Q3 2023 · 13F-HR
KLINGENSTEIN FIELDS & CO LPholdings as filed
Filed 2023-10-27 · accession 0000859872-23-000004
$2.05B
Reported value
176
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 594918104 | MSFT | MICROSOFT CORP | $80.4M | 3.92% | 254,527 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $79.8M | 3.90% | 227,783 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $77.0M | 3.76% | 454,587 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $71.9M | 3.51% | 420,034 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $68.2M | 3.33% | 82,150 | Common | SOLE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $64.0M | 3.12% | 272,780 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $63.2M | 3.09% | 483,217 | Common | SOLE |
| 907818108 | UNP | UNION PAC CORP | $58.5M | 2.86% | 287,158 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $53.5M | 2.61% | 660,194 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $52.5M | 2.56% | 97,720 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $52.5M | 2.56% | 412,833 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $42.4M | 2.07% | 956,783 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $41.9M | 2.05% | 268,979 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $41.6M | 2.03% | 82,148 | Common | SOLE |
| N6596X109 | NXPI | NXP SEMICONDUCTORS N V | $36.3M | 1.77% | 181,520 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $34.5M | 1.68% | 61,056 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $32.6M | 1.59% | 198,792 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $32.6M | 1.59% | 176,257 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $32.5M | 1.59% | 315,376 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $31.4M | 1.53% | 216,390 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $29.9M | 1.46% | 226,814 | Common | SOLE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $29.6M | 1.45% | 91,501 | Common | SOLE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $29.3M | 1.43% | 707,123 | Common | SOLE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $28.9M | 1.41% | 850,099 | Common | SOLE |
| 21036P108 | STZ | CONSTELLATION BRANDS INC | $28.8M | 1.40% | 114,447 | Common | SOLE |
| 46120E602 | ISRG | INTUITIVE SURGICAL INC | $27.6M | 1.35% | 94,551 | Common | SOLE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $25.4M | 1.24% | 357,451 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $25.4M | 1.24% | 352,643 | Common | SOLE |
| 808524706 | SCHE | SCHWAB STRATEGIC TR | $25.1M | 1.23% | 1,048,622 | Common | SOLE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $24.5M | 1.19% | 157,003 | Common | SOLE |
| 03027X100 | AMT | AMERICAN TOWER CORP NEW | $23.6M | 1.15% | 143,393 | Common | SOLE |
| 929160109 | VMC | VULCAN MATLS CO | $23.1M | 1.13% | 114,526 | Common | SOLE |
| H1467J104 | CB | CHUBB LIMITED | $23.1M | 1.13% | 110,792 | Common | SOLE |
| 863667101 | SYK | STRYKER CORPORATION | $23.0M | 1.13% | 84,318 | Common | SOLE |
| G29183103 | ETN | EATON CORP PLC | $22.9M | 1.12% | 107,401 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $22.5M | 1.10% | 52,612 | Common | SOLE |
| 34959J108 | FTV | FORTIVE CORP | $22.1M | 1.08% | 297,759 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $21.4M | 1.05% | 70,973 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC. | $21.1M | 1.03% | 187,640 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $20.8M | 1.01% | 57,954 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $20.7M | 1.01% | 296,874 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $19.8M | 0.96% | 216,520 | Common | SOLE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $18.9M | 0.92% | 322,831 | Common | SOLE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $18.8M | 0.92% | 271,329 | Common | SOLE |
