 0.00% | 772 | Common | SOLE |
| 880191101 | EMF | Templeton Emerging Markets Fund | $7,503 | 0.00% | 429 | Common | SOLE |
| 592835102 | MXF | The Mexico Fund, Inc. | $7,409 | 0.00% | 354 | Common | SOLE |
| 592834105 | MXE | Mexico Equity & Income Fd | $7,353 | 0.00% | 570 | Common | SOLE |
| 006212104 | ADX | Adams Diversified Equity Fund Inc | $6,867 | 0.00% | 314 | Common | SOLE |
| 780910105 | RVT | Royce Small-Cap Trust Inc. | $6,677 | 0.00% | 402 | Common | SOLE |
| 895436103 | TY | Tri-Continental Corp | $6,175 | 0.00% | 195 | Common | SOLE |
| 09251A104 | BDJ | BlackRock Enhanced Equity Dividend Trust | $6,152 | 0.00% | 714 | Common | SOLE |
| 362397101 | GAB | Gabelli Equity Trust Inc | $6,148 | 0.00% | 1,098 | Common | SOLE |
| 670699107 | QQQX | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $6,007 | 0.00% | 225 | Common | SOLE |
| 67090X107 | JCE | Nuveen Core Equity Alpha Fund | $5,814 | 0.00% | 393 | Common | SOLE |
| G73944111 | RAAQW | Real Asset Acquisition | $5,541 | 0.00% | 4,166 | Common | SOLE |
| 529900102 | ASG | Liberty All Star Growth Fund Inc | $5,352 | 0.00% | 1,127 | Common | SOLE |
| 00301W105 | AEF | Aberdeen Emerging Markets Equity Inc. | $4,862 | 0.00% | 667 | Common | SOLE |
| 530158104 | USA | Liberty All Star Equity Fund | $4,836 | 0.00% | 871 | Common | SOLE |
| 74623V111 | PCTTW | Purecycle Technologies Inc | $4,093 | 0.00% | 5,457 | Common | SOLE |
| G7553X114 | KRSP/WS | Rice Acquisition Corp 3 | $3,886 | 0.00% | 4,858 | Common | SOLE |
| 92835W107 | ZTR | Virtus Total Return Fund Inc. | $3,028 | 0.00% | 457 | Common | SOLE |
| 65340G205 | NXDT | Nexpoint Diversified Rel Et | $1,331 | 0.00% | 285 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.