Q1 2026 · 13F-HR
DCF Advisers, LLCholdings as filed
Filed 2026-05-11 · accession 0001013594-26-000560
$375.1M
Reported value
86
Positions
2026-03-31
Period end
The Brief · DCF Advisers, LLC · Q1 2026
AI · grounded in 13F
DCF Advisers, LLC established a new position in SMH valued at $12.27M. The fund increased its holdings in QQQ by 6,200% and GOOGL by 280%. Conversely, the fund reduced its exposure to SPY by 68.84% and AMGN by 63.64%.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 46090E103 | QQQ | INVESCO QQQ TR | $72.7M | 19.4% | 126,000 | PUT | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $50.7M | 13.5% | 150,000 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $16.4M | 4.36% | 57,000 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $14.0M | 3.73% | 21,500 | PUT | SOLE |
| 92189F676 | SMH | VANECK ETF TRUST | $12.3M | 3.27% | 32,000 | PUT | SOLE |
| 04016X101 | ARGX | ARGENX SE | $10.7M | 2.85% | 14,650 | Common | SOLE |
| 221015100 | CRVS | CORVUS PHARMACEUTICALS INC | $9.3M | 2.49% | 637,500 | Common | SOLE |
| 881624209 | TEVA | TEVA PHARMACEUTICAL-SP ADR | $9.0M | 2.41% | 300,000 | Common | SOLE |
| 464285204 | IAU | ISHARES GOLD TR | $8.8M | 2.35% | 100,000 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $7.9M | 2.11% | 38,000 | Common | SOLE |
| 532457108 | LLY | LILLY ELI & CO | $7.6M | 2.04% | 8,300 | Common | SOLE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $7.1M | 1.91% | 9,250 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $5.9M | 1.57% | 29,000 | Common | SOLE |
| 060505104 | BAC | BK OF AMERICA CORP | $5.8M | 1.55% | 119,500 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $5.8M | 1.55% | 300,500 | Common | SOLE |
| 92189F106 | GDX | VANECK VECTORS GOLD MINERS ETF | $5.7M | 1.53% | 62,500 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $5.5M | 1.46% | 19,000 | PUT | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $5.2M | 1.38% | 12,000 | Common | SOLE |
| N62509109 | NAMS | NEWAMSTERDAM PHARMA COMPANY | $5.1M | 1.37% | 160,600 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $4.8M | 1.29% | 38,500 | Common | SOLE |
| 056752108 | BIDU | BAIDU INC - ADR | $4.6M | 1.22% | 41,000 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $4.3M | 1.14% | 55,000 | Common | SOLE |
| 462222100 | IONS | IONIS PHARMACEUTICALS INC | $4.2M | 1.12% | 56,000 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $4.2M | 1.12% | 28,500 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $4.1M | 1.09% | 36,000 | Common | SOLE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $4.0M | 1.05% | 55,000 | Common | SOLE |
| 45337C102 | INCY | INCYTE CORP | $3.9M | 1.04% | 41,500 | Common | SOLE |
| 98980L101 | ZNGA | ZOOM VIDEO COMMUNICATIONS IN | $3.7M | 1.00% | 46,500 | Common | SOLE |
| 23256X407 | HELP | CYBIN INC | $3.3M | 0.89% | 691,988 | Common | SOLE |
| 92532F100 | VRTX | VERTEX PHARMACEUTICALS INC | $3.1M | 0.83% | 7,000 | Common | SOLE |
| 92189F791 | GDXJ | VANECK ETF TRUST | $3.0M | 0.80% | 25,000 | Common | SOLE |
| 98956P102 | ZBH | ZIMMER BIOMET HOLDINGS INC | $2.8M | 0.74% | 30,500 | Common | SOLE |
| 46428Q109 | SLV | ISHARES SILVER TR | $2.7M | 0.73% | 40,000 | Common | SOLE |
| 573874104 | MRVL | MARVELL TECHNOLOGY INC | $2.7M | 0.73% | 27,500 | Common | SOLE |
| 30050E105 | EVO | EVOTEC AG | $2.7M | 0.71% | 1,065,274 | Common | SOLE |
| 00326L100 | XAODX | ABERDEEN TOTAL DYNAMIC DIVD | $2.4M | 0.65% | 266,000 | Common | SOLE |
| 067901108 | ABX | BARRICK GOLD CORP | $2.4M | 0.65% | 60,000 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $2.3M | 0.62% | 10,750 | Common | SOLE |
| 67073D102 | XJQCX | NUVEEN CR STRATEGIES INCOME | $2.3M | 0.62% | 476,336 | Common | SOLE |
