Q3 2022 · 13F-HR
Empery Asset Management, LPholdings as filed
Filed 2022-11-14 · accession 0000902664-22-004846
$16,802
Reported value
88
Positions
2022-09-30
Period end
The Brief · Empery Asset Management, LP · Q3 2022
AI · grounded in 13F
Empery Asset Management, LP established a new position in 89BIO INC ETNBGBP valued at $2,316. The fund also initiated stakes in UNITY BIOTECHNOLOGY INC UBXGBUSD for $1,743 and FAT BRANDS INC FATBW for $1,453. Other new additions include GREENWAVE TECHNOLOGY SOLUTIO MSRTEUR and POLISHED COM INC POLWQ.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 282559103 | ETNBGBP | 89BIO INC | $2,316 | 13.8% | 400,000 | Common | SOLE |
| 91381U101 | UNBX | UNITY BIOTECHNOLOGY INC | $1,743 | 10.4% | 4,411,645 | Common | SOLE |
| 30258N121 | FATBW | FAT BRANDS INC | $1,453 | 8.65% | 281,598 | Common | SOLE |
| 57630J304 | GWAV | GREENWAVE TECHNOLOGY SOLUTIO | $1,071 | 6.37% | 618,844 | Common | SOLE |
| 28252C117 | POLWQ | POLISHED COM INC | $988 | 5.88% | 7,901,165 | Common | SOLE |
| 833592207 | SOBR | SOBR SAFE INC | $666 | 3.96% | 248,430 | Common | SOLE |
| 60255C885 | BRD1EUR | MIND MEDICINE MINDMED INC | $656 | 3.90% | 187,500 | Common | SOLE |
| 87807D111 | TCBWF | TC BIOPHARM HOLDINGS PLC | $653 | 3.89% | 2,823,528 | Common | SOLE |
| 81642T209 | SLS | SELLAS LIFE SCIENCES GROUP I | $623 | 3.71% | 308,466 | Common | SOLE |
| 58490H107 | MDNAF | MEDICENNA THERAPEUTICS CORP | $489 | 2.91% | 589,316 | Common | SOLE |
| 41150T124 | — | HARBOR CUSTOM DEVELOPMENT IN | $487 | 2.90% | 2,778,907 | Common | SOLE |
| 405166117 | HGTY | HAGERTY INC | $438 | 2.61% | 178,758 | Common | SOLE |
| 86889P109 | SRZN | SURROZEN INC | $436 | 2.59% | 215,942 | Common | SOLE |
| 04685N103 | ATNXEUR | ATHENEX INC | $391 | 2.33% | 1,452,103 | Common | SOLE |
| 86882L113 | SURG | SURGEPAYS INC | $367 | 2.18% | 286,495 | Common | SOLE |
| 08205P100 | BNTC | BENITEC BIOPHARMA INC | $296 | 1.76% | 796,837 | Common | SOLE |
| M97838110 | WLDS | WEARABLE DEVICES LTD | $295 | 1.76% | 1,411,600 | Common | SOLE |
| 82003F119 | STSSW | SHARPS TECHNOLOGY INC | $291 | 1.73% | 829,851 | Common | SOLE |
| 67092M125 | NTRBW | NUTRIBAND INC | $280 | 1.67% | 69,980 | Common | SOLE |
| M97838102 | WLDS | WEARABLE DEVICES LTD | $255 | 1.52% | 289,600 | Common | SOLE |
| G6055H148 | BTCT | METEN HOLDING GROUP LTD | $208 | 1.24% | 577,231 | Common | SOLE |
| 192010106 | 32W | CODIAK BIOSCIENCES INC | $186 | 1.11% | 237,943 | Common | SOLE |
| 53228T119 | — | LIGHTNING EMOTORS INC | $135 | 0.80% | 676,381 | Common | SOLE |
| M1R95N118 | ARBEW | ARBE ROBOTICS LTD | $123 | 0.73% | 189,904 | Common | SOLE |