| 26614N102 | DD | DUPONT DE NEMOURS INC | $18.4M | 0.90% | 246,083 | Common | SOLE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $17.9M | 0.87% | 58,243 | Common | SOLE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $17.5M | 0.86% | 36,165 | Common | SOLE |
| 654106103 | NKE | NIKE INC | $16.2M | 0.79% | 169,798 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $15.7M | 0.77% | 200,273 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $15.6M | 0.76% | 41,412 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $15.2M | 0.74% | 101,673 | Common | SOLE |
| 780259305 | SHEL | SHELL PLC | $15.0M | 0.73% | 233,313 | Common | SOLE |
| 81762P102 | NOW | SERVICENOW INC | $14.9M | 0.73% | 26,672 | Common | SOLE |
| 11271J107 | BN | BROOKFIELD CORP | $14.6M | 0.71% | 466,603 | Common | SOLE |
| 98980G102 | ZS | ZSCALER INC | $14.3M | 0.70% | 91,703 | Common | SOLE |
| 988498101 | YUM | YUM BRANDS INC | $14.2M | 0.69% | 113,735 | Common | SOLE |
| 235851102 | DHR | DANAHER CORPORATION | $13.4M | 0.66% | 54,196 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $13.4M | 0.65% | 33,771 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $13.0M | 0.64% | 56,585 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $12.8M | 0.62% | 131,670 | Common | SOLE |
| 11284V105 | — | BROOKFIELD RENEWABLE CORP | $12.7M | 0.62% | 532,402 | Common | SOLE |
| 88579Y101 | MMM | 3M CO | $11.3M | 0.55% | 120,205 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $11.1M | 0.54% | 94,026 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $11.0M | 0.54% | 331,480 | Common | SOLE |
| 00214Q104 | ARKK | ARK ETF TR | $10.4M | 0.51% | 261,020 | Common | SOLE |
| 833445109 | SNOW | SNOWFLAKE INC | $10.2M | 0.50% | 66,577 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $9.4M | 0.46% | 55,683 | Common | SOLE |
| 65341B106 | XIFR | NEXTERA ENERGY PARTNERS LP | $7.3M | 0.36% | 245,326 | Common | SOLE |
| 655844108 | NSC | NORFOLK SOUTHN CORP | $6.6M | 0.32% | 33,677 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $6.2M | 0.30% | 42,527 | Common | SOLE |
| 03076C106 | AMP | AMERIPRISE FINL INC | $5.9M | 0.29% | 17,859 | Common | SOLE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $5.3M | 0.26% | 10 | Common | SOLE |
| 872540109 | TJX | TJX COS INC NEW | $4.6M | 0.23% | 52,239 | Common | SOLE |
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $4.4M | 0.21% | 86,687 | Common | SOLE |
| 37959E102 | GL | GLOBE LIFE INC | $3.9M | 0.19% | 35,578 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $3.2M | 0.16% | 7,908 | Common | SOLE |
| 020002101 | ALL | ALLSTATE CORP | $2.5M | 0.12% | 22,085 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $2.4M | 0.12% | 88,987 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $2.4M | 0.11% | 7,840 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $2.3M | 0.11% | 15,195 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $2.0M | 0.10% | 14,232 | Common | SOLE |
| 31428X106 | FDX | FEDEX CORP | $1.6M | 0.08% | 6,176 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $1.5M | 0.08% | 27,501 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $1.5M | 0.07% | 5,561 | Common | SOLE |
| 13646K108 | CP | CANADIAN PACIFIC KANSAS CITY | $1.4M | 0.07% | 18,376 | Common | SOLE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $1.3M | 0.06% | 22,782 | Common | SOLE |
| 46435G268 | SMMD | ISHARES TR | $1.2M | 0.06% | 22,700 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $1.2M | 0.06% | 4,856 | Common | SOLE |
