Q3 2023 · 13F-HR
Karpus Management, Inc.holdings as filed
Filed 2023-11-09 · accession 0001072613-23-000555
$2.98B
Reported value
275
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 670657105 | XNEAX | NUVEEN AMT-FR QLTY MUNI INC | $199.9M | 6.72% | 20,648,999 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS S&P 500 ETF SH | $183.4M | 6.16% | 467,040 | Common | SOLE |
| 670656107 | NRK | NUVEEN NY AMT FREE MUN INCOME COM | $161.6M | 5.43% | 17,105,165 | Common | SOLE |
| 464287200 | IVV | ISHARES CORE S&P500 ETF | $115.6M | 3.88% | 269,105 | Common | SOLE |
| 09253X102 | XMUIX | BLACKROCK MUNICIPAL INCOME FUND | $107.7M | 3.62% | 10,612,310 | Common | SOLE |
| 67066V101 | NAD | NUVEEN QUALITY MUNICIPAL INCOME FUND | $97.5M | 3.28% | 9,615,232 | Common | SOLE |
| 67070X101 | NZF | NUVEEN MUNICIPAL CREDIT INCOME FUND | $82.7M | 2.78% | 7,930,878 | Common | SOLE |
| 27827X101 | EIM | EATON VANCE MUN BD FD COM | $73.5M | 2.47% | 8,206,940 | Common | SOLE |
| 922908751 | VB | VANGUARD INDEX FDS SMALL CP ETF | $68.4M | 2.30% | 361,968 | Common | SOLE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF | $56.2M | 1.89% | 1,432,832 | Common | SOLE |
| 95766Q106 | XWIAX | WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT | $54.0M | 1.82% | 6,905,403 | Common | SOLE |
| 09253N104 | MHD | BLACKROCK MUNIHOLDINGS FUND INC | $48.4M | 1.63% | 4,698,267 | Common | SOLE |
| 67066Y105 | NAC | NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND | $44.9M | 1.51% | 4,650,884 | Common | SOLE |
| 09253R105 | XMVFX | BLACKROCK MUNIVEST FUND | $44.6M | 1.50% | 7,353,043 | Common | SOLE |
| 03464A100 | FINS | ANGEL OAK FINANCIAL STRATEGIES INCOME TERM TRUST | $43.0M | 1.45% | 3,574,532 | Common | SOLE |
| 64133Q108 | NBXG | NEUBERGER BERMAN NEXT GENERATION CONNECTIVITY FUND | $38.5M | 1.29% | 3,694,824 | Common | SOLE |
| 922908769 | VTI | VANGUARD INDEX FDS TOTAL STK MKT | $36.9M | 1.24% | 173,817 | Common | SOLE |
| 09257P105 | BTT | BLACKROCK 2030 MUNICIPAL TARGET TERM TRUST | $36.7M | 1.23% | 1,889,024 | Common | SOLE |
| 36242H104 | XGDVX | GABELLI DIVD & INCOME TR COM | $34.7M | 1.17% | 1,786,277 | Common | SOLE |
| 09254L107 | MUC | BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND | $33.9M | 1.14% | 3,541,791 | Common | SOLE |
| 09248F109 | — | BLACKROCK MUNICIPAL INCOME TRUST | $31.4M | 1.06% | 3,543,107 | Common | SOLE |
| 92840R101 | NFJ | Virtus DVD Intrst & PRM STR | $31.2M | 1.05% | 2,751,188 | Common | SOLE |
| 922042866 | VPL | VANGUARD FTSE PACIFIC ETF | $28.9M | 0.97% | 431,430 | Common | SOLE |
| 092524107 | XBGYX | BLACKROCK ENHANCED INTERNATIONAL DIVIDEND TRUST | $26.8M | 0.90% | 5,376,306 | Common | SOLE |
