INDEPENDENT FINANCIAL GROUP, LLC — Q1 2020 13F-HR

← INDEPENDENT FINANCIAL GROUP, LLC

Q1 2020 · 13F-HR

INDEPENDENT FINANCIAL GROUP, LLCholdings as filed

Filed 2026-06-15 · accession 0000275484-26-000024

$340.1M

Reported value

411

Positions

2020-03-31

Period end

View analyzed profile →PRO

Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
023135106	AMZN	AMAZON COM INC	$15.4M	4.53%	7,899	Common	NONE
037833100	AAPL	APPLE INC	$13.9M	4.09%	54,710	Common	NONE
594918104	MSFT	MICROSOFT CORP	$12.1M	3.57%	76,957	Common	NONE
67066G104	NVDA	NVIDIA CORP	$9.2M	2.71%	35,011	Common	NONE
33737J307	FEMS	FIRST TR EXCHANGE TRADED ALP	$7.4M	2.17%	295,428	Common	NONE
464285105	IAUUSD	ISHARES GOLD TRUST	$7.4M	2.16%	488,218	Common	NONE
78462F103	SPY	SPDR S&P 500 ETF TR	$6.6M	1.93%	25,512	Common	NONE
46090E103	QQQ	INVESCO QQQ TR	$5.6M	1.66%	29,620	Common	NONE
85207H104	PHYS	SPROTT PHYSICAL GOLD TRUST	$5.2M	1.53%	397,131	Common	NONE
464289479	ILTB	ISHARES TR	$4.6M	1.36%	64,837	Common	NONE
464287200	IVV	ISHARES TR	$4.4M	1.28%	16,863	Common	NONE
09260D107	BX	BLACKSTONE GROUP INC	$3.8M	1.13%	84,240	Common	NONE
464288760	ITA	ISHARES TR	$3.7M	1.10%	25,956	Common	NONE
02079K107	GOOG	ALPHABET INC	$3.4M	1.01%	2,950	Common	NONE
92826C839	V	VISA INC	$3.3M	0.97%	20,393	Common	NONE
79466L302	CRM	SALESFORCE COM INC	$3.1M	0.91%	21,561	Common	NONE
78463V107	GLD	SPDR GOLD TRUST	$2.9M	0.86%	19,869	Common	NONE
464287721	IYW	ISHARES TR	$2.8M	0.82%	13,565	Common	NONE
64110L106	NFLX	NETFLIX INC	$2.7M	0.80%	7,257	Common	NONE
22160K105	COST	COSTCO WHSL CORP NEW	$2.7M	0.79%	9,390	Common	NONE
747525103	QCOM	QUALCOMM INC	$2.6M	0.77%	38,899	Common	NONE
30303M102	META	FACEBOOK INC	$2.5M	0.73%	14,939	Common	NONE
437076102	HD	HOME DEPOT INC	$2.4M	0.70%	12,693	Common	NONE
92343V104	VZ	VERIZON COMMUNICATIONS INC	$2.4M	0.69%	43,981	Common	NONE
464287457	SHY	ISHARES TR	$2.3M	0.68%	26,781	Common	NONE
921908844	VIG	VANGUARD SPECIALIZED FUNDS	$2.2M	0.66%	21,577	Common	NONE
00287Y109	ABBV	ABBVIE INC	$2.2M	0.66%	29,251	Common	NONE
464287697	IDU	ISHARES TR	$2.2M	0.65%	15,889	Common	NONE
084670702	BRK/B	BERKSHIRE HATHAWAY INC DEL	$2.0M	0.59%	11,004	Common	NONE
00206R102	T	AT&T INC	$2.0M	0.58%	68,071	Common	NONE
78467X109	DIA	SPDR DOW JONES INDL AVRG ETF	$2.0M	0.58%	9,002	Common	NONE
46090A887	GSY	INVESCO ACTIVELY MANAGED ETF	$2.0M	0.58%	40,006	Common	NONE
921946406	VYM	VANGUARD WHITEHALL FDS	$1.9M	0.57%	27,292	Common	NONE
254687106	DIS	DISNEY WALT CO	$1.9M	0.57%	19,985	Common	NONE
46429B697	USMV	ISHARES TR	$1.9M	0.57%	35,585	Common	NONE
337345102	QTEC	FIRST TR NASDAQ-100 TECH IND	$1.9M	0.56%	22,620	Common	NONE
02079K305	GOOGL	ALPHABET INC	$1.9M	0.56%	1,636	Common	NONE
921937835	BND	VANGUARD BD INDEX FDS	$1.7M	0.51%	20,140	Common	NONE
33739Q200	LMBS	FIRST TR EXCHANGE-TRADED FD	$1.7M	0.50%	33,032	Common	NONE
05156V102	AUPH	AURINIA PHARMACEUTICALS INC	$1.6M	0.48%	112,930	Common	NONE
097023105	BA	BOEING CO	$1.6M	0.48%	10,909	Common	NONE
855244109	SBUX	STARBUCKS CORP	$1.6M	0.46%	23,916	Common	NONE
931142103	WMT	WALMART INC	$1.6M	0.46%	13,831	Common	NONE
464287176	TIP	ISHARES TR	$1.6M	0.46%	13,322	Common	NONE
88160R101	TSLA	TESLA INC	$1.5M	0.46%	2,955	Common	NONE
46138E354	SPLV	INVESCO EXCHANGE-TRADED FD T	$1.5M	0.45%	32,899	Common	NONE
922908769	VTI	VANGUARD INDEX FDS	$1.5M	0.45%	11,961	Common	NONE
110122108	BMY	BRISTOL-MYERS SQUIBB CO	$1.5M	0.45%	27,194	Common	NONE
57636Q104	MA	MASTERCARD INC	$1.5M	0.44%	6,262	Common	NONE