| 92189F676 | SMH | VANECK ETF TRUST | $1.1M | 0.06% | 7,786 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $1.1M | 0.05% | 11,870 | Common | SOLE |
| 670100205 | NVO | NOVO-NORDISK A S | $989,973 | 0.05% | 10,886 | Common | SOLE |
| 92203C303 | VUSB | VANGUARD BD INDEX FDS | $950,252 | 0.05% | 19,318 | Common | SOLE |
| 375558103 | GILD | GILEAD SCIENCES INC | $878,821 | 0.04% | 11,727 | Common | SOLE |
| 548661107 | LOW | LOWES COS INC | $865,861 | 0.04% | 4,166 | Common | SOLE |
| 064058100 | BK | BANK NEW YORK MELLON CORP | $857,990 | 0.04% | 20,117 | Common | SOLE |
| 66987V109 | NVS | NOVARTIS AG | $839,632 | 0.04% | 8,243 | Common | SOLE |
| 09062X103 | BIIB | BIOGEN INC | $807,782 | 0.04% | 3,143 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $782,214 | 0.04% | 18,602 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $766,017 | 0.04% | 1,761 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $755,948 | 0.04% | 1,925 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $755,082 | 0.04% | 13,180 | Common | SOLE |
| 032095101 | APH | AMPHENOL CORP NEW | $741,464 | 0.04% | 8,828 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $720,447 | 0.04% | 2,639 | Common | SOLE |
| 690742101 | OC | OWENS CORNING NEW | $682,050 | 0.03% | 5,000 | Common | SOLE |
| 253868103 | DLR | DIGITAL RLTY TR INC | $666,215 | 0.03% | 5,505 | Common | SOLE |
| 50540R409 | LSI | LABORATORY CORP AMER HLDGS | $658,238 | 0.03% | 3,274 | Common | SOLE |
| 13057Q305 | CRC | CALIFORNIA RES CORP | $657,389 | 0.03% | 11,737 | Common | SOLE |
| 464287200 | IVV | ISHARES TR | $634,095 | 0.03% | 1,477 | Common | NONE |
| 464287465 | EFA | ISHARES TR | $631,652 | 0.03% | 9,165 | Common | SOLE |
| G9618E107 | WTM | WHITE MTNS INS GROUP LTD | $584,815 | 0.03% | 391 | Common | SOLE |
| 464287150 | ITOT | ISHARES TR | $538,955 | 0.03% | 5,722 | Common | SOLE |
| 74834L100 | DGX | QUEST DIAGNOSTICS INC | $487,440 | 0.02% | 4,000 | Common | SOLE |
| 219350105 | GLW | CORNING INC | $485,875 | 0.02% | 15,946 | Common | SOLE |
| 31620R303 | FNF | FIDELITY NATIONAL FINANCIAL | $481,599 | 0.02% | 11,661 | Common | SOLE |
| 665859104 | NTRS | NORTHERN TR CORP | $476,772 | 0.02% | 6,862 | Common | SOLE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $474,025 | 0.02% | 576 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $465,367 | 0.02% | 923 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $461,372 | 0.02% | 2,691 | Common | SOLE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $459,774 | 0.02% | 4,179 | Common | SOLE |
| 460146103 | IP | INTERNATIONAL PAPER CO | $442,134 | 0.02% | 12,465 | Common | SOLE |
| 464287168 | DVY | ISHARES TR | $422,487 | 0.02% | 3,925 | Common | SOLE |
| 260557103 | DOW | DOW INC | $412,996 | 0.02% | 8,010 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $400,102 | 0.02% | 1,599 | Common | SOLE |
| G54950103 | LIN | LINDE PLC | $381,286 | 0.02% | 1,024 | Common | SOLE |
| H42097107 | UBS | UBS GROUP AG | $368,025 | 0.02% | 14,930 | Common | SOLE |
| 968223206 | WLY | WILEY JOHN & SONS INC | $350,587 | 0.02% | 9,432 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $349,657 | 0.02% | 1,301 | Common | SOLE |
| 403949100 | DINO | HF SINCLAIR CORP | $341,580 | 0.02% | 6,000 | Common | SOLE |
| 464287614 | IWF | ISHARES TR | $340,467 | 0.02% | 1,280 | Common | SOLE |
| 31620M106 | FIS | FIDELITY NATL INFORMATION SV | $339,358 | 0.02% | 6,140 | Common | SOLE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $336,128 | 0.02% | 21,008 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $335,845 | 0.02% | 3,024 | Common | SOLE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $333,207 | 0.02% | 8,498 | Common | SOLE |
