Q3 2024 · 13F-HR
JOHN G ULLMAN & ASSOCIATES INCholdings as filed
Filed 2024-11-08 · accession 0000919530-24-000004
$695.5M
Reported value
179
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 291011104 | EMR | EMERSON ELEC CO | $32.5M | 4.68% | 297,613 | Common | NONE |
| 219350105 | GLW | CORNING INC | $30.2M | 4.35% | 669,877 | Common | NONE |
| 459200101 | IBM | IBM CORP | $26.6M | 3.83% | 120,493 | Common | NONE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR M F SPONS | $25.1M | 3.61% | 144,567 | Common | NONE |
| 670837103 | OGE | OGE ENERGY CORP | $22.2M | 3.19% | 540,580 | Common | NONE |
| 17275r102 | — | CISCO SYSTEMS INC | $18.4M | 2.65% | 346,548 | Common | NONE |
| 11135f101 | — | BROADCOM INC | $18.3M | 2.63% | 105,940 | Common | NONE |
| g87052109 | — | TE CONNECTIVITY PLC F | $16.4M | 2.36% | 108,637 | Common | NONE |
| 66987V109 | NVS | NOVARTIS AG | $16.3M | 2.34% | 141,466 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $14.4M | 2.08% | 33,576 | Common | NONE |
| 806857108 | SLB | SCHLUMBERGER LTD F | $13.8M | 1.98% | 328,704 | Common | NONE |
| 023135106 | AMZN | AMAZON.COM INC | $13.3M | 1.92% | 71,639 | Common | NONE |
| 30231g102 | — | EXXON MOBIL CORP | $13.1M | 1.88% | 111,381 | Common | NONE |
| 03027x100 | — | AMERICAN TOWER CORP NEW REIT | $11.6M | 1.67% | 49,871 | Common | NONE |
| 58933y105 | — | MERCK & CO. INC. | $11.1M | 1.59% | 97,472 | Common | NONE |
| 552690109 | MDU | M D U RESOURCES GRP | $11.0M | 1.59% | 402,782 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $10.1M | 1.45% | 429,770 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $9.8M | 1.40% | 337,323 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $8.9M | 1.27% | 92,089 | Common | NONE |
| 387328107 | GVA | GRANITE CONSTR INC | $8.4M | 1.21% | 105,960 | Common | NONE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC | $8.3M | 1.19% | 13,395 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB | $8.2M | 1.18% | 158,350 | Common | NONE |
| 29670g102 | — | ESSENTIAL UTILS INC | $8.2M | 1.18% | 212,122 | Common | NONE |
| 368736104 | GNRC | GENERAC HLDGS INC | $8.0M | 1.15% | 50,275 | Common | NONE |
| 127190304 | CACI | CACI INTL INC CLASS A | $7.9M | 1.14% | 15,659 | Common | NONE |
| 34354p105 | — | FLOWSERVE CORP | $7.8M | 1.12% | 150,650 | Common | NONE |
| 535555106 | LNN | LINDSAY CORP | $7.3M | 1.06% | 58,875 | Common | NONE |
| 19247g107 | — | COHERENT CORP | $7.2M | 1.03% | 80,950 | Common | NONE |
| 337738108 | FISV | FISERV INC | $7.2M | 1.03% | 39,835 | Common | NONE |
| 890110109 | TMP | TOMPKINS FINL CORP | $7.0M | 1.00% | 120,765 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $6.6M | 0.95% | 32,006 | Common | NONE |
| 465741106 | ITRI | ITRON INC | $6.5M | 0.94% | 61,132 | Common | NONE |
| 958102105 | WDC | WESTERN DIGITAL CORP | $6.5M | 0.93% | 95,218 | Common | NONE |
| 929160109 | VMC | VULCAN MATLS CO | $6.4M | 0.92% | 25,650 | Common | NONE |
| 736508847 | POR | PORTLAND GENERAL ELECTRIC CO | $6.3M | 0.91% | 131,566 | Common | NONE |
