Q3 2023 · 13F-HR
NEEDHAM INVESTMENT MANAGEMENT LLCholdings as filed
Filed 2023-11-14 · accession 0000919574-23-006236
$588.0M
Reported value
120
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 86800U104 | SMCIUSD | SUPER MICRO COMPUTER INC | $55.7M | 9.47% | 203,000 | Common | SOLE |
| 925815102 | VICR | VICOR CORP | $27.0M | 4.60% | 458,850 | Common | SOLE |
| 693282105 | PDFS | PDF SOLUTIONS INC | $22.6M | 3.84% | 697,500 | Common | SOLE |
| 29362U104 | ENTG | ENTEGRIS INC | $21.8M | 3.71% | 232,500 | Common | SOLE |
| 04523Y105 | ASPN | ASPEN AEROGELS INC | $21.7M | 3.70% | 2,528,300 | Common | SOLE |
| M7516K103 | NVMI | NOVA MEASURING INSTRUMENTS LTD | $20.5M | 3.49% | 182,500 | Common | SOLE |
| 346375108 | FORM | FORMFACTOR INC | $17.7M | 3.02% | 507,500 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC COM | $14.8M | 2.52% | 29,250 | Common | SOLE |
| 00486H105 | ADTN | ADTRAN HOLDINGS INC | $14.4M | 2.45% | 1,747,500 | Common | SOLE |
| 55306N104 | MKSI | MKS INSTRS INC | $13.6M | 2.31% | 157,000 | Common | SOLE |
| 719405102 | PLAB | PHOTRONICS INC | $12.8M | 2.18% | 635,500 | Common | SOLE |
| 50540R409 | LSI | LABORATORY CORP AMER HLDGS | $12.2M | 2.08% | 60,763 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP CL A | $12.0M | 2.04% | 270,000 | Common | SOLE |
| 70202L102 | PSN | PARSONS CORPORATION | $11.2M | 1.90% | 205,500 | Common | SOLE |
| 65487K100 | LASR | NLIGHT INC | $10.9M | 1.85% | 1,047,740 | Common | SOLE |
| 87305R109 | TTMI | TTM TECHNOLOGIES INC | $10.4M | 1.76% | 805,000 | Common | SOLE |
| 482738101 | KVHI | KVH INDS INC | $9.5M | 1.61% | 1,857,850 | Common | SOLE |
| 184496107 | CLH | CLEAN HARBORS INC COM | $8.6M | 1.47% | 51,606 | Common | SOLE |
| 922417100 | VECO | VEECO INSTRS INC | $8.6M | 1.46% | 305,000 | Common | SOLE |
| 92537N108 | VRT | VERTIV HOLDINGS CO | $8.4M | 1.42% | 225,000 | Common | SOLE |
| 02156B103 | AYXEUR | ALTERYX INC | $8.0M | 1.36% | 212,500 | Common | SOLE |
| 482480100 | KLAC | KLA CORP | $7.8M | 1.33% | 17,000 | Common | SOLE |
| 909214306 | UIS | UNISYS CORP | $7.6M | 1.29% | 2,200,000 | Common | SOLE |
| G17766109 | CMBMF | CAMBIUM NETWORKS CORP | $7.5M | 1.28% | 1,028,450 | Common | SOLE |
| 92835K103 | VPG | VISHAY PRECISION GROUP INC | $7.4M | 1.25% | 219,300 | Common | SOLE |
| 929740108 | WAB | WABTEC | $6.7M | 1.15% | 63,500 | Common | SOLE |
| 143130102 | KMX | CARMAX INC | $6.6M | 1.13% | 94,000 | Common | SOLE |
| 19247G107 | COHR | COHERENT CORP | $5.8M | 0.99% | 177,500 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $5.6M | 0.96% | 33,000 | Common | SOLE |
| 57776J100 | MXL | MAXLINEAR INC | $5.6M | 0.95% | 250,000 | Common | SOLE |
| 00971T101 | AKAM | AKAMAI TECHNOLOGIES INC | $5.5M | 0.93% | 51,500 | Common | SOLE |
| 98983V106 | ZUOUSD | ZUORA INC | $5.4M | 0.92% | 660,000 | Common | SOLE |
| 00246W103 | AXTI | AXT INC | $5.2M | 0.88% | 2,160,450 | Common | SOLE |
| 677864100 | ODC | OIL DRI CORP AMER | $5.1M | 0.87% | 82,800 | Common | SOLE |
| 375558103 | GILD | GILEAD SCIENCES INC | $4.8M | 0.82% | 64,000 | Common | SOLE |
| 075887109 | BDX | BECTON DICKINSON & CO | $4.7M | 0.80% | 18,250 | Common | SOLE |
| Y62132108 | NVGS | NAVIGATOR HLDGS LTD | $4.5M | 0.77% | 306,000 | Common | SOLE |
| 88339J105 | TTD | THE TRADE DESK INC | $4.5M | 0.76% | 57,000 | Common | SOLE |
| 146229109 | CRI | CARTERS INC | $4.4M | 0.75% | 63,500 | Common | SOLE |
