Institutional
Plotkin Financial Advisors, LLC
CIK 0001826394
$199.1M
Reported AUM
100
Positions
Q1 2026
Period
2026-05-11
Filed
The Brief · Plotkin Financial Advisors, LLC · Q1 2026
AI · grounded in 13F
Plotkin Financial Advisors, LLC established a new position in LMBS with a $458,252 investment. The fund also opened new positions in DFCF for $235,545 and SOXX for $205,083. Additionally, the manager increased its holdings in JPST by 17.15% and DIVO by 6.51%.
Portfolio · Q1 2026
Top holdings
QoQ vs Q4 2025
| # | Stock | Issuer | Price | Day % | 1Y Gr. | 5Y Gr. | Value | % of book | Δ shares (QoQ) | Status |
|---|---|---|---|---|---|---|---|---|---|---|
| 1 | VTI | VANGUARD TOTAL STOCK MARKET ETF | $363.38 | -2.68% | 24.59% | 71.45% | $19.9M | 10.00% | +1,281 | +2.1% |
| 2 | SMH | VANECK SEMICONDUCTOR ETF | $569.69 | -9.22% | 126.12% | 346.26% | $14.0M | 7.02% | −102 | −0.3% |
| 3 | QQQ | INVESCO QQQ TRUST SERIES I | $705.06 | -4.80% | 33.69% | 99.06% | $13.4M | 6.73% | +211 | +0.9% |
| 4 | RDVY | FIRST TRUST RISING DIVIDEND ACHIEVERS ETF | $76.04 | 0.64% | 24.22% | 70.51% | $13.0M | 6.54% | +2,587 | +1.4% |
| 5 | VIG | VANGUARD DIVIDEND APPRECIATION ETF | $233.28 | -1.37% | 18.28% | 59.52% | $9.3M | 4.65% | +146 | +0.3% |
| 6 | JPST | JPMORGAN ULTRA-SHORT INCOME ETF | $50.41 | -0.04% | 4.65% | 19.34% | $7.7M | 3.86% | +22,223 | +17.2% |
| 7 | CIBR | FIRST TRUST NASDAQ CYBERSECURITY ETF | $86.70 | -4.41% | 18.67% | 80.66% | $7.5M | 3.77% | +1,545 | +1.3% |
| 8 | AAPL | APPLE INC COM | $307.34 | -1.25% | 51.31% | 116.17% | $7.3M | 3.69% | +586 | +2.1% |
| 9 | FAD | FIRST TRUST MULTI CAP GROWTH ALPHADEX FUND | $183.11 | -3.95% | 28.20% | 56.10% | $7.1M | 3.57% | −240 | −0.5% |
| 10 | SPY | STATE STREET SPDR S&P 500 ETF | $737.55 | -2.58% | 24.51% | 79.50% | $7.0M | 3.54% | +744 | +7.4% |
| 11 | FTCS | FIRST TRUST CAPITAL STRENGTH ETF | $93.58 | -0.15% | 3.91% | 27.68% | $6.0M | 3.02% | −914 | −1.4% |
| 12 | GSLC | TR ACTIVEBETA US LARGE CAP EQUITY ETF | $140.37 | -2.45% | 20.12% | 69.15% | $5.7M | 2.85% | −2,742 | −5.7% |
| 13 | MTUM | ISHARES MSCI USA MOMENTUM FACTOR ETF | $306.47 | -5.95% | 32.74% | 85.12% | $4.5M | 2.28% | −41 | −0.2% |
| 14 | FJAN | FT VEST US EQUITY BUFFER ETF - JANUARY | $54.60 | -1.01% | 17.39% | 65.45% | $4.0M | 2.00% | +4,307 | +5.8% |
| 15 | FDN | FIRST TRUST DOW JONES INTERNET INDEX FUND | $271.79 | -3.24% | 4.21% | 12.36% | $3.8M | 1.89% | — | HELD |
| 16 | NVDA | NVIDIA CORPORATION COM | $205.10 | -6.20% | 44.92% | 955.49% | $3.4M | 1.71% | −685 | −3.4% |
| 17 | DIVO | AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF | $46.21 | 0.33% | 18.08% | 62.69% | $3.0M | 1.50% | +4,079 | +6.5% |
| 18 | SKYY | FIRST TRUST CLOUD COMPUTING ETF | $140.76 | -4.89% | 18.25% | 34.16% | $3.0M | 1.50% | −394 | −1.4% |
| 19 | SSO | PROSHARES ULTRA S&P 500 | $66.62 | 1.15% | 44.48% | 116.57% | $2.9M | 1.45% | −3,088 | −5.3% |
| 20 | MOAT | VANECK MORNINGSTAR WIDE MOAT ETF | $102.05 | -1.39% | 13.48% | 43.31% | $2.6M | 1.31% | −415 | −1.5% |