01609W102	BABA	ALIBABA GROUP HLDG LTD	$1.4M	0.42%	7,414	Common	NONE
808524300	SCHG	SCHWAB STRATEGIC TR	$1.4M	0.42%	18,035	Common	NONE
464287804	IJR	ISHARES TR	$1.4M	0.42%	25,533	Common	NONE
97717W703	DWM	WISDOMTREE TR	$1.4M	0.42%	36,267	Common	NONE
458140100	INTC	INTEL CORP	$1.4M	0.42%	26,263	Common	NONE
46625H100	JPM	JPMORGAN CHASE & CO	$1.4M	0.42%	15,786	Common	NONE
717081103	PFE	PFIZER INC	$1.4M	0.41%	43,097	Common	NONE
464287671	IUSG	ISHARES TR	$1.4M	0.41%	24,241	Common	NONE
808524839	SCHZ	SCHWAB STRATEGIC TR	$1.4M	0.40%	25,065	Common	NONE
11135F101	AVGO	BROADCOM INC	$1.4M	0.40%	5,715	Common	NONE
126650100	CVS	CVS HEALTH CORP	$1.4M	0.40%	22,796	Common	NONE
02209S103	MO	ALTRIA GROUP INC	$1.3M	0.39%	34,438	Common	NONE
713448108	PEP	PEPSICO INC	$1.3M	0.39%	11,041	Common	NONE
149049504	—	CATASYS INC	$1.3M	0.38%	85,436	Common	NONE
060505104	BAC	BK OF AMERICA CORP	$1.3M	0.37%	59,050	Common	NONE
58933Y105	MRK	MERCK & CO. INC	$1.2M	0.36%	16,031	Common	NONE
17275R102	CSCO	CISCO SYS INC	$1.2M	0.36%	31,215	Common	NONE
464287127	ILCB	ISHARES TR	$1.2M	0.36%	8,299	Common	NONE
81369Y803	XLK	SELECT SECTOR SPDR TR	$1.2M	0.35%	14,998	Common	NONE
464287556	IBB	ISHARES TR	$1.2M	0.34%	10,827	Common	NONE
464288661	IEI	ISHARES TR	$1.1M	0.33%	8,537	Common	NONE
478160104	JNJ	JOHNSON & JOHNSON	$1.1M	0.33%	8,631	Common	NONE
34959E109	FTNT	FORTINET INC	$1.1M	0.33%	11,137	Common	NONE
464288687	PFF	ISHARES TR	$1.1M	0.33%	34,856	Common	NONE
921937819	BIV	VANGUARD BD INDEX FDS	$1.1M	0.32%	12,074	Common	NONE
007903107	AMD	ADVANCED MICRO DEVICES INC	$1.1M	0.31%	23,461	Common	NONE
922908744	VTV	VANGUARD INDEX FDS	$1.1M	0.31%	11,917	Common	NONE
464288588	MBB	ISHARES TR	$1.1M	0.31%	9,566	Common	NONE
464288679	SHV	ISHARES TR	$1.0M	0.31%	9,355	Common	NONE
30231G102	XOM	EXXON MOBIL CORP	$1.0M	0.30%	27,183	Common	NONE
74347B383	—	PROSHARES TR	$1.0M	0.30%	33,647	Common	NONE
46428Q109	SLV	ISHARES SILVER TRUST	$1.0M	0.30%	78,236	Common	NONE
580135101	MCD	MCDONALDS CORP	$1.0M	0.30%	6,150	Common	NONE
742718109	PG	PROCTER & GAMBLE CO	$1.0M	0.30%	9,156	Common	NONE
191216100	KO	COCA COLA CO	$999,990	0.29%	22,598	Common	NONE
00123Q104	AGNC	AGNC INVT CORP	$969,129	0.28%	91,600	Common	NONE
379378201	GNL	GLOBAL NET LEASE INC	$961,372	0.28%	71,905	Common	NONE
922020805	VTIP	VANGUARD MALVERN FDS	$955,788	0.28%	19,618	Common	NONE
922908363	VOO	VANGUARD INDEX FDS	$950,312	0.28%	4,013	Common	NONE
81369Y209	XLV	SELECT SECTOR SPDR TR	$949,876	0.28%	10,723	Common	NONE
921937827	BSV	VANGUARD BD INDEX FDS	$940,057	0.28%	11,439	Common	NONE
46138E511	PGX	INVESCO EXCHANGE-TRADED FD T	$933,926	0.27%	70,967	Common	NONE
816851109	SRE	SEMPRA ENERGY	$902,112	0.27%	7,984	Common	NONE
922908736	VUG	VANGUARD INDEX FDS	$900,825	0.26%	5,749	Common	NONE
464287150	ITOT	ISHARES TR	$892,385	0.26%	15,598	Common	NONE
921910709	EDV	VANGUARD WORLD FD	$885,748	0.26%	5,283	Common	NONE
78573L106	SBRA	SABRA HEALTH CARE REIT INC	$878,787	0.26%	80,475	Common	NONE
33734X846	CIBR	FIRST TR EXCHANGE TRADED FD	$861,336	0.25%	33,424	Common	NONE
00768Y529	DWSH	ADVISORSHARES TR	$846,139	0.25%	23,788	Common	NONE
82509L107	SHOP	SHOPIFY INC	$835,111	0.25%	2,003	Common	NONE
91324P102	UNH	UNITEDHEALTH GROUP INC	$834,787	0.25%	3,347	Common	NONE
78464A870	XBI	SPDR SER TR	$833,689	0.25%	10,766	Common	NONE
532457108	LLY	LILLY ELI & CO	$832,597	0.24%	6,002	Common	NONE
931427108	WFC	WALGREENS BOOTS ALLIANCE INC	$829,127	0.24%	18,123	Common	NONE
922908538	VOT	VANGUARD INDEX FDS	$827,450	0.24%	6,531	Common	NONE
