Q3 2025 · 13F-HR
HARBERT FUND ADVISORS, INC.holdings as filed
Filed 2025-11-13 · accession 0000919574-25-006732
$15.3M
Reported value
12
Positions
2025-09-30
Period end
The Brief · HARBERT FUND ADVISORS, INC. · Q3 2025
AI · grounded in 13F
HARBERT FUND ADVISORS, INC. established a new position in LQDA valued at $3.52M. The fund also initiated new stakes in PCSC for $3.18M and INVE for $2.71M. Additional new positions include TACT at $2.26M and FENC at $1.66M. Total assets under management stand at $15.33M across 12 positions.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 53635D202 | LQDA | LIQUIDIA CORPORATION | $3.5M | 23.0% | 154,811 | Common | SOLE |
| G70077105 | PCSC | PERCEPTIVE CAP SOLUTIONS COR | $3.2M | 20.7% | 300,000 | Common | SOLE |
| 45170X205 | INVE | IDENTIV INC | $2.7M | 17.7% | 785,557 | Common | SOLE |
| 892918103 | TACT | TRANSACT TECHNOLOGIES INC | $2.3M | 14.7% | 416,119 | Common | SOLE |
| 31447P100 | FENC | FENNEC PHARMACEUTICALS INC | $1.7M | 10.9% | 177,815 | Common | SOLE |
| 67576A100 | OCUL | OCULAR THERAPEUTIX INC | $584,500 | 3.81% | 50,000 | Common | SOLE |
| 64119N608 | NTSK | NETSKOPE INC | $340,950 | 2.22% | 15,000 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $330,892 | 2.16% | 1,507 | Common | SOLE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $329,841 | 2.15% | 1,181 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $277,103 | 1.81% | 535 | Common | SOLE |
| G6757R121 | ONCHU | 1RT ACQUISITION CORP. | $105,500 | 0.69% | 10,000 | Common | SOLE |
| 895970101 | ILLR | TRILLER GROUP INC | $27,544 | 0.18% | 33,182 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.