| 09254E103 | MYI | BlackRock MuniYield Quality Fund III | $26.6M | 0.89% | 2,787,439 | Common | SOLE |
| 46133G107 | IQI | INVESCO QUALITY MUNI INC TRST COM | $26.1M | 0.88% | 3,105,162 | Common | SOLE |
| 09249N101 | BLE | BLACKROCK MUN INC TRUST II | $25.9M | 0.87% | 2,836,689 | Common | SOLE |
| 09253W104 | XMYDX | BLACKROCK MUNIYIELD FUND INC | $25.0M | 0.84% | 2,718,364 | Common | SOLE |
| 09262F100 | ECAT | BlackRock ESG Capital Allocation Trust | $24.7M | 0.83% | 1,668,774 | Common | SOLE |
| 46131J103 | VKQ | INVESCO MUNICIPAL TRUST | $24.4M | 0.82% | 2,920,164 | Common | SOLE |
| 00326l100 | — | ABERDEEN TOTAL DYNAMIC DIVID | $23.5M | 0.79% | 3,107,206 | Common | SOLE |
| 092501105 | XBOEX | BLACKROCK ENHANCED GLOBAL DIVIDEND TRUST | $22.7M | 0.76% | 2,410,011 | Common | SOLE |
| 69374H881 | COWZ | PACER US CASH COWS 100 ETF | $22.5M | 0.76% | 454,858 | Common | SOLE |
| 46131M106 | VGM | INVESCO TRUST FOR INVESTMENT G | $20.9M | 0.70% | 2,461,545 | Common | SOLE |
| 09260K101 | BSTZ | BLACKROCK SCIENCE AND TECHNOLOGY TRUST II | $20.9M | 0.70% | 1,267,790 | Common | SOLE |
| 27828s101 | — | EATON VANCE TAX-ADV GLOBAL DIV INCOME FUND | $19.5M | 0.66% | 1,269,768 | Common | SOLE |
| 464287861 | IEV | ISHARES EUROPE ETF | $19.3M | 0.65% | 404,682 | Common | SOLE |
| 27829F108 | XEXGX | EATON VANCE TAX-MAN GLOBAL EQUITY FUND | $19.1M | 0.64% | 2,587,355 | Common | SOLE |
| 233368109 | KTF | DWS MUNICIPAL INCOME TRUST | $18.6M | 0.63% | 2,417,951 | Common | SOLE |
| 922042874 | VGK | VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF | $18.3M | 0.61% | 315,553 | Common | SOLE |
| 56064Q107 | MEGI | MainStay CBRE GLOBAL INFRASTRUCTURE MEGATRENDS FUND | $18.0M | 0.61% | 1,528,917 | Common | SOLE |
| G33033104 | KDK | ARES II ACQ CRP; TNT ACQ DT: 4/21/2025; CASH: $10.10 | $17.6M | 0.59% | 1,710,900 | Common | SOLE |
| 46432F339 | QUAL | ISHARES EDGE MSCI USA QUALITY | $16.8M | 0.56% | 127,549 | Common | SOLE |
| 92204A702 | VGT | VANGUARD WORLD FDS INF TECH ETF | $15.5M | 0.52% | 37,321 | Common | SOLE |
| G8192N103 | — | SK GROWTH ACQ CRP; TNT ACQ DT: 12/24/2023; CASH: $10.25 | $15.3M | 0.51% | 1,425,345 | Common | SOLE |
| 92838Y100 | AIO | VIRTUS ALLIANZGI ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPP FD | $15.2M | 0.51% | 919,909 | Common | SOLE |
| 670695105 | NUW | NUVEEN AMT-FREE MUNICIPAL VALUE | $14.5M | 0.49% | 1,082,956 | Common | SOLE |
| 27828U106 | ETO | EATON VANCE TAX-ADV GLOBAL DIV OPP FUND | $13.8M | 0.46% | 647,830 | Common | SOLE |
| 09260E105 | BMEZ | BLACKROCK HEALTH SCIENCES TRUST II | $13.8M | 0.46% | 958,125 | Common | SOLE |
| 27829C105 | ETW | Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund | $13.8M | 0.46% | 1,803,526 | Common | SOLE |