| 17248W113 | CINGW | CINGULATE INC | $110 | 0.65% | 500,000 | Common | SOLE |
| 716817119 | PETVW | PETVIVO HOLDINGS INC | $84 | 0.50% | 193,290 | Common | SOLE |
| 72303P107 | JCSUSD | PINEAPPLE ENERGY INC | $79 | 0.47% | 90,912 | Common | SOLE |
| 86887P119 | BNCWW | CEA INDUSTRIES INC | $75 | 0.45% | 500,000 | Common | SOLE |
| 52886N117 | LEXXW | LEXARIA BIOSCIENCE CORP | $74 | 0.44% | 126,215 | Common | SOLE |
| 25461T113 | — | DIRECT DIGITAL HOLDINGS INC | $73 | 0.43% | 270,000 | Common | SOLE |
| 74623V111 | PCTTW | PURECYCLE TECHNOLOGIES INC | $68 | 0.40% | 20,014 | Common | SOLE |
| Y71726122 | PXSAW | PYXIS TANKERS INC | $67 | 0.40% | 151,865 | Common | SOLE |
| 05072K115 | — | AUDDIA INC | $66 | 0.39% | 150,000 | Common | SOLE |
| 89689F305 | — | TROIKA MEDIA GROUP INC | $62 | 0.37% | 182,200 | Common | SOLE |
| M61472110 | NEXRW | JEFFS BRANDS LTD | $60 | 0.36% | 360,577 | Common | SOLE |
| G70021111 | — | PEPPERLIME HEALTH ACQUSTN CO | $59 | 0.35% | 740,000 | Common | SOLE |
| 98139Q118 | WKSP | WORKSPORT LTD | $57 | 0.34% | 193,370 | Common | SOLE |
| 80516T113 | SVREW | SAVERONE 2014 LTD | $54 | 0.32% | 181,500 | Common | SOLE |
| 42238H116 | BEATW | HEARTBEAM INC | $53 | 0.32% | 90,000 | Common | SOLE |
| M68057112 | MTEKW | MARIS TECH LTD | $50 | 0.30% | 297,600 | Common | SOLE |
| M74240116 | NRSNW | NEUROSENSE THERAPEUTICS LTD | $47 | 0.28% | 160,000 | Common | SOLE |
| 09077D118 | BFRIW | BIOFRONTERA INC | $45 | 0.27% | 75,000 | Common | SOLE |
| 655187110 | ACONW | ACLARION INC | $42 | 0.25% | 110,000 | Common | SOLE |
| 38071H114 | GROY | GOLD ROYALTY CORP | $42 | 0.25% | 112,000 | Common | SOLE |
| G3302D111 | FGIWW | FGI INDUSTRIES LTD | $41 | 0.24% | 102,500 | Common | SOLE |
| 151190113 | CELUW | CELULARITY INC | $39 | 0.23% | 100,972 | Common | SOLE |
| H57830111 | — | NLS PHARMACEUTICALS LTD | $38 | 0.23% | 150,000 | Common | SOLE |
| 00653H110 | — | ADARA ACQUISITION CORP | $36 | 0.21% | 190,431 | Common | SOLE |
| 04625J204 | — | ASSURE HLDGS CORP | $36 | 0.21% | 56,264 | Common | SOLE |
| G4236L120 | GFAIW | GUARDFORCE AI CO LTD | $36 | 0.21% | 301,563 | Common | SOLE |
| 03211Q119 | AMPGW | AMPLITECH GROUP INC | $32 | 0.19% | 71,709 | Common | SOLE |
| 623006111 | — | MOUNT RAINIER ACQUISITION CO | $29 | 0.17% | 190,764 | Common | SOLE |
| 65344E115 | NXGLW | NEXGEL INC | $27 | 0.16% | 90,000 | Common | SOLE |
| 37518W114 | — | GIGINTERNATIONAL1 INC | $24 | 0.14% | 297,796 | Common | SOLE |
| 41150T116 | — | HARBOR CUSTOM DEVELOPMENT IN | $23 | 0.14% | 115,814 | Common | SOLE |
| 65345B110 | NXLIW | NEXALIN TECHNOLOGY INC | $22 | 0.13% | 120,000 | Common | SOLE |
