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MAI Capital Management

Q1 2024 · 13F-HR

MAI Capital Managementholdings as filed

Filed 2024-05-08 · accession 0001040197-24-000004

$9.65B
Reported value
1,266
Positions
2024-03-31
Period end
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Holdings as filed

First 500 of 1266

CUSIPTickerIssuerValue% port.SharesClassVoting
464287200IVViShares S&P 500 Index$716.8M7.43%1,363,508CommonNONE
78462f103SPDR S&P 500 ETF TRUST$370.0M3.83%707,356CommonNONE
594918104MSFTMicrosoft Corp$368.7M3.82%876,368CommonNONE
037833100AAPLApple Inc$296.8M3.07%1,730,628CommonNONE
464287507IJHiShares S&P Mid Cap Index$220.8M2.29%3,634,459CommonNONE
023135106AMZNAmazon Com Inc$167.6M1.74%929,217CommonNONE
464287804IJRiShares S&P Small Cap Index$160.7M1.66%1,453,740CommonNONE
921908844VIGVanguard Dividend Appreciation$158.2M1.64%866,506CommonNONE
921943858VEAVanguard FTSE Developed Mkts E$143.1M1.48%2,851,957CommonNONE
464287408IVEiShares S&P Barra Value Index$137.3M1.42%734,925CommonNONE
67066G104NVDANvidia Corp$134.5M1.39%148,838CommonNONE
46090e103INVESCO QQQ TR SER 1$124.1M1.29%279,393CommonNONE
464287614IWFiShares Russell 1000 Growth In$122.6M1.27%363,666CommonNONE
46432f842iShares Core MSCI EAFE$119.8M1.24%1,613,968CommonNONE
78467Y107MDYSPDR S&P Mid Cap 400 ETF$114.8M1.19%206,272CommonNONE
02079k107Alphabet Inc Class C$110.9M1.15%728,582CommonNONE
02079K305GOOGLAlphabet Inc Class$106.2M1.10%703,346CommonNONE
922908769VTIVanguard Tot Stock Mrkt ETF$95.1M0.99%366,076CommonNONE
92826C839VVisa Inc Class A Shares$94.7M0.98%339,389CommonNONE
922042858VWOVanguard FTSE Emerging Mkts ET$90.9M0.94%2,177,264CommonNONE
464287655IWMiShares Russell 2000 Index$90.9M0.94%432,249CommonNONE
30303M102METAMeta Platforms Inc$84.5M0.88%174,077CommonNONE
437076102HDHome Depot Inc$81.5M0.84%212,453CommonNONE
464287309IVWiShares S&P 500 Growth$80.8M0.84%957,104CommonNONE
11135F101AVGOBroadcom Inc$80.6M0.83%60,787CommonNONE
532457108LLYLilly, Eli Co$77.1M0.80%99,145CommonNONE
084670702BRK/BBerkshire Hathaway Class B$77.1M0.80%183,410CommonNONE
478160104JNJJohnson and Johnson$77.1M0.80%487,316CommonNONE
46434g103iShares Core MSCI Emerging Mkt$76.2M0.79%1,475,927CommonNONE
91324P102UNHUnitedHealth Group Inc$73.4M0.76%148,306CommonNONE
46625H100JPMJP Morgan Chase & Co$70.9M0.73%354,167CommonNONE
824348106SHWSherwin Williams Company$70.6M0.73%203,358CommonNONE
742718109PGProcter & Gamble Co$70.5M0.73%434,243CommonNONE
464287606IJKiShares S&P Mid Cap 400 Growth$70.0M0.73%767,297CommonNONE
78464A763SDYSPDR S&P Dividend ETF$69.2M0.72%527,434CommonNONE
00287y109Abbvie Inc$67.5M0.70%370,850CommonNONE
46137V357RSPInvesco S&P 500 Equal Weight E$67.2M0.70%396,860CommonNONE
22160K105COSTCostco Wholesale Corp$66.3M0.69%90,476CommonNONE
747525103QCOMQualcomm Incorporated$57.8M0.60%341,204CommonNONE
464287598IWDiShares Russell 1000 Value Ind$54.2M0.56%302,622CommonNONE
17275r102Cisco Systems Inc$50.4M0.52%1,010,676CommonNONE
713448108PEPPepsico Inc$49.0M0.51%280,113CommonNONE
57636Q104MAMastercard$47.9M0.50%99,499CommonNONE
G1151C101ACNAccenture PLC Cl A$46.7M0.48%134,862CommonNONE
002824100ABTAbbott Labs$46.5M0.48%409,326CommonNONE
808524300SCHGSchwab US Large Cap Growth$46.5M0.48%501,738CommonNONE
46137v100Invesco Aerospace Defense ETF$44.7M0.46%440,366CommonNONE
75513E101RTXRTX Corp$44.6M0.46%456,996CommonNONE
464287705IJJiShares S&P Mid Cap 400 Value$42.1M0.44%355,658CommonNONE
580135101MCDMcDonalds Corp$40.4M0.42%143,151CommonNONE
438516106HONHoneywell Intl Inc$39.1M0.40%190,422CommonNONE
464287630IWNiShares Russell 2000 Value Ind$38.6M0.40%243,245CommonNONE
h1467j104Chubb Ltd$37.9M0.39%146,327CommonNONE
09857l108Booking Holdings Inc$37.4M0.39%10,313CommonNONE
922908363VOOVanguard Index Fds S&P 500$36.2M0.38%75,402CommonNONE
