Q2 2022 · 13F-HR
Empery Asset Management, LPholdings as filed
Filed 2022-08-12 · accession 0000902664-22-003897
$18,466
Reported value
75
Positions
2022-06-30
Period end
The Brief · Empery Asset Management, LP · Q2 2022
AI · grounded in 13F
Empery Asset Management, LP established a new position in META MATERIALS INC valued at $4,502. The fund also initiated stakes in 1847 GOEDEKER INC POLWQ for $2,077 and SELLAS LIFE SCIENCES GROUP I SLS for $2,069. Additional new positions include 89BIO INC ETNBGBP and FAT BRANDS INC FATBW.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 59134N104 | MMATQ | META MATERIALS INC | $4,502 | 24.4% | 4,370,568 | Common | SOLE |
| 28252C117 | POLWQ | 1847 GOEDEKER INC | $2,077 | 11.2% | 7,985,355 | Common | SOLE |
| 81642T209 | SLS | SELLAS LIFE SCIENCES GROUP I | $2,069 | 11.2% | 927,984 | Common | SOLE |
| 282559103 | ETNBGBP | 89BIO INC | $1,288 | 6.97% | 400,000 | Common | SOLE |
| 30258N121 | FATBW | FAT BRANDS INC | $1,197 | 6.48% | 281,598 | Common | SOLE |
| 41150T124 | — | HARBOR CUSTOM DEVELOPMENT IN | $1,099 | 5.95% | 2,930,730 | Common | SOLE |
| 86889P109 | SRZN | SURROZEN INC | $773 | 4.19% | 257,766 | Common | SOLE |
| 03828A101 | APLT | APPLIED THERAPEUTICS INC | $640 | 3.47% | 675,000 | Common | SOLE |
| 87807D111 | TCBWF | TC BIOPHARM HOLDINGS PLC | $571 | 3.09% | 2,823,528 | Common | SOLE |
| 405166117 | HGTY | HAGERTY INC | $545 | 2.95% | 178,758 | Common | SOLE |
| 67092M125 | NTRBW | NUTRIBAND INC | $438 | 2.37% | 76,604 | Common | SOLE |
| 86882L113 | SURG | SURGEPAYS INC | $344 | 1.86% | 286,495 | Common | SOLE |
| 53228T119 | — | LIGHTNING EMOTORS INC | $284 | 1.54% | 676,381 | Common | SOLE |
| 82003F119 | STSSW | SHARPS TECHNOLOGY INC | $231 | 1.25% | 829,851 | Common | SOLE |
| G70021111 | — | PEPPERLIME HEALTH ACQUSTN CO | $189 | 1.02% | 740,000 | Common | SOLE |
| M1R95N118 | ARBEW | ARBE ROBOTICS LTD | $138 | 0.75% | 189,904 | Common | SOLE |
| 80516T105 | SVRE | SAVERONE 2014 LTD | $118 | 0.64% | 51,036 | Common | SOLE |
| 17248W113 | CINGW | CINGULATE INC | $118 | 0.64% | 500,000 | Common | SOLE |
| 25461T113 | — | DIRECT DIGITAL HOLDINGS INC | $105 | 0.57% | 270,000 | Common | SOLE |
| M68057112 | MTEKW | MARIS TECH LTD | $97 | 0.53% | 297,600 | Common | SOLE |
| 52886N117 | LEXXW | LEXARIA BIOSCIENCE CORP | $88 | 0.48% | 126,215 | Common | SOLE |
| M74240116 | NRSNW | NEUROSENSE THERAPEUTICS LTD | $82 | 0.44% | 160,000 | Common | SOLE |
| 86887P119 | BNCWW | CEA INDUSTRIES INC | $77 | 0.42% | 500,000 | Common | SOLE |
| 758338107 | — | REEDS INC | $71 | 0.38% | 456,469 | Common | SOLE |
| 716817119 | PETVW | PETVIVO HLDGS INC | $64 | 0.35% | 193,290 | Common | SOLE |
| 80516T113 | SVREW | SAVERONE 2014 LTD | $64 | 0.35% | 181,500 | Common | SOLE |
| 05072K115 | — | AUDDIA INC | $60 | 0.32% | 150,000 | Common | SOLE |
| 151190113 | CELUW | CELULARITY INC | $58 | 0.31% | 100,972 | Common | SOLE |
| Y71726122 | PXSAW | PYXIS TANKERS INC | $54 | 0.29% | 151,865 | Common | SOLE |
| 74623V111 | PCTTW | PURECYCLE TECHNOLOGIES INC | $53 | 0.29% | 20,014 | Common | SOLE |
| 09077D118 | BFRIW | BIOFRONTERA INC | $53 | 0.29% | 75,000 | Common | SOLE |
| 38071H114 | GROY | GOLD ROYALTY CORP | $50 | 0.27% | 112,000 | Common | SOLE |
| 98139Q118 | WKSP | WORKSPORT LTD | $44 | 0.24% | 193,370 | Common | SOLE |
| 03211Q119 | AMPGW | AMPLITECH GROUP INC | $43 | 0.23% | 71,709 | Common | SOLE |
