Q3 2023 · 13F-HR
KINGDON CAPITAL MANAGEMENT, L.L.C.holdings as filed
Filed 2023-11-14 · accession 0001000097-23-000012
$868.3M
Reported value
72
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $106.9M | 12.3% | 250,000 | PUT | SOLE |
| 464287655 | IWM | ISHARES TR | $39.8M | 4.58% | 225,000 | PUT | SOLE |
| 30303M102 | META | META PLATFORMS INC | $32.3M | 3.72% | 107,500 | Common | SOLE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $29.9M | 3.44% | 900,000 | PUT | SOLE |
| 48251W104 | KKR | KKR & CO INC | $27.7M | 3.19% | 450,000 | CALL | SOLE |
| 235851102 | DHR | DANAHER CORPORATION | $26.8M | 3.09% | 108,100 | Common | SOLE |
| 148806102 | CTLTEUR | CATALENT INC | $25.1M | 2.89% | 550,400 | Common | SOLE |
| 418056107 | HAS | HASBRO INC | $24.1M | 2.78% | 365,000 | Common | SOLE |
| 464287515 | IGV | ISHARES TR | $22.2M | 2.55% | 65,000 | PUT | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $22.1M | 2.55% | 70,000 | Common | SOLE |
| 00187Y100 | APG | API GROUP CORP | $21.1M | 2.43% | 813,482 | Common | SOLE |
| G7496G103 | RNR | RENAISSANCERE HLDGS LTD | $17.8M | 2.05% | 90,000 | Common | SOLE |
| 89677Q107 | TCOM | TRIP COM GROUP LTD | $17.4M | 2.00% | 497,000 | Common | SOLE |
| G3730V105 | FTAI | FTAI AVIATION LTD | $16.4M | 1.88% | 460,200 | Common | SOLE |
| 60871R209 | TAP | MOLSON COORS BEVERAGE CO | $16.2M | 1.86% | 254,500 | Common | SOLE |
| 78464A870 | XBI | SPDR SER TR | $15.3M | 1.77% | 210,000 | PUT | SOLE |
| 92826C839 | V | VISA INC | $15.0M | 1.72% | 65,000 | Common | SOLE |
| 422806109 | HEI | HEICO CORP NEW | $14.6M | 1.68% | 90,000 | Common | SOLE |
| 577081102 | MAT | MATTEL INC | $14.3M | 1.65% | 650,000 | Common | SOLE |
| 48242W106 | KBR | KBR INC | $13.9M | 1.60% | 235,000 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $13.7M | 1.58% | 500,000 | CALL | SOLE |
| 75382E109 | — | RAPT THERAPEUTICS INC | $13.4M | 1.54% | 805,828 | Common | SOLE |
| 127387108 | CDNS | CADENCE DESIGN SYSTEM INC | $12.9M | 1.48% | 55,000 | Common | SOLE |
| 05605H100 | BWXT | BWX TECHNOLOGIES INC | $12.8M | 1.48% | 170,857 | Common | SOLE |
| 22052L104 | CTVA | CORTEVA INC | $12.5M | 1.44% | 245,000 | Common | SOLE |
| 00404A109 | ACHC | ACADIA HEALTHCARE COMPANY IN | $12.1M | 1.39% | 171,500 | Common | SOLE |
| Y2573F102 | FLEX | FLEX LTD | $11.9M | 1.37% | 440,000 | Common | SOLE |
| 92826C839 | V | VISA INC | $11.5M | 1.32% | 50,000 | CALL | SOLE |
| 77634L105 | RCM1USD | R1 RCM INC | $11.5M | 1.32% | 760,819 | Common | SOLE |
| 69331C108 | PCG | PG&E CORP | $11.3M | 1.30% | 700,000 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $11.1M | 1.28% | 31,000 | PUT | SOLE |
| 907818108 | UNP | UNION PAC CORP | $11.0M | 1.27% | 54,050 | Common | SOLE |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $10.8M | 1.24% | 120,000 | Common | SOLE |
| 69331C108 | PCG | PG&E CORP | $10.5M | 1.21% | 650,000 | PUT | SOLE |
| 775133101 | ROG | ROGERS CORP | $10.2M | 1.18% | 77,700 | Common | SOLE |