| 21 | XOM | EXXON MOBIL CORP COM | $149.92 | -1.39% | 48.36% | 212.97% | $2.2M | 1.12% | — | HELD |
| 22 | QTEC | FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUND | $317.10 | 3.96% | 51.02% | 88.09% | $2.1M | 1.05% | −309 | −3.1% |
| 23 | SCHX | SCHWAB U.S. LARGE-CAP ETF | $29.05 | -2.65% | 23.85% | 74.97% | $2.1M | 1.04% | +1,637 | +2.1% |
| 24 | FXO | FIRST TRUST FINANCIALS ALPHADEX FUND | $59.72 | 1.08% | 14.61% | 54.90% | $1.8M | 0.91% | −1,331 | −4.0% |
| 25 | FXL | FIRST TRUST TECHNOLOGY ALPHADEX FUND | $206.99 | -6.28% | 42.12% | 71.32% | $1.8M | 0.89% | — | HELD |
| 26 | FNOV | FT VEST U.S. EQUITY BUFFER ETF - NOVEMBER | $57.85 | -1.04% | 18.12% | 52.59% | $1.8M | 0.88% | −31 | −0.1% |
| 27 | AMZN | AMAZON COM INC COM | $246.03 | -3.06% | 15.20% | 47.87% | $1.7M | 0.85% | +1 | +0.0% |
| 28 | PTY | PIMCO CORPORATE & INCOME OPPOR COM | $11.85 | -0.17% | -4.37% | -4.25% | $1.6M | 0.80% | +4,335 | +3.4% |
| 29 | GOOGL | ALPHABET INC CAP STK CL A | $368.53 | -0.98% | 112.92% | 175.80% | $1.6M | 0.79% | −4 | −0.1% |
| 30 | PG | PROCTER & GAMBLE CO COM | $146.54 | 4.09% | -8.09% | 17.02% | $1.4M | 0.73% | −4 | −0.0% |
| 31 | JEPI | JPMORGAN EQUITY PREMIUM INCOME ETF | $55.52 | -0.34% | — | — | $1.4M | 0.69% | +1,277 | +5.5% |
| 32 | ORCL | ORACLE CORP COM | $213.68 | -9.59% | — | — | $1.3M | 0.67% | +16 | +0.2% |
| 33 | MRK | MERCK & CO INC COM | $120.79 | 0.44% | — | — | $1.2M | 0.61% | +29 | +0.3% |
| 34 | FTSL | FIRST TRUST SENIOR LOAN FUND | $44.95 | -0.09% | — | — | $1.2M | 0.59% | +744 | +2.9% |
| 35 | RDVI | FT VEST RISING DIVIDEND ACHIEVERS TARGET INCOME ETF | $27.54 | -1.78% | — | — | $1.2M | 0.59% | +4,410 | +10.6% |
| 36 | IBM | INTERNATIONAL BUSINESS MACHS COM | $284.84 | -5.61% | — | — | $1.1M | 0.55% | — | HELD |
| 37 | VOO | VANGUARD S&P 500 ETF | $678.00 | -2.59% | — | — | $1.1M | 0.54% | −5 | −0.3% |
| 38 | MSFT | MICROSOFT CORP COM | $416.67 | -2.66% | — | — | $965K | 0.48% | +482 | +22.7% |
| 39 | GFEB | FT VEST US EQUITY MODERATE BUFFER ETF FEBRUARY | $43.68 | 0.00% | — | — | $926K | 0.46% | — | HELD |
| 40 | FPEI | FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES & INCOME ETF | $19.21 | -0.16% | — | — | $916K | 0.46% | +3,635 | +8.2% |
| 41 | META | META PLATFORMS INC CL A | $593.00 | -5.51% | — | — | $901K | 0.45% | +94 | +6.4% |
| 42 | LLY | ELI LILLY & CO COM | $1131.42 | 0.55% | — | — | $881K | 0.44% | +4 | +0.4% |
| 43 | PANW | PALO ALTO NETWORKS INC COM | $272.05 | -2.58% | — | — | $859K | 0.43% | +478 | +9.8% |
| 44 | QQEW | FIRST TRUST NASDAQ-100 SELECT EQUAL WEIGHT ETF | $151.93 | -4.13% | — | — | $858K | 0.43% | — | HELD |
| 45 | JNJ | JOHNSON & JOHNSON COM | $232.77 | 2.02% | — | — | $790K | 0.40% | +221 | +7.3% |
| 46 | GOOG | ALPHABET INC CAP STK CL C | $365.76 | -0.95% | — | — | $761K | 0.38% | +11 | +0.4% |
| 47 | DDM | PROSHARES ULTRA DOW30 | $62.28 | -2.75% | — | — | $746K | 0.37% | −178 | −1.2% |