92343v104Verizon Communicatons Com$36.1M0.37%860,456CommonNONE
060505104BACBank of America Corp$35.7M0.37%940,435CommonNONE
81369Y803XLKSPDR Technology Index$35.4M0.37%169,974CommonNONE
874039100TSMTaiwan Manufacturing Inc$34.6M0.36%254,275CommonNONE
00724F101ADBEAdobe Inc$34.4M0.36%68,131CommonNONE
922908736VUGVanguard Growth ETF$33.3M0.34%96,720CommonNONE
64110L106NFLXNetflix Inc.$33.2M0.34%54,728CommonNONE
110122108BMYBristol-Myers Squibb Co$33.0M0.34%609,267CommonNONE
G29183103ETNEaton Corp Plc$32.7M0.34%104,594CommonNONE
30231g102Exxon Mobil Corp COM$31.7M0.33%272,530CommonNONE
855244109SBUXStarbucks Corp$30.8M0.32%336,763CommonNONE
166764100CVXCHEVRON CORPORATION$30.2M0.31%191,719CommonNONE
92206c730Vanguard Russell 1000 ETF$30.0M0.31%126,067CommonNONE
81369Y209XLVSPDR Health Care Select$29.4M0.30%199,218CommonNONE
92204A702VGTVanguard Information Technolog$28.8M0.30%54,877CommonNONE
464287465EFAiShares MSCI EAFE Index$28.5M0.29%356,453CommonNONE
863667101SYKStryker Corp$28.2M0.29%78,718CommonNONE
931142103WMTWalmart Inc$27.4M0.28%455,893CommonNONE
46429b697iShares MSCI USA Min Volatilit$27.3M0.28%326,465CommonNONE
191216100KOCOCA COLA COM$27.0M0.28%441,210CommonNONE
464287499IWRiShares Russell Mid Cap Index$26.9M0.28%319,702CommonNONE
464287648IWOiShares Russell 2000 Growth In$26.7M0.28%98,703CommonNONE
922908751VBVanguard Small Cap ETF$26.6M0.28%116,342CommonNONE
548661107LOWLOWES COMPANIES INC$26.3M0.27%103,089CommonNONE
907818108UNPUnion Pacific Corp$26.2M0.27%106,655CommonNONE
922908744VTVVanguard Value ETF$26.1M0.27%160,129CommonNONE
92204A504VHTVanguard Health Care ETF$25.1M0.26%92,771CommonNONE
808524409SCHVSchwab US Large Cap Value$24.4M0.25%321,644CommonNONE
03027x100American Tower$24.4M0.25%123,563CommonNONE
697435105PANWPalo Alto Networks Inc.$24.3M0.25%85,439CommonNONE
68389X105ORCLOracle Corp$24.3M0.25%193,164CommonNONE
808524805SCHFSchwab International Equity$24.2M0.25%620,276CommonNONE
25434v203Dimensional International Cr E$24.2M0.25%800,248CommonNONE
58933Y105MRKMerck & Co$23.8M0.25%180,741CommonNONE
69374h881Pacer US Cash Cows 100 ETF$23.8M0.25%409,711CommonNONE
609207105MDLZMondelez International Inc$22.8M0.24%326,017CommonNONE
922908629VOVanguard Mid Cap Vipers Index$22.4M0.23%89,754CommonNONE
45866f104Intercontinental Exchange, Inc$22.1M0.23%160,741CommonNONE
33740f482FT Cboe Vest U.S. Eq Mod Buffr$22.0M0.23%640,207CommonNONE
464287622IWBiShares Russell 1000$21.8M0.23%75,608CommonNONE
92189f643VanEck Morningstar Wide Moat E$21.6M0.22%240,459CommonNONE
808524797SCHDSchwab US Dividend Equity$21.0M0.22%260,593CommonNONE
401kcash9401(k) Provider Balance$20.1M0.21%20,129,496CommonNONE
20825C104COPConocoPhillips$20.1M0.21%157,744CommonNONE
007903107AMDAdvanced Micro Devices Inc.$19.8M0.21%109,808CommonNONE
717081103PFEPfizer Inc$19.8M0.20%711,890CommonNONE
98978V103ZTSZoetis Inc$19.7M0.20%116,562CommonNONE
97717w307WisdomTree Large Cap Dividend$19.3M0.20%267,086CommonNONE
808524201SCHXSchwab US Large Cap ETF$19.0M0.20%306,360CommonNONE
89114yba8TD SPX 2-21-25 15 buff$18.0M0.19%14,478,000CommonNONE
539830109LMTLockheed Martin$17.9M0.19%39,326CommonNONE
09247X101BLKCHFBlackrock Inc$17.7M0.18%21,241CommonNONE
458140100INTCIntel Corp$17.7M0.18%400,205CommonNONE
654106103NKENike Inc.$17.6M0.18%187,082CommonNONE
617446448MSMORGAN STANLEY DEAN WITTER & C$17.6M0.18%186,663CommonNONE
97717w505Wisdomtree Midcap Dividend$17.3M0.18%355,309CommonNONE
464287879IJSiShares S&P Small Cap 600 Valu$17.2M0.18%167,240CommonNONE
381430503GSLCGS Activebeta Large Cap ETF$16.6M0.17%160,067CommonNONE
254687106DISDisney, Walt Co.$15.8M0.16%129,486CommonNONE
756109104ORealty Inc Crp Md Reit$15.8M0.16%291,747CommonNONE
293792107EPDEnterprise Products Ptnrs$15.6M0.16%536,175CommonNONE
88160r101Tesla Inc.$15.3M0.16%86,759CommonNONE
025816109AXPAmerican Express$15.0M0.16%66,040CommonNONE
