Q3 2018 · 13F-HR
Risk Paradigm Group, LLCholdings as filed
Filed 2018-11-14 · accession 0001569886-18-000005
$50.5M
Reported value
92
Positions
2018-09-30
Period end
The Brief · Risk Paradigm Group, LLC · Q3 2018
AI · grounded in 13F
Risk Paradigm Group, LLC established a new position in the SPDR Blackstone GSO Senior Loan ETF SRLN valued at $3.46M. The fund also initiated new stakes in iShares Russell 2000 Growth IWO for $3.45M and iShares Russell 2000 Value IWN for $3.24M. Additional new positions include iShares TIPS Bond TIP and iShares MSCI All Country Asia ex Japan AAXJ. Total assets under management stand at $50.46M across 92 positions.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78467V608 | SRLN | SPDR Blackstone GSO Senior Loan ETF | $3.5M | 6.86% | 73,106 | Common | SOLE |
| 464287648 | IWO | iShares Russell 2000 Growth | $3.4M | 6.84% | 16,035 | Common | SOLE |
| 464287630 | IWN | iShares Russell 2000 Value | $3.2M | 6.43% | 24,397 | Common | SOLE |
| 464287176 | TIP | iShares TIPS Bond | $3.2M | 6.34% | 28,901 | Common | SOLE |
| 464288182 | AAXJ | iShares MSCI All Country Asia ex Japan | $2.9M | 5.66% | 40,430 | Common | SOLE |
| 233051200 | DBEF | Dbx Etf Tr XTrackers Msci Eafe Hdg Equi | $2.4M | 4.82% | 75,212 | Common | SOLE |
| 78464A755 | XME | Spdr Ser Tr S&P Metals & Mng Etf | $1.8M | 3.51% | 51,904 | Common | SOLE |
| 464288687 | PFF | Ishares Tr U.S. Pfd Stk Etf | $1.6M | 3.23% | 43,924 | Common | SOLE |
| 81369Y506 | XLE | Sector Spdr Tr Shs Ben Int Energy | $1.5M | 3.01% | 20,054 | Common | SOLE |
| 46138G870 | VRP | Invesco Variable Rate Preferred ETF | $1.5M | 2.98% | 60,403 | Common | SOLE |
| 464287432 | TLT | Ishares 20 Plus Year Treasury Bond Etf | $1.4M | 2.76% | 11,869 | Common | SOLE |
| 464287614 | IWF | iShares Russell 1000 Growth | $1.3M | 2.56% | 8,292 | Common | SOLE |
| 464288273 | SCZ | iShares MSCI EAFE Small Cap | $1.3M | 2.53% | 20,489 | Common | SOLE |
| 78463X756 | EWX | SPDR S&P Emerging Markets Small Cap ETF | $1.1M | 2.13% | 24,023 | Common | SOLE |
| 46625H365 | AMJEUR | JPMorgan Alerian MLP ETN | $997,209 | 1.98% | 36,315 | Common | SOLE |
| 33737J158 | FJP | First Tr Exch Traded Alphadex Fd II Japa | $662,318 | 1.31% | 11,494 | Common | SOLE |
| 33737J182 | FEM | First Tr Exch Traded Alphadex Fd II Emer | $641,485 | 1.27% | 25,598 | Common | SOLE |
| 33737J174 | FDT | First Tr Exch Traded Alphadex Fd II Dev | $634,713 | 1.26% | 10,689 | Common | SOLE |
| 33734X143 | FXH | First Tr Exchange Traded Fd II Health Ca | $634,562 | 1.26% | 7,476 | Common | SOLE |
| 33737J109 | FPA | First Tr Exch Traded Alphadex Fd II Asia | $632,792 | 1.25% | 20,217 | Common | SOLE |
| 78464A359 | CWB | Spdr Ser Tr Barclays Conv Secs Etf | $630,936 | 1.25% | 11,697 | Common | SOLE |
| 81369Y407 | XLY | Select Sector Spdr Fund Shs Ben Consumer Discretionary | $627,009 | 1.24% | 5,349 | Common | SOLE |
| 464288513 | HYG | iShares iBoxx High Yield Corporate Bd | $625,134 | 1.24% | 7,232 | Common | SOLE |
| 464287242 | LQD | iShares iBoxx Investment Grade Corporate Bond ETF | $613,496 | 1.22% | 5,338 | Common | SOLE |
| 464287721 | IYW | Ishares U S Technology Etf | $607,476 | 1.20% | 3,131 | Common | SOLE |
