Institutional
Smith Asset Management Co., LLC
CIK 0002068217
$116.5M
Reported AUM
71
Positions
Q1 2026
Period
2026-05-15
Filed
The Brief · Smith Asset Management Co., LLC · Q1 2026
AI · grounded in 13F
Smith Asset Management Co., LLC closed its position in EQH, reducing its exposure by $3,907,497. The fund increased its stake in MSFT by 211.78% and established a new position in PFO worth $287,635. Other notable activity includes increasing shares of QQQ by 39.71% and trimming its holding in PFD by 30.07%.
Portfolio · Q1 2026
Top holdings
QoQ vs Q4 2025
| # | Stock | Issuer | Price | Day % | 1Y Gr. | 5Y Gr. | Value | % of book | Δ shares (QoQ) | Status |
|---|---|---|---|---|---|---|---|---|---|---|
| 1 | BRK/B | BERKSHIRE HATHAWAY INC DEL | — | — | — | — | $7.4M | 6.39% | +598 | +4.0% |
| 2 | JPC | NUVEEN PFD & INCOME OPPORTUN | $7.81 | -0.26% | 8.35% | 19.75% | $6.9M | 5.90% | −14,620 | −1.6% |
| 3 | ARCC | ARES CAPITAL CORP | $18.79 | -0.58% | -7.00% | 47.30% | $6.2M | 5.32% | +29,081 | +9.2% |
| 4 | DNP | DNP SELECT INCOME FD INC | $10.73 | 0.37% | 19.42% | 47.67% | $4.1M | 3.55% | −7,794 | −1.9% |
| 5 | XAWFX | ALLIANCEBERNSTEIN GLOBAL HIG | $11.28 | -0.27% | 0.27% | -8.42% | $4.0M | 3.44% | −8,005 | −2.0% |
| 6 | CSQ | CALAMOS STRATEGIC TOTAL RETU | $20.08 | 0.53% | 24.02% | 60.06% | $3.9M | 3.38% | +5,907 | +2.6% |
| 7 | SPY | STATE STR SPDR S&P 500 ETF T | $737.55 | -2.58% | 24.51% | 79.50% | $3.9M | 3.34% | +214 | +3.7% |
| 8 | RFI | COHEN & STEERS TOTAL RETURN | $11.39 | 1.15% | 3.58% | 6.05% | $3.8M | 3.25% | +5,645 | +1.7% |
| 9 | VGT | VANGUARD WORLD FD | $115.28 | -6.14% | 47.86% | 130.97% | $3.4M | 2.92% | +246 | +5.3% |
| 10 | AAPL | APPLE INC | $307.34 | -1.25% | 51.31% | 116.17% | $3.2M | 2.76% | +1,127 | +9.8% |
| 11 | FFA | FIRST TR ENHANCED EQUITY | $22.58 | 0.56% | 21.74% | 54.08% | $3.1M | 2.68% | −426 | −0.3% |
| 12 | MCI | BARINGS CORPORATE INVS | $17.14 | 0.44% | -11.63% | 68.06% | $3.0M | 2.56% | −3,224 | −1.8% |
| 13 | UTG | REAVES UTIL INCOME FD | $41.00 | -1.80% | 23.65% | 65.74% | $3.0M | 2.54% | −1,627 | −2.1% |
| 14 | PCN | PIMCO CORPORATE & INCM STRG | $11.70 | -1.02% | 4.21% | 2.02% | $2.9M | 2.50% | +16,686 | +7.3% |
| 15 | BTZ | BLACKROCK CR ALLOCATION | $10.09 | -0.10% | 3.52% | 2.39% | $2.8M | 2.39% | −3,028 | −1.1% |
| 16 | PDI | PIMCO DYNAMIC INCOME FD | $16.82 | 0.15% | 2.51% | 16.77% | $2.8M | 2.39% | +13,913 | +9.4% |
| 17 | NLY | ANNALY CAPITAL MANAGEMENT IN | $21.24 | 0.07% | 27.44% | 18.86% | $2.7M | 2.29% | +5,773 | +4.8% |
| 18 | XBGYX | BLACKROCK ENHANCED INTL DIV | $6.52 | 0.00% | 4.65% | -1.76% | $2.6M | 2.24% | −13,019 | −2.6% |
| 19 | PSF | COHEN & STEERS SELECT PFD & | $19.62 | 0.74% | 7.50% | -7.44% | $2.5M | 2.17% | −1,789 | −1.4% |