46429B655	FLOT	ISHARES TR	$824,144	0.24%	16,909	Common	NONE
81369Y886	XLU	SELECT SECTOR SPDR TR	$815,873	0.24%	14,724	Common	NONE
035710409	ANNTAYLOR	ANNALY CAPITAL MANAGEMENT IN	$810,859	0.24%	159,933	Common	NONE
808524797	SCHD	SCHWAB STRATEGIC TR	$803,885	0.24%	17,872	Common	NONE
922908553	VNQ	VANGUARD INDEX FDS	$789,238	0.23%	11,299	Common	NONE
038222105	AMAT	APPLIED MATLS INC	$780,597	0.23%	17,036	Common	NONE
464287226	AGG	ISHARES TR	$772,683	0.23%	6,697	Common	NONE
464288810	IHI	ISHARES TR	$769,028	0.23%	3,413	Common	NONE
92204A702	VGT	VANGUARD WORLD FDS	$768,986	0.23%	3,629	Common	NONE
808524201	SCHX	SCHWAB STRATEGIC TR	$765,441	0.23%	12,497	Common	NONE
464287234	EEM	ISHARES TR	$762,428	0.22%	22,339	Common	NONE
46432F396	MTUM	ISHARES TR	$753,984	0.22%	7,081	Common	NONE
464287440	IEF	ISHARES TR	$748,943	0.22%	6,165	Common	NONE
269808101	ECC	EAGLE PT CR CO LLC	$740,423	0.22%	108,249	Common	NONE
28470R102	—	ELDORADO RESORTS INC	$738,720	0.22%	51,300	Common	NONE
464287655	IWM	ISHARES TR	$730,313	0.21%	6,381	Common	NONE
253868103	DLR	DIGITAL RLTY TR INC	$720,387	0.21%	5,186	Common	NONE
46434G103	IEMG	ISHARES INC	$719,152	0.21%	17,770	Common	NONE
74340W103	PLD	PROLOGIS INC.	$716,499	0.21%	8,915	Common	NONE
46120E602	ISRG	INTUITIVE SURGICAL INC	$711,617	0.21%	1,437	Common	NONE
88579Y101	MMM	3M CO	$710,944	0.21%	5,208	Common	NONE
375558103	GILD	GILEAD SCIENCES INC	$708,647	0.21%	9,479	Common	NONE
09257W100	BXMT	BLACKSTONE MTG TR INC	$685,495	0.20%	36,815	Common	NONE
921943858	VEA	VANGUARD TAX-MANAGED INTL FD	$679,311	0.20%	20,375	Common	NONE
81369Y605	XLF	SELECT SECTOR SPDR TR	$675,350	0.20%	32,438	Common	NONE
055622104	BP	BP PLC	$668,604	0.20%	27,413	Common	NONE
464287242	LQD	ISHARES TR	$668,420	0.20%	5,412	Common	NONE
921909768	VXUS	VANGUARD STAR FDS	$667,290	0.20%	15,903	Common	NONE
70450Y103	PYPL	PAYPAL HLDGS INC	$649,405	0.19%	6,783	Common	NONE
46432F339	QUAL	ISHARES TR	$645,936	0.19%	7,971	Common	NONE
438516106	HON	HONEYWELL INTL INC	$639,248	0.19%	4,778	Common	NONE
33738R605	FV	FIRST TR EXCHANGE-TRADED FD	$627,928	0.18%	24,423	Common	NONE
002824100	ABT	ABBOTT LABS	$624,982	0.18%	7,920	Common	NONE
46284V101	IRM	IRON MTN INC NEW	$624,441	0.18%	26,237	Common	NONE
539830109	LMT	LOCKHEED MARTIN CORP	$619,940	0.18%	1,829	Common	NONE
33739Q408	FTSM	FIRST TR EXCHANGE-TRADED FD	$618,428	0.18%	10,477	Common	NONE
29444U700	EQIX	EQUINIX INC	$614,577	0.18%	984	Common	NONE
46429B267	GOVT	ISHARES TR	$610,198	0.18%	21,785	Common	NONE
04010L103	ARCC	ARES CAPITAL CORP	$609,787	0.18%	56,567	Common	NONE
464287622	IWB	ISHARES TR	$609,009	0.18%	4,303	Common	NONE
94106L109	WM	WASTE MGMT INC DEL	$604,417	0.18%	6,530	Common	NONE
33738R878	FVC	FIRST TR EXCHANGE-TRADED FD	$604,196	0.18%	26,889	Common	NONE
609207105	MDLZ	MONDELEZ INTL INC	$604,065	0.18%	12,062	Common	NONE
85571B105	STWD	STARWOOD PPTY TR INC	$603,623	0.18%	58,890	Common	NONE
808524847	SCHH	SCHWAB STRATEGIC TR	$601,696	0.18%	18,378	Common	NONE
33737M102	FNY	FIRST TR EXCHANGE-TRADED ALP	$597,230	0.18%	16,161	Common	NONE
02607T109	—	AMERICAN FIN TR INC	$591,094	0.17%	94,575	Common	NONE
808524508	SCHM	SCHWAB STRATEGIC TR	$584,801	0.17%	13,871	Common	NONE
166764100	CVX	CHEVRON CORP NEW	$582,385	0.17%	8,037	Common	NONE
46432F842	IEFA	ISHARES TR	$578,629	0.17%	11,598	Common	NONE
19625T101	—	COLONY CR REAL ESTATE INC	$577,578	0.17%	146,593	Common	NONE
46435G342	REM	ISHARES TR	$573,828	0.17%	30,686	Common	NONE
03765K104	—	APHRIA INC	$571,276	0.17%	189,520	Common	NONE