| 85208P303 | URNM | SPROTT FDS TR | $2.2M | 0.59% | 35,000 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $2.1M | 0.56% | 6,000 | Common | SOLE |
| 06777U200 | BNED | BARNES & NOBLE ED INC | $1.7M | 0.46% | 196,943 | Common | SOLE |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $1.6M | 0.43% | 7,500 | Common | SOLE |
| 514766104 | LFCR | LIFECORE BIOMEDICAL INC | $1.6M | 0.42% | 424,500 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $1.5M | 0.41% | 35,000 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $1.5M | 0.40% | 4,875 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $1.5M | 0.39% | 5,750 | Common | SOLE |
| 55087P104 | LYFT | LYFT INC | $1.4M | 0.36% | 102,500 | Common | SOLE |
| 86366E106 | GPCR | STRUCTURE THERAPEUTICS INC | $1.3M | 0.35% | 27,500 | Common | SOLE |
| 747525103 | QCOM | QUALCOM INC | $1.3M | 0.35% | 10,250 | Common | SOLE |
| 98401F105 | XNCR | XENCOR INC | $1.3M | 0.33% | 103,736 | Common | SOLE |
| 98887Q104 | ZLAB | ZAI LAB LTD | $1.2M | 0.32% | 63,500 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $1.2M | 0.31% | 15,000 | PUT | SOLE |
| 30303M102 | META | META PLATFORMS INC | $1.1M | 0.31% | 2,000 | Common | SOLE |
| G1110E107 | BHVN | BIOHAVEN LTD | $1.1M | 0.30% | 134,500 | CALL | SOLE |
| 046353108 | AZNN | ASTRAZENECA PLC | $1.1M | 0.30% | 5,750 | Common | SOLE |
| G1110E107 | BHVN | BIOHAVEN LTD | $1.0M | 0.28% | 123,500 | Common | SOLE |
| M0854Q105 | ALLT | ALLOT COMMUNICATIONS LTD | $1.0M | 0.28% | 156,500 | Common | SOLE |
| 032724106 | ANAB | ANAPTYSBIO INC | $1.0M | 0.28% | 18,775 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $931,250 | 0.25% | 12,500 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $895,900 | 0.24% | 10,000 | CALL | SOLE |
| 101507101 | STEW | SRH TOTAL RETURN FUND INC | $855,000 | 0.23% | 50,000 | Common | SOLE |
| 00770C101 | ARQ | ARQ INC | $839,176 | 0.22% | 327,803 | Common | SOLE |
| N90064101 | QURE | UNIQURE NV | $801,150 | 0.21% | 49,000 | Common | SOLE |
| 45254E107 | IMRX | IMMUNEERING CORP | $745,505 | 0.20% | 141,462 | Common | SOLE |
| 464287655 | IWM | ISHARES RUSSELL 2000 | $744,000 | 0.20% | 3,000 | Common | SOLE |
| G72800108 | PRTA | PROTHENA CORP PLC | $711,961 | 0.19% | 73,247 | Common | SOLE |
| 52634L108 | LNSR | LENSAR INC | $704,573 | 0.19% | 118,217 | Common | SOLE |
| 67098H104 | OI | O-I GLASS INC | $630,600 | 0.17% | 60,000 | Common | SOLE |
| 92790C104 | VRDN | VIRIDIAN THERAPEUTICS INC | $628,854 | 0.17% | 32,150 | Common | SOLE |
| 90041L105 | TPB | TURNING PT BRANDS INC | $607,530 | 0.16% | 7,000 | Common | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $606,138 | 0.16% | 1,250 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $555,255 | 0.15% | 1,500 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $520,675 | 0.14% | 2,500 | CALL | SOLE |
| 871607107 | SNPS | SYNOPSYS INC | $495,600 | 0.13% | 1,250 | Common | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $484,910 | 0.13% | 1,000 | PUT | SOLE |
| 72352L106 | PINS | PINTEREST INC | $458,500 | 0.12% | 25,000 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $370,170 | 0.10% | 1,000 | CALL | SOLE |
| 46438F101 | IBIT | ISHARES BITCOIN TRUST ETF | $288,150 | 0.08% | 7,500 | CALL | SOLE |
| 80105N105 | SNY | SANOFI SA | $264,990 | 0.07% | 5,500 | CALL | SOLE |
| 20451W101 | CMPS | COMPASS PATHWAYS PLC | $235,025 | 0.06% | 42,500 | Common | SOLE |
| 871607107 | SNPS | SYNOPSYS INC | $198,240 | 0.05% | 500 | CALL | SOLE |
| N44821101 | IFRX | INFLARX NV | $141,762 | 0.04% | 158,500 | Common | SOLE |
| 039697107 | ARDX | ARDELYX INC | $119,800 | 0.03% | 20,000 | Common | SOLE |
| 02155H200 | ALT | ALTIMMUNE INC | $113,960 | 0.03% | 37,000 | CALL | SOLE |
| 02155H200 | ALT | ALTIMMUNE INC | $45,276 | 0.01% | 14,700 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.