46434v621iShares Tr. Core Div Growth$14.8M0.15%255,162CommonNONE
33734x176First Trust Tech Etf$14.6M0.15%108,533CommonNONE
101137107BSXBoston Scientific Corp$14.3M0.15%208,264CommonNONE
464288273SCZiShares MSCI EAFE Small Cap In$14.1M0.15%222,278CommonNONE
81369Y308XLPSPDR Consumer Staples Select S$14.0M0.15%183,674CommonNONE
20030n101Comcast Corp. Cl A$13.6M0.14%313,283CommonNONE
25243q205Diageo Plc Spsd ADR$13.4M0.14%90,230CommonNONE
26922a222Aptus Collared Income Opportun$13.2M0.14%365,378CommonNONE
031162100AMGNAmgen Inc$13.0M0.13%45,774CommonNONE
464287481IWPiShares Russell Mid Cap Growth$12.8M0.13%112,178CommonNONE
81369Y506XLESPDR Energy Index$12.7M0.13%134,750CommonNONE
68902v107Otis Worldwide Corp$12.7M0.13%127,751CommonNONE
12504l109CBRE Group Inc.$12.6M0.13%129,294CommonNONE
81369Y704XLIIndustrial Select Sector SPDR$12.6M0.13%99,728CommonNONE
743315103PGRProgressive Corp$12.4M0.13%59,811CommonNONE
235851102DHRDanaher Corp$12.3M0.13%49,188CommonNONE
29414b104Epam Systems Inc$12.0M0.12%43,435CommonSOLE
65339F101NEENextera Energy Inc$11.9M0.12%185,492CommonNONE
79466L302CRMSalesforce Inc$11.8M0.12%39,311CommonNONE
46138e123Invesco S&P SmallCap Industria$11.7M0.12%92,471CommonNONE
94106L109WMWaste Management Inc$11.7M0.12%54,672CommonNONE
464287168DVYiShares Select Dividend ETF$11.6M0.12%94,536CommonNONE
25434v104Dimensional US Core Equity Mar$11.6M0.12%317,994CommonNONE
46120E602ISRGIntuitive Surgical Inc$11.4M0.12%28,553CommonNONE
12572Q105CMECME Group Inc$11.3M0.12%52,642CommonNONE
40057ltn1GS SPX 10-24-24 15 abs ret buf$11.2M0.12%9,115,000CommonNONE
872540109TJXTJX Companies Inc$11.0M0.11%108,825CommonNONE
78464a128SPDR S&P 1500 Value Tilt ETF$11.0M0.11%62,628CommonNONE
842587107SOSouthern Company$10.9M0.11%151,713CommonNONE
075887109BDXBECTON DICKINSON & COMPANY$10.9M0.11%43,966CommonNONE
808524755FNDFSchwab Fund. Intl. LG Co. ETF$10.8M0.11%302,041CommonNONE
808513105SCHWCharles Schwab$10.7M0.11%147,651CommonNONE
46137v332Invesco S&P 500 Healthcare$10.6M0.11%334,813CommonNONE
531229755FWONKLiberty Formula One Group Regi$10.3M0.11%157,180CommonSOLE
25434v724Dimensional US Marketwide Valu$10.3M0.11%251,448CommonNONE
69343t107PJT Partners Inc$10.2M0.11%107,885CommonSOLE
464287887IJTiShares S&P Small Cap 600 Grow$10.2M0.11%77,655CommonNONE
084990175Berkshire Htwy Cla100 Shs 1 Wh$10.2M0.11%1,600CommonNONE
19247n409Cohen & Steers Global Realty F$10.0M0.10%193,568CommonNONE
97717W760DLSWisdomTree Int'l Small Cap Div$10.0M0.10%153,831CommonNONE
097023105BABoeing Company$10.0M0.10%51,768CommonNONE
464287150ITOTIShares Core S&P Total US Stoc$9.9M0.10%86,266CommonNONE
911312106UPSUnited Parcel Service Inc.$9.8M0.10%66,083CommonNONE
922908637VVVanguard Large Cap ETF$9.8M0.10%40,774CommonNONE
22788c105Crowdstrike Hldgs Inc$9.8M0.10%30,457CommonNONE
808524763FNDASchwab Fund. US Sm Co. ETF$9.7M0.10%169,406CommonNONE
929160109VMCVulcan Materials$9.6M0.10%35,190CommonNONE
009158106APDAir Products & Chemicals Inc$9.5M0.10%39,236CommonNONE
459200101IBMInt'l Business Machines Corp.$9.4M0.10%49,105CommonNONE
45782c383Innovator S&P 500 Power Buffer$9.3M0.10%253,289CommonNONE
37954y293Global X MLP & Energy Infrastr$9.3M0.10%190,282CommonNONE
038222105AMATApplied Materials$9.3M0.10%44,929CommonNONE
25754A201DPZDomino's Pizza Inc$9.2M0.10%18,481CommonNONE
025072877AVUVAvantis U.S. Small Cap Value E$8.9M0.09%95,152CommonNONE
461202103INTUIntuit$8.9M0.09%13,698CommonNONE
922908512VOEVanguard Mid-Cap Value ETF$8.9M0.09%57,045CommonNONE
512807108LRCXEURLam Research Corp$8.8M0.09%9,082CommonNONE
25434v500Dimensional US Small Cap ETF$8.8M0.09%141,462CommonNONE
366651107ITGartner Group Inc. Cl A$8.8M0.09%18,474CommonNONE
29273v100Energy Transfer LP$8.7M0.09%553,295CommonNONE
883556102TMOTHERMO FISHER CORP$8.7M0.09%14,967CommonNONE