| 23254X110 | — | CYCLO THERAPEUTICS INC | $21 | 0.12% | 61,399 | Common | SOLE |
| 39536G113 | — | GREENLIGHT BIOSCIENCS HLDS P | $21 | 0.12% | 93,837 | Common | SOLE |
| G1992N126 | — | CC NEUBERGER PRINCIPAL HOLDN | $20 | 0.12% | 110,014 | Common | SOLE |
| 81734C114 | SQLLW | SEQLL INC | $20 | 0.12% | 235,000 | Common | SOLE |
| 68277K124 | ONFOW | ONFOLIO HOLDINGS INC | $19 | 0.11% | 100,000 | Common | SOLE |
| 098070113 | — | BONE BIOLOGICS CORP | $18 | 0.11% | 140,471 | Common | SOLE |
| 249845116 | DRMAW | DERMATA THERAPEUTICS INC | $17 | 0.10% | 175,000 | Common | SOLE |
| 46583A113 | IVDAW | IVEDA SOLUTIONS INC | $16 | 0.10% | 100,000 | Common | SOLE |
| 671005114 | — | OPY ACQUISITION CORP I | $16 | 0.10% | 148,800 | Common | SOLE |
| 09060U119 | BCDA | BIOCARDIA INC | $15 | 0.09% | 18,459 | Common | SOLE |
| 50116V115 | — | KUBIENT INC | $15 | 0.09% | 80,000 | Common | SOLE |
| 87251T117 | — | TG VENTURE ACQUISITION CORP | $14 | 0.08% | 238,428 | Common | SOLE |
| 74760R113 | — | QUALTEK SERVICES INC | $11 | 0.07% | 41,773 | Common | SOLE |
| 76135L119 | REVBW | REVELATION BIOSCIENCES INC | $10 | 0.06% | 233,382 | Common | SOLE |
| 92259F119 | — | VELODYNE LIDAR INC | $8 | 0.05% | 18,968 | Common | SOLE |
| 867781502 | SBFMW | SUNSHINE BIOPHARMA INC | $7 | 0.04% | 14,986 | Common | SOLE |
| 380799114 | — | GOLDEN ARROW MERGER CORP | $7 | 0.04% | 126,665 | Common | SOLE |
| 05601A117 | — | BOA ACQUISITION CORP | $7 | 0.04% | 31,810 | Common | SOLE |
| G1745A124 | CTSWF | CACTUS ACQUISITION CORP I LT | $7 | 0.04% | 95,459 | Common | SOLE |
| 11750K120 | BRSWF | BRUUSH ORAL CARE INC | $6 | 0.04% | 20,495 | Common | SOLE |
| G6780C117 | — | ORION BIOTECH OPPORTUNTES CO | $5 | 0.03% | 39,700 | Common | SOLE |
| 485837108 | — | KASPIEN HOLDINGS INC | $5 | 0.03% | 3,112 | Common | SOLE |
| 02919L117 | AREBW | AMERICAN REBEL HOLDINGS INC | $4 | 0.02% | 60,240 | Common | SOLE |
| G4204R117 | — | G SQUARED ASCEND I INC | $3 | 0.02% | 40,296 | Common | SOLE |
| G5709L117 | — | LUMIRADX LTD | $3 | 0.02% | 23,799 | Common | SOLE |
| G9127T124 | — | TURMERIC ACQUISITION CORP | $3 | 0.02% | 99,999 | Common | SOLE |
| 77732R111 | — | ROSECLIFF ACQUISITION CORP I | $2 | 0.01% | 33,336 | Common | SOLE |
| 66516W115 | — | NORTHERN GENESIS ACQU CORP I | $2 | 0.01% | 70,656 | Common | SOLE |
| 18274B114 | — | CLASS ACCELERATION CORP | $1 | 0.01% | 50,000 | Common | SOLE |
| G6546R119 | — | NOBLE ROCK ACQUISITION CORP | $1 | 0.01% | 15,961 | Common | SOLE |
| 55283P114 | — | MDH ACQUISITION CORP | $1 | 0.01% | 37,500 | Common | SOLE |
| G86302117 | SWVLW | SWVL HOLDINGS CORP | $1 | 0.01% | 48,382 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.