| 55273C107 | MIN | MFS INTER INCOME TR SH BEN INT | $13.7M | 0.46% | 5,119,384 | Common | SOLE |
| 921937835 | BND | VANGUARD BD INDEX FD INC TOTAL BND MRKT | $12.5M | 0.42% | 179,729 | Common | SOLE |
| 46132C107 | VMO | INVESCO MUNICIPAL OPPORTUNITY | $12.1M | 0.41% | 1,473,696 | Common | SOLE |
| 46429B689 | EFAV | ISHARES MSCI EAFE MIN VOL ETF | $11.2M | 0.38% | 171,797 | Common | SOLE |
| 36119D103 | FTII | FUTURETECH II ACQ CORP; TNT ACQ DT: 08/23/2023; CASH: $10.20 | $11.2M | 0.38% | 1,029,500 | Common | SOLE |
| 92912T100 | XIGDX | VOYA GLBL EQTY DIV & PREM OPP COM | $11.0M | 0.37% | 2,254,893 | Common | SOLE |
| 00438Y107 | — | ACCRETION ACQ CRP; TNT ACQ DT: 04/20/2023; CASH: $10.10 | $11.0M | 0.37% | 1,051,638 | Common | SOLE |
| 46641Q217 | BBJP | JPMORGAN BETABUILDERS JAPAN ETF | $11.0M | 0.37% | 219,308 | Common | SOLE |
| 67071L106 | NVG | NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND | $10.5M | 0.35% | 1,015,468 | Common | SOLE |
| 31561T102 | AIEV | FEUTUNE LIGHT ACQ CRP; TNT ACQ DT: 03/21/2023; CASH: $10.15 | $10.5M | 0.35% | 980,512 | Common | SOLE |
| 46131t101 | — | INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS | $10.4M | 0.35% | 1,146,531 | Common | SOLE |
| 723653101 | XHNWX | PIONEER DIVERSIFIED HIGH INCOME TRUST | $10.4M | 0.35% | 1,017,142 | Common | SOLE |
| G4790U102 | USAR | INFLECTION POINT ACQ CRP; TNT ACQ DT: 11/25/2024 CASH: $10.05 | $10.3M | 0.35% | 1,010,100 | Common | SOLE |
| 33718W103 | FPF | FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | $10.1M | 0.34% | 677,947 | Common | SOLE |
| 00326W106 | ASGI | ABERDEEN GLOBAL INFRA INCOME FUND | $9.9M | 0.33% | 617,562 | Common | SOLE |
| 00501A101 | — | ACRI CAPITAL ACQ CRP; TNT ACQ DT: 3/9/2023; CASH: $10.22 | $9.7M | 0.33% | 890,132 | Common | SOLE |
| 95766M105 | MMU | WESTERN ASSET MANAGED MUNICI | $9.6M | 0.32% | 1,075,504 | Common | SOLE |
| 123013104 | — | BURTECH ACQ CRP; TNT ACQ DT: 3/13/2022; CASH: $10.15 | $9.5M | 0.32% | 900,610 | Common | SOLE |
| G83752108 | SVIIF | SPRING VALLEY ACQ CRP II; TNT ACQ DT: 1/13/2024; CASH: $10.25 | $9.3M | 0.31% | 861,255 | Common | SOLE |
| 464287804 | IJR | ISHARES CORE S&P SMALL-CAP ETF | $9.3M | 0.31% | 98,153 | Common | SOLE |
| 37961B104 | — | GLOBAL BLOCKCHAIN ACQ CRP; TNT ACQ DT: 8/10/2023; CASH: $10.15 | $9.2M | 0.31% | 879,100 | Common | SOLE |
| 922042775 | VEU | VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US | $8.7M | 0.29% | 167,961 | Common | SOLE |
| 67066X107 | NAN | NUVEEN NY DIVID ADVNTG MUN FD COM | $8.7M | 0.29% | 896,313 | Common | SOLE |
| 09255E102 | MYN | BLACKROCK MUNIYIELD NEW YORK QUALITY FUND INC | $8.6M | 0.29% | 973,835 | Common | SOLE |
| 34969G102 | — | FORTUNE RISE ACQ CRP; TNT ACQ DT: 05/05/2023; CASH: $10.20 | $8.5M | 0.29% | 781,999 | Common | SOLE |