464287234EEMiShares MSCI Emerg Mkts Indx F$8.7M0.09%211,448CommonNONE
37954y673Global X US Infrastructure Dev$8.7M0.09%217,670CommonNONE
464287473IWSiShares Russell Mid Cap Value$8.6M0.09%68,875CommonNONE
89114val1TD SPX due 9-20-24 15 buff$8.4M0.09%6,705,000CommonNONE
922042775VEUVanguard FTSE All-World Ex-US$8.4M0.09%142,522CommonNONE
89114ymj7TD SPX 7/23/24 15 abs ret buff$8.3M0.09%7,235,000CommonNONE
46434g764iShares MSCI Emerging Mkts ex$8.3M0.09%143,809CommonNONE
38141G104GSGoldman Sachs Group, Inc.$8.2M0.09%19,692CommonNONE
69121k104Blue Owl Capital Corp Ordinary$8.2M0.09%534,168CommonNONE
45782c466Innovator Growth-100 Pwr Buff$8.2M0.09%188,480CommonNONE
316092857FRELFidelity MSCI Real Estate ETF$8.2M0.09%314,530CommonNONE
922908553VNQVanguard REIT Viper Index Seri$8.2M0.08%94,755CommonNONE
494368103KMBKIMBERLY CLARK$8.1M0.08%62,711CommonNONE
874054109TTWOTake Two Interactive$8.1M0.08%54,489CommonNONE
126650100CVSCVS Health Corp.$8.0M0.08%100,641CommonNONE
81762p102ServiceNow Inc$8.0M0.08%10,472CommonNONE
464287556IBBISHARES BIOTECHNOLOGY ETF$7.8M0.08%56,639CommonNONE
11271j107Brookfield Asset Management In$7.8M0.08%185,556CommonNONE
81369Y886XLUSPDR Utilities Index$7.7M0.08%117,767CommonNONE
594918104MSFTMicrosoft Corp$7.5M0.08%17,800PUTNONE
012653101ALBAlbemarle Corp$7.5M0.08%56,614CommonNONE
427866108HSYHershey Foods Corp$7.4M0.08%38,202CommonNONE
148929102CAVACava Group Inc$7.4M0.08%105,047CommonNONE
009066101ABNBAirbnb Inc.$7.3M0.08%44,464CommonNONE
922042718VSSVanguard FTSE All-World Ex-US$7.3M0.08%62,586CommonNONE
808524508SCHMSchwab US Mid-Cap ETF$7.3M0.08%89,601CommonNONE
531229722LLYVK*Liberty Live Group Ordinary Sh$7.3M0.08%165,794CommonSOLE
113004105BAMBrookfield Asset Management Lt$7.2M0.08%172,443CommonNONE
61773f6p3MS SPX due 4-22-24 15 buff$7.2M0.07%5,965,000CommonNONE
09260d107Blackstone Group Inc$7.2M0.07%54,966CommonNONE
036752103ELVElevance Health Inc$7.2M0.07%13,891CommonNONE
149123101CATCaterpillar Inc$7.1M0.07%19,460CommonNONE
48133ulz3JPM SPX due 8/28/2025$6.9M0.07%5,675,000CommonNONE
009066101ABNBAirbnb Inc.$6.8M0.07%41,500PUTNONE
244199105DEDeere & Co$6.8M0.07%16,524CommonNONE
718172109PMPhilip Morris Int'l$6.7M0.07%73,553CommonNONE
670100205NVONovo-Nordisk ADR$6.5M0.07%50,321CommonNONE
882508104TXNTexas Instrument Inc$6.5M0.07%37,083CommonNONE
921909768VXUSVanguard Total Int'l Stock Ind$6.4M0.07%106,476CommonNONE
81369y852Communication Services Select$6.4M0.07%78,091CommonNONE
949746101WMT2Wells Fargo & Company$6.3M0.07%108,793CommonNONE
33939L407GUNRFlexShares Global Upstream Nat$6.3M0.07%153,175CommonNONE
25434v609Dimensional US Targeted Value$6.2M0.06%114,171CommonNONE
922908538VOTVanguard Mid Cap Growth ETF$6.2M0.06%26,239CommonNONE
808524771FNDXSchwab Fd US Lg Co ETF$6.2M0.06%91,650CommonNONE
06375mxd2BMO SPX 02/23/2026 15 abs ret$6.0M0.06%6,037,000CommonNONE
g54950103Linde PLC$6.0M0.06%12,830CommonNONE
28176E108EWEdwards Lifesciences Corp.$5.9M0.06%61,993CommonNONE
33733e104First Trust Capital Strength E$5.8M0.06%67,832CommonSOLE
14020x104Capital Group Global Growth Eq$5.8M0.06%201,372CommonNONE
172967424CCitigroup Inc$5.8M0.06%91,476CommonNONE
701094104PHParker Hannifin Corp$5.7M0.06%10,311CommonNONE
337738108FISVFiserv, Inc.$5.7M0.06%35,681CommonNONE
46432f339iShares MSCI USA Quality Facto$5.7M0.06%34,693CommonSOLE
78409v104S & P Global Inc$5.7M0.06%13,387CommonNONE
02209S103MOAltria Group Inc.$5.7M0.06%130,407CommonNONE
25434v302Dimensional Emerging Core Equi$5.6M0.06%226,060CommonNONE
56585A102MPCMarathon Petroleum Corp$5.6M0.06%27,732CommonNONE
369604301GEGENERAL ELEC CO REG SHS$5.6M0.06%31,766CommonNONE
127387108CDNSCadence Design Systems$5.6M0.06%17,887CommonNONE
00206R102TA T & T Corp New$5.5M0.06%313,381CommonNONE
655844108NSCNorfolk Southern$5.5M0.06%21,516CommonNONE
760759100RSGRepublic Services Inc.$5.4M0.06%28,388CommonNONE