| 097023105 | BA | BOEING CO COM | $4.3M | 0.73% | 22,500 | Common | SOLE |
| 006351308 | AEUSD | ADAMS RES & ENERGY INC | $4.2M | 0.72% | 125,000 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $4.2M | 0.71% | 22,500 | Common | SOLE |
| 64829B100 | — | NEW RELIC INC | $4.1M | 0.69% | 47,500 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $4.0M | 0.68% | 51,041 | Common | SOLE |
| 109194100 | BFAM | BRIGHT HORIZONS FAM SOL IN D | $4.0M | 0.68% | 49,000 | Common | SOLE |
| 358010106 | FEIM | FREQUENCY ELECTRS INC | $4.0M | 0.68% | 572,850 | Common | SOLE |
| 87911K100 | HQL | TEKLA LIFE SCIENCES INVS | $3.9M | 0.67% | 313,792 | Common | SOLE |
| 88362T103 | THR | THERMON GROUP HLDGS INC | $3.8M | 0.65% | 140,000 | Common | SOLE |
| 88556E102 | TDUP | THREDUP INC | $3.6M | 0.61% | 900,000 | Common | SOLE |
| 34385P108 | LAB | STANDARD BIOTOOLS INC | $3.6M | 0.60% | 1,224,435 | Common | SOLE |
| 87911J103 | HQH | TEKLA HEALTHCARE INVS | $3.5M | 0.60% | 226,965 | Common | SOLE |
| 29261A100 | EHC | ENCOMPASS HEALTH CORP | $3.4M | 0.57% | 50,000 | Common | SOLE |
| 832156103 | SMID | SMITH MIDLAND CORP | $3.0M | 0.52% | 160,000 | Common | SOLE |
| 08975P108 | CMRC | BIGCOMMERCE HLDGS INC | $3.0M | 0.50% | 300,000 | Common | SOLE |
| 92552V100 | VSAT | VIASAT INC | $3.0M | 0.50% | 160,000 | Common | SOLE |
| 12618T105 | CRAI | CRA INTL INC | $2.9M | 0.49% | 28,500 | Common | SOLE |
| N07059210 | ASML | ASML HOLDING N V | $2.8M | 0.48% | 4,750 | Common | SOLE |
| 45667G103 | INFNEUR | INFINERA CORP | $2.7M | 0.46% | 650,000 | Common | SOLE |
| 570535104 | MKL | MARKEL CORP | $2.5M | 0.43% | 1,700 | Common | SOLE |
| 576853105 | MTRX | MATRIX SVC CO | $2.5M | 0.42% | 210,000 | Common | SOLE |
| 86887Q109 | SSSS | SURO CAP CORP | $2.4M | 0.41% | 660,888 | Common | SOLE |
| 021369103 | ALTREUR | ALTAIR ENGR INC | $2.3M | 0.40% | 37,500 | Common | SOLE |
| 665809109 | NTIC | NORTHERN TECHNOLOGIES INTL C | $2.3M | 0.39% | 173,048 | Common | SOLE |
| 34965K107 | FTRE | FORTREA HLDGS INC | $2.3M | 0.39% | 80,263 | Common | SOLE |
| 04302A104 | AIP | ARTERIS INC | $2.3M | 0.39% | 350,000 | Common | SOLE |
| 229050307 | CYRX | CRYOPORT INC | $2.3M | 0.38% | 165,000 | Common | SOLE |
| 311642102 | FARO | FARO TECHNOLOGIES INC | $2.2M | 0.38% | 147,200 | Common | SOLE |
| 368736104 | GNRC | GENERAC HLDGS INC | $2.2M | 0.37% | 20,000 | Common | SOLE |
| 00912X302 | AL | AIR LEASE CORP CL A | $2.1M | 0.35% | 52,500 | Common | SOLE |
| 116794108 | BRKR | BRUKER CORP | $2.0M | 0.34% | 32,500 | Common | SOLE |
| 82982T106 | SITM | SITIME CORP | $2.0M | 0.33% | 17,150 | Common | SOLE |
| 413160102 | HLIT | HARMONIC INC | $1.9M | 0.33% | 200,000 | Common | SOLE |
| 761025105 | RSSS | RESEARCH SOLUTIONS INC | $1.9M | 0.32% | 750,000 | Common | SOLE |
| 893529107 | TRNS | TRANSCAT INC | $1.8M | 0.31% | 18,500 | Common | SOLE |
| 573874104 | MRVL | MARVELL TECHNOLOGY INC | $1.8M | 0.30% | 32,500 | Common | SOLE |
| 032654105 | ADI | ANALOG DEVICES INC | $1.8M | 0.30% | 10,000 | Common | SOLE |
| 029683109 | AMSWAUSD | AMER SOFTWARE INC | $1.7M | 0.29% | 150,000 | Common | SOLE |
| 808541106 | MATV | MATIV HOLDINGS INC | $1.6M | 0.27% | 112,500 | Common | SOLE |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $1.6M | 0.27% | 2,500 | Common | SOLE |