| 92189f817 | — | VANECK VIETNAM ETF | $6.1M | 0.88% | 480,517 | Common | NONE |
| 646025106 | NJR | NEW JERSEY RES CORP | $6.0M | 0.87% | 128,128 | Common | NONE |
| 548661107 | LOW | LOWES COS INC | $6.0M | 0.86% | 22,016 | Common | NONE |
| 55024U109 | LITE | LUMENTUM HOLDINGS INC | $5.6M | 0.80% | 87,670 | Common | NONE |
| 871829107 | SYY | SYSCO CORP | $5.5M | 0.79% | 70,592 | Common | NONE |
| 498894104 | KNF | KNIFE RIVER ORD | $5.4M | 0.78% | 60,618 | Common | NONE |
| 42704l104 | — | HERC HLDGS INC | $5.4M | 0.78% | 33,871 | Common | NONE |
| 29444u700 | — | EQUINIX INC REIT | $5.3M | 0.77% | 6,020 | Common | NONE |
| 24906p109 | — | DENTSPLY SIRONA INC | $5.2M | 0.75% | 193,006 | Common | NONE |
| 36266g107 | — | GE HEALTHCARE TECHNOLOGI | $5.2M | 0.75% | 55,481 | Common | NONE |
| 029683109 | AMSWAUSD | LOGILITY SUPPLY CHAIN | $5.1M | 0.73% | 452,325 | Common | NONE |
| 012653101 | ALB | ALBEMARLE CORP | $5.0M | 0.72% | 53,129 | Common | NONE |
| g50871105 | — | JAZZ PHARMACEUTICALS P F | $5.0M | 0.72% | 45,094 | Common | NONE |
| 65336k103 | — | NEXSTAR MEDIA GROUP INC | $4.7M | 0.67% | 28,343 | Common | NONE |
| 383082104 | GRC | GORMAN RUPP CO CLASS EQUITY | $4.5M | 0.65% | 115,411 | Common | NONE |
| 922908363 | VOO | VANGUARD S&P 500 ETF | $4.5M | 0.65% | 8,506 | Common | NONE |
| 88076w103 | — | TERADATA CORP DEL | $4.4M | 0.63% | 144,850 | Common | NONE |
| 046224101 | ASTE | ASTEC INDUSTRIES INC | $4.3M | 0.62% | 134,314 | Common | NONE |
| 86614U100 | 7SU | SUMMIT MATERIALS CL A ORD | $4.2M | 0.61% | 108,873 | Common | NONE |
| 451107106 | IDA | IDACORP INC | $4.2M | 0.60% | 40,343 | Common | NONE |
| 942749102 | WTS | WATTS WATER TECHNOLOGIES CLASS | $4.1M | 0.59% | 19,875 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $4.1M | 0.58% | 17,457 | Common | NONE |
| 857477103 | STT | STATE STR CORP | $3.9M | 0.56% | 44,334 | Common | NONE |
| 114340102 | AZTA | AZENTA INC | $3.9M | 0.56% | 79,793 | Common | NONE |
| 833445109 | SNOW | SNOWFLAKE INC CLASS A | $3.8M | 0.55% | 33,350 | Common | NONE |
| 79466l302 | — | SALESFORCE INC | $3.8M | 0.54% | 13,800 | Common | NONE |
| 744573106 | PEG | PUBLIC SVC ENTERPRISE GR | $3.6M | 0.52% | 40,733 | Common | NONE |
| 70450y103 | — | PAYPAL HLDGS INC | $3.6M | 0.52% | 46,180 | Common | NONE |
| 092113109 | BKH | BLACK HILLS CORP | $3.6M | 0.51% | 58,516 | Common | NONE |
| 68389x105 | — | ORACLE CORP | $3.6M | 0.51% | 20,855 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $3.5M | 0.50% | 30,617 | Common | NONE |
| 37733w204 | — | GSK PLC ADR F SPONSORED ADR 1 | $3.4M | 0.49% | 84,120 | Common | NONE |
| 30040w108 | — | EVERSOURCE ENERGY | $3.3M | 0.48% | 48,800 | Common | NONE |
| 60770k107 | — | MODERNA INC | $3.3M | 0.48% | 49,650 | Common | NONE |
| 285512109 | EA | ELECTRONIC ARTS INC | $3.3M | 0.47% | 23,000 | Common | NONE |
| 98956p102 | — | ZIMMER BIOMET HLDGS INC | $3.2M | 0.46% | 29,812 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $3.0M | 0.43% | 9,350 | Common | NONE |