808524607SCHASchwab US Small-Cap ETF$5.4M0.06%109,704CommonNONE
466995750ETN JP Morgan CCO Contra$5.4M0.06%189,196CommonNONE
40057l5a5GS SPX due 8-14-24 15 buff$5.3M0.06%4,465,000CommonNONE
81369Y605XLFSPDR Financial Index$5.3M0.05%125,087CommonNONE
25434v708Dimensional US Core Equity 2 E$5.2M0.05%164,228CommonNONE
15135B101CNCCentene$5.2M0.05%66,041CommonNONE
922908611VBRVanguard Small Cap Value Fund$5.2M0.05%26,927CommonNONE
808524102SCHBSchwab US Broad ETF$5.1M0.05%83,371CommonNONE
87612E106TGTTarget$5.1M0.05%28,635CommonNONE
023135106AMZNAmazon Com Inc$5.0M0.05%27,800CALLNONE
501044101KRKroger Co$5.0M0.05%87,319CommonNONE
172062101CINFCincinnati Financial Corporati$5.0M0.05%39,997CommonNONE
61774htu2MS SPX 4-24-25$4.9M0.05%3,575,000CommonNONE
502431109LHXL3Harris Technologies Inc$4.9M0.05%23,000CommonNONE
040413106ANETEURArista Networks, Inc.$4.9M0.05%16,890CommonNONE
682680103OKEONEOK Inc$4.9M0.05%60,562CommonNONE
g5960l103Medtronic Plc$4.8M0.05%55,176CommonNONE
052769106ADSKAutodesk$4.8M0.05%18,462CommonNONE
92345Y106VRSKVerisk Analytics$4.8M0.05%20,386CommonNONE
03769M106APOApollo Global Management Inc C$4.8M0.05%42,706CommonNONE
89114yw31TD RTY 10/24/2024 15 abs ret b$4.8M0.05%4,227,000CommonNONE
776696106ROPRoper Industries$4.6M0.05%8,202CommonNONE
N07059210ASMLASML Holding N.V.$4.6M0.05%4,702CommonNONE
889478103TOLToll Brothers$4.5M0.05%35,085CommonNONE
084670108BRK/ABerkshire Hathaway$4.4M0.05%7CommonNONE
278865100ECLEcolabs Inc.$4.4M0.05%19,185CommonNONE
922042742VTVanguard Total World Stock Ind$4.4M0.05%39,613CommonNONE
31428X106FDXFedex$4.3M0.05%15,008CommonNONE
127387108CDNSCadence Design Systems$4.3M0.04%13,900PUTNONE
78016hte0RBC MXEA due 08/28/2025$4.3M0.04%3,665,000CommonNONE
12008r107Builders First Source Inc$4.3M0.04%20,636CommonNONE
053015103ADPAutomatic Data Processing$4.2M0.04%16,963CommonNONE
81369Y407XLYSPDR Consumer Discret Select S$4.2M0.04%23,028CommonNONE
058498106BALLBall Corp.$4.2M0.04%62,407CommonNONE
90279dmm5UBS MID due 4-25-24 15 buff$4.2M0.04%3,610,000CommonNONE
g8994e103Trane Technologies PLC$4.1M0.04%13,726CommonNONE
06375m5b7BMO SPX due 02/02/2026$4.1M0.04%3,715,000CommonNONE
46641q332JPMorgan Equity Premium Income$4.1M0.04%70,937CommonNONE
45782c417Innovator S&P 500 Power Buffer$4.1M0.04%119,403CommonNONE
G16252101BIPBrookfield Infrastructure Part$4.0M0.04%129,391CommonNONE
05589g102BRP Group Inc Cl A$4.0M0.04%138,190CommonNONE
303250104FICOFair Isaac and Co.$4.0M0.04%3,194CommonNONE
45782c508Innovator S&P 500 Power Buffer$4.0M0.04%102,006CommonNONE
22822V101CCICROWN CASTLE INC$4.0M0.04%37,646CommonNONE
89532m101Trevi Therapeutics$3.9M0.04%1,131,821CommonSOLE
78016ndc8RBC SPX due 11/24/2025$3.9M0.04%3,360,000CommonNONE
75886F107REGNRegeneron Pharmaceuticals Inc$3.8M0.04%3,995CommonNONE
78017fnp4RBC RTY 03/23/2026 15 abs ret$3.8M0.04%3,775,000CommonNONE
89417E109TRVTravelers Companies Inc$3.8M0.04%16,427CommonNONE
532457108LLYLilly, Eli Co$3.7M0.04%4,800PUTNONE
037833100AAPLApple Inc$3.7M0.04%21,600PUTNONE
169656105CMGChipotle Mexican Grill$3.7M0.04%1,268CommonNONE
921910816MGKVanguard Mega Cap Growth$3.7M0.04%12,814CommonNONE
921910840MGVVanguard Mega Cap Value Index$3.7M0.04%30,708CommonNONE
24703l202Dell Technologies C$3.7M0.04%32,084CommonNONE
125523100CICigna Group$3.7M0.04%10,068CommonNONE
921946406VYMVanguard High Dividend Yield E$3.7M0.04%30,210CommonNONE
62944T105NVRNVR Inc$3.6M0.04%447CommonNONE
58155Q103MCKMcKesson HBOC Corp.$3.6M0.04%6,709CommonNONE
718546104PSXPhillips 66$3.5M0.04%21,473CommonNONE
039483102ADMArcher Daniels Midland Co.$3.5M0.04%55,415CommonNONE
89115fm40TD SPX due 06/25/2026$3.5M0.04%3,270,000CommonNONE
053332102AZOAutozone Inc$3.5M0.04%1,096CommonNONE
78463X871GWXSPDR S&P Int'l Small Cap Fd$3.4M0.04%105,874CommonNONE
452308109ITWIllinois Tool Works$3.4M0.04%12,788CommonNONE