| 29444U700 | EQIX | EQUINIX INC | $1.5M | 0.26% | 2,100 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW COM | $1.5M | 0.26% | 9,000 | Common | SOLE |
| 11271J107 | BN | BROOKFIELD CORP | $1.5M | 0.25% | 46,294 | Common | SOLE |
| 740294400 | POCI | PRECISION OPTICS CORP INC MA | $1.4M | 0.25% | 235,000 | Common | SOLE |
| 928298108 | VSH | VISHAY INTERTECHNOLOGY INC | $1.4M | 0.23% | 55,000 | Common | SOLE |
| 00091G104 | ACVA | ACV AUCTIONS INC | $1.3M | 0.22% | 86,500 | Common | SOLE |
| 419879101 | HAN | HAWAIIAN HLDGS INC | $1.3M | 0.22% | 200,000 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATLS INC | $1.2M | 0.21% | 9,000 | Common | SOLE |
| 525558201 | LMAT | LEMAITRE VASCULAR INC | $1.2M | 0.21% | 22,500 | Common | SOLE |
| 219350105 | GLW | CORNING INC | $1.2M | 0.21% | 40,000 | Common | SOLE |
| 74834L100 | DGX | QUEST DIAGNOSTICS INC | $1.0M | 0.18% | 8,500 | Common | SOLE |
| 282914100 | EGHT | 8X8 INC NEW | $1.0M | 0.17% | 400,000 | Common | SOLE |
| 880770102 | TER | TERADYNE INC | $1.0M | 0.17% | 10,000 | Common | SOLE |
| 020772109 | APT | ALPHA PRO TECH LTD | $954,800 | 0.16% | 220,000 | Common | SOLE |
| 589378108 | MRCY | MERCURY SYS INC | $927,250 | 0.16% | 25,000 | Common | SOLE |
| 03027X100 | AMT | AMERICAN TOWER CORP | $781,138 | 0.13% | 4,750 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $654,300 | 0.11% | 5,000 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $648,200 | 0.11% | 20,000 | Common | SOLE |
| 98585N106 | YEXT | YEXT INC | $633,000 | 0.11% | 100,000 | Common | SOLE |
| 281479105 | EDUC | EDUCATIONAL DEV CORP | $593,600 | 0.10% | 560,000 | Common | SOLE |
| 04206A101 | ARLO | ARLO TECHNOLOGIES INC | $566,500 | 0.10% | 55,000 | Common | SOLE |
| 844741108 | LUV | SOUTHWEST AIRLS CO COM | $541,400 | 0.09% | 20,000 | Common | SOLE |
| G3934V109 | GENI | GENIUS SPORTS LIMITED | $533,000 | 0.09% | 100,000 | Common | SOLE |
| 775133101 | ROG | ROGERS CORP | $525,880 | 0.09% | 4,000 | Common | SOLE |
| 91854V107 | — | VACASA INC | $480,697 | 0.08% | 1,042,500 | Common | SOLE |
| 461148108 | — | INTEVAC INC | $478,474 | 0.08% | 153,850 | Common | SOLE |
| 902681105 | UGI | UGI CORP | $460,000 | 0.08% | 20,000 | Common | SOLE |
| 42824C109 | HPE | HEWLETT PACKARD ENTERPRISE CO | $434,250 | 0.07% | 25,000 | Common | SOLE |
| 192422103 | CGNX | COGNEX CORP | $424,400 | 0.07% | 10,000 | Common | SOLE |
| 113004105 | BAM | BROOKFIELD ASSET MANAGMT LTD | $420,859 | 0.07% | 12,570 | Common | SOLE |
| 49435R102 | KRP | KIMBELL RTY PARTNERSLP CO | $406,784 | 0.07% | 25,424 | Common | SOLE |
| 29332G102 | EHABUSD | ENHABIT INC | $393,750 | 0.07% | 35,000 | Common | SOLE |
| 00973N102 | AKTSQ | AKOUSTIS TECHNOLOGIES INC | $376,450 | 0.06% | 500,000 | Common | SOLE |
| 3621LQ109 | GTHXEUR | G1 THERAPEUTICS INC | $336,960 | 0.06% | 234,000 | Common | SOLE |
| 08160H101 | BHE | BENCHMARK ELECTRS INC | $298,398 | 0.05% | 12,300 | Common | SOLE |
| 36227K106 | — | GSE SYS INC | $289,003 | 0.05% | 1,430,000 | Common | SOLE |
| 68213N109 | OMCL | OMNICELL COM | $225,200 | 0.04% | 5,000 | Common | SOLE |
| 90385V107 | UCTT | ULTRA CLEAN HLDGS INC | $222,525 | 0.04% | 7,500 | Common | SOLE |
| 91823Y109 | VIAOY | VIA OPTRONICS AG | $149,500 | 0.03% | 130,000 | Common | SOLE |
| 87969B101 | TLS | TELOS CORP MD | $119,500 | 0.02% | 50,000 | Common | SOLE |
| 01675A109 | BIRDGBP | ALLBIRDS INC | $55,500 | 0.01% | 50,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.