| 093712107 | BE | BLOOM ENERGY CORP CLASS A | $2.8M | 0.41% | 268,000 | Common | NONE |
| 00846u101 | — | AGILENT TECHNOLOGIES INC | $2.7M | 0.39% | 18,426 | Common | NONE |
| 91307c102 | — | UNITED THERAPEUTICS CORP | $2.7M | 0.38% | 7,435 | Common | NONE |
| 228368106 | CCK | CROWN HLDGS INC | $2.7M | 0.38% | 27,739 | Common | NONE |
| 369604301 | GE | GE AEROSPACE | $2.6M | 0.38% | 14,049 | Common | NONE |
| 532457108 | LLY | ELI LILLY AND CO | $2.6M | 0.37% | 2,908 | Common | NONE |
| 46137v134 | — | INVSC WILDERHILL CLEAN ENERGY | $2.4M | 0.34% | 117,600 | Common | NONE |
| 842587107 | SO | SOUTHERN CO | $2.4M | 0.34% | 26,093 | Common | NONE |
| 406216101 | HAL | HALLIBURTON CO | $2.3M | 0.34% | 80,508 | Common | NONE |
| 03937c105 | — | ARCBEST CORP | $2.3M | 0.33% | 20,975 | Common | NONE |
| 65339f101 | — | NEXTERA ENERGY INC | $2.3M | 0.32% | 26,647 | Common | NONE |
| 452327109 | ILMN | ILLUMINA INC | $2.2M | 0.32% | 17,150 | Common | NONE |
| 928881101 | VNT | VONTIER CORP | $2.2M | 0.31% | 64,121 | Common | NONE |
| 83444m101 | — | SOLVENTUM CORP | $2.1M | 0.30% | 29,900 | Common | NONE |
| 05352a100 | — | AVANTOR INC | $1.9M | 0.27% | 72,000 | Common | NONE |
| 05534b760 | — | BCE INC F | $1.8M | 0.27% | 53,023 | Common | NONE |
| 830561205 | SKBSY | SKANSKA AB F SPONSORED ADR 1 A | $1.6M | 0.23% | 75,200 | Common | NONE |
| 059695106 | BCV | BANCROFT CF | $1.6M | 0.22% | 92,656 | Common | NONE |
| 071813109 | BAX | BAXTER INTL INC | $1.5M | 0.22% | 39,979 | Common | NONE |
| 947890109 | WBS | WEBSTER FINL CORP | $1.4M | 0.20% | 30,100 | Common | NONE |
| 00091g104 | — | ACV AUCTIONS INC CLASS A | $1.3M | 0.19% | 66,284 | Common | NONE |
| 94188p101 | — | WATERSTONE FINL INC MD | $1.3M | 0.19% | 90,826 | Common | NONE |
| 015857105 | AQN | ALGONQUIN PWR & UTILS F | $1.3M | 0.19% | 238,229 | Common | NONE |
| 49456b101 | — | KINDER MORGAN INC DEL | $1.3M | 0.19% | 58,420 | Common | NONE |
| 922042858 | VWO | VANGUARD FTSE EMERGING MARKETS | $1.3M | 0.19% | 26,919 | Common | NONE |
| g6095l109 | — | APTIV PLC F | $1.2M | 0.17% | 16,850 | Common | NONE |
| 29446m102 | — | EQUINOR ASA F SPONSORED ADR 1 | $1.2M | 0.17% | 46,050 | Common | NONE |
| 74930b105 | — | RBB BANCORP | $1.1M | 0.16% | 46,850 | Common | NONE |
| 171779309 | CIEN | CIENA CORP | $1.1M | 0.15% | 17,100 | Common | NONE |
| 448811208 | HRNNF | HYDRO ONE LTD F | $1.0M | 0.15% | 29,700 | Common | NONE |
| 36828a101 | — | GE VERNOVA INC | $1.0M | 0.14% | 3,929 | Common | NONE |
| 26942g100 | — | EAGLE BANCORP MONT INC | $988,043 | 0.14% | 62,574 | Common | NONE |
| 925550105 | VIAV | VIAVI SOLUTIONS INC | $987,239 | 0.14% | 109,450 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $981,113 | 0.14% | 6,662 | Common | NONE |
| 882508104 | TXN | TEXAS INSTRS INC | $923,781 | 0.13% | 4,472 | Common | NONE |
| 25746u109 | — | DOMINION ENERGY INC | $842,473 | 0.12% | 14,578 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY CLASS B | $816,501 | 0.12% | 1,774 | Common | NONE |