g0403h108Aon Corp$3.4M0.03%10,097CommonNONE
59156R108METMetlife Inc.$3.4M0.03%45,344CommonNONE
666807102NOCNorthrop Grumman Corp$3.3M0.03%6,971CommonNONE
09581B103OWLBlue Owl Capital Inc Ordinary$3.3M0.03%175,000CommonNONE
233051200DBEFDeutsche X Tracks MSCI EAFE$3.3M0.03%80,217CommonNONE
74340W103PLDPROLOGIS INC$3.3M0.03%25,035CommonNONE
46138g649Invesco NASDAQ 100 ETF$3.2M0.03%17,697CommonNONE
78017F2H5RBC SPX due 06/02/2026$3.2M0.03%2,985,000CommonNONE
370334104GISGeneral Mills Inc$3.2M0.03%45,779CommonNONE
66987V109NVSNovartis AG ADR$3.2M0.03%32,890CommonNONE
806857108SLBSchlumberger Limited$3.1M0.03%57,312CommonNONE
89114ttw2TD RTY due 4-25-24 15 buff$3.1M0.03%3,135,000CommonNONE
464288182AAXJiShares Tr MSCI AC Asia Ex Jap$3.1M0.03%45,833CommonNONE
194162103CLColgate Palmolive$3.1M0.03%34,344CommonNONE
25278x109Diamondback Energy Inc$3.0M0.03%15,144CommonNONE
26441C204DUKDuke Energy Corp.$3.0M0.03%30,826CommonNONE
571903202MARMarriott Intl Inc$3.0M0.03%11,806CommonNONE
74463M106PUBGYPublicis Group SA ADR$3.0M0.03%108,688CommonNONE
808524730FNDESchwab Fundamental Emerg Mkts$3.0M0.03%106,457CommonNONE
14147l108Cardiff Oncology Inc$2.9M0.03%551,124CommonSOLE
032108664HACKETFMG Prime Cyber Security ETF$2.9M0.03%45,859CommonNONE
g7016v101Pershing Square Holdings Ltd$2.9M0.03%56,747CommonNONE
90384S303ULTAUlta Beauty Inc$2.9M0.03%5,585CommonNONE
11135F101AVGOBroadcom Inc$2.9M0.03%2,200PUTNONE
260557103DOWDow Inc$2.9M0.03%50,060CommonNONE
45782c656Innovator S&P 500 Power Buffer$2.9M0.03%79,425CommonNONE
482480100KLACKLA - Tencor$2.9M0.03%4,138CommonNONE
808524722SCHKSchwab 1000 ETF$2.9M0.03%56,855CommonNONE
502441306LVMUYLVMH ADR$2.9M0.03%15,922CommonNONE
988498101YUMYum! Brands Inc.$2.8M0.03%20,544CommonNONE
67066G104NVDANvidia Corp$2.8M0.03%3,100CALLNONE
74348a467ProShares S&P 500 Div Aristocr$2.8M0.03%27,585CommonNONE
88579Y101MMM3M Company$2.8M0.03%26,351CommonNONE
031100100AMEAmetek Inc$2.8M0.03%15,272CommonNONE
922042874VGKVanguard Europe ETF$2.7M0.03%40,148CommonNONE
231021106CMICummins Inc$2.7M0.03%9,158CommonNONE
45782C680PAUGInnovator S&P 500 Power Buffer$2.7M0.03%76,077CommonNONE
48134rub2JPM Mid due 06/02/2026$2.7M0.03%2,375,000CommonNONE
464287721IYWiShares US Technology$2.7M0.03%19,667CommonNONE
87612G101TRGPTarga Resources Prtns Com St$2.6M0.03%23,658CommonNONE
89114y4b4TD RTY due 12-3-24 15 abs ret$2.6M0.03%2,247,000CommonNONE
14020g101Capital Group Growth ETF$2.6M0.03%81,931CommonNONE
693475105PNCPNC Financial Services Group$2.6M0.03%16,185CommonNONE
91913Y100VLOValero Energy$2.6M0.03%15,307CommonNONE
90274d382UBS E-TRACS Alerian MLP Infras$2.6M0.03%108,110CommonNONE
06417n103Bank OZK$2.6M0.03%57,372CommonNONE
48133mka7JPM MXEF 2-21-25 15 buff$2.6M0.03%2,090,000CommonNONE
61773h7b9MS MXEA due 8-14-24 15 buff$2.6M0.03%2,475,000CommonNONE
78467X109DIASPDR Dow Jones Indl Avg ETF Se$2.6M0.03%6,454CommonNONE
217204106CPRTCopart Inc$2.6M0.03%44,318CommonNONE
345370860FFord Motor Company$2.6M0.03%192,018CommonNONE
026874784AIGAmerican International Group$2.5M0.03%32,493CommonNONE
33734H106FVDFirst Tr Value Line Dividend I$2.5M0.03%60,032CommonNONE
595112103MUMicron Technology$2.5M0.03%21,408CommonNONE
369550108GDGeneral Dynamics$2.5M0.03%8,912CommonNONE
21036P108STZConstellation Brands Inc.$2.5M0.03%9,224CommonNONE
571748102MRSHMarsh & McClennan Companies$2.5M0.03%12,110CommonNONE
902973304USBUS Bancorp$2.5M0.03%55,738CommonNONE
375558103GILDGilead Sciences Inc$2.4M0.03%33,139CommonNONE
03076C106AMPAmeriprise Financial Inc$2.4M0.03%5,535CommonNONE
49456B101KMIKinder Morgan, Inc.$2.4M0.02%131,384CommonNONE
641069406NSRGYNestle SA ADR$2.4M0.02%22,475CommonNONE
21037t109Constellation Energy Corp$2.4M0.02%12,849CommonNONE
902252105TYLTyler Technologies Inc$2.4M0.02%5,549CommonNONE
316773100FITBFifth Third Bancorp.$2.3M0.02%63,151CommonNONE