| 48 | KO | COCA COLA CO COM | $79.48 | 3.46% | — | — | $609K | 0.31% | +49 | +0.6% |
| 49 | FJUN | FT VEST U.S. EQUITY BUFFER ETF - JUNE | $59.72 | -0.07% | — | — | $594K | 0.30% | — | HELD |
| 50 | SPHQ | INVESCO S&P 500 QUALITY ETF | $84.95 | -2.19% | — | — | $586K | 0.29% | +25 | +0.3% |
| 51 | CEG | CONSTELLATION ENERGY CORP COM | $254.83 | -3.69% | — | — | $578K | 0.29% | +8 | +0.4% |
| 52 | VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | $81.91 | -0.56% | — | — | $550K | 0.28% | +44 | +0.7% |
| 53 | ILCG | ISHARES MORNINGSTAR GROWTH ETF | $114.83 | 0.76% | — | — | $546K | 0.27% | — | HELD |
| 54 | SPHB | INVESCO S&P 500 HIGH BETA ETF | $146.99 | 2.63% | — | — | $514K | 0.26% | −214 | −4.6% |
| 55 | NEE | NEXTERA ENERGY INC COM | $85.84 | 0.19% | — | — | $504K | 0.25% | — | HELD |
| 56 | HD | HOME DEPOT INC COM | $310.78 | 0.27% | — | — | $492K | 0.25% | +5 | +0.3% |
| 57 | BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | — | — | — | — | $492K | 0.25% | +47 | +4.8% |
| 58 | FVD | FIRST TRUST VALUE LINE DIVIDEND INDEX FUND | — | — | — | — | $477K | 0.24% | — | HELD |
| 59 | LMBS | FIRST TRUST LOW DURATION OPPORTUNITIES ETF | $49.74 | 0.08% | — | — | $458K | 0.23% | +9,200 | NEW |
| 60 | JPM | JPMORGAN CHASE & CO COM | $312.37 | 0.48% | — | — | $456K | 0.23% | — | HELD |
| 61 | SPGI | S&P GLOBAL INC COM | $424.44 | 1.03% | — | — | $450K | 0.23% | — | HELD |
| 62 | TECL | DIREXION DAILY TECHNOLOGY BULL 3X ETF | $202.59 | -19.93% | — | — | $448K | 0.23% | — | HELD |
| 63 | BX | BLACKSTONE INC COM | $115.35 | -2.70% | — | — | $435K | 0.22% | — | HELD |
| 64 | ROBT | FIRST TRUST NASDAQ ARTIFICIAL INTELLIGENCE & ROBOTICS ETF | $55.56 | -6.39% | — | — | $422K | 0.21% | −235 | −2.5% |
| 65 | IGV | ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF | $95.32 | -0.55% | — | — | $414K | 0.21% | — | HELD |
| 66 | V | VISA INC COM CL A | $323.57 | 1.06% | — | — | $409K | 0.21% | +23 | +1.7% |
| 67 | VCSH | VANGUARD SHORT-TERM CORPORATE BOND ETF | $78.61 | -0.29% | — | — | $401K | 0.20% | −181 | −3.5% |
| 68 | IWM | ISHARES RUSSELL 2000 ETF | $281.65 | -3.55% | — | — | $379K | 0.19% | — | HELD |
| 69 | ITA | ISHARES U.S. AEROSPACE & DEFENSE ETF | $229.45 | -0.92% | — | — | $372K | 0.19% | — | HELD |
| 70 | ANET | ARISTA NETWORKS INC COM SHS | $154.27 | -7.07% | — | — | $363K | 0.18% | −24 | −0.8% |
| 71 | FLOT | ISHARES FLOATING RATE BOND ETF | $50.93 | 0.06% | — | — | $349K | 0.18% | — | HELD |
| 72 | CPNG | COUPANG INC CL A | $15.15 | -8.35% | — | — | $340K | 0.17% | −2,000 | −10.0% |
| 73 | MMM | 3M CO COM | $153.76 | 0.65% | — | — | $331K | 0.17% | — | HELD |
| 74 | DAPR | FT VEST U.S. EQUITY DEEP BUFFER ETF - APRIL | $40.72 | 0.30% | — | — | $330K | 0.17% | — | HELD |
| 75 | COWZ | PACER US CASH COWS 100 ETF | $63.87 | -0.06% | — | — | $327K | 0.16% | −72 | −1.4% |
| 76 | MCD | MCDONALDS CORP COM | $279.84 | 2.61% | — | — | $308K | 0.15% | — | HELD |
| 77 | MCO | MOODYS CORP COM | $451.35 | 0.49% | — | — | $306K | 0.15% | — | HELD |