| 67190B104 | OAKU | OAK WOODS ACQ CRP; TNT ACQ DT: 3/24/2024; CASH: $10.175 | $8.4M | 0.28% | 806,765 | Common | SOLE |
| 464286509 | EWC | ISHARES MSCI CDA ETF | $8.4M | 0.28% | 251,326 | Common | SOLE |
| G89229119 | — | TMT ACQ CORP. TNT ACQ DT: 03/30/2024; CASH: $10.20 | $8.3M | 0.28% | 796,497 | Common | SOLE |
| 092508100 | BTZ | BLACKROCK CR ALLCTN INC TR COM | $8.3M | 0.28% | 857,225 | Common | SOLE |
| 76883Y107 | RFMZ | RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II | $7.8M | 0.26% | 632,531 | Common | SOLE |
| 337319107 | — | FIRST TR ABERDEEN GLBL OPP FD COM SHS | $7.7M | 0.26% | 1,353,416 | Common | SOLE |
| G49667101 | ISRLF | ISRAEL ACQ CORP. TNT ACQ DT: 01/18/2024; CASH: $10.20 | $7.6M | 0.26% | 720,330 | Common | SOLE |
| 45781w109 | — | INSIGHT SELECT INCOME FUND | $7.4M | 0.25% | 495,018 | Common | SOLE |
| 47109U104 | JOF | JAPAN SMALLER CAPTLZTN FD INC COM | $7.3M | 0.25% | 1,029,482 | Common | SOLE |
| 09255C106 | — | BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND INC | $7.3M | 0.25% | 798,980 | Common | SOLE |
| 670865104 | — | OCA ACQ CRP; TNT ACQ DT: 7/14/2022; CASH: $10.15 | $7.2M | 0.24% | 676,565 | Common | SOLE |
| 617468103 | XCAFX | MS CHINA A SHARE | $7.1M | 0.24% | 573,206 | Common | SOLE |
| G19305112 | RENEF | CARTESIAN GROWTH CORP II, INC; TNT ACQ DT: 11/10/2023; CASH: $10.30 | $7.1M | 0.24% | 653,589 | Common | SOLE |
| 29978K102 | EVCO | EVEREST CONSOLIDATOR ACQ CRP; TNT ACQ DT: 2/24/2023; CASH: $10.20 | $6.9M | 0.23% | 641,480 | Common | SOLE |
| 61745C105 | IIF | MORGAN STANLEY INDIA INVS FD COM | $6.9M | 0.23% | 308,469 | Common | SOLE |
| 74954L104 | — | RF ACQ CORP. TNT ACQ DT: 03/23/2023; CASH: $10.10 | $6.8M | 0.23% | 641,487 | Common | SOLE |
| 23334J107 | DTF | DTF TAX-FREE INCOME INC COM | $6.8M | 0.23% | 638,815 | Common | SOLE |
| G4619M109 | HSPOF | HORIZON SPACE ACQ I CORP. TNT ACQ DT: 09/23/2023; CASH: $10.175 | $6.7M | 0.23% | 636,475 | Common | SOLE |
| 922908736 | VUG | VANGUARD GROWTH ETF | $6.6M | 0.22% | 24,062 | Common | SOLE |
| 37962G102 | — | GLOBAL STAR ACQ CRP; TNT ACQ DT: 9/20/2023; CASH: $10.25 | $6.3M | 0.21% | 591,790 | Common | SOLE |
| G2476C107 | CDAQF | COMPASS DIGITAL ACQ CRP; TNT ACQ DT: 10/19/2023; CASH: $10.00 | $6.1M | 0.21% | 581,375 | Common | SOLE |
| 278277108 | EOS | Eaton Vance Enhanced Equity Income Fund | $6.1M | 0.20% | 352,864 | Common | SOLE |
| 921937827 | BSV | VANGUARD BD INDEX FD INC SHORT TRM BOND | $6.0M | 0.20% | 80,150 | Common | SOLE |
| G1676M105 | — | BUKIT JALIL GLOBAL ACQ 1 LTD CORP. TNT ACQ DT: 06/30/2024; CASH: $10.15 | $5.9M | 0.20% | 577,092 | Common | SOLE |
| 46132E103 | VKI | INVESCO ADVANTAGE MUNICIPAL INCOME TRUST II | $5.9M | 0.20% | 795,026 | Common | SOLE |