g4r53x232IShares II PLC Usd Tips 0-5 Uc$2.3M0.02%460,531CommonNONE
17330pg60C MXEA 12-18-24 15 buff$2.3M0.02%1,810,000CommonNONE
500754106KHCKraft Heinz Company$2.3M0.02%62,990CommonNONE
46429B689EFAViShares MSCI EAF Min Vol$2.3M0.02%32,641CommonNONE
291011104EMREmerson Electric$2.3M0.02%20,255CommonNONE
416515104HIGHartford Financial Services Gr$2.3M0.02%22,208CommonNONE
46434v381iShares Exponential Technologi$2.3M0.02%38,091CommonNONE
05280R100AUTLAutolus Therapeutics PLC ADR$2.3M0.02%354,306CommonSOLE
46137V779PKBInvesco Dynamic Building and C$2.3M0.02%30,193CommonNONE
14448c104Carrier Global Corp$2.2M0.02%38,551CommonNONE
464288257ACWIiShares Tr MSCI ACWI Index$2.2M0.02%20,232CommonNONE
16359R103CHEChemed Corp$2.2M0.02%3,449CommonNONE
53566p109Lineage Cell Therapeutics Inc$2.2M0.02%1,490,862CommonSOLE
126408103CSXCSX Corp$2.2M0.02%59,231CommonNONE
33741x102First Trust SMID Cp Rising Div$2.2M0.02%62,518CommonNONE
316092840FDVVFidelity High Dividend ETF$2.2M0.02%47,988CommonNONE
670346105NUENucor Corporation$2.2M0.02%10,942CommonNONE
40057jv37GS MXEA due 4-25-24 15 buff$2.1M0.02%2,120,000CommonNONE
443201108HWMHowmet Aerospace Inc$2.1M0.02%31,335CommonNONE
45782t105INmune Bio$2.1M0.02%181,410CommonSOLE
01609w102Alibaba Group Holding Limited$2.1M0.02%29,342CommonNONE
g8994e103Trane Technologies PLC$2.1M0.02%7,000PUTNONE
55336V100MPLXMPLX LP$2.1M0.02%50,346CommonNONE
46432f396iShares MSCI US Momentum Fctr$2.1M0.02%11,094CommonNONE
038222105AMATApplied Materials$2.1M0.02%10,000PUTNONE
911363109URIUnited Rentals$2.1M0.02%2,856CommonNONE
253393102DKSDick's Sporting Goods$2.0M0.02%9,077CommonNONE
46434V803HEFAiShares Currency MSCI EAFE$2.0M0.02%58,485CommonNONE
172908105CTASCintas Inc.$2.0M0.02%2,949CommonNONE
14149Y108CAHCardinal Health Inc.$2.0M0.02%17,983CommonNONE
48133cz21JPM MID due 8-14-24 15 buff$2.0M0.02%1,705,000CommonNONE
11133T103BRBROADRIDGE FINANCIAL SOL$2.0M0.02%9,621CommonNONE
92206c714Vanguard Russell 1000 Value ET$2.0M0.02%25,000CommonNONE
92206c680Vanguard Russell 1000 Growth E$2.0M0.02%22,547CommonNONE
45782c573Innovator US Equity Power Buff$2.0M0.02%54,940CommonNONE
90279d2p0UBS RTY due 9-20-24 buffer$1.9M0.02%1,815,000CommonNONE
74251V102PFGPrincipal Financial Group Inc.$1.9M0.02%22,464CommonNONE
189054109CLXClorox Co$1.9M0.02%12,657CommonNONE
48133g2r3JPM MXEF 12-18-24 15 buff$1.9M0.02%1,815,000CommonNONE
808524672SCHYSchwab International Dividend$1.9M0.02%78,260CommonNONE
025537101AEPAmerican Electric Power$1.9M0.02%21,941CommonNONE
466313103JBLJabil Circuit Inc$1.9M0.02%14,100CommonNONE
05337m104Avadel Pharmaceuticals PLC ADR$1.9M0.02%111,605CommonSOLE
759530108RELXRelx Plc$1.9M0.02%43,455CommonNONE
25434V880DFAXDimensional World ex U.S. Core$1.9M0.02%73,807CommonNONE
70450y103PayPal Holdings, Inc$1.9M0.02%27,926CommonNONE
95040q104Welltower Inc$1.9M0.02%19,868CommonNONE
97717w406Wisdomtree US AI Enhanced Valu$1.8M0.02%18,167CommonNONE
86800u104Super Micro Computer Inc$1.8M0.02%1,817CommonNONE
832696405SJMJ M Smucker$1.8M0.02%14,467CommonNONE
48133yum4JPM MID due 02/02/2026$1.8M0.02%1,630,000CommonNONE
969457100WMBWilliams Companies, Inc.$1.8M0.02%46,311CommonNONE
45782c318Innovator S&P 500 Power Buffer$1.8M0.02%55,096CommonNONE
03820C105AITApplied Industrial Technologie$1.8M0.02%8,980CommonNONE
620076307MSIMOTOROLA SOLUTIONS INC$1.8M0.02%4,995CommonNONE
931427108WFCWalgreen Boots Alliance Inc$1.8M0.02%81,245CommonNONE
464287689IWVIshares Russell 3000 I Fd$1.8M0.02%5,870CommonNONE
29530P102ERIEErie Indemnity Co$1.8M0.02%4,375CommonNONE
001055102AFLAflac Inc$1.8M0.02%20,403CommonNONE
759509102RSReliance Inc$1.7M0.02%5,219CommonNONE
40057xls2GS MXEA due 06/25/2026$1.7M0.02%1,635,000CommonNONE
45782C540PDECInnovator U.S. Eq Power Buffer$1.7M0.02%47,142CommonNONE
408549103HMDPFHammond Power Solutions Inc.$1.7M0.02%16,100CommonNONE
