Q3 2024 · 13F-HR
Round Rock Advisors LLCholdings as filed
Filed 2024-11-04 · accession 0001951757-24-001162
$427.8M
Reported value
183
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $34.3M | 8.01% | 267,375 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $33.5M | 7.84% | 68,732 | Common | NONE |
| 464287804 | IJR | ISHARES TR | $23.5M | 5.50% | 201,087 | Common | NONE |
| 922908629 | VO | VANGUARD INDEX FDS | $22.2M | 5.20% | 84,283 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $20.2M | 4.73% | 86,847 | Common | NONE |
| 92189F676 | SMH | VANECK ETF TRUST | $19.5M | 4.56% | 79,447 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $15.7M | 3.66% | 36,426 | Common | NONE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $13.8M | 3.23% | 20 | Common | NONE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $13.0M | 3.03% | 95,848 | Common | NONE |
| 464287168 | DVY | ISHARES TR | $11.9M | 2.78% | 87,921 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $11.4M | 2.67% | 74,124 | Common | NONE |
| 46137V357 | RSP | INVESCO EXCHANGE TRADED FD T | $11.2M | 2.61% | 62,360 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $7.4M | 1.74% | 32,954 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $7.3M | 1.71% | 43,795 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $7.0M | 1.63% | 37,425 | Common | NONE |
| 46641Q837 | JPST | J P MORGAN EXCHANGE TRADED F | $6.5M | 1.53% | 129,040 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $6.2M | 1.46% | 10,657 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $6.0M | 1.39% | 10,371 | Common | NONE |
| 46429B697 | USMV | ISHARES TR | $4.7M | 1.11% | 51,821 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $4.6M | 1.07% | 52,349 | Common | NONE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $4.5M | 1.05% | 28,012 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $4.1M | 0.96% | 20,713 | Common | NONE |
| 036752103 | ELV | ELEVANCE HEALTH INC | $3.7M | 0.87% | 7,209 | Common | NONE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $3.5M | 0.81% | 11,667 | Common | NONE |
| 46435GAA0 | IBDR | ISHARES TR | $3.1M | 0.73% | 129,388 | Common | NONE |
| 46434VBD1 | IBDQ | ISHARES TR | $3.1M | 0.73% | 124,141 | Common | NONE |
| 45073V108 | ITT | ITT INC | $3.0M | 0.71% | 20,319 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $3.0M | 0.70% | 13,622 | Common | NONE |
| 464287309 | IVW | ISHARES TR | $3.0M | 0.69% | 30,822 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $2.9M | 0.68% | 14,012 | Common | NONE |
| H1467J104 | CB | CHUBB LIMITED | $2.7M | 0.63% | 9,387 | Common | NONE |
| 46138G649 | QQQM | INVESCO EXCH TRADED FD TR II | $2.7M | 0.63% | 13,476 | Common | NONE |
| 14040H105 | COF | CAPITAL ONE FINL CORP | $2.3M | 0.53% | 15,073 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $2.2M | 0.52% | 15,177 | Common | NONE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $2.2M | 0.52% | 28,078 | Common | NONE |
| 21036P108 | STZ | CONSTELLATION BRANDS INC | $2.2M | 0.52% | 8,626 | Common | NONE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $2.2M | 0.51% | 36,627 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $2.2M | 0.51% | 10,910 | Common | NONE |
| 969457100 | WMB | WILLIAMS COS INC | $2.1M | 0.49% | 45,894 | Common | NONE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $2.0M | 0.46% | 47,342 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.9M | 0.44% | 16,099 | Common | NONE |
| 92204A702 | VGT | VANGUARD WORLD FD | $1.8M | 0.42% | 3,094 | Common | NONE |
| 46435UAA9 | IBDS | ISHARES TR | $1.8M | 0.42% | 74,462 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.8M | 0.42% | 14,863 | Common | NONE |
| 126650100 | CVS | CVS HEALTH CORP | $1.8M | 0.42% | 28,679 | Common | NONE |