| 74347B581 | SPXE | PROSHARES TR | $317,869 | 0.02% | 3,500 | Common | SOLE |
| G3223R108 | EG | EVEREST GROUP LTD | $315,920 | 0.02% | 850 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $314,980 | 0.02% | 5,859 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $314,298 | 0.02% | 8,841 | Common | SOLE |
| 369550108 | GD | GENERAL DYNAMICS CORP | $313,114 | 0.02% | 1,417 | Common | SOLE |
| 464287648 | IWO | ISHARES TR | $307,310 | 0.02% | 1,371 | Common | SOLE |
| 92826C839 | V | VISA INC | $306,373 | 0.01% | 1,332 | Common | SOLE |
| 071813109 | BAX | BAXTER INTL INC | $302,109 | 0.01% | 8,005 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $298,801 | 0.01% | 586 | Common | SOLE |
| 127055101 | CBT | CABOT CORP | $297,861 | 0.01% | 4,300 | Common | SOLE |
| 78463X848 | CWI | SPDR INDEX SHS FDS | $295,892 | 0.01% | 11,888 | Common | SOLE |
| 464288521 | USRT | ISHARES TR | $276,805 | 0.01% | 5,867 | Common | SOLE |
| 92338C103 | VLTO | VERALTO CORP | $271,775 | 0.01% | 3,214 | Common | SOLE |
| 806857108 | SLB | SCHLUMBERGER LTD | $269,521 | 0.01% | 4,623 | Common | SOLE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $265,818 | 0.01% | 6,080 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $264,077 | 0.01% | 3,514 | Common | SOLE |
| 571748102 | MRSH | MARSH & MCLENNAN COS INC | $261,853 | 0.01% | 1,376 | Common | SOLE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $261,011 | 0.01% | 921 | Common | SOLE |
| 25746U109 | D | DOMINION ENERGY INC | $260,337 | 0.01% | 5,828 | Common | SOLE |
| 46266C105 | IQV | IQVIA HLDGS INC | $259,907 | 0.01% | 1,321 | Common | SOLE |
| 297178105 | ESS | ESSEX PPTY TR INC | $254,508 | 0.01% | 1,200 | Common | SOLE |
| 500754106 | KHC | KRAFT HEINZ CO | $254,217 | 0.01% | 7,557 | Common | SOLE |
| 337655104 | DSACEUR | FISCALNOTE HOLDINGS INC | $249,456 | 0.01% | 119,931 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $249,425 | 0.01% | 6,104 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $244,853 | 0.01% | 1,531 | Common | SOLE |
| 311900104 | FAST | FASTENAL CO | $240,416 | 0.01% | 4,400 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $239,534 | 0.01% | 7,391 | Common | SOLE |
| 904767704 | — | UNILEVER PLC | $233,415 | 0.01% | 4,725 | Common | SOLE |
| 12514G108 | CDW | CDW CORP | $227,182 | 0.01% | 1,126 | Common | SOLE |
| 172908105 | CTAS | CINTAS CORP | $227,037 | 0.01% | 472 | Common | SOLE |
| 79466L302 | CRM | SALESFORCE INC | $225,897 | 0.01% | 1,114 | Common | SOLE |
| 008073108 | AVAV | AEROVIRONMENT INC | $223,060 | 0.01% | 2,000 | Common | SOLE |
| 344419106 | FMX | FOMENTO ECONOMICO MEXICANO S | $219,392 | 0.01% | 2,010 | Common | SOLE |
| 46432F339 | QUAL | ISHARES TR | $218,508 | 0.01% | 1,658 | Common | SOLE |
| 674599105 | OXY | OCCIDENTAL PETE CORP | $214,818 | 0.01% | 3,311 | Common | SOLE |
| 37940X102 | GPN | GLOBAL PMTS INC | $212,318 | 0.01% | 1,840 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $211,604 | 0.01% | 2,058 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $211,317 | 0.01% | 1,360 | Common | SOLE |
| 174610105 | CFG | CITIZENS FINL GROUP INC | $206,548 | 0.01% | 7,707 | Common | SOLE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $205,677 | 0.01% | 896 | Common | SOLE |
| 808513105 | SCHW | SCHWAB CHARLES CORP | $201,318 | 0.01% | 3,667 | Common | SOLE |
| 302520101 | FNB | F N B CORP | $177,517 | 0.01% | 16,452 | Common | SOLE |
| 00130H105 | AES | AES CORP | $156,423 | 0.01% | 10,291 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.