718172109	PM	PHILIP MORRIS INTL INC	$551,747	0.16%	7,562	Common	NONE
459200101	IBM	INTERNATIONAL BUSINESS MACHS	$546,472	0.16%	4,926	Common	NONE
464287168	DVY	ISHARES TR	$544,214	0.16%	7,400	Common	NONE
78464A763	SDY	SPDR SER TR	$542,283	0.16%	6,790	Common	NONE
21036P108	STZ	CONSTELLATION BRANDS INC	$541,697	0.16%	3,779	Common	NONE
72201R775	BOND	PIMCO ETF TR	$536,265	0.16%	5,051	Common	NONE
68389X105	ORCL	ORACLE CORP	$519,450	0.15%	10,748	Common	NONE
464287507	IJH	ISHARES TR	$517,159	0.15%	3,595	Common	NONE
464288653	TLH	ISHARES TR	$516,080	0.15%	3,079	Common	NONE
550021109	LULU	LULULEMON ATHLETICA INC	$515,955	0.15%	2,722	Common	NONE
26924G409	—	ETF MANAGERS TR	$514,922	0.15%	13,816	Common	NONE
595112103	MU	MICRON TECHNOLOGY INC	$513,174	0.15%	12,201	Common	NONE
031162100	AMGN	AMGEN INC	$508,041	0.15%	2,506	Common	NONE
22822V101	CCI	CROWN CASTLE INTL CORP NEW	$505,689	0.15%	3,502	Common	NONE
46429B663	HDV	ISHARES TR	$503,209	0.15%	7,033	Common	NONE
46429B689	EFAV	ISHARES TR	$494,559	0.15%	7,970	Common	NONE
45781V101	IIPR	INNOVATIVE INDL PPTYS INC	$488,318	0.14%	6,431	Common	NONE
922042742	VT	VANGUARD INTL EQUITY INDEX F	$486,512	0.14%	7,747	Common	NONE
90184L102	TWTR	TWITTER INC	$482,555	0.14%	19,648	Common	NONE
464288646	IGSB	ISHARES TR	$478,964	0.14%	9,148	Common	NONE
369550108	GD	GENERAL DYNAMICS CORP	$477,655	0.14%	3,610	Common	NONE
922908637	VV	VANGUARD INDEX FDS	$476,562	0.14%	4,024	Common	NONE
90138F102	TWLO	TWILIO INC	$469,465	0.14%	5,246	Common	NONE
72201Y101	PDI	PIMCO DYNAMIC INCOME FD	$467,756	0.14%	21,175	Common	NONE
78464A516	BWX	SPDR SER TR	$464,260	0.14%	16,700	Common	NONE
023436108	AMED	AMEDISYS INC	$458,850	0.13%	2,500	Common	NONE
03027X100	AMT	AMERICAN TOWER CORP NEW	$456,840	0.13%	2,098	Common	NONE
92206C870	VCIT	VANGUARD SCOTTSDALE FDS	$456,090	0.13%	5,237	Common	NONE
369604103	GE	GENERAL ELECTRIC CO	$453,864	0.13%	57,161	Common	NONE
81369Y506	XLE	SELECT SECTOR SPDR TR	$452,432	0.13%	15,569	Common	NONE
156700106	—	CENTURYLINK INC	$451,763	0.13%	47,755	Common	NONE
26924G201	HACKUSD	ETF MANAGERS TR	$449,620	0.13%	12,605	Common	NONE
46138G102	XSLV	INVESCO EXCHANGE-TRADED FD T	$446,893	0.13%	13,485	Common	NONE
482480100	KLAC	KLA CORPORATION	$434,382	0.13%	3,022	Common	NONE
189054109	CLX	CLOROX CO DEL	$432,605	0.13%	2,497	Common	NONE
042315507	—	ARMOUR RESIDENTIAL REIT INC	$432,529	0.13%	49,095	Common	NONE
98980L101	ZNGA	ZOOM VIDEO COMMUNICATIONS IN	$432,223	0.13%	2,958	Common	NONE
03784Y200	APLE	APPLE HOSPITALITY REIT INC	$429,697	0.13%	46,859	Common	NONE
78463X889	SPDW	SPDR INDEX SHS FDS	$427,305	0.13%	17,849	Common	NONE
852234103	XYZ	SQUARE INC	$424,068	0.12%	8,096	Common	NONE
00162Q866	AMLPUSD	ALPS ETF TR	$422,655	0.12%	122,865	Common	NONE
46137V647	PSI	INVESCO EXCHANGE TRADED FD T	$418,689	0.12%	7,705	Common	NONE
29250N105	ENB	ENBRIDGE INC	$417,709	0.12%	14,359	Common	NONE
464287523	SOXX	ISHARES TR	$416,372	0.12%	2,029	Common	NONE
00724F101	ADBE	ADOBE INC	$414,667	0.12%	1,303	Common	NONE
92936U109	WPC	WP CAREY INC	$408,883	0.12%	7,040	Common	NONE
674599105	OXY	OCCIDENTAL PETE CORP	$408,322	0.12%	35,261	Common	NONE
33739E108	FPE	FIRST TR EXCH TRADED FD III	$407,425	0.12%	24,843	Common	NONE
33718W103	FPF	FIRST TR INTER DUR PFD & IN	$404,754	0.12%	22,688	Common	NONE
72201B101	PTY	PIMCO CORPORATE & INCOME OPP	$399,113	0.12%	30,915	Common	NONE
92204A207	VDC	VANGUARD WORLD FDS	$398,989	0.12%	2,895	Common	NONE
78464A359	CWB	SPDR SER TR	$398,243	0.12%	8,321	Common	NONE
