Q3 2025 · 13F-HR
RAFFLES ASSOCIATES LPholdings as filed
Filed 2025-11-14 · accession 0001062993-25-016861
$107.4M
Reported value
49
Positions
2025-09-30
Period end
The Brief · RAFFLES ASSOCIATES LP · Q3 2025
AI · grounded in 13F
RAFFLES ASSOCIATES LP established a new position in Southern Mo Bancorp Inc SMBC valued at $12.04M. The fund also initiated stakes in Lineage Cell Therapeutics In LCTX for $9.11M and Ivanhoe Electric Inc IE for $8.13M. Other new additions include Vizsla Silver Corp VZLA and Eastern Bankshares Inc EBC.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 843380106 | SMBC | SOUTHERN MO BANCORP INC | $12.0M | 11.2% | 229,086 | Common | SOLE |
| 53566P109 | LCTX | LINEAGE CELL THERAPEUTICS IN | $9.1M | 8.48% | 5,387,788 | Common | SOLE |
| 46578C108 | IE | IVANHOE ELECTRIC INC | $8.1M | 7.57% | 648,077 | Common | SOLE |
| 92859G608 | VZLA | VIZSLA SILVER CORP | $7.3M | 6.79% | 1,689,010 | Common | SOLE |
| 27627N105 | EBC | EASTERN BANKSHARES INC | $6.5M | 6.08% | 359,788 | Common | SOLE |
| 743868101 | PROV | PROVIDENT FINL HLDGS INC | $6.2M | 5.74% | 391,791 | Common | SOLE |
| 67103X102 | OFG | OFG BANCORP | $5.2M | 4.86% | 120,067 | Common | SOLE |
| 00832E103 | AFBI | AFFINITY BANCSHARES INC | $3.9M | 3.66% | 199,130 | Common | SOLE |
| 74347Y755 | — | PROSHARES TR II | $3.6M | 3.35% | 345,000 | Common | SOLE |
| 00810F106 | ASLE | AERSALE CORPORATION | $3.5M | 3.28% | 430,000 | Common | SOLE |
| 318672706 | FBP | FIRST BANCORP P R | $2.9M | 2.73% | 132,874 | Common | SOLE |
| 92663R105 | VMD | VIEMED HEALTHCARE INC | $2.8M | 2.64% | 417,691 | Common | SOLE |
| 19058X207 | COSO | COASTALSOUTH BANCSHARES INC | $2.7M | 2.52% | 124,281 | Common | SOLE |
| 46141D203 | UUP | INVESCO DB US DLR INDEX TR | $2.3M | 2.18% | 85,000 | Common | SOLE |
| 00768Y453 | MSOS | ADVISORSHARES TR | $2.2M | 2.05% | 460,000 | Common | SOLE |
| 65340P106 | NXE | NEXGEN ENERGY LTD | $2.1M | 2.00% | 240,000 | Common | SOLE |
| 36165A102 | JOB | GEE GROUP INC | $2.0M | 1.83% | 9,508,737 | Common | SOLE |
| 21077F100 | CTGO | CONTANGO ORE INC | $1.8M | 1.66% | 71,406 | Common | SOLE |
| 29271Q103 | ESOA | ENERGY SVCS ACQUISITION CORP | $1.8M | 1.63% | 169,392 | Common | SOLE |
| 578473100 | MAYS | MAYS J W INC | $1.7M | 1.57% | 44,438 | Common | SOLE |
| 47109U104 | JOF | JAPAN SMALLER CAPITALIZATION | $1.6M | 1.45% | 147,289 | Common | SOLE |
| 74347G192 | — | PROSHARES TR | $1.5M | 1.42% | 100,000 | Common | SOLE |
| 39818P799 | PKST | PEAKSTONE REALTY TRUST | $1.4M | 1.31% | 107,000 | Common | SOLE |
| 664121100 | NECB | NORTHEAST CMNTY BANCORP INC | $1.2M | 1.14% | 59,500 | Common | SOLE |
| 31425A109 | FBLA | FB BANCORP INC | $1.2M | 1.09% | 97,099 | Common | SOLE |
| 565759206 | MBBC | MARATHON BANCORP INC | $1.1M | 1.05% | 107,664 | Common | SOLE |
| 6293JP109 | NSTS | NSTS BANCORP INC | $1.1M | 1.01% | 93,774 | Common | SOLE |
| 630402105 | NSSC | NAPCO SEC TECHNOLOGIES INC | $1.0M | 0.98% | 24,424 | Common | SOLE |
| 88822Q103 | TIPT | TIPTREE INC | $993,025 | 0.92% | 51,801 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $980,500 | 0.91% | 25,000 | Common | SOLE |
| 31812F109 | FNWD | FINWARD BANCORP | $852,952 | 0.79% | 26,580 | Common | SOLE |
| 928031103 | VABK | VIRGINIA NATL BANKSHARES COR | $731,025 | 0.68% | 18,836 | Common | SOLE |
| 74347G416 | — | PROSHARES TR | $722,500 | 0.67% | 50,000 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $702,200 | 0.65% | 5,000 | Common | SOLE |
| 488152208 | KELYA | KELLY SVCS INC | $679,485 | 0.63% | 51,790 | Common | SOLE |
| 63945M107 | NBBK | NB BANCORP INC | $549,550 | 0.51% | 31,136 | Common | SOLE |
| 829933100 | SIRI | SIRIUSXM HOLDINGS INC | $446,740 | 0.42% | 19,194 | Common | SOLE |
| 38983D300 | — | RITHM PPTY TR INC | $444,830 | 0.41% | 176,520 | Common | SOLE |
| M78673114 | PERI | PERION NETWORK LTD | $384,000 | 0.36% | 40,000 | Common | SOLE |
| 669549107 | NWFL | NORWOOD FINANCIAL CORP | $326,977 | 0.30% | 12,863 | Common | SOLE |
| 78574H104 | SOC | SABLE OFFSHORE CORP | $261,900 | 0.24% | 15,000 | Common | SOLE |
| 416196202 | HHS | HARTE HANKS INC | $257,340 | 0.24% | 69,364 | Common | SOLE |
| 26828M106 | ECBK | ECB BANCORP INC | $256,174 | 0.24% | 16,142 | Common | SOLE |
| 909911109 | UBCP | UNITED BANCORP INC OHIO | $247,432 | 0.23% | 17,699 | Common | SOLE |
| 405217100 | HAIN | HAIN CELESTIAL GROUP INC | $150,353 | 0.14% | 95,160 | Common | SOLE |
| 14888L101 | CLST | CATALYST BANCORP INC | $139,326 | 0.13% | 10,555 | Common | SOLE |
| 021513106 | ALTO | ALTO INGREDIENTS INC | $108,000 | 0.10% | 100,000 | Common | SOLE |
| 62188E103 | MLCI | MOUNT LOGAN CAP INC | $89,232 | 0.08% | 11,440 | Common | SOLE |
| 05343P109 | AWX | AVALON HLDGS CORP | $65,751 | 0.06% | 25,214 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.