| 33739E108 | FPE | First Tr Exchange Traded Fd III First Tr | $602,815 | 1.19% | 31,561 | Common | SOLE |
| 33734X176 | FXL | First Tr Exchange Traded Fd II Technolog | $591,938 | 1.17% | 9,316 | Common | SOLE |
| 33737J208 | FCAN | First Tr Exch Traded Alphadex Fd II Cana | $582,879 | 1.16% | 22,939 | Common | SOLE |
| 464287754 | IYJ | iShares US Industrials | $582,521 | 1.15% | 3,731 | Common | SOLE |
| 33734X127 | FXN | First Tr Exchange Traded Fd II Energy Al | $580,107 | 1.15% | 33,149 | Common | SOLE |
| 464287788 | IYF | Ishares U S Financials Etf | $557,911 | 1.11% | 4,593 | Common | SOLE |
| 81369Y209 | XLV | Select Sector Spdr Trust The Health Care Select Sector Spdr Fund | $554,058 | 1.10% | 5,823 | Common | SOLE |
| 33734X101 | FXD | First Tr Exchange Traded Fd II Consumer | $553,025 | 1.10% | 12,722 | Common | SOLE |
| 33734X150 | FXR | First Tr Exchange Traded Fd II Indls Pro | $546,700 | 1.08% | 12,903 | Common | SOLE |
| 33734X135 | FXO | First Tr Exchange Traded Fd II Financial | $539,022 | 1.07% | 16,855 | Common | SOLE |
| 81369Y100 | XLB | Materials Select Sector SPDR ETF | $538,343 | 1.07% | 9,293 | Common | SOLE |
| 084670702 | BRK/B | Berkshire Hathaway Inc B | $537,416 | 1.07% | 2,510 | Common | SOLE |
| 33734X168 | FXZ | First Tr Exchange Traded Fd II Materials | $502,684 | 1.00% | 12,148 | Common | SOLE |
| 33734K109 | FEX | First Trust Large Cap Core AlphaDEX ETF | $456,789 | 0.91% | 7,318 | Common | SOLE |
| 92206C409 | VCSH | Vanguard Scottsdale Fds Vanguard Short T | $355,706 | 0.70% | 4,551 | Common | SOLE |
| 464287598 | IWD | iShares Russell 1000 Value | $276,284 | 0.55% | 2,182 | Common | SOLE |
| 464289875 | AOM | iShares Core Moderate Allocation ETF | $262,085 | 0.52% | 6,917 | Common | SOLE |
| 464288257 | ACWI | iShares MSCI ACWI | $246,468 | 0.49% | 3,319 | Common | SOLE |
| 92189F361 | — | VanEck Vectors High Yield Municipal ETF | $225,381 | 0.45% | 7,240 | Common | SOLE |
| 78464A870 | XBI | SPDR S&P Biotech ETF | $217,241 | 0.43% | 2,266 | Common | SOLE |
| 464288810 | IHI | iShares US Medical Devices | $187,671 | 0.37% | 825 | Common | SOLE |
| 464289131 | EWZS | iShares MSCI Brazil Small Cap ETF | $181,427 | 0.36% | 15,246 | Common | SOLE |
| 293792107 | EPD | Enterprise Products Partners LP | $173,873 | 0.34% | 6,052 | Common | SOLE |
| 02079K305 | GOOGL | Alphabet Inc A | $168,991 | 0.33% | 140 | Common | SOLE |
| 464287309 | IVW | iShares S&P 500 Growth | $168,488 | 0.33% | 951 | Common | SOLE |
| 464287200 | IVV | iShares Core S&P 500 | $161,879 | 0.32% | 553 | Common | SOLE |
| 464286848 | — | iShares MSCI Japan | $157,441 | 0.31% | 2,614 | Common | SOLE |
| 464287879 | IJS | iShares S&P Small Cap 600 Value ETF | $153,408 | 0.30% | 919 | Common | SOLE |
| 464287606 | IJK | iShares S&P Mid Cap 400 Growth | $153,274 | 0.30% | 658 | Common | SOLE |
| 97717X552 | OPPE | WisdomTree Europe Hedged SmallCap Eq ETF | $145,137 | 0.29% | 4,790 | Common | SOLE |
| 464287408 | IVE | iShares S&P 500 Value | $139,008 | 0.28% | 1,200 | Common | SOLE |
| 301505889 | EMQQ | EMQQ Emerging Markets Intrnt & Ecmrc ETF | $131,725 | 0.26% | 4,110 | Common | SOLE |