75886F107	REGN	REGENERON PHARMACEUTICALS	$394,050	0.12%	807	Common	NONE
172967424	C	CITIGROUP INC	$393,527	0.12%	9,343	Common	NONE
77543R102	ROKU	ROKU INC	$391,998	0.12%	4,481	Common	NONE
922042858	VWO	VANGUARD INTL EQUITY INDEX F	$390,009	0.11%	11,625	Common	NONE
46435G672	IAGG	ISHARES TR	$389,393	0.11%	7,120	Common	NONE
69374H642	PTBD	PACER FDS TR	$386,323	0.11%	15,144	Common	NONE
33734H106	FVD	FIRST TR VALUE LINE DIVID IN	$386,247	0.11%	13,954	Common	NONE
46137V357	RSP	INVESCO EXCHANGE TRADED FD T	$384,460	0.11%	4,576	Common	NONE
98138H101	WDAY	WORKDAY INC	$381,545	0.11%	2,930	Common	NONE
46137V464	XMMO	INVESCO EXCHANGE TRADED FD T	$381,065	0.11%	7,761	Common	NONE
81369Y407	XLY	SELECT SECTOR SPDR TR	$371,226	0.11%	3,785	Common	NONE
78468R622	JNK	SPDR SER TR	$369,580	0.11%	3,901	Common	NONE
46435G425	ESGU	ISHARES TR	$361,654	0.11%	6,291	Common	NONE
08862E109	BYND	BEYOND MEAT INC	$361,438	0.11%	5,427	Common	NONE
48251W104	KKR	KKR & CO INC	$359,208	0.11%	15,305	Common	NONE
921910816	MGK	VANGUARD WORLD FD	$358,874	0.11%	2,824	Common	NONE
500754106	KHC	KRAFT HEINZ CO	$357,810	0.11%	14,463	Common	NONE
652526203	NEWT	NEWTEK BUSINESS SVCS CORP	$356,670	0.10%	27,000	Common	NONE
316092808	FTEC	FIDELITY COVINGTON TR	$352,945	0.10%	5,630	Common	NONE
464287762	IYH	ISHARES TR	$351,561	0.10%	1,872	Common	NONE
55608B105	—	MACQUARIE INFRASTRUCTURE COR	$349,687	0.10%	13,849	Common	NONE
G491BT108	IVZ	INVESCO LTD	$340,763	0.10%	37,529	Common	NONE
92857W308	VOD	VODAFONE GROUP PLC NEW	$339,782	0.10%	24,676	Common	NONE
101137107	BSX	BOSTON SCIENTIFIC CORP	$339,450	0.10%	10,403	Common	NONE
23325P104	DNP	DNP SELECT INCOME FD	$335,308	0.10%	34,250	Common	NONE
808524706	SCHE	SCHWAB STRATEGIC TR	$334,019	0.10%	16,144	Common	NONE
92766K106	IPOAGBP	VIRGIN GALACTIC HOLDINGS INC	$333,511	0.10%	22,565	Common	NONE
874039100	TSM	TAIWAN SEMICONDUCTOR MFG LTD	$331,854	0.10%	6,944	Common	NONE
337344105	QQEW	FIRST TR NAS100 EQ WEIGHTED	$330,813	0.10%	5,310	Common	NONE
464289511	IGLB	ISHARES TR	$327,770	0.10%	5,152	Common	NONE
92203J407	BNDX	VANGUARD CHARLOTTE FDS	$326,421	0.10%	5,802	Common	NONE
922908595	VBK	VANGUARD INDEX FDS	$324,808	0.10%	2,161	Common	NONE
92189F429	PFXF	VANECK VECTORS ETF TR	$323,006	0.09%	19,576	Common	NONE
27828H105	XEVVX	EATON VANCE LTD DUR INCOME F	$321,720	0.09%	30,437	Common	NONE
922908751	VB	VANGUARD INDEX FDS	$320,346	0.09%	2,775	Common	NONE
09857L108	BKNG	BOOKING HLDGS INC	$318,841	0.09%	237	Common	NONE
464287432	TLT	ISHARES TR	$316,907	0.09%	1,921	Common	NONE
911312106	UPS	UNITED PARCEL SERVICE INC	$312,934	0.09%	3,350	Common	NONE
922908512	VOE	VANGUARD INDEX FDS	$310,886	0.09%	3,824	Common	NONE
94987D101	ERC	WELLS FARGO MULTI SECTOR INC	$305,565	0.09%	31,731	Common	NONE
78468R713	DWFI	SPDR SER TR	$304,034	0.09%	13,609	Common	NONE
258622109	DSL	DOUBLELINE INCOME SOLUTIONS	$301,564	0.09%	22,606	Common	NONE
33739P103	FTLS	FIRST TR EXCH TRADED FD III	$300,060	0.09%	8,008	Common	NONE
252131107	DXCM	DEXCOM INC	$299,159	0.09%	1,111	Common	NONE
354613101	BEN	FRANKLIN RESOURCES INC	$298,868	0.09%	17,907	Common	NONE
33733E302	FDN	FIRST TR EXCHANGE-TRADED FD	$298,313	0.09%	2,411	Common	NONE
78467Y107	MDY	SPDR S&P MIDCAP 400 ETF TR	$297,265	0.09%	1,131	Common	NONE
78464A300	SLYV	SPDR SER TR	$297,257	0.09%	7,275	Common	NONE
529900102	ASG	LIBERTY ALL-STAR GROWTH FD I	$291,230	0.09%	62,630	Common	NONE
85210B102	SGDM	SPROTT ETF TR	$284,773	0.08%	14,339	Common	NONE