| N6596X109 | NXPI | NXP SEMICONDUCTORS N V | $1.8M | 0.42% | 7,480 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $1.6M | 0.38% | 9,621 | Common | NONE |
| 922908637 | VV | VANGUARD INDEX FDS | $1.6M | 0.37% | 6,036 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $1.6M | 0.36% | 2,691 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $1.5M | 0.36% | 9,324 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $1.5M | 0.35% | 5,737 | Common | NONE |
| 922020805 | VTIP | VANGUARD MALVERN FDS | $1.5M | 0.35% | 30,160 | Common | NONE |
| 46429B689 | EFAV | ISHARES TR | $1.4M | 0.33% | 18,228 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $1.4M | 0.32% | 2,987 | Common | NONE |
| 78467X109 | DIA | SPDR DOW JONES INDL AVERAGE | $1.4M | 0.32% | 3,238 | Common | NONE |
| 922908769 | VTI | VANGUARD INDEX FDS | $1.3M | 0.30% | 4,493 | Common | NONE |
| 464287507 | IJH | ISHARES TR | $1.2M | 0.29% | 19,779 | Common | NONE |
| 922908744 | VTV | VANGUARD INDEX FDS | $1.2M | 0.29% | 7,036 | Common | NONE |
| 172967424 | C | CITIGROUP INC | $1.1M | 0.26% | 18,007 | Common | NONE |
| 032095101 | APH | AMPHENOL CORP NEW | $1.1M | 0.26% | 17,035 | Common | NONE |
| 922908595 | VBK | VANGUARD INDEX FDS | $1.1M | 0.26% | 4,147 | Common | NONE |
| 12769G100 | CZR | CAESARS ENTERTAINMENT INC NE | $1.1M | 0.26% | 26,470 | Common | NONE |
| 11271J107 | BN | BROOKFIELD CORP | $1.1M | 0.25% | 20,475 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $1.1M | 0.25% | 9,314 | Common | NONE |
| 464288802 | SUSA | ISHARES TR | $1.1M | 0.25% | 8,772 | Common | NONE |
| 040413106 | ANETEUR | ARISTA NETWORKS INC | $1.0M | 0.24% | 2,620 | Common | NONE |
| 921946810 | VIGI | VANGUARD WHITEHALL FDS | $1.0M | 0.23% | 11,356 | Common | NONE |
| 75513E101 | RTX | RTX CORPORATION | $980,669 | 0.23% | 8,094 | Common | NONE |
| 922908751 | VB | VANGUARD INDEX FDS | $972,711 | 0.23% | 4,101 | Common | NONE |
| 03076C106 | AMP | AMERIPRISE FINL INC | $949,016 | 0.22% | 2,020 | Common | NONE |
| 46138E354 | SPLV | INVESCO EXCH TRADED FD TR II | $935,316 | 0.22% | 13,039 | Common | NONE |
| 64110L106 | NFLX | NETFLIX INC | $934,109 | 0.22% | 1,317 | Common | NONE |
| 24703L202 | DELL | DELL TECHNOLOGIES INC | $906,831 | 0.21% | 7,650 | Common | NONE |
| 98311A105 | WH | WYNDHAM HOTELS & RESORTS INC | $904,392 | 0.21% | 11,574 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $895,869 | 0.21% | 1,565 | Common | NONE |
| 023608102 | AEE | AMEREN CORP | $889,118 | 0.21% | 10,166 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $882,790 | 0.21% | 30,326 | Common | NONE |
| 464289438 | IWY | ISHARES TR | $870,738 | 0.20% | 3,957 | Common | NONE |
| 92206C870 | VCIT | VANGUARD SCOTTSDALE FDS | $855,323 | 0.20% | 10,213 | Common | NONE |
| 921932869 | IVOG | VANGUARD ADMIRAL FDS INC | $831,033 | 0.19% | 7,250 | Common | NONE |
| 46434V407 | SHYG | ISHARES TR | $812,837 | 0.19% | 18,720 | Common | NONE |
| 14019W109 | CGXU | CAPITAL GROUP INTL FOCUS EQT | $803,538 | 0.19% | 29,794 | Common | NONE |
| 464287481 | IWP | ISHARES TR | $793,589 | 0.19% | 6,766 | Common | NONE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE TRADED F | $775,839 | 0.18% | 14,124 | Common | NONE |
| 78467Y107 | MDY | SPDR S&P MIDCAP 400 ETF TR | $775,833 | 0.18% | 1,362 | Common | NONE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $728,279 | 0.17% | 13,791 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $687,498 | 0.16% | 3,260 | Common | NONE |
| 88579Y101 | MMM | 3M CO | $669,202 | 0.16% | 4,895 | Common | NONE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $660,134 | 0.15% | 8,460 | Common | NONE |
| 464287655 | IWM | ISHARES TR | $634,963 | 0.15% | 2,875 | Common | NONE |