| 78 | EXC | EXELON CORP COM | $45.40 | -0.77% | — | — | $303K | 0.15% | — | HELD |
| 79 | EMR | EMERSON ELEC CO COM | $138.12 | -2.77% | — | — | $302K | 0.15% | +38 | +1.7% |
| 80 | FMAR | FT VEST US EQUITY BUFFER ETF - MARCH | $51.83 | -0.85% | — | — | $285K | 0.14% | +6 | +0.1% |
| 81 | NOBL | PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF | $54.53 | 0.66% | — | — | $280K | 0.14% | — | HELD |
| 82 | WMT | WALMART INC COM | $118.88 | 0.97% | — | — | $275K | 0.14% | −58 | −2.6% |
| 83 | AXP | AMERICAN EXPRESS CO COM | $310.66 | -0.60% | — | — | $273K | 0.14% | +145 | +19.1% |
| 84 | AMD | ADVANCED MICRO DEVICES INC COM | $466.38 | -10.86% | — | — | $267K | 0.13% | +15 | +1.2% |
| 85 | VZ | VERIZON COMMUNICATIONS INC COM | $45.37 | 1.11% | — | — | $267K | 0.13% | — | HELD |
| 86 | JAAA | JANUS HENDERSON AAA CLO ETF | $50.57 | 0.04% | — | — | $260K | 0.13% | — | HELD |
| 87 | NOC | NORTHROP GRUMMAN CORP COM | $544.40 | -0.14% | — | — | $253K | 0.13% | — | HELD |
| 88 | FYC | FIRST TRUST SMALL CAP GROWTH ALPHADEX FUND | $113.17 | -3.72% | — | — | $250K | 0.13% | — | HELD |
| 89 | VO | VANGUARD MID-CAP ETF | $78.53 | -2.06% | — | — | $246K | 0.12% | — | HELD |
| 90 | NSC | NORFOLK SOUTHN CORP COM | $313.45 | 2.04% | — | — | $238K | 0.12% | — | HELD |
| 91 | XLF | STATE STREET FINANCIAL SELECT SECTOR SPDR ETF | $52.30 | 0.21% | — | — | $238K | 0.12% | +752 | +18.5% |
| 92 | WEC | WEC ENERGY GROUP INC COM | $112.32 | -0.56% | — | — | $236K | 0.12% | — | HELD |
| 93 | DFCF | DIMENSIONAL CORE FIXED INCOME ETF | $42.02 | -0.52% | — | — | $236K | 0.12% | +5,579 | NEW |
| 94 | XLI | STATE STREET INDUSTRIAL SELECT SECTOR SPDR ETF | $174.18 | -1.12% | — | — | $235K | 0.12% | +150 | +11.5% |
| 95 | IVV | ISHARES CORE S&P 500 ETF | $740.91 | -2.62% | — | — | $235K | 0.12% | — | HELD |
| 96 | USD | PROSHARES ULTRA SEMICONDUCTORS | $96.39 | 8.69% | — | — | $227K | 0.11% | — | HELD |
| 97 | IJK | ISHARES S&P MID-CAP 400 GROWTH ETF | $112.46 | -2.69% | — | — | $226K | 0.11% | −400 | −15.1% |
| 98 | BAC | BANK OF AMER CORP COM | $53.83 | -0.63% | — | — | $215K | 0.11% | +160 | +3.8% |
| 99 | SOXX | ISHARES SEMICONDUCTOR ETF | $539.77 | -10.44% | — | — | $205K | 0.10% | +624 | NEW |
| 100 | KIO | KKR INCOME OPPORTUNITIES FD COM | $11.26 | -0.97% | — | — | $142K | 0.07% | +12,938 | NEW |
| 101 | PECO | PHILLIPS EDISON & CO INC COMMON STOCK | — | — | — | — | — | — | −7,173 | EXITED |
| 102 | PLYM | PLYMOUTH INDL REIT INC COM | — | — | — | — | — | — | −10,305 | EXITED |
| 103 | FDL | FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND | — | — | — | — | — | — | −4,617 | EXITED |
| 104 | RSP | INVESCO S&P 500 EQUAL WEIGHT ETF | — | — | — | — | — | — | −1,063 | EXITED |
| 105 | AOR | ISHARES CORE 60/40 BALANCED ALLOCATION ETF | — | — | — | — | — | — | −3,097 | EXITED |
Source: SEC EDGAR · accession 0001826394-26-000002. 13F discloses long positions only — shorts, foreign equities, and options are excluded.