464287465	EFA	ISHARES TR	$284,728	0.08%	5,326	Common	NONE
67071L106	NVG	NUVEEN AMT FREE MUN CR INC F	$284,454	0.08%	19,377	Common	NONE
43010E404	HFRO	HIGHLAND INCOME FD	$283,153	0.08%	33,195	Common	NONE
67061W104	NAZ	NUVEEN ARIZONA QLTY MUN INC	$282,596	0.08%	22,790	Common	NONE
26924G508	—	ETF MANAGERS TR	$282,180	0.08%	24,753	Common	NONE
464287499	IWR	ISHARES TR	$282,133	0.08%	6,535	Common	NONE
848637104	SPLKCHF	SPLUNK INC	$281,240	0.08%	2,228	Common	NONE
464287663	IUSV	ISHARES TR	$280,313	0.08%	6,070	Common	NONE
46137V639	IGPT	INVESCO EXCHANGE TRADED FD T	$279,169	0.08%	3,256	Common	NONE
949746101	WMT2	WELLS FARGO CO NEW	$278,223	0.08%	9,694	Common	NONE
756109104	O	REALTY INCOME CORP	$277,870	0.08%	5,573	Common	NONE
92204A504	VHT	VANGUARD WORLD FDS	$271,225	0.08%	1,633	Common	NONE
07272M107	BCML	BAYCOM CORP	$270,655	0.08%	22,461	Common	NONE
464288307	IMCG	ISHARES TR	$269,366	0.08%	1,235	Common	NONE
780259107	—	ROYAL DUTCH SHELL PLC	$260,855	0.08%	7,987	Common	NONE
78468R101	SPTS	SPDR SER TR	$258,447	0.08%	8,413	Common	NONE
90353T100	UBER	UBER TECHNOLOGIES INC	$256,920	0.08%	9,202	Common	NONE
26922A388	DRSK	ETF SER SOLUTIONS	$255,781	0.08%	9,109	Common	NONE
78464A631	XAR	SPDR SER TR	$252,391	0.07%	3,317	Common	NONE
336920103	FPX	FIRST TR EXCHANGE TRADED FD	$251,284	0.07%	3,988	Common	NONE
97717W505	DON	WISDOMTREE TR	$250,612	0.07%	10,373	Common	NONE
824348106	SHW	SHERWIN WILLIAMS CO	$250,438	0.07%	545	Common	NONE
36197T103	GWPH	GW PHARMACEUTICALS PLC	$248,874	0.07%	2,842	Common	NONE
988498101	YUM	YUM BRANDS INC	$245,611	0.07%	3,584	Common	NONE
67073B106	JPC	NUVEEN PFD & INCOME OPPORTUN	$245,134	0.07%	33,397	Common	NONE
149123101	CAT	CATERPILLAR INC DEL	$243,916	0.07%	2,102	Common	NONE
670346105	NUE	NUCOR CORP	$242,259	0.07%	6,726	Common	NONE
33738D101	EMLP	FIRST TR EXCHANGE-TRADED FD	$242,102	0.07%	13,609	Common	NONE
16934Q208	—	CHIMERA INVT CORP	$241,696	0.07%	26,560	Common	NONE
501044101	KR	KROGER CO	$240,568	0.07%	7,987	Common	NONE
46138E362	SPHD	INVESCO EXCHANGE-TRADED FD T	$239,901	0.07%	7,994	Common	NONE
33738D309	FTSL	FIRST TR EXCHANGE-TRADED FD	$239,812	0.07%	5,739	Common	NONE
922908611	VBR	VANGUARD INDEX FDS	$239,517	0.07%	2,697	Common	NONE
83416M105	—	SOLAR SR CAP LTD	$239,420	0.07%	24,657	Common	NONE
33740F805	FIXD	FIRST TR EXCHNG TRADED FD VI	$238,803	0.07%	4,531	Common	NONE
233051853	DBEU	DBX ETF TR	$235,345	0.07%	9,725	Common	NONE
89677Y100	TPVG	TRIPLEPOINT VENTURE GROWTH B	$234,726	0.07%	40,893	Common	NONE
83088V102	WORK	SLACK TECHNOLOGIES INC	$234,152	0.07%	8,724	Common	NONE
156782104	—	CERNER CORP	$234,134	0.07%	3,717	Common	NONE
00507V109	AIY	ACTIVISION BLIZZARD INC	$233,281	0.07%	3,922	Common	NONE
81369Y308	XLP	SELECT SECTOR SPDR TR	$233,183	0.07%	4,281	Common	NONE
691543102	—	OXFORD LANE CAP CORP	$229,329	0.07%	54,995	Common	NONE
697435105	PANW	PALO ALTO NETWORKS INC	$227,413	0.07%	1,387	Common	NONE
464287481	IWP	ISHARES TR	$226,401	0.07%	1,862	Common	NONE
464287291	IXN	ISHARES TR	$225,871	0.07%	1,239	Common	NONE
87612E106	TGT	TARGET CORP	$224,430	0.07%	2,414	Common	NONE
872540109	TJX	TJX COS INC NEW	$224,181	0.07%	4,689	Common	NONE
025816109	AXP	AMERICAN EXPRESS CO	$224,127	0.07%	2,618	Common	NONE
040413106	ANETEUR	ARISTA NETWORKS INC	$223,412	0.07%	1,103	Common	NONE
46137V852	PTH	INVESCO EXCHANGE TRADED FD T	$223,296	0.07%	2,619	Common	NONE
01881G106	AB	ALLIANCEBERNSTEIN HLDG L P	$223,173	0.07%	12,005	Common	NONE
46137V837	PDP	INVESCO EXCHANGE TRADED FD T	$223,016	0.07%	4,133	Common	NONE