| 571903202 | MAR | MARRIOTT INTL INC NEW | $633,561 | 0.15% | 2,549 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $630,874 | 0.15% | 8,779 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $624,040 | 0.15% | 3,603 | Common | NONE |
| 464287234 | EEM | ISHARES TR | $620,807 | 0.15% | 13,537 | Common | NONE |
| 46435U663 | ESML | ISHARES TR | $615,191 | 0.14% | 14,710 | Common | NONE |
| 98419M100 | XYL | XYLEM INC | $610,567 | 0.14% | 4,522 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $609,994 | 0.14% | 3,764 | Common | NONE |
| 97717W604 | DES | WISDOMTREE TR | $599,298 | 0.14% | 17,376 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $596,504 | 0.14% | 20,612 | Common | NONE |
| 09260D107 | BX | BLACKSTONE INC | $592,682 | 0.14% | 3,870 | Common | NONE |
| 68389X105 | ORCL | ORACLE CORP | $587,369 | 0.14% | 3,447 | Common | NONE |
| 921910725 | VSGX | VANGUARD WORLD FD | $580,654 | 0.14% | 9,440 | Common | NONE |
| 577125818 | MEM | MATTHEWS ASIA FDS | $560,955 | 0.13% | 16,994 | Common | NONE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $552,577 | 0.13% | 6,537 | Common | NONE |
| 008474108 | AEM | AGNICO EAGLE MINES LTD | $547,808 | 0.13% | 6,800 | Common | NONE |
| 369604301 | GE | GE AEROSPACE | $536,501 | 0.13% | 2,845 | Common | NONE |
| 46434V621 | DGRO | ISHARES TR | $534,959 | 0.13% | 8,533 | Common | NONE |
| 315912808 | ONEQ | FIDELITY COMWLTH TR | $527,692 | 0.12% | 7,370 | Common | NONE |
| 244199105 | DE | DEERE & CO | $522,497 | 0.12% | 1,252 | Common | NONE |
| 26614N102 | DD | DUPONT DE NEMOURS INC | $518,709 | 0.12% | 5,821 | Common | NONE |
| 833445109 | SNOW | SNOWFLAKE INC | $518,133 | 0.12% | 4,511 | Common | NONE |
| 78464A763 | SDY | SPDR SER TR | $504,570 | 0.12% | 3,552 | Common | NONE |
| 922908611 | VBR | VANGUARD INDEX FDS | $482,876 | 0.11% | 2,405 | Common | NONE |
| 064058100 | BK | BANK NEW YORK MELLON CORP | $480,743 | 0.11% | 6,690 | Common | NONE |
| 92204A504 | VHT | VANGUARD WORLD FD | $472,121 | 0.11% | 1,673 | Common | NONE |
| 92912R104 | IGA | VOYA GLBL ADV & PREM OPP FD | $455,715 | 0.11% | 47,970 | Common | NONE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $455,501 | 0.11% | 1,680 | Common | NONE |
| 260557103 | DOW | DOW INC | $447,147 | 0.10% | 8,185 | Common | NONE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $445,104 | 0.10% | 899 | Common | NONE |
| 72201R643 | EMNT | PIMCO ETF TR | $430,717 | 0.10% | 4,352 | Common | NONE |
| 894164102 | TNL | TRAVEL PLUS LEISURE CO | $426,424 | 0.10% | 9,254 | Common | NONE |
| G7S00T104 | PNR | PENTAIR PLC | $420,497 | 0.10% | 4,300 | Common | NONE |
| 66987V109 | NVS | NOVARTIS AG | $402,570 | 0.09% | 3,500 | Common | NONE |
| 46432F842 | IEFA | ISHARES TR | $397,977 | 0.09% | 5,099 | Common | NONE |
| 988498101 | YUM | YUM BRANDS INC | $397,056 | 0.09% | 2,842 | Common | NONE |
| 907818108 | UNP | UNION PAC CORP | $391,903 | 0.09% | 1,590 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $387,870 | 0.09% | 957 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $383,196 | 0.09% | 432 | Common | NONE |
| 381430107 | GSIE | GOLDMAN SACHS ETF TR | $383,093 | 0.09% | 10,591 | Common | NONE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $378,446 | 0.09% | 360 | Common | NONE |
| 922908512 | VOE | VANGUARD INDEX FDS | $377,761 | 0.09% | 2,253 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $364,381 | 0.09% | 411 | Common | NONE |
| 46434VBG4 | IBDP | ISHARES TR | $363,881 | 0.09% | 14,434 | Common | NONE |
| 46434V878 | ICSH | ISHARES TR | $361,776 | 0.08% | 7,130 | Common | NONE |
| 922907746 | VTEB | VANGUARD MUN BD FDS | $353,086 | 0.08% | 6,907 | Common | NONE |
| 464287614 | IWF | ISHARES TR | $345,853 | 0.08% | 921 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $332,913 | 0.08% | 974 | Common | NONE |