| 655187110 | ACONW | ACLARION INC | $40 | 0.22% | 110,000 | Common | SOLE |
| G3302D111 | FGIWW | FGI INDUSTRIES LTD | $40 | 0.22% | 102,500 | Common | SOLE |
| 42238H116 | BEATW | HEARTBEAM INC | $39 | 0.21% | 90,000 | Common | SOLE |
| 671005114 | — | OPY ACQUISITION CORP I | $37 | 0.20% | 148,800 | Common | SOLE |
| G4236L120 | GFAIW | GUARDFORCE AI CO LTD | $37 | 0.20% | 301,563 | Common | SOLE |
| 00653H110 | — | ADARA ACQUISITION CORP | $36 | 0.19% | 199,999 | Common | SOLE |
| 81734C114 | SQLLW | SEQLL INC | $35 | 0.19% | 235,000 | Common | SOLE |
| G1992N126 | — | CC NEUBERGER PRINCIPAL HOLDN | $33 | 0.18% | 110,014 | Common | SOLE |
| 23254X110 | — | CYCLO THERAPEUTICS INC | $31 | 0.17% | 61,399 | Common | SOLE |
| 623006111 | — | MOUNT RAINIER ACQUISITION CO | $29 | 0.16% | 190,764 | Common | SOLE |
| 87251T117 | — | TG VENTURE ACQUISITION CORP | $29 | 0.16% | 238,428 | Common | SOLE |
| 65344E115 | NXGLW | NEXGEL INC | $25 | 0.14% | 90,000 | Common | SOLE |
| G5709L117 | — | LUMIRADX LTD | $23 | 0.12% | 23,799 | Common | SOLE |
| 46583A113 | IVDAW | IVEDA SOLUTIONS INC | $23 | 0.12% | 100,000 | Common | SOLE |
| 66516W115 | — | NORTHERN GENESIS ACQU CORP I | $23 | 0.12% | 70,656 | Common | SOLE |
| 496861113 | — | KINGSWOOD ACQUISITION CORP | $22 | 0.12% | 319,125 | Common | SOLE |
| G86302117 | SWVLW | SWVL HOLDINGS CORP | $22 | 0.12% | 48,382 | Common | SOLE |
| 41150T116 | — | HARBOR CUSTOM DEVELOPMENT IN | $22 | 0.12% | 115,814 | Common | SOLE |
| 50116V115 | — | KUBIENT INC | $21 | 0.11% | 80,000 | Common | SOLE |
| 39536G113 | — | GREENLIGHT BIOSCIENCS HLDS P | $21 | 0.11% | 93,837 | Common | SOLE |
| 098070113 | — | BONE BIOLOGICS CORP | $20 | 0.11% | 140,471 | Common | SOLE |
| 76135L119 | REVBW | REVELATION BIOSCIENCES INC | $19 | 0.10% | 233,382 | Common | SOLE |
| 249845116 | DRMAW | DERMATA THERAPEUTICS INC | $19 | 0.10% | 175,000 | Common | SOLE |
| H57830111 | — | NLS PHARMACEUTICS LTD | $18 | 0.10% | 150,000 | Common | SOLE |
| 37518W114 | — | GIGINTERNATIONAL1 INC | $16 | 0.09% | 297,796 | Common | SOLE |
| 539319111 | LIXTW | LIXTE BIOTECHNOLOGY HLDGS IN | $12 | 0.06% | 99,835 | Common | SOLE |
| G1745A124 | CTSWF | CACTUS ACQUISITION CORP 1 LT | $11 | 0.06% | 100,000 | Common | SOLE |
| 380799114 | — | GOLDEN ARROW MERGER CORP | $10 | 0.05% | 126,665 | Common | SOLE |
| 92259F119 | — | VELODYNE LIDAR INC | $9 | 0.05% | 18,968 | Common | SOLE |
| 02919L117 | AREBW | AMERICAN REBEL HOLDINGS INC | $9 | 0.05% | 60,240 | Common | SOLE |
| G9127T124 | — | TURMERIC ACQUISITION CORP | $7 | 0.04% | 99,999 | Common | SOLE |
| 74760R113 | — | QUALTEK SERVICES INC | $7 | 0.04% | 41,773 | Common | SOLE |
| 09060U119 | BCDA | BIOCARDIA INC | $6 | 0.03% | 18,459 | Common | SOLE |
| G6780C117 | — | ORION BIOTECH OPPORTUNTES CO | $6 | 0.03% | 39,700 | Common | SOLE |
| G4204R117 | — | G SQUARED ASCEND I INC | $6 | 0.03% | 40,296 | Common | SOLE |
| 05601A117 | — | BOA ACQUISITION CORP | $5 | 0.03% | 31,810 | Common | SOLE |
| 18274B114 | — | CLASS ACCELERATION CORP | $4 | 0.02% | 50,000 | Common | SOLE |
| 77732R111 | — | ROSECLIFF ACQUISITION CORP I | $3 | 0.02% | 33,336 | Common | SOLE |
| 55283P114 | — | MDH ACQUISITION CORP | $3 | 0.02% | 37,500 | Common | SOLE |
| 867781502 | SBFMW | SUNSHINE BIOPHARMA INC | $3 | 0.02% | 14,986 | Common | SOLE |
| G6546R119 | — | NOBLE ROCK ACQUISITION CORP | $1 | 0.01% | 15,961 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.