808524862	SCHO	SCHWAB STRATEGIC TR	$223,008	0.07%	4,311	Common	NONE
554382101	MAC	MACERICH CO	$222,667	0.07%	39,550	Common	NONE
036752103	ELV	ANTHEM INC	$222,499	0.07%	980	Common	NONE
60770K107	MRNA	MODERNA INC	$221,480	0.07%	7,395	Common	NONE
42225P501	—	HEALTHCARE TR AMER INC	$219,515	0.06%	9,041	Common	NONE
14149Y108	CAH	CARDINAL HEALTH INC	$218,750	0.06%	4,563	Common	NONE
49456B101	KMI	KINDER MORGAN INC DEL	$216,776	0.06%	15,573	Common	NONE
464288737	KXI	ISHARES TR	$214,790	0.06%	4,493	Common	NONE
95790D105	—	WESTERN ASSET MTG CAP CORP	$214,688	0.06%	93,750	Common	NONE
72202D106	—	PIMCO DYNAMIC CR & MTG INC F	$214,152	0.06%	12,732	Common	NONE
29355A107	ENPH	ENPHASE ENERGY INC	$213,889	0.06%	6,624	Common	NONE
494368103	KMB	KIMBERLY CLARK CORP	$211,113	0.06%	1,651	Common	NONE
25746U109	D	DOMINION ENERGY INC	$210,571	0.06%	2,917	Common	NONE
70432V102	PAYC	PAYCOM SOFTWARE INC	$210,494	0.06%	1,042	Common	NONE
464288513	HYG	ISHARES TR	$210,204	0.06%	2,727	Common	NONE
020002101	ALL	ALLSTATE CORP	$210,062	0.06%	2,290	Common	NONE
46432F834	IXUS	ISHARES TR	$209,289	0.06%	4,452	Common	NONE
882508104	TXN	TEXAS INSTRS INC	$208,754	0.06%	2,089	Common	NONE
831865209	AOS	SMITH A O CORP	$208,257	0.06%	5,508	Common	NONE
20030N101	CMCSA	COMCAST CORP NEW	$208,147	0.06%	6,055	Common	NONE
81762P102	NOW	SERVICENOW INC	$207,771	0.06%	725	Common	NONE
075887109	BDX	BECTON DICKINSON & CO	$207,023	0.06%	901	Common	NONE
654106103	NKE	NIKE INC	$206,309	0.06%	2,493	Common	NONE
74255X104	PGZ	PRINCIPAL REAL ESTATE INCOME	$205,411	0.06%	16,962	Common	NONE
923725105	VET	VERMILION ENERGY INC	$204,434	0.06%	67,350	Common	NONE
33734X192	SKYY	FIRST TR EXCHANGE TRADED FD	$203,247	0.06%	3,730	Common	NONE
712704105	—	PEOPLES UTD FINL INC	$203,055	0.06%	18,376	Common	NONE
92206C847	VGLT	VANGUARD SCOTTSDALE FDS	$202,020	0.06%	2,000	Common	NONE
00302L108	XAWPX	ABERDEEN GLOBAL PREMIER PPTY	$194,029	0.06%	45,762	Common	NONE
138035100	—	CANOPY GROWTH CORP	$193,830	0.06%	13,471	Common	NONE
456237106	ILPT	INDUSTRIAL LOGISTICS PPTYS T	$192,081	0.06%	10,951	Common	NONE
G66721104	NCLH	NORWEGIAN CRUISE LINE HLDG L	$186,320	0.05%	17,000	Common	NONE
345370860	F	FORD MTR CO DEL	$183,289	0.05%	37,948	Common	NONE
75605Y106	—	REALOGY HLDGS CORP	$182,105	0.05%	60,500	Common	NONE
40434L105	HPQ	HP INC	$179,850	0.05%	10,360	Common	NONE
64828T201	RITM	NEW RESIDENTIAL INVT CORP	$177,394	0.05%	35,408	Common	NONE
92707Y108	VFF	VILLAGE FARMS INTL INC	$174,748	0.05%	61,560	Common	NONE
41021P103	HPS	HANCOCK JOHN PFD INCOME FD I	$168,250	0.05%	12,317	Common	NONE
67066V101	NAD	NUVEEN QUALITY MUNCP INCOME	$168,150	0.05%	12,238	Common	NONE
01883A107	—	ALLIANZGI NFJ DIVID INT & PR	$166,661	0.05%	17,342	Common	NONE
00764C109	AVK	ADVENT CONVERTIBLE & INCOME	$166,023	0.05%	15,604	Common	NONE
69047Q102	OVV	OVINTIV INC	$163,228	0.05%	60,232	Common	NONE
80349A208	SAR	SARATOGA INVT CORP	$153,083	0.05%	13,300	Common	NONE
476405105	—	JERNIGAN CAP INC	$148,234	0.04%	13,525	Common	NONE
670657105	XNEAX	NUVEEN AMT FREE QLTY MUN INC	$146,625	0.04%	10,829	Common	NONE
92339V100	—	VEREIT INC	$146,103	0.04%	29,878	Common	NONE
293792107	EPD	ENTERPRISE PRODS PARTNERS L	$145,755	0.04%	10,193	Common	NONE
746853100	PPT	PUTNAM PREMIER INCOME TR	$143,464	0.04%	31,600	Common	NONE
10316T104	BOX	BOX INC	$143,376	0.04%	10,212	Common	NONE
03762U105	ARI	APOLLO COML REAL EST FIN INC	$142,204	0.04%	19,165	Common	NONE
67070X101	NZF	NUVEEN MUNICIPAL CREDIT INC	$141,530	0.04%	10,059	Common	NONE