| 20 | VIS | VANGUARD WORLD FD | $341.44 | 0.41% | 25.16% | 83.51% | $2.5M | 2.12% | +778 | +10.9% |
| 21 | UTF | COHEN & STEERS INFRASTRUCTUR | $27.26 | 0.41% | 10.86% | 38.05% | $2.5M | 2.11% | −1,822 | −1.9% |
| 22 | FLC | FLAHERTY & CRUMRINE TOTAL RE | $16.72 | -0.65% | 7.22% | -0.95% | $2.1M | 1.80% | −1,520 | −1.2% |
| 23 | HQH | ABRDN HEALTHCARE INVESTORS | $19.12 | -0.73% | 37.98% | 26.61% | $2.1M | 1.76% | −1,799 | −1.5% |
| 24 | PTY | PIMCO CORPORATE & INCOME OPP | $11.84 | -0.13% | -4.37% | -4.25% | $2.0M | 1.71% | +2,821 | +1.7% |
| 25 | DSU | BLACKROCK DEBT STRATEGIES FD | $9.64 | -0.92% | 3.13% | 41.35% | $1.9M | 1.64% | +16,566 | +9.1% |
| 26 | DFP | FLAHERTY & CRUMRINE DYNAMIC | $20.24 | 0.45% | 7.50% | -1.69% | $1.9M | 1.64% | −1,817 | −1.9% |
| 27 | GOF | GUGGENHEIM STRATEGIC OPPORTU | $11.02 | 0.05% | -12.34% | 2.21% | $1.5M | 1.31% | +15,921 | +12.9% |
| 28 | BUI | BLACKROCK UTILS INFRASTRUCTU | $27.32 | -0.22% | 23.15% | 51.27% | $1.4M | 1.21% | +73 | +0.1% |
| 29 | AMZN | AMAZON COM INC | $246.03 | -3.06% | 15.20% | 47.87% | $1.4M | 1.16% | +876 | +15.6% |
| 30 | ASGI | ABRDN GLOBAL INFRA INCOME FU | $22.88 | 0.88% | 29.02% | 75.82% | $1.3M | 1.13% | −995 | −1.7% |
| 31 | XSORX | SOURCE CAPITAL | $49.44 | -0.96% | — | — | $1.3M | 1.12% | −119 | −0.4% |
| 32 | GDO | WSTRN AST GLBL CORP OPP FD I | $10.63 | 0.09% | — | — | $1.2M | 1.04% | −3,003 | −2.6% |
| 33 | XFFCX | FLAHERTY & CRUMRIN PFD & INM | $17.37 | -0.23% | — | — | $1.2M | 1.02% | +2,965 | +4.0% |
| 34 | MPV | BARINGS PARTN INVS | $16.70 | 0.60% | — | — | $1.2M | 1.01% | −1,713 | −2.4% |
| 35 | NVG | NUVEEN AMT FREE MUN CR INC F | $12.57 | -0.79% | — | — | $1.1M | 0.93% | −2,559 | −2.8% |
| 36 | QQQ | INVESCO QQQ TR | $705.06 | -4.80% | — | — | $1.1M | 0.92% | +529 | +39.7% |
| 37 | MSFT | MICROSOFT CORP | $416.67 | -2.66% | — | — | $999K | 0.86% | +1,834 | +211.8% |
| 38 | VTV | VANGUARD INDEX FDS | $212.02 | -1.36% | — | — | $999K | 0.86% | +391 | +8.3% |
| 39 | SPYM | SPDR SERIES TRUST | $86.81 | -2.58% | — | — | $903K | 0.78% | +818 | +7.4% |
| 40 | XRNPX | COHEN & STEERS REIT & PFD & | $22.06 | 0.41% | — | — | $893K | 0.77% | +9,642 | +27.1% |
| 41 | VB | VANGUARD INDEX FDS | $288.20 | -2.44% | — | — | $853K | 0.73% | +146 | +4.7% |
| 42 | PFD | FLAHERTY & CRUMRINE PFD INCO | $11.43 | -0.61% | — | — | $828K | 0.71% | −31,853 | −30.1% |
| 43 | SPH | SUBURBAN PROPANE PARTNERS L | $19.25 | -0.88% | — | — | $827K | 0.71% | −304 | −0.7% |
| 44 | OHI | OMEGA HEALTHCARE INVS INC | $44.47 | 1.83% | — | — | $723K | 0.62% | −150 | −0.9% |
| 45 | BLW | BLACKROCK LTD DURATION INCOM | $12.26 | -1.13% | — | — | $693K | 0.59% | +571 | +1.0% |
