Q1 2022 · 13F-HR
Empery Asset Management, LPholdings as filed
Filed 2022-05-16 · accession 0000902664-22-002947
$21,278
Reported value
77
Positions
2022-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 28252C117 | POLWQ | 1847 GOEDEKER INC | $5,135 | 24.1% | 8,295,355 | Common | SOLE |
| 87807D111 | TCBWF | TC BIOPHARM HOLDINGS PLC | $1,384 | 6.50% | 2,823,528 | Common | SOLE |
| 30258N121 | FATBW | FAT BRANDS INC | $1,267 | 5.95% | 281,598 | Common | SOLE |
| 05601U113 | — | BRC INC | $1,203 | 5.65% | 269,212 | Common | SOLE |
| 867781403 | — | SUNSHINE BIOPHARMA INC | $1,104 | 5.19% | 450,450 | Common | SOLE |
| 41150T124 | — | HARBOR CUSTOM DEVELOPMENT IN | $1,084 | 5.09% | 2,930,730 | Common | SOLE |
| 86889P109 | — | SURROZEN INC | $1,005 | 4.72% | 333,965 | Common | SOLE |
| 91914P603 | — | THE VALENS COMPANY INC | $688 | 3.23% | 400,000 | Common | SOLE |
| 53228T119 | — | LIGHTNING EMOTORS INC | $663 | 3.12% | 676,381 | Common | SOLE |
| G6593L106 | — | NISUN INTL ENT DVPMT GP CO L | $658 | 3.09% | 672,556 | Common | SOLE |
| 67092M125 | NTRBW | NUTRIBAND INC | $581 | 2.73% | 76,604 | Common | SOLE |
| 405166117 | — | HAGERTY INC | $522 | 2.45% | 178,758 | Common | SOLE |
| 68236X100 | TOI | THE ONCOLOGY INSTITUTE INC | $504 | 2.37% | 70,733 | Common | SOLE |
| 758338107 | — | REEDS INC | $421 | 1.98% | 1,400,000 | Common | SOLE |
| 86887P119 | BNCWW | CEA INDUSTRIES INC | $335 | 1.57% | 500,000 | Common | SOLE |
| 834203200 | — | SOLENO THERAPETUCS INC | $313 | 1.47% | 1,401,400 | Common | SOLE |
| 13089P101 | — | CALITHERA BIOSCIENCES INC | $313 | 1.47% | 775,925 | Common | SOLE |
| G70021111 | — | PEPPERLIME HEALTH ACQUSTN CO | $308 | 1.45% | 742,500 | Common | SOLE |
| 86882L113 | — | SURGEPAYS INC | $255 | 1.20% | 286,495 | Common | SOLE |
| 867781502 | SBFMW | SUNSHINE BIOPHARMA INC | $233 | 1.10% | 235,200 | Common | SOLE |
| 17248W113 | CINGW | CINGULATE INC | $200 | 0.94% | 500,000 | Common | SOLE |
| 25461T113 | — | DIRECT DIGITAL HOLDINGS INC | $194 | 0.91% | 270,000 | Common | SOLE |
| M1R95N118 | ARBEW | ARBE ROBOTICS LTD | $187 | 0.88% | 189,904 | Common | SOLE |
| 98139Q118 | — | WORKSPORT LTD | $143 | 0.67% | 193,370 | Common | SOLE |
| 52886N117 | LEXXW | LEXARIA BIOSCIENCE CORP | $118 | 0.55% | 130,682 | Common | SOLE |
| G4236L120 | GFAIW | GUARDFORCE AI CO LTD | $115 | 0.54% | 301,563 | Common | SOLE |
| 09077D118 | BFRIW | BIOFRONTERA INC | $110 | 0.52% | 75,000 | Common | SOLE |
| 37518W114 | — | GIGINTERNATIONAL1 INC | $108 | 0.51% | 299,999 | Common | SOLE |
| 03820J100 | — | APPLIED GENETIC TECHNOLOGIES | $107 | 0.50% | 100,000 | Common | SOLE |
| 857561104 | STAB | STATERA BIOPHARMA INC | $105 | 0.49% | 333,016 | Common | SOLE |
| M74240116 | NRSNW | NEUROSENSE THERAPEUTICS LTD | $96 | 0.45% | 160,000 | Common | SOLE |
| M68057112 | MTEKW | MARIS TECH LTD | $88 | 0.41% | 297,600 | Common | SOLE |
| 38071H114 | — | GOLD ROYALTY CORP | $88 | 0.41% | 112,000 | Common | SOLE |
| 05072K115 | — | AUDDIA INC | $88 | 0.41% | 150,000 | Common | SOLE |
| 23254X110 | — | CYCLO THERAPEUTICS INC | $87 | 0.41% | 63,036 | Common | SOLE |
| Y3894J104 | — | IMPERIAL PETE INC | $83 | 0.39% | 57,500 | Common | SOLE |
| 39536G113 | — | GREENLIGHT BIOSCIENCES HLDS P | $72 | 0.34% | 93,837 | Common | SOLE |