| 26441c204 | — | DUKE ENERGY CORP NEW | $801,681 | 0.12% | 6,953 | Common | NONE |
| 831865209 | AOS | SMITH A O CORP | $781,521 | 0.11% | 8,700 | Common | NONE |
| 83088m102 | — | SKYWORKS SOLUTIONS INC | $750,652 | 0.11% | 7,600 | Common | NONE |
| 780259305 | SHEL | SHELL PLC F SPONSORED ADR 1 AD | $718,855 | 0.10% | 10,900 | Common | NONE |
| 055622104 | BP | BP P L C F SPONSORED ADR 1 ADR | $690,580 | 0.10% | 22,000 | Common | NONE |
| 018802108 | LNT | ALLIANT ENERGY CORP | $685,797 | 0.10% | 11,300 | Common | NONE |
| 55405y100 | — | MACOM TECHNOLOGY SOLUTIO | $678,686 | 0.10% | 6,100 | Common | NONE |
| 235825205 | DAN | DANA INC | $666,991 | 0.10% | 63,162 | Common | NONE |
| 22766m109 | — | CROSSFIRST BANKSHARES IN | $660,123 | 0.09% | 39,552 | Common | NONE |
| 21037t109 | — | CONSTELLATION ENERGY COR | $640,949 | 0.09% | 2,465 | Common | NONE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $628,968 | 0.09% | 2,400 | Common | NONE |
| 290876101 | EMA | EMERA INC F | $620,624 | 0.09% | 15,800 | Common | NONE |
| 03074a102 | — | AMERISERV FINL INC | $612,246 | 0.09% | 234,577 | Common | NONE |
| 89147l886 | — | TORTOISE ENERGY INFRASTR | $598,209 | 0.09% | 15,241 | Common | NONE |
| g51502105 | — | JOHNSON CONTROLS INTER F | $588,206 | 0.08% | 7,579 | Common | NONE |
| 12466q104 | — | C & F FINL CORP | $586,417 | 0.08% | 10,050 | Common | NONE |
| 81369y886 | — | SELECT SECTOR UTI SELECT SPDR | $578,142 | 0.08% | 7,157 | Common | NONE |
| 382550101 | GT | GOODYEAR TIRE & RUBR CO | $577,905 | 0.08% | 65,300 | Common | NONE |
| 353514102 | FELE | FRANKLIN ELEC INC | $566,028 | 0.08% | 5,400 | Common | NONE |
| 55261f104 | — | M & T BK CORP | $553,165 | 0.08% | 3,106 | Common | NONE |
| 669549107 | NWFL | NORWOOD FINL CORP | $546,084 | 0.08% | 19,800 | Common | NONE |
| 504922105 | LH | LABCORP HLDGS INC | $528,307 | 0.08% | 2,364 | Common | NONE |
| 718546104 | PSX | PHILLIPS 66 | $519,227 | 0.07% | 3,950 | Common | NONE |
| 88579y101 | — | 3M CO | $505,790 | 0.07% | 3,700 | Common | NONE |
| 46266c105 | — | IQVIA HLDGS INC | $497,637 | 0.07% | 2,100 | Common | NONE |
| 172755100 | CRUS | CIRRUS LOGIC INC | $484,419 | 0.07% | 3,900 | Common | NONE |
| 675234108 | OCFC | OCEANFIRST FINL CORP | $466,609 | 0.07% | 25,100 | Common | NONE |
| 922908769 | VTI | VANGUARD TOTAL STOCK MARKET ET | $449,658 | 0.06% | 1,588 | Common | NONE |
| 04010e109 | — | ARGAN INC | $446,292 | 0.06% | 4,400 | Common | NONE |
| 824348106 | SHW | SHERWIN-WILLIAMS CO | $438,920 | 0.06% | 1,150 | Common | NONE |
| 001084102 | AGCO | AGCO CORP DEL | $430,584 | 0.06% | 4,400 | Common | NONE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $421,374 | 0.06% | 4,063 | Common | NONE |
| 461202103 | INTU | INTUIT | $419,175 | 0.06% | 675 | Common | NONE |
| 375558103 | GILD | GILEAD SCIENCES INC | $417,356 | 0.06% | 4,978 | Common | NONE |
| 191216100 | KO | THE COCA-COLA CO | $412,381 | 0.06% | 5,739 | Common | NONE |
