Q3 2024 · 13F-HR
EQUITEC PROPRIETARY MARKETS, LLCholdings as filed
Filed 2024-10-18 · accession 0001420506-24-002136
$117.5M
Reported value
73
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $22.8M | 19.4% | 644,400 | PUT | SOLE |
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $20.0M | 17.0% | 566,400 | CALL | SOLE |
| 829933100 | SIRI | SIRIUSXM HOLDINGS INC | $15.9M | 13.5% | 672,400 | PUT | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $14.5M | 12.4% | 342,000 | CALL | SOLE |
| 487836108 | K | KELLANOVA | $7.0M | 5.95% | 86,600 | CALL | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $5.8M | 4.97% | 137,700 | PUT | SOLE |
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $5.4M | 4.63% | 153,839 | Common | SOLE |
| 829933100 | SIRI | SIRIUSXM HOLDINGS INC | $5.0M | 4.29% | 213,300 | CALL | SOLE |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL | $3.3M | 2.84% | 314,600 | CALL | SOLE |
| 11275Q107 | 1939900D | BROOKFIELD INFRASTRUCTURE CO | $2.8M | 2.42% | 65,400 | PUT | SOLE |
| 023436108 | AMED | AMEDISYS INC | $2.5M | 2.13% | 25,900 | PUT | SOLE |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL | $2.4M | 2.07% | 229,500 | PUT | SOLE |
| 829933100 | SIRI | SIRIUSXM HOLDINGS INC | $1.5M | 1.28% | 63,810 | Common | SOLE |
| 45720N103 | INBX | INHIBRX BIOSCIENCES INC | $1.3M | 1.11% | 83,100 | CALL | SOLE |
| 023436108 | AMED | AMEDISYS INC | $1.0M | 0.86% | 10,500 | Common | SOLE |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL | $867,654 | 0.74% | 81,700 | Common | SOLE |
| 580589109 | MGRC | MCGRATH RENTCORP | $821,184 | 0.70% | 7,800 | PUT | SOLE |
| 06777U200 | BNED | BARNES & NOBLE ED INC | $609,308 | 0.52% | 65,800 | CALL | SOLE |
| 876030107 | TPR | TAPESTRY INC | $563,760 | 0.48% | 12,000 | PUT | SOLE |
| 580589109 | MGRC | MCGRATH RENTCORP | $525,979 | 0.45% | 4,996 | Common | SOLE |
| 487836108 | K | KELLANOVA | $427,763 | 0.36% | 5,300 | PUT | SOLE |
| 92942W107 | KLG | WK KELLOGG CO | $269,483 | 0.23% | 15,750 | Common | SOLE |
| 127537207 | CDZI | CADIZ INC | $252,017 | 0.21% | 83,174 | Common | SOLE |
| 36467W109 | GME | GAMESTOP CORP NEW | $236,752 | 0.20% | 10,325 | Common | SOLE |
| 45720N103 | INBX | INHIBRX BIOSCIENCES INC | $195,750 | 0.17% | 12,500 | PUT | SOLE |
| 876030107 | TPR | TAPESTRY INC | $187,920 | 0.16% | 4,000 | Common | SOLE |
| 92858V101 | VZIOEUR | VIZIO HLDG CORP | $180,954 | 0.15% | 16,200 | CALL | SOLE |
| 71715X203 | PMCB | PHARMACYTE BIOTECH INC | $158,009 | 0.13% | 82,727 | Common | SOLE |
| 37611X209 | DNA | GINKGO BIOWORKS HOLDINGS INC | $99,430 | 0.08% | 12,200 | Common | SOLE |
| 06777U200 | BNED | BARNES & NOBLE ED INC | $92,600 | 0.08% | 10,000 | PUT | SOLE |
| 11275Q107 | 1939900D | BROOKFIELD INFRASTRUCTURE CO | $81,431 | 0.07% | 1,875 | Common | SOLE |
| 92942W107 | KLG | WK KELLOGG CO | $68,440 | 0.06% | 4,000 | CALL | SOLE |
| 92858V101 | VZIOEUR | VIZIO HLDG CORP | $61,435 | 0.05% | 5,500 | PUT | SOLE |
| 464287432 | TLT | ISHARES TR | $58,860 | 0.05% | 600 | Common | SOLE |
| 87157B400 | SNCR | SYNCHRONOSS TECHNOLOGIES INC | $49,121 | 0.04% | 3,300 | Common | SOLE |