302635107	—	FS KKR CAPITAL CORP	$139,987	0.04%	46,662	Common	NONE
610335101	MRCC	MONROE CAP CORP	$136,753	0.04%	19,261	Common	NONE
67072C105	—	NUVEEN PFD & INCM SECURTIES	$133,606	0.04%	18,403	Common	NONE
410345102	HN9	HANESBRANDS INC	$130,201	0.04%	16,544	Common	NONE
362397101	GAB	GABELLI EQUITY TR INC	$129,195	0.04%	29,700	Common	NONE
35671D857	FCX	FREEPORT-MCMORAN INC	$127,711	0.04%	18,920	Common	NONE
46137V589	—	INVESCO EXCHANGE TRADED FD T	$127,019	0.04%	15,627	Common	NONE
93964W108	—	WASHINGTON PRIME GROUP NEW	$126,114	0.04%	156,643	Common	NONE
456788108	INFY	INFOSYS LTD	$124,365	0.04%	15,148	Common	NONE
654902204	NOK	NOKIA CORP	$122,593	0.04%	39,546	Common	NONE
680665205	OLN	OLIN CORP	$122,535	0.04%	10,500	Common	NONE
67090H102	—	NUVEEN TX ADV TOTAL RET STRG	$119,328	0.04%	16,926	Common	NONE
67073D102	XJQCX	NUVEEN CR STRATEGIES INCOME	$115,889	0.03%	20,439	Common	NONE
74348T102	PSEC	PROSPECT CAPITAL CORPORATION	$113,964	0.03%	26,815	Common	NONE
02364V107	—	AMERICA FIRST MULTIFAMILY IN	$112,660	0.03%	21,500	Common	NONE
35472T101	FTF	FRANKLIN LTD DURATION INCOME	$110,331	0.03%	14,055	Common	NONE
92829B101	VGI	VIRTUS GLOBAL MULTI-SEC INC	$102,667	0.03%	10,639	Common	NONE
29273V100	ET	ENERGY TRANSFER LP	$95,367	0.03%	20,732	Common	NONE
09228F103	BB	BLACKBERRY LTD	$95,341	0.03%	23,085	Common	NONE
337319107	—	FIRST TR ABERDEEN GLBL OPP F	$94,161	0.03%	10,700	Common	NONE
09259E108	TCPC	BLACKROCK TCP CAPITAL CORP	$90,244	0.03%	14,439	Common	NONE
676220106	—	OFFICE DEPOT INC	$88,560	0.03%	54,000	Common	NONE
44045A102	HRZN	HORIZON TECHNOLOGY FIN CORP	$83,230	0.02%	10,250	Common	NONE
45773H201	—	INOVIO PHARMACEUTICALS INC	$82,844	0.02%	11,135	Common	NONE
85207K107	PSLV	SPROTT PHYSICAL SILVER TR	$82,399	0.02%	15,755	Common	NONE
94987C103	EOD	WELLS FARGO GLOBAL DIVIDEND	$80,945	0.02%	21,877	Common	NONE
87612G101	TRGP	TARGA RES CORP	$79,465	0.02%	11,500	Common	NONE
62914V106	NIO	NIO INC	$77,562	0.02%	27,900	Common	NONE
530158104	USA	LIBERTY ALL STAR EQUITY FD	$77,430	0.02%	15,998	Common	NONE
872280102	CGBD	TCG BDC INC	$76,885	0.02%	14,729	Common	NONE
68620P101	—	ORGANIGRAM HLDGS INC	$76,178	0.02%	38,175	Common	NONE
880192109	TEI	TEMPLETON EMERGING MKTS INCO	$74,800	0.02%	10,000	Common	NONE
722014107	PHK	PIMCO HIGH INCOME FD	$73,500	0.02%	15,000	Common	NONE
746823103	PMM	PUTNAM MANAGED MUN INCOME TR	$72,000	0.02%	10,000	Common	NONE
70451A104	PAYS	PAYSIGN INC	$71,559	0.02%	13,868	Common	NONE
98585L100	YRD	YIREN DIGITAL LTD	$67,296	0.02%	16,782	Common	NONE
09250U101	BGR	BLACKROCK ENERGY & RES TR	$66,150	0.02%	10,500	Common	NONE
91232N108	—	UNITED STATES OIL FUND LP	$65,002	0.02%	15,440	Common	NONE
41013P749	—	HANCOCK JOHN INVT TR	$56,363	0.02%	11,250	Common	NONE
05156X108	—	AURORA CANNABIS INC	$54,890	0.02%	62,000	Common	NONE
110122157	—	BRISTOL-MYERS SQUIBB CO	$51,593	0.02%	13,577	Common	NONE
03676B102	AM	ANTERO MIDSTREAM CORP	$37,800	0.01%	18,000	Common	NONE
958669103	WES	WESTERN MIDSTREAM PARTNERS L	$37,260	0.01%	11,500	Common	NONE
89148H108	—	TORTOISE PIPELINE & ENERGY F	$35,775	0.01%	13,500	Common	NONE
02081G201	ATEC	ALPHATEC HLDGS INC	$34,500	0.01%	10,000	Common	NONE
19626G108	—	COLONY CAP INC NEW	$29,433	0.01%	16,819	Common	NONE
19249B106	MIE	COHEN & STEERS MLP INC & ENR	$17,500	0.01%	10,000	Common	NONE
573331105	MMLP	MARTIN MIDSTREAM PRTNRS L P	$17,240	0.01%	15,673	Common	NONE
86184W106	—	STONEMOR INC	$12,430	0.00%	11,952	Common	NONE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.