Q2 2023 · 13F-HR
DCF Advisers, LLCholdings as filed
Filed 2023-08-09 · accession 0001013594-23-000649
$189.3M
Reported value
89
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $35.7M | 18.9% | 80,500 | PUT | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $10.1M | 5.32% | 159,500 | Common | SOLE |
| 04016X101 | ARGX | ARGENX SE | $10.0M | 5.29% | 25,700 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $8.7M | 4.58% | 71,650 | Common | SOLE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $8.0M | 4.24% | 11,175 | Common | SOLE |
| 46116X101 | ITCIEUR | INTRA-CELLULAR THERAPIES INC | $6.8M | 3.58% | 107,157 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $6.4M | 3.38% | 47,550 | Common | SOLE |
| G72800108 | PRTA | PROTHENA CORP PLC | $5.8M | 3.06% | 84,750 | Common | SOLE |
| 98401F105 | XNCR | XENCOR INC | $5.4M | 2.84% | 215,000 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $5.1M | 2.71% | 43,000 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $4.8M | 2.53% | 377,000 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $3.9M | 2.08% | 137,250 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $3.8M | 2.02% | 21,500 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $3.7M | 1.98% | 16,875 | Common | SOLE |
| 464285204 | IAU | ISHARES GOLD TR | $3.6M | 1.92% | 100,000 | Common | SOLE |
| 532457108 | LLY | LILLY ELI & CO | $3.5M | 1.86% | 7,500 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $3.5M | 1.84% | 30,500 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $2.9M | 1.51% | 14,750 | Common | SOLE |
| 98956P102 | ZBH | ZIMMER BIOMET HOLDINGS INC | $2.7M | 1.42% | 18,397 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $2.6M | 1.37% | 14,500 | PUT | SOLE |
| 45337C102 | INCY | INCYTE CORP | $2.5M | 1.33% | 40,500 | Common | SOLE |
| 81181C104 | — | SEAGEN INC | $2.2M | 1.18% | 11,650 | Common | SOLE |
| 00326L100 | XAODX | ABERDEEN TOTAL DYNAMIC DIVD | $2.1M | 1.11% | 253,500 | Common | SOLE |
| 00206R102 | T | AT&T INC | $2.0M | 1.07% | 127,500 | Common | SOLE |
| 90041L105 | TPB | TURNING PT BRANDS INC | $2.0M | 1.06% | 83,500 | Common | SOLE |
| 67073D102 | XJQCX | NUVEEN CR STRATEGIES INCOME | $2.0M | 1.04% | 390,000 | Common | SOLE |
| 92189F791 | GDXJ | VANECK ETF TRUST | $1.8M | 0.94% | 50,000 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $1.7M | 0.90% | 44,000 | Common | SOLE |
| 29664WAB1 | ESPR 4 11/15/25 | ESPERION THERAPEUTICS INC NE | $1.5M | 0.81% | 3,050,000 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $1.5M | 0.78% | 17,750 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $1.5M | 0.78% | 40,250 | Common | SOLE |
| 92764N102 | VIR | VIR BIOTECHNOLOGY INC | $1.3M | 0.71% | 55,000 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $1.3M | 0.68% | 85,000 | Common | SOLE |
| 52634L108 | LNSR | LENSAR INC | $1.2M | 0.65% | 289,814 | Common | SOLE |
| 92764N102 | VIR | VIR BIOTECHNOLOGY INC | $1.2M | 0.65% | 50,100 | CALL | SOLE |
| 573874104 | MRVL | MARVELL TECHNOLOGY INC | $1.2M | 0.63% | 20,000 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $1.2M | 0.61% | 22,500 | Common | SOLE |
| 46428Q109 | SLV | ISHARES SILVER TR | $1.0M | 0.55% | 50,000 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $1.0M | 0.53% | 6,113 | Common | SOLE |
| 067901108 | ABX | BARRICK GOLD CORP | $888,825 | 0.47% | 52,500 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $888,080 | 0.47% | 4,000 | CALL | SOLE |
| 92764N102 | VIR | VIR BIOTECHNOLOGY INC | $846,285 | 0.45% | 34,500 | PUT | SOLE |
| 514766104 | LFCR | LIFECORE BIOMEDICAL INC | $846,125 | 0.45% | 87,500 | Common | SOLE |
| 747525103 | QCOM | QUALCOM INC | $833,280 | 0.44% | 7,000 | Common | SOLE |
