Q3 2023 · 13F-HR
Gator Capital Management, LLCholdings as filed
Filed 2023-11-13 · accession 0001062993-23-020573
$141.3M
Reported value
63
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 31946M103 | FCNCA | FIRST CTZNS BANCSHARES INC N | $11.8M | 8.37% | 8,567 | Common | SOLE |
| 37247D106 | GNW | GENWORTH FINL INC | $7.8M | 5.49% | 1,323,975 | Common | SOLE |
| 957638109 | WAL | WESTERN ALLIANCE BANCORP | $6.9M | 4.91% | 150,900 | Common | SOLE |
| 46817M107 | JXN | JACKSON FINANCIAL INC | $6.8M | 4.83% | 178,500 | Common | SOLE |
| 318672706 | FBP | FIRST BANCORP P R | $6.4M | 4.53% | 475,620 | Common | SOLE |
| 902788108 | UMBF | UMB FINL CORP | $6.3M | 4.42% | 100,732 | Common | SOLE |
| 67103X102 | OFG | OFG BANCORP | $6.2M | 4.39% | 207,765 | Common | SOLE |
| 72346Q104 | — | PINNACLE FINL PARTNERS INC | $5.8M | 4.13% | 86,980 | Common | SOLE |
| 05465C100 | AX | AXOS FINANCIAL INC | $5.6M | 3.93% | 146,680 | Common | SOLE |
| 14316J108 | CG | CARLYLE GROUP INC | $5.0M | 3.54% | 165,575 | Common | SOLE |
| 75605Y106 | — | ANYWHERE REAL ESTATE INC | $4.9M | 3.45% | 756,865 | Common | SOLE |
| 66405S100 | NBN | NORTHEAST BK LEWISTON ME | $4.8M | 3.42% | 109,395 | Common | SOLE |
| 68268W103 | OMF | ONEMAIN HLDGS INC | $4.6M | 3.26% | 114,745 | Common | SOLE |
| 92828Q109 | VRTS | VIRTUS INVT PARTNERS INC | $3.8M | 2.72% | 19,025 | Common | SOLE |
| 041356205 | AIEUR | ARLINGTON ASSET INVST CORP | $3.3M | 2.36% | 777,575 | Common | SOLE |
| 29667J101 | ESQ | ESQUIRE FINL HLDGS INC | $3.3M | 2.34% | 72,197 | Common | SOLE |
| 947890109 | WBS | WEBSTER FINL CORP | $3.1M | 2.18% | 76,400 | Common | SOLE |
| 05990K106 | BANC | BANC OF CALIFORNIA INC | $3.0M | 2.15% | 245,800 | Common | SOLE |
| 78442P106 | SLM | SLM CORP | $2.8M | 1.95% | 202,750 | Common | SOLE |
| 46137V357 | RSP | INVESCO EXCHANGE TRADED FD T | $2.7M | 1.91% | 19,043 | Common | NONE |
| 92645B103 | VCTR | VICTORY CAP HLDGS INC | $2.7M | 1.88% | 79,802 | Common | SOLE |
| 680277100 | OSBC | OLD SECOND BANCORP INC ILL | $2.5M | 1.79% | 185,515 | Common | SOLE |
| 06738E204 | BCS | BARCLAYS PLC | $2.2M | 1.54% | 279,935 | Common | SOLE |
| 89832Q109 | TFC | TRUIST FINL CORP | $1.9M | 1.36% | 67,099 | Common | SOLE |
| 317585404 | FISI | FINANCIAL INSTNS INC | $1.8M | 1.30% | 108,723 | Common | SOLE |
| 25432X102 | DCOM | DIME CMNTY BANCSHARES INC | $1.8M | 1.26% | 89,163 | Common | SOLE |
| 67109R109 | OPBK | OP BANCORP | $1.8M | 1.25% | 193,142 | Common | SOLE |
| 20786W107 | CNOB | CONNECTONE BANCORP INC | $1.6M | 1.15% | 91,067 | Common | SOLE |
| 83600C103 | SOHO | SOTHERLY HOTELS INC | $1.6M | 1.14% | 954,804 | Common | SOLE |
| 023139884 | OSG | AMBAC FINL GROUP INC | $1.5M | 1.04% | 121,435 | Common | SOLE |
| 108621103 | BWB | BRIDGEWATER BANCSHARES INC | $1.4M | 0.97% | 143,828 | Common | SOLE |
