Q3 2024 · 13F-HR
Swan Global Investments, LLCholdings as filed
Filed 2024-11-13 · accession 0001591505-24-000006
$3.27B
Reported value
48
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F953 | — | SPDR S&P 500 ETF TR | $1.14B | 34.8% | 2,244,400 | PUT | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $633.9M | 19.4% | 1,104,895 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $409.6M | 12.5% | 710,040 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $155.5M | 4.76% | 688,937 | Common | NONE |
| 69374H493 | PSMJ | PACER FDS TR | $66.1M | 2.02% | 2,365,762 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $65.9M | 2.01% | 1,453,497 | Common | NONE |
| 53656F599 | HEGD | LISTED FD TR | $60.5M | 1.85% | 2,716,467 | Common | NONE |
| 69374H550 | PSMD | PACER FDS TR | $60.5M | 1.85% | 2,117,868 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $60.2M | 1.84% | 390,535 | Common | NONE |
| 69374H519 | PSMR | PACER FDS TR | $56.4M | 1.72% | 2,059,300 | Common | NONE |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $52.6M | 1.61% | 262,731 | Common | NONE |
| 81369Y852 | XLC | SELECT SECTOR SPDR TR | $47.2M | 1.44% | 521,614 | Common | NONE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $43.9M | 1.34% | 324,408 | Common | NONE |
| 69374H543 | PSCW | PACER FDS TR | $34.7M | 1.06% | 1,350,517 | Common | NONE |
| 69374H535 | PSCJ | PACER FDS TR | $33.5M | 1.02% | 1,276,649 | Common | NONE |
| 69374H485 | PSMO | PACER FDS TR | $33.4M | 1.02% | 1,229,584 | Common | NONE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $30.2M | 0.92% | 364,231 | Common | NONE |
| 464287655 | IWM | IShares ETF-Rus2000 | $29.2M | 0.89% | 132,047 | Common | NONE |
| 464287465 | EFA | iShares MSCI EAFE ETF | $25.7M | 0.78% | 306,800 | Common | NONE |
| 69374H576 | PSFD | PACER FDS TR | $25.4M | 0.78% | 783,774 | Common | NONE |
| 464287955 | — | iShares MSCI EAFE ETF | $23.0M | 0.70% | 306,800 | PUT | NONE |
| 46434G103 | IEMG | ishares ETF - CORE MSCI EMKT | $22.3M | 0.68% | 387,800 | Common | NONE |
| 464287954 | — | iShares MSCI Emerging Markets Indx ETF | $19.7M | 0.60% | 492,900 | PUT | NONE |
| 69374H469 | PSFJ | PACER FDS TR | $18.3M | 0.56% | 637,187 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $17.0M | 0.52% | 193,820 | Common | NONE |
| 69374H477 | PSFM | PACER FDS TR | $15.4M | 0.47% | 529,696 | Common | NONE |
| 69374H584 | PSCX | PACER FDS TR | $15.1M | 0.46% | 555,535 | Common | NONE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $12.9M | 0.39% | 159,272 | Common | NONE |
| 69374H451 | PSFO | PACER FDS TR | $12.1M | 0.37% | 430,389 | Common | NONE |
| 81369Y860 | XLRE | SELECT SECTOR SPDR TR | $12.0M | 0.37% | 268,159 | Common | NONE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $11.4M | 0.35% | 118,738 | Common | NONE |
| 78462F903 | — | SPDR S&P 500 ETF TR | $8.3M | 0.25% | 903,900 | CALL | NONE |
| 69374H527 | PSCQ | PACER FDS TR | $7.1M | 0.22% | 270,857 | Common | NONE |
| 16411R958 | — | CHENIERE ENERGY INC | $3.3M | 0.10% | 27,200 | PUT | NONE |
| 78463V107 | GLD | SPDR Gold Trust | $3.0M | 0.09% | 12,500 | Common | NONE |
| 78463V957 | — | SPDR Gold Trust | $2.6M | 0.08% | 11,100 | PUT | NONE |
| 037833950 | — | APPLE INC | $1.8M | 0.06% | 9,400 | PUT | NONE |
| 464287952 | — | IShares ETF-20yr | $1.0M | 0.03% | 10,300 | PUT | NONE |
| 464287432 | TLT | IShares ETF-20yr | $1.0M | 0.03% | 10,300 | Common | NONE |
| 09789C887 | XCCC | BONDBLOXX ETF TRUST | $465,777 | 0.01% | 11,700 | Common | NONE |
| 66538R532 | SCLZ | Swan Enhanced Dividend Income ETF | $455,233 | 0.01% | 8,460 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $239,757 | 0.01% | 1,029 | Common | NONE |
| 67066G954 | — | NVIDIA CORPORATION | $239,200 | 0.01% | 2,600 | PUT | NONE |
| 464287234 | EEM | iShares MSCI Emerging Markets Indx ETF | $215,542 | 0.01% | 4,700 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $209,986 | 0.01% | 488 | Common | NONE |
| 659310106 | NRT | North European Oil Royalty Trust | $167,213 | 0.01% | 31,850 | Common | NONE |
| 17166A101 | CBUS | CIBUS INC | $114,501 | 0.00% | 35,123 | Common | NONE |
| 35952H601 | FCELCHF | FUELCELL ENERGY INC | $9,500 | 0.00% | 25,000 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.