| 56585A102 | MPC | MARATHON PETROLEUM CORP | $401,247 | 0.06% | 2,463 | Common | NONE |
| 025537101 | AEP | AMERICAN ELEC PWR CO INC | $385,160 | 0.06% | 3,754 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $368,460 | 0.05% | 1,078 | Common | NONE |
| 464286533 | EEMV | ISHS MSCI EMERG MRKT MIN VOL F | $354,255 | 0.05% | 5,650 | Common | NONE |
| 98419m100 | — | XYLEM INC | $348,377 | 0.05% | 2,580 | Common | NONE |
| 45073v108 | — | ITT INC | $344,471 | 0.05% | 2,304 | Common | NONE |
| 02079k305 | — | ALPHABET INC CLASS A | $315,613 | 0.05% | 1,903 | Common | NONE |
| 46137v142 | — | INVSC WATER RESC PORTFOLIO ETF | $311,787 | 0.04% | 4,420 | Common | NONE |
| 02079k107 | — | ALPHABET INC CLASS C | $306,794 | 0.04% | 1,835 | Common | NONE |
| 421962101 | — | HEARTLAND BANCCORP | $301,350 | 0.04% | 2,100 | Common | NONE |
| 00766t100 | — | AECOM | $299,483 | 0.04% | 2,900 | Common | NONE |
| 13677f101 | — | CANADIAN WESTN BK EDMO F | $294,544 | 0.04% | 7,400 | Common | NONE |
| g29183103 | — | EATON CORP PLC F | $287,964 | 0.04% | 869 | Common | NONE |
| 771195104 | RHHBY | ROCHE HLDG LTD F SPONSORED ADR | $283,645 | 0.04% | 7,100 | Common | NONE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $277,664 | 0.04% | 499 | Common | NONE |
| 075887109 | BDX | BECTON DICKINSON & CO | $270,256 | 0.04% | 1,121 | Common | NONE |
| 039483102 | ADM | ARCHER-DANIELS MIDLAND C | $268,830 | 0.04% | 4,500 | Common | NONE |
| 403949100 | DINO | HF SINCLAIR CORP | $267,420 | 0.04% | 6,000 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $264,059 | 0.04% | 652 | Common | NONE |
| 235851102 | DHR | DANAHER CORP | $254,110 | 0.04% | 914 | Common | NONE |
| 689648103 | OTTR | OTTER TAIL CORP | $250,112 | 0.04% | 3,200 | Common | NONE |
| 37045v100 | — | GENERAL MTRS CO | $248,862 | 0.04% | 5,550 | Common | NONE |
| 92939u106 | — | WEC ENERGY GROUP INC | $248,818 | 0.04% | 2,587 | Common | NONE |
| 78464a698 | — | SPDR S&P REGIONAL BANKING ETF | $243,380 | 0.03% | 4,300 | Common | NONE |
| 92343v104 | — | VERIZON COMMUNICATIONS I | $242,261 | 0.03% | 5,394 | Common | NONE |
| 337932107 | FE | FIRSTENERGY CORP | $239,490 | 0.03% | 5,400 | Common | NONE |
| 349553107 | FTS | FORTIS INC F | $236,288 | 0.03% | 5,200 | Common | NONE |
| 12626K203 | — | CRH ADR REPSG 1 ORD | $231,850 | 0.03% | 2,500 | Common | NONE |
| 92204A702 | VGT | VANGUARD INFORMATION TECHNOLOG | $219,358 | 0.03% | 374 | Common | NONE |
| 464287556 | IBB | ISHARES BIOTECHNOLOGY ETF | $218,400 | 0.03% | 1,500 | Common | NONE |
| g1151c101 | — | ACCENTURE PLC IRELAND F CLASS | $217,744 | 0.03% | 616 | Common | NONE |
| 67066g104 | — | NVIDIA CORP | $207,662 | 0.03% | 1,710 | Common | NONE |
| 592835102 | MXF | MEXICO FUND INC | $159,954 | 0.02% | 10,600 | Common | NONE |
| 76954a103 | — | RIVIAN AUTOMOTIVE INC CLASS A | $134,640 | 0.02% | 12,000 | Common | NONE |
| 05337L304 | AVLNF | AVALON ADVANCED MATERIALS INC | $694 | 0.00% | 18,750 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.