| 594918104 | MSFT | Microsoft Corp | $131,525 | 0.26% | 1,150 | Common | SOLE |
| 464286509 | EWC | iShares MSCI Canada | $128,042 | 0.25% | 4,449 | Common | SOLE |
| 78464A698 | KRE | SPDR S&P Regional Banking ETF | $125,554 | 0.25% | 2,113 | Common | SOLE |
| 464287861 | IEV | iShares Europe | $122,860 | 0.24% | 2,726 | Common | SOLE |
| 38141G104 | GS | Goldman Sachs Group Inc | $112,120 | 0.22% | 500 | Common | SOLE |
| 464287234 | EEM | Ishares Msci Emerging Markets Etf | $98,587 | 0.20% | 2,297 | Common | SOLE |
| 37045V100 | GM | General Motors Co | $94,276 | 0.19% | 2,800 | Common | SOLE |
| 74347R693 | ROM | ProShares Ultra Technology | $78,118 | 0.15% | 647 | Common | SOLE |
| 74347R735 | RXL | ProShares Ultra Health Care | $77,231 | 0.15% | 665 | Common | SOLE |
| 97717W521 | OPPJ | WisdomTree Japan Hedged SmallCap Eq ETF | $76,769 | 0.15% | 1,700 | Common | SOLE |
| 74347R750 | UCC | ProShares Ultra Consumer Services | $76,672 | 0.15% | 695 | Common | SOLE |
| 74347R727 | UXI | ProShares Ultra Industrials | $68,901 | 0.14% | 863 | Common | SOLE |
| 74347X633 | UYG | ProShares Ultra Financials | $62,178 | 0.12% | 1,437 | Common | SOLE |
| 037833100 | AAPL | Apple Inc | $60,949 | 0.12% | 270 | Common | SOLE |
| 74347R776 | UYM | ProShares Ultra Basic Materials | $56,790 | 0.11% | 848 | Common | SOLE |
| 74347R719 | DIGUSD | ProShares Ultra Oil & Gas | $56,203 | 0.11% | 1,295 | Common | SOLE |
| 46429B614 | SMIN | iShares MSCI India Small Cap ETF | $54,799 | 0.11% | 1,494 | Common | SOLE |
| 46137V357 | RSP | Invesco S&P 500 Equal Weight ETF | $37,169 | 0.07% | 348 | Common | SOLE |
| 464289867 | AOR | iShares Core Growth Allocation ETF | $32,990 | 0.07% | 731 | Common | SOLE |
| 464288281 | EMB | iShares JPMorgan USD Emerg Markets Bond | $30,510 | 0.06% | 283 | Common | SOLE |
| 464287804 | IJR | iShares Core S&P Small-Cap | $24,252 | 0.05% | 278 | Common | SOLE |
| 46625H100 | JPM | JPMorgan Chase & Co | $22,568 | 0.04% | 200 | Common | SOLE |
| 464287507 | IJH | iShares Core S&P Mid-Cap | $21,940 | 0.04% | 109 | Common | SOLE |
| 46434G103 | IEMG | iShares Core MSCI Emerging Markets ETF | $21,281 | 0.04% | 411 | Common | SOLE |
| 464287887 | IJT | iShares S&P Small Cap 600 Growth ETF | $20,577 | 0.04% | 102 | Common | SOLE |
| 464287705 | IJJ | iShares S&P Mi Cap 400 Value ETF | $16,733 | 0.03% | 100 | Common | SOLE |
| 478160104 | JNJ | Johnson & Johnson | $13,817 | 0.03% | 100 | Common | SOLE |
| 464286822 | EWW | iShares MSCI Mexico ETF | $12,807 | 0.03% | 250 | Common | SOLE |
| 78463V107 | GLD | SPDR Gold Shares | $12,629 | 0.03% | 112 | Common | SOLE |
| 81369Y605 | XLF | Financial Select Sector SPDR ETF | $11,859 | 0.02% | 430 | Common | SOLE |
| 464286624 | THD | iShares MSCI Thailand Capped ETF | $11,316 | 0.02% | 120 | Common | SOLE |
| 464287515 | IGV | iShares North American Tech Software ETF | $11,068 | 0.02% | 54 | Common | SOLE |
| 464286640 | ECH | iShares MSCI Chile ETF | $11,010 | 0.02% | 243 | Common | SOLE |
| 464287739 | IYR | iShares US Real Estate | $10,962 | 0.02% | 137 | Common | SOLE |
| 37950E200 | GXGUSD | Global X MSCI Colombia ETF | $10,050 | 0.02% | 1,005 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.