| 68622D106 | AACQGBP | ORIGIN MATERIALS INC | $43,317 | 0.04% | 28,128 | Common | SOLE |
| 05614L209 | BW | BABCOCK & WILCOX ENTERPRISES | $33,589 | 0.03% | 16,465 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $33,438 | 0.03% | 200 | Common | SOLE |
| 549498103 | CCIVGBP | LUCID GROUP INC | $27,887 | 0.02% | 7,900 | Common | SOLE |
| 36467W109 | GME | GAMESTOP CORP NEW | $18,344 | 0.02% | 800 | CALL | SOLE |
| 08975B117 | BBAI/WS | BIGBEAR AI HLDGS INC | $17,500 | 0.01% | 125,000 | Common | SOLE |
| 00214Q104 | ARKK | ARK ETF TR | $9,506 | 0.01% | 200 | Common | SOLE |
| 47215P106 | JD | JD.COM INC | $8,000 | 0.01% | 200 | Common | SOLE |
| 81948W112 | — | SHARECARE INC | $6,600 | 0.01% | 75,000 | Common | SOLE |
| 53838J113 | LVWR/WS | LIVEWIRE GROUP INC | $5,874 | 0.00% | 66,000 | Common | SOLE |
| 88166A508 | WEATUSD | TEUCRIUM COMMODITY TR | $5,240 | 0.00% | 1,000 | Common | SOLE |
| 00165C302 | AMC | AMC ENTMT HLDGS INC | $4,418 | 0.00% | 971 | Common | SOLE |
| 87261Y106 | TMC | TMC THE METALS COMPANY INC | $4,240 | 0.00% | 4,000 | Common | SOLE |
| 78573M104 | SABR | SABRE CORP | $3,670 | 0.00% | 1,000 | Common | SOLE |
| 81256L112 | ICUCW | SEASTAR MEDICAL HOLDING CORP | $3,481 | 0.00% | 80,399 | Common | SOLE |
| 032108631 | — | AMPLIFY ETF TR | $3,310 | 0.00% | 1,000 | Common | SOLE |
| 74347Y755 | — | PROSHARES TR II | $2,493 | 0.00% | 100 | Common | SOLE |
| 761330109 | RVNCEUR | REVANCE THERAPEUTICS INC | $1,557 | 0.00% | 300 | CALL | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $1,148 | 0.00% | 2 | Common | SOLE |
| 553745126 | MSPRW | MSP RECOVERY INC | $1,100 | 0.00% | 500,000 | Common | SOLE |
| 419870100 | HE | HAWAIIAN ELEC INDUSTRIES | $726 | 0.00% | 75 | Common | SOLE |
| 15673X119 | — | CEPTON INC | $676 | 0.00% | 52,800 | Common | SOLE |
| 654484153 | NIOBW | NIOCORP DEVS LTD | $625 | 0.00% | 5,000 | Common | SOLE |
| 26740W117 | QBTS/WS | D-WAVE QUANTUM INC | $476 | 0.00% | 5,300 | Common | SOLE |
| 654902204 | NOK | NOKIA CORP | $437 | 0.00% | 100 | PUT | SOLE |
| 95766B117 | — | WESTERN ASSET GBL HIGH INC F | $429 | 0.00% | 39,000 | Common | SOLE |
| M0740A116 | DRTSW | ALPHA TAU MEDICAL LTD | $361 | 0.00% | 1,900 | Common | SOLE |
| 04541A204 | — | ASSET ENTITIES INC | $208 | 0.00% | 160 | Common | SOLE |
| 398501114 | — | GRIID INFRASTRUCTURE INC | $69 | 0.00% | 2,045 | Common | SOLE |
| 06682J118 | BNZIW | BANZAI INTERNATIONAL INC | $41 | 0.00% | 5,000 | Common | SOLE |
| G0369L119 | ANGHW | ANGHAMI INC | $38 | 0.00% | 2,500 | Common | SOLE |
| 83542D110 | SONWQ | SONDER HOLDINGS INC | $34 | 0.00% | 2,600 | Common | SOLE |
| 48203R104 | JNP | JUNIPER NETWORKS INC | $0 | — | 17,500 | CALL | SOLE |
| 462726100 | I8R | IROBOT CORP | $0 | — | 17,200 | CALL | SOLE |
| 71375U101 | PRFTUSD | PERFICIENT INC | $0 | — | 2,800 | CALL | SOLE |
| 462726100 | I8R | IROBOT CORP | $0 | — | 16,400 | PUT | SOLE |
| 86800U104 | SMCIUSD | SUPER MICRO COMPUTER INC | $0 | — | 5,200 | CALL | SOLE |
| 171604101 | CHUYUSD | CHUYS HLDGS INC | $0 | — | 2,700 | CALL | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.