78464a722SPDR S&P Pharmaceuticals ETF$1.7M0.02%39,968CommonNONE
14040H105COFCapital One Financial$1.7M0.02%11,577CommonNONE
020002101ALLAllstate Corp$1.7M0.02%9,936CommonNONE
25434V807DFIVDimensional International Valu$1.7M0.02%46,390CommonNONE
44267t102Howard Hughes Holding Corp$1.7M0.02%23,436CommonNONE
26875P101EOGEOG Resources$1.7M0.02%13,181CommonNONE
78016f3s1RBC MXEF due 4-25-24 15 buff$1.7M0.02%1,810,000CommonNONE
550021109LULULululemon Athletica$1.7M0.02%4,281CommonNONE
46137v506Invesco Dividend Achievers ETF$1.7M0.02%39,151CommonNONE
871607107SNPSSynopsys Inc$1.7M0.02%2,912CommonNONE
90353T100UBERUBER TECHNOLOGIES INC$1.7M0.02%21,593CommonNONE
N53745100LYBLyonDellBasell Industries NV$1.6M0.02%15,796CommonNONE
009126202AIQUYAir Liquide ADR$1.6M0.02%38,606CommonNONE
50212V100LPLALPL FINANCIAL HOLDINGS INC$1.6M0.02%6,076CommonNONE
46120E602ISRGIntuitive Surgical Inc$1.6M0.02%4,000PUTNONE
892356106TSCOTractor Supply Company$1.6M0.02%6,065CommonNONE
745867101PHMPulteGroup Inc$1.6M0.02%12,986CommonNONE
88160r101Tesla Inc.$1.5M0.02%8,800PUTNONE
771195104RHHBYRoche Holding ADR$1.5M0.02%48,182CommonNONE
064058100BKBank of New York Mellon$1.5M0.02%26,509CommonNONE
464287101OEFiShares Tr S&P 100 Index Fd$1.5M0.02%6,155CommonNONE
693718108PCARPACCAR Inc$1.5M0.02%12,254CommonNONE
67103H107ORLYO'Reilly Automotive Inc$1.5M0.02%1,344CommonNONE
436893200HOMBHome Bancshares Inc$1.5M0.02%61,364CommonSOLE
293712105EFSCEnterprise Financial Services$1.5M0.02%37,148CommonNONE
30225T102EXRExtra Space Storage Inc$1.5M0.02%10,201CommonNONE
464286533EEMViShares MSCI Emerging Mkt Min$1.5M0.02%26,451CommonNONE
92556v106Viatris Inc.$1.5M0.02%125,226CommonNONE
624756102MLIMueller Industries$1.5M0.02%27,715CommonNONE
40434l105HP Inc.$1.5M0.02%49,275CommonNONE
922908595VBKVanguard Small Cap Growth$1.5M0.02%5,663CommonNONE
03073e105Cencora Inc$1.5M0.02%6,075CommonNONE
780259305SHELShell PLC$1.5M0.02%21,893CommonNONE
58933Y105MRKMerck & Co$1.5M0.02%11,000PUTNONE
962166104WYWeyerhauser Corporation$1.4M0.02%40,372CommonSOLE
690742101OCOwens Corning$1.4M0.02%8,690CommonNONE
67097r202Nuveen Global Cities Reit Clas$1.4M0.02%121,961CommonNONE
749685103RPMRPM Inc.$1.4M0.02%12,176CommonNONE
808524847SCHHSchwab US REIT$1.4M0.01%71,239CommonNONE
46137V613PRFInvesco FTSE RAFI US 1000 ETF$1.4M0.01%37,587CommonNONE
704326107PAYXPaychex Inc$1.4M0.01%11,647CommonNONE
37733w204GSK PLC$1.4M0.01%33,148CommonNONE
136375102CNICanadian National Railway Co$1.4M0.01%10,774CommonNONE
363576109AJGArthur J. Gallagher$1.4M0.01%5,675CommonNONE
92532F100VRTXVertex Pharmaceuticals$1.4M0.01%3,381CommonNONE
g7997r103Seagate Technology Holdings Pl$1.4M0.01%15,136CommonNONE
74762E102QUREQuanta Services Inc.$1.4M0.01%5,393CommonNONE
278642103EBAYEbay$1.4M0.01%26,299CommonNONE
969904101WSMWilliams-Sonoma$1.4M0.01%4,363CommonNONE
30161N101EXCExelon Corp.$1.4M0.01%36,684CommonNONE
75513E101RTXRTX Corp$1.4M0.01%14,100PUTNONE
904767704Unilever PLC ADR$1.4M0.01%27,399CommonNONE
872590104TMUST-MOBILE US INC$1.4M0.01%8,389CommonNONE
808524706SCHESchwab Emerging Mkts ETF$1.4M0.01%54,046CommonNONE
90279dyk6UBS RTY due 8-14-24 15 buff$1.4M0.01%1,300,000CommonNONE
78468r853SPDR Portfolio Small Cap ETF$1.4M0.01%31,598CommonNONE
803054204SAPSAP SE Spon ADR$1.3M0.01%6,907CommonNONE
g51502105Johnson Controls Intl. PLC$1.3M0.01%20,552CommonNONE
302635206FSKFS KKR Capital$1.3M0.01%69,987CommonNONE
460146103IPInternational Paper Company$1.3M0.01%33,864CommonNONE
74144T108TROWT. Rowe Price Associates Inc$1.3M0.01%10,757CommonNONE
192446102CTSHCognizant Technology Solutions$1.3M0.01%17,863CommonNONE
880770102TERTeradyne Inc.$1.3M0.01%11,573CommonNONE
384802104GWWW. W. Grainger Inc$1.3M0.01%1,273CommonNONE
53700t827iMGP DBi Managed Futures Strat$1.3M0.01%45,116CommonNONE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.