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Waterfall Asset Management, LLC

Q2 2024 · 13F-HR/A

Waterfall Asset Management, LLCholdings as filed

Filed 2024-08-15 · accession 0000905148-24-002248

$116.3M
Reported value
5
Positions
2024-06-30
Period end
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Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
758075AF2RWT 7.75 06/15/27REDWOOD TRUST INC$47.1M40.5%49,023,000CommonSOLE
75574U101RCREADY CAPITAL CORP$32.0M27.5%3,908,983CommonSOLE
90187BAB7TWO 6.25 01/15/26TWO HARBORS INVENTMENT CORPO$15.4M13.3%15,939,000CommonSOLE
70932AAF0PMT 5.5 03/15/26PENNYMAC CORP$11.1M9.59%11,760,000CommonSOLE
038923BA5ABR 7.5 08/01/25ARBOR REALTY TRUST INC$10.6M9.12%10,750,000CommonSOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.