| 22052L104 | CTVA | CORTEVA INC | $330,517 | 0.08% | 5,622 | Common | NONE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $323,006 | 0.08% | 4,013 | Common | NONE |
| 931142103 | WMT | WALMART INC | $317,852 | 0.07% | 3,936 | Common | NONE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $314,034 | 0.07% | 3,028 | Common | NONE |
| 82509L107 | SHOP | SHOPIFY INC | $310,943 | 0.07% | 3,880 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $309,215 | 0.07% | 586 | Common | NONE |
| 79466L302 | CRM | SALESFORCE INC | $307,103 | 0.07% | 1,122 | Common | NONE |
| 464287663 | IUSV | ISHARES TR | $306,355 | 0.07% | 3,208 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $303,689 | 0.07% | 3,157 | Common | NONE |
| 92189F106 | GDX | VANECK ETF TRUST | $302,552 | 0.07% | 7,598 | Common | NONE |
| 92936U109 | WPC | WP CAREY INC | $302,093 | 0.07% | 4,849 | Common | NONE |
| 464287762 | IYH | ISHARES TR | $297,786 | 0.07% | 4,581 | Common | NONE |
| 74347B698 | SMDV | PROSHARES TR | $296,137 | 0.07% | 4,276 | Common | NONE |
| 464288414 | MUB | ISHARES TR | $285,697 | 0.07% | 2,630 | Common | NONE |
| 78464A862 | XSD | SPDR SER TR | $273,317 | 0.06% | 1,138 | Common | NONE |
| 69374H857 | CALF | PACER FDS TR | $270,700 | 0.06% | 5,819 | Common | NONE |
| 922908736 | VUG | VANGUARD INDEX FDS | $267,599 | 0.06% | 697 | Common | NONE |
| 21037T109 | CEG | CONSTELLATION ENERGY CORP | $260,020 | 0.06% | 1,000 | Common | NONE |
| 921909768 | VXUS | VANGUARD STAR FDS | $256,565 | 0.06% | 3,963 | Common | NONE |
| 09257R101 | BGB | BLACKSTONE STRATEGIC CRED 20 | $255,615 | 0.06% | 20,748 | Common | NONE |
| 375558103 | GILD | GILEAD SCIENCES INC | $247,328 | 0.06% | 2,950 | Common | NONE |
| 25179M103 | DVN | DEVON ENERGY CORP NEW | $246,260 | 0.06% | 6,295 | Common | NONE |
| 92204A108 | VCR | VANGUARD WORLD FD | $245,146 | 0.06% | 720 | Common | NONE |
| 113004105 | BAM | BROOKFIELD ASSET MANAGMT LTD | $243,685 | 0.06% | 5,153 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $243,001 | 0.06% | 5,362 | Common | NONE |
| 921910733 | ESGV | VANGUARD WORLD FD | $239,386 | 0.06% | 2,355 | Common | NONE |
| 72201R833 | MINT | PIMCO ETF TR | $239,139 | 0.06% | 2,375 | Common | NONE |
| 910047109 | UAL | UNITED AIRLS HLDGS INC | $228,240 | 0.05% | 4,000 | Common | NONE |
| 097023105 | BA | BOEING CO | $224,204 | 0.05% | 1,475 | Common | NONE |
| 46435G516 | ESGD | ISHARES TR | $222,882 | 0.05% | 2,648 | Common | NONE |
| 921910691 | VCEB | VANGUARD WORLD FD | $221,111 | 0.05% | 3,408 | Common | NONE |
| 855244109 | SBUX | STARBUCKS CORP | $217,831 | 0.05% | 2,234 | Common | NONE |
| 316188309 | FBND | FIDELITY MERRIMACK STR TR | $216,279 | 0.05% | 4,627 | Common | NONE |
| 464287671 | IUSG | ISHARES TR | $216,157 | 0.05% | 1,639 | Common | NONE |
| 00206R102 | T | AT&T INC | $213,365 | 0.05% | 9,698 | Common | NONE |
| 72201R775 | BOND | PIMCO ETF TR | $210,318 | 0.05% | 2,223 | Common | NONE |
| 92826C839 | V | VISA INC | $208,687 | 0.05% | 759 | Common | NONE |
| 46429B663 | HDV | ISHARES TR | $208,247 | 0.05% | 1,771 | Common | NONE |
| 46137V100 | PPA | INVESCO EXCHANGE TRADED FD T | $205,973 | 0.05% | 1,792 | Common | NONE |
| 98956P102 | ZBH | ZIMMER BIOMET HOLDINGS INC | $205,105 | 0.05% | 1,900 | Common | NONE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $201,396 | 0.05% | 3,028 | Common | NONE |
| 64124P101 | NBH | NEUBERGER BERMAN MUN FD INC | $199,358 | 0.05% | 17,944 | Common | NONE |
| 880191101 | EMF | TEMPLETON EMERGING MKTS FD | $162,615 | 0.04% | 12,010 | Common | NONE |
| 880192109 | TEI | TEMPLETON EMERGING MKTS INCO | $152,748 | 0.04% | 26,200 | Common | NONE |
| 92912T100 | XIGDX | VOYA GLBL EQTY DIV & PREM OP | $138,496 | 0.03% | 24,556 | Common | NONE |
| 61744H105 | MSD | MORGAN STANLEY EMKT DBT FD I | $104,778 | 0.02% | 13,213 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.