| 03211Q119 | AMPGW | AMPLITECH GROUP INC | $69 | 0.32% | 71,709 | Common | SOLE |
| G3302D111 | FGIWW | FGI INDUSTRIES LTD | $68 | 0.32% | 102,500 | Common | SOLE |
| G1992N126 | — | CC NEUBERGER PRINCIPAL HOLDN | $68 | 0.32% | 110,014 | Common | SOLE |
| 716817119 | PETVW | PETVIVO HLDGS INC | $64 | 0.30% | 193,290 | Common | SOLE |
| 00653H110 | — | ADARA ACQUISITION CORP | $64 | 0.30% | 199,999 | Common | SOLE |
| 671005114 | — | OPY ACQUISITION CORP I | $60 | 0.28% | 148,800 | Common | SOLE |
| 457637502 | — | INMED PHARMACEUTICALS INC | $58 | 0.27% | 61,741 | Common | SOLE |
| 74623V111 | PCTTW | PURECYCLE TECHNOLOGIES INC | $57 | 0.27% | 20,014 | Common | SOLE |
| 87251T117 | — | TG VENTURE ACQUISITION CORP | $49 | 0.23% | 238,428 | Common | SOLE |
| 098070113 | — | BONE BIOLOGICS CORP | $48 | 0.23% | 140,471 | Common | SOLE |
| 623006111 | — | MOUNT RAINIER ACQUISITION CORP | $48 | 0.23% | 190,764 | Common | SOLE |
| 496861113 | — | KINGSWOOD ACQUISITION CORP | $45 | 0.21% | 319,125 | Common | SOLE |
| 65344E115 | NXGLW | NEXGEL INC | $40 | 0.19% | 90,000 | Common | SOLE |
| H57830111 | — | NLS PHARMACEUTICALS AG | $38 | 0.18% | 150,000 | Common | SOLE |
| 66516W115 | — | NORTHERN GENESIS ACQU CORP I | $34 | 0.16% | 70,656 | Common | SOLE |
| Y71726122 | PXSAW | PYXIS TANKERS INC | $34 | 0.16% | 160,000 | Common | SOLE |
| 50116V115 | — | KUBIENT INC | $34 | 0.16% | 80,000 | Common | SOLE |
| G9127T124 | — | TURMERIC ACQUISITION CORP | $33 | 0.16% | 99,999 | Common | SOLE |
| 42238H116 | BEATW | HEARTBEAM INC | $33 | 0.16% | 90,000 | Common | SOLE |
| 380799114 | — | GOLDEN ARROW MERGER CORP | $31 | 0.15% | 126,665 | Common | SOLE |
| 41150T116 | — | HARBOR CUSTOM DEVELOPMENT IN | $30 | 0.14% | 115,814 | Common | SOLE |
| 75062E106 | RFL | RAFAEL HLDGS INC | $30 | 0.14% | 11,983 | Common | SOLE |
| 76135L119 | REVBW | REVELATION BIOSCIENCES INC | $30 | 0.14% | 233,382 | Common | SOLE |
| 249845116 | DRMAW | DERMATA THERAPEUTICS INC | $28 | 0.13% | 175,000 | Common | SOLE |
| 74760R113 | — | QUALTEK SERVICES INC | $24 | 0.11% | 41,773 | Common | SOLE |
| G5709L117 | — | LUMIRADX LIMITED | $21 | 0.10% | 23,799 | Common | SOLE |
| 02919L117 | AREBW | AMERICAN REBEL HOLDINGS INC | $21 | 0.10% | 60,240 | Common | SOLE |
| 92259F119 | — | VELODYNE LIDAR INC | $20 | 0.09% | 18,968 | Common | SOLE |
| 539319111 | LIXTW | LIXTE BIOTECHNOLOGY HLDGS IN | $20 | 0.09% | 105,263 | Common | SOLE |
| 81734C114 | SQLLW | SEQLL INC | $19 | 0.09% | 235,000 | Common | SOLE |
| G1745A124 | CTSWF | CACTUS ACQUISITION CORP I LTD | $17 | 0.08% | 100,000 | Common | SOLE |
| G4204R117 | — | G SQUARED ASCEND I INC | $16 | 0.08% | 40,296 | Common | SOLE |
| G6780C117 | — | ORION BIOTECH OPPORTUNTES CO | $15 | 0.07% | 40,000 | Common | SOLE |
| 18274B114 | — | CLASS ACCELERATION CORP | $9 | 0.04% | 50,000 | Common | SOLE |
| 05601A117 | — | BOA ACQUISITION CORP | $9 | 0.04% | 33,332 | Common | SOLE |
| 09060U119 | — | BIOCARDIA INC | $8 | 0.04% | 18,459 | Common | SOLE |
| 77732R111 | — | ROSECLIFF ACQUISITION CORP I | $7 | 0.03% | 34,998 | Common | SOLE |
| 55283P114 | — | MDH ACQUISITION CORP | $6 | 0.03% | 37,500 | Common | SOLE |
| G6546R119 | — | NOBLE ROCK ACQUISITION CORP | $4 | 0.02% | 15,961 | Common | SOLE |
| Q4867H223 | — | IMMURON LTD | $4 | 0.02% | 46,161 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.