| 46 | XBMEX | BLACKROCK HEALTH SCIENCES TR | $41.72 | -0.14% | — | — | $637K | 0.55% | +3,644 | +28.3% |
| 47 | VDE | VANGUARD WORLD FD | $162.36 | -2.11% | — | — | $623K | 0.53% | +482 | +15.4% |
| 48 | STK | COLUMBIA SELIGM PREM TECH GR | $52.10 | 2.15% | — | — | $610K | 0.52% | — | HELD |
| 49 | XLV | SELECT SECTOR SPDR TR | $153.01 | 0.61% | — | — | $607K | 0.52% | +171 | +4.3% |
| 50 | HYT | BLACKROCK CORPOR HI YLD FD I | $8.59 | -0.69% | — | — | $603K | 0.52% | +5,382 | +8.2% |
| 51 | WMT | WALMART INC | $118.88 | 0.97% | — | — | $554K | 0.48% | +10 | +0.2% |
| 52 | VOT | VANGUARD INDEX FDS | $293.53 | -3.46% | — | — | $512K | 0.44% | −2 | −0.1% |
| 53 | MSD | MORGAN STANLEY EMKT DBT FD I | $7.23 | 0.56% | — | — | $505K | 0.43% | +4,621 | +6.9% |
| 54 | IRM | IRON MTN INC DEL | $124.66 | -4.29% | — | — | $486K | 0.42% | −165 | −3.4% |
| 55 | GOOGL | ALPHABET INC | $368.53 | -0.98% | — | — | $454K | 0.39% | +560 | +54.9% |
| 56 | DOC | HEALTHPEAK PROPERTIES INC | $19.79 | 0.97% | — | — | $450K | 0.39% | −50 | −0.2% |
| 57 | LDP | COHEN & STEERS LTD DURATION | $20.78 | 0.69% | — | — | $380K | 0.33% | +7,231 | +61.4% |
| 58 | DUK | DUKE ENERGY CORP NEW | $124.22 | 1.97% | — | — | $348K | 0.30% | −49 | −1.8% |
| 59 | PFO | FLAHERTY & CRUMRINE PFD INCO | $9.11 | 0.22% | — | — | $288K | 0.25% | +31,818 | NEW |
| 60 | SEVN | SEVEN HILLS REALTY TRUST | $8.59 | 0.94% | — | — | $263K | 0.23% | −540 | −1.7% |
| 61 | MO | ALTRIA GROUP INC | $72.19 | 2.25% | — | — | $247K | 0.21% | −135 | −3.5% |
| 62 | XLF | SELECT SECTOR SPDR TR | $52.30 | 0.21% | — | — | $234K | 0.20% | −327 | −6.5% |
| 63 | AMGN | AMGEN INC | $349.58 | 1.15% | — | — | $233K | 0.20% | — | HELD |
| 64 | ASG | LIBERTY ALL-STAR GROWTH FD I | $5.24 | 0.78% | — | — | $197K | 0.17% | −500 | −1.2% |
| 65 | AFB | ALLIANCEBERNSTEIN NATL MUN I | $11.08 | -0.27% | — | — | $195K | 0.17% | — | HELD |
| 66 | WEA | WESTERN ASSET PREMIER BD FD | $10.50 | 0.32% | — | — | $194K | 0.17% | +3,404 | +22.7% |
| 67 | DHC | DIVERSIFIED HEALTHCARE TR | $8.53 | -0.81% | — | — | $148K | 0.13% | — | HELD |
| 68 | PMO | PUTNAM MUN OPPORTUNITIES TR | $10.42 | -0.10% | — | — | $142K | 0.12% | +13,742 | NEW |
| 69 | USA | LIBERTY ALL STAR EQUITY FD | $5.76 | -0.15% | — | — | $103K | 0.09% | −99 | −0.5% |
| 70 | SVC | SERVICE PPTYS TR | $1.58 | 0.64% | — | — | $24K | 0.02% | −350 | −1.9% |
| 71 | BUI-R | BLACKROCK UTILS INFRASTRUCTU | — | — | — | — | $426 | 0.00% | +53,294 | NEW |
| 72 | EQH | EQUITABLE HLDGS INC | $40.81 | 0.02% | — | — | — | — | −82,004 | EXITED |
| 73 | ETG | EATON VANCE TX ADV GLBL DIV | $22.62 | 0.40% | — | — | — | — | −8,928 | EXITED |
Source: SEC EDGAR · accession 0001172661-26-001992. 13F discloses long positions only — shorts, foreign equities, and options are excluded.