| 58958P104 | MRBK | MERIDIAN CORPORATION | $1.1M | 0.81% | 116,612 | Common | SOLE |
| 126128107 | CCNE | CNB FINL CORP PA | $1.1M | 0.74% | 58,017 | Common | SOLE |
| 320557101 | INBK | FIRST INTERNET BANCORP | $938,397 | 0.66% | 57,890 | Common | SOLE |
| 03076C106 | AMP | AMERIPRISE FINL INC | $857,168 | 0.61% | 2,600 | Common | SOLE |
| 46137V308 | PKW | INVESCO EXCHANGE TRADED FD T | $843,559 | 0.60% | 9,376 | Common | NONE |
| 12326C105 | BFST | BUSINESS FIRST BANCSHARES IN | $793,210 | 0.56% | 42,282 | Common | SOLE |
| 78467Y107 | MDY | SPDR S&P MIDCAP 400 ETF TR | $733,820 | 0.52% | 1,607 | Common | NONE |
| 319390100 | FBIZ | FIRST BUSINESS FINL SVCS INC | $715,738 | 0.51% | 23,850 | Common | SOLE |
| 496719105 | KINS | KINGSTONE COS INC | $650,991 | 0.46% | 363,682 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $609,426 | 0.43% | 2,030 | Common | SOLE |
| 07279B104 | BAFN | BAYFIRST FINANCIAL CORP | $578,379 | 0.41% | 51,526 | Common | SOLE |
| 63938C108 | NAVI | NAVIENT CORPORATION | $554,398 | 0.39% | 32,195 | Common | NONE |
| 913290102 | UNTY | UNITY BANCORP INC | $546,036 | 0.39% | 23,305 | Common | SOLE |
| 92826C839 | V | VISA INC | $525,803 | 0.37% | 2,286 | Common | SOLE |
| 464287630 | IWN | ISHARES TR | $479,847 | 0.34% | 3,540 | Common | NONE |
| 33751L105 | MYFW | FIRST WESTN FINL INC | $471,900 | 0.33% | 26,000 | Common | SOLE |
| 733174700 | BPOP | POPULAR INC | $441,070 | 0.31% | 7,000 | Common | SOLE |
| 87165B103 | SYF | SYNCHRONY FINANCIAL | $387,933 | 0.27% | 12,690 | Common | SOLE |
| 97650W108 | WTFC | WINTRUST FINL CORP | $385,126 | 0.27% | 5,101 | Common | SOLE |
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $365,400 | 0.26% | 11,250 | Common | SOLE |
| 48249T106 | KIO | KKR INCOME OPPORTUNITIES FD | $329,390 | 0.23% | 27,541 | Common | NONE |
| 86722A103 | SXC | SUNCOKE ENERGY INC | $296,147 | 0.21% | 29,177 | Common | SOLE |
| 928563402 | VMWA | VMWARE INC | $293,338 | 0.21% | 1,762 | Common | SOLE |
| 934423104 | WBD | WARNER BROS DISCOVERY INC | $287,790 | 0.20% | 26,500 | Common | SOLE |
| 48203R104 | JNP | JUNIPER NETWORKS INC | $277,900 | 0.20% | 10,000 | Common | SOLE |
| 24703L202 | DELL | DELL TECHNOLOGIES INC | $275,600 | 0.20% | 4,000 | Common | SOLE |
| 517834107 | LVS | LAS VEGAS SANDS CORP | $275,040 | 0.19% | 6,000 | Common | SOLE |
| 69346J106 | GHY | PGIM GLOBAL HIGH YIELD FD FO | $181,104 | 0.13% | 16,800 | Common | NONE |
| 258622109 | DSL | DOUBLELINE INCOME SOLUTIONS | $125,170 | 0.09% | 10,680 | Common | NONE |
| 585464100 | MLCO | MELCO RESORTS AND ENTMNT LTD | $118,680 | 0.08% | 12,000 | Common | SOLE |
| 302462106 | — | FG GROUP HOLDINGS INC | $44,407 | 0.03% | 26,433 | Common | NONE |
| 032037111 | — | AMPCO-PITTSBURG CORP | $35,289 | 0.02% | 110,279 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.