| 405024100 | HAE | HAEMONETICS CORP MASS | $10.0M | 1.15% | 111,100 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $9.0M | 1.03% | 60,000 | Common | SOLE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $8.9M | 1.03% | 38,000 | Common | SOLE |
| 74006W108 | — | PRAXIS PRECISION MEDICINES I | $8.9M | 1.02% | 5,200,000 | Common | SOLE |
| 78464A698 | KRE | SPDR SER TR | $8.4M | 0.96% | 200,000 | PUT | SOLE |
| G6700G107 | NVT | NVENT ELECTRIC PLC | $8.2M | 0.95% | 155,000 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $7.5M | 0.86% | 50,000 | CALL | SOLE |
| 74762E102 | QURE | QUANTA SVCS INC | $7.4M | 0.85% | 39,566 | Common | SOLE |
| G5509L101 | LIVN | LIVANOVA PLC | $7.1M | 0.82% | 134,700 | Common | SOLE |
| 39874R101 | GO | GROCERY OUTLET HLDG CORP | $6.8M | 0.78% | 235,000 | Common | SOLE |
| 231561101 | CW | CURTISS WRIGHT CORP | $5.8M | 0.66% | 29,428 | Common | SOLE |
| 929042109 | VNO | VORNADO RLTY TR | $5.6M | 0.65% | 247,500 | PUT | SOLE |
| 92932M101 | WNSN | WNS HLDGS LTD | $5.5M | 0.63% | 80,000 | Common | SOLE |
| 23331A109 | DHI | D R HORTON INC | $5.4M | 0.62% | 50,000 | Common | SOLE |
| 070830104 | BBWI | BATH & BODY WORKS INC | $5.1M | 0.58% | 150,000 | Common | SOLE |
| 15101Q108 | CLSEUR | CELESTICA INC | $4.9M | 0.56% | 200,000 | Common | SOLE |
| 252131107 | DXCM | DEXCOM INC | $4.9M | 0.56% | 52,400 | Common | SOLE |
| 68404V100 | — | OPTINOSE INC | $4.6M | 0.52% | 3,699,237 | Common | SOLE |
| 55303J106 | MGPI | MGP INGREDIENTS INC NEW | $4.3M | 0.50% | 40,800 | Common | SOLE |
| 811292200 | SCYX | SCYNEXIS INC | $4.3M | 0.49% | 1,877,148 | Common | SOLE |
| 00973Y108 | AKRO | AKERO THERAPEUTICS INC | $4.0M | 0.46% | 79,500 | PUT | SOLE |
| 10258P102 | LUCK | BOWLERO CORP | $3.9M | 0.45% | 410,000 | Common | SOLE |
| 86771W105 | RUN | SUNRUN INC | $3.8M | 0.43% | 300,000 | CALL | SOLE |
| 366505105 | GTX | GARRETT MOTION INC | $3.7M | 0.43% | 475,000 | Common | SOLE |
| 08862L103 | — | BEYOND AIR INC | $3.1M | 0.36% | 1,363,562 | Common | SOLE |
| 39037G109 | GEG | GREAT ELM GROUP INC | $3.0M | 0.34% | 1,379,049 | Common | SOLE |
| 68062P106 | OLMA | OLEMA PHARMACEUTICALS INC | $2.6M | 0.30% | 210,000 | Common | SOLE |
| 535919401 | LGFEUR | LIONS GATE ENTMNT CORP | $2.3M | 0.27% | 275,000 | Common | SOLE |
| G25457105 | CRDO | CREDO TECHNOLOGY GROUP HOLDI | $2.3M | 0.26% | 150,000 | CALL | SOLE |
| 98420X103 | ASNSUSD | X4 PHARMACEUTICALS INC | $2.2M | 0.25% | 1,973,683 | Common | SOLE |
| 471871103 | — | JASPER THERAPEUTICS INC | $2.1M | 0.25% | 3,040,000 | Common | SOLE |
| 231269309 | CRIS | CURIS INC | $2.0M | 0.23% | 309,150 | Common | SOLE |
| M8694L103 | SLGL | SOL GEL TECHNOLOGIES | $1.2M | 0.14% | 766,858 | Common | SOLE |
| 68062P106 | OLMA | OLEMA PHARMACEUTICALS INC | $1.2M | 0.14% | 98,600 | CALL | SOLE |
| 29415J106 | — | ENVVENO MEDICAL CORPORATION | $1.2M | 0.14% | 219,180 | Common | SOLE |
| 654484609 | NB | NIOCORP DEVS LTD | $1.1M | 0.13% | 314,465 | Common | SOLE |
| 92731L106 | — | VINCERX PHARMA INC | $388,850 | 0.04% | 385,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.