Q3 2023 · 13F-HR
Birch Grove Capital LPholdings as filed
Filed 2023-11-14 · accession 0000950142-23-002785
$57.4M
Reported value
12
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 873379AA9 | — | TABULA RASA HEALTHCARE INC | $25.1M | 43.7% | 25,576,000 | Common | NONE |
| 606710AA9 | MITK 0.75 02/01/26 | MITEK SYS INC | $14.2M | 24.7% | 16,216,000 | Common | NONE |
| 472145AD3 | JAZZ 1.5 08/15/24 | JAZZ INVESTMENTS I LTD | $6.9M | 11.9% | 7,100,000 | Common | NONE |
| 48576UAA4 | — | KARYOPHARM THERAPEUTICS INC | $5.2M | 9.09% | 8,000,000 | Common | NONE |
| 88339PAD3 | REAL 1 03/01/28 | THE REALREAL INC | $3.7M | 6.39% | 8,218,000 | Common | NONE |
| 282914AB6 | — | 8X8 INC NEW | $2.3M | 4.07% | 2,500,000 | Common | NONE |
| 17144M110 | — | CHURCHILL CAPITAL CORP VII | $24,640 | 0.04% | 80,000 | Common | SOLE |
| 17144T115 | — | CHURCHILL CAPITAL CORP V | $20,010 | 0.03% | 100,000 | Common | SOLE |
| 17143W119 | — | CHURCHILL CAPITAL CORP VI | $12,800 | 0.02% | 80,000 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $8,460 | 0.01% | 399,000 | PUT | SOLE |
| 62548M118 | — | MULTIPLAN CORPORATION | $7,800 | 0.01% | 75,000 | Common | SOLE |
| 83066P119 | — | SKILLSOFT CORP | $2,666 | 0.00% | 33,332 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.