| 101507101 | STEW | SRH TOTAL RETURN FUND INC | $783,520 | 0.41% | 59,000 | Common | SOLE |
| 67098H104 | OI | O-I GLASS INC | $746,550 | 0.39% | 35,000 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $725,765 | 0.38% | 11,500 | PUT | SOLE |
| 654902204 | NOK | NOKIA CORP | $713,440 | 0.38% | 171,500 | Common | SOLE |
| 697900108 | PAAS | PAN AMERN SILVER CORP | $656,100 | 0.35% | 45,000 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $651,800 | 0.34% | 5,000 | Common | SOLE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $638,775 | 0.34% | 2,500 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $631,356 | 0.33% | 2,200 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $617,991 | 0.33% | 3,300 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $585,200 | 0.31% | 17,500 | Common | SOLE |
| G17977110 | BUR | BURFORD CAP LTD | $572,460 | 0.30% | 47,000 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $536,435 | 0.28% | 8,500 | CALL | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $535,905 | 0.28% | 4,500 | PUT | SOLE |
| 80105N105 | SNY | SANOFI | $533,610 | 0.28% | 9,900 | Common | SOLE |
| 097023105 | BA | BOEING CO | $527,900 | 0.28% | 2,500 | Common | SOLE |
| 26875P101 | EOG | EOG RES INC | $520,702 | 0.28% | 4,550 | Common | SOLE |
| 464287234 | EEM | ISHARES TR | $494,500 | 0.26% | 12,500 | Common | SOLE |
| 30050E105 | EVO | EVOTEC AG | $482,939 | 0.26% | 42,738 | Common | SOLE |
| 02155H200 | ALT | ALTIMMUNE INC | $473,020 | 0.25% | 134,000 | CALL | SOLE |
| 92790C104 | VRDN | Viridian Therapeutics Inc | $452,010 | 0.24% | 19,000 | Common | SOLE |
| 02155H200 | ALT | ALTIMMUNE INC | $423,512 | 0.22% | 119,975 | Common | SOLE |
| 977852102 | WOLF* | WOLFSPEED INC | $389,130 | 0.21% | 7,000 | Common | SOLE |
| 45258K109 | — | IMPEL PHARMACEUTICALS INC | $385,578 | 0.20% | 303,605 | Common | SOLE |
| 256163106 | DOCU | DOCUSIGN INC | $383,175 | 0.20% | 7,500 | CALL | SOLE |
| 90041LAE5 | — | TURNING PT BRANDS INC | $381,000 | 0.20% | 400,000 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $333,790 | 0.18% | 7,250 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $333,400 | 0.18% | 4,000 | CALL | SOLE |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $321,430 | 0.17% | 500 | Common | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $321,100 | 0.17% | 2,000 | Common | SOLE |
| 92189F106 | GDX | VANECK ETF TRUST | $316,155 | 0.17% | 10,500 | Common | SOLE |
| 02043Q107 | ALNY | ALNYLAM PHARMACEUTICALS INC | $303,904 | 0.16% | 1,600 | Common | SOLE |
| 881624209 | TEVA | TEVA PHARMACEUTICAL INDS LTD | $293,670 | 0.16% | 39,000 | Common | SOLE |
| 70450Y103 | PYPL | PAYPAL HOLDINGS INC | $266,920 | 0.14% | 4,000 | Common | SOLE |
| 009207101 | AIRT | AIR T INC | $229,289 | 0.12% | 9,135 | Common | SOLE |
| 690469101 | OVID | OVID THERAPEUTICS INC | $212,426 | 0.11% | 64,764 | Common | SOLE |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL | $198,875 | 0.11% | 12,500 | Common | SOLE |
| 45253H101 | IMGNEUR | IMMUNOGEN INC | $195,305 | 0.10% | 10,350 | Common | SOLE |
| 912318300 | — | UNITED STS NAT GAS FD LP | $111,300 | 0.06% | 15,000 | Common | SOLE |
| 977852102 | WOLF* | WOLFSPEED INC | $111,180 | 0.06% | 2,000 | CALL | SOLE |
| 29446K106 | EQ | EQUILLIUM INC | $83,717 | 0.04% | 111,623 | Common | SOLE |
| 497498105 | KI2 | KIRKLANDS INC | $75,986 | 0.04% | 27,235 | Common | SOLE |
| 023111206 | — | AMARIN CORP PLC | $29,750 | 0.02% | 25,000 | Common | SOLE |
| 514766104 | LFCR | LIFECORE BIOMEDICAL INC | $29,010 | 0.02% | 3,000 | CALL | SOLE |
| G17977110 | BUR | BURFORD CAP LTD | $24,360 | 0.01% | 2,000 | PUT | SOLE |
| 53566P109 | LCTX | LINEAGE CELL THERAPEUTICS IN | $21,150 | 0.01% | 15,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.