| G8708L104 | CTOR | TENX KEANE ACQ CRP; TNT ACQ DT: 7/14/2023; CASH: $10.20 | $5.8M | 0.20% | 540,610 | Common | SOLE |
| G5870E108 | — | MARS ACQ CRP; TNT ACQ DT: 2/15/2024; CASH: $10.20 | $5.7M | 0.19% | 546,206 | Common | SOLE |
| 552939100 | MGF | MFS GOVT MKTS INCOME TR SH BEN INT | $5.7M | 0.19% | 1,854,309 | Common | SOLE |
| 27828G107 | XEVTX | EATON VANCE TAX-ADV DVD INC | $5.6M | 0.19% | 263,487 | Common | SOLE |
| 38136Y102 | GDST | GOLDENSTONE ACQ CRP; TNT ACQ DT: 12/21/2023; CASH: $10.15 | $5.5M | 0.18% | 510,741 | Common | SOLE |
| G8656T109 | TLGYF | TLGY ACQ CRP; TNT ACQ DT: 03/01/2023; CASH: $10.20 | $5.4M | 0.18% | 494,675 | Common | SOLE |
| 09260Q108 | BTX | BLACKROCK INNOVATION & GROWTH | $5.4M | 0.18% | 780,390 | Common | SOLE |
| 00302M106 | XAGDX | ABERDEEN GLOBAL DYNAMIC DIVIDEND FUND | $5.2M | 0.18% | 605,380 | Common | SOLE |
| G0230C108 | ALSAF | ALPHA STAR ACQ CRP; TNT ACQ DT: 9/15/2023; CASH: $10.00 | $5.2M | 0.18% | 479,675 | Common | SOLE |
| 066644105 | BNIX | BANNIX ACQ CRP; TNT ACQ DT: 12/10/2022; CASH: $10.10 | $5.0M | 0.17% | 467,770 | Common | SOLE |
| 09247F209 | BKT | Blackrock Income Trust | $4.9M | 0.16% | 429,993 | Common | SOLE |
| 337318109 | FFA | First Trust ENH Equity Inc | $4.9M | 0.16% | 282,870 | Common | SOLE |
| 40472A102 | EONR | HNR ACQ CRP; TNT ACQ DT: 2/11/2023; CASH: $10.20 | $4.8M | 0.16% | 444,583 | Common | SOLE |
| 67022R103 | — | NUBIA BRAND INTERNATIONAL CRP; TNT ACQ DT: 3/15/2023; CASH: $10.20 | $4.8M | 0.16% | 445,950 | Common | SOLE |
| G5352N105 | — | LAKESHORE ACQ II CRP; TNT ACQ DT: 6/11/2023; CASH: $10.15 | $4.8M | 0.16% | 444,560 | Common | SOLE |
| 921908844 | VIG | VANGUARD DIVIDEND APPREC ETF | $4.7M | 0.16% | 30,540 | Common | SOLE |
| 048453104 | — | ATLANTIC COASTAL ACQ CRP; TNT ACQ DT: 3/4/2023; CASH: $10.00 | $4.7M | 0.16% | 449,736 | Common | SOLE |
| 629567108 | — | NABORS ENERGY TRANSITION CORP. TNT ACQ DT: 02/19/2023; CASH: $10.20 | $4.7M | 0.16% | 431,274 | Common | SOLE |
| 318136108 | — | FINTECH ECOSYSTEM ACQ CRP; TNT ACQ DT: 7/13/2023; CASH: $10.15 | $4.6M | 0.15% | 433,397 | Common | SOLE |
| 82836N107 | — | SILVERBOX III ACQ CRP; TNT ACQ DT: 11/28/2024 CASH: $10.10 | $4.5M | 0.15% | 437,425 | Common | SOLE |
| G7573M106 | — | RIGEL RESOURCE ACQ CRP; TNT ACQ DT: 11/05/2023; CASH: $10.68 | $4.4M | 0.15% | 399,800 | Common | SOLE |
| G85094103 | — | STONEBRIDGE ACQ CRP; TNT ACQ DT: 10/16/22; CASH: $10.10 | $4.3M | 0.15% | 390,916 | Common | SOLE |
| G38258102 | — | GENERATION ASIA ACQ CRP; TNT ACQ DT: 07/20/2023; CASH: $10.10 | $4.3M | 0.14% | 396,900 | Common | SOLE |
| 60742N106 | — | MOBIV ACQ CORP. TNT ACQ DT: 05/03/2023; CASH: $10.25 | $4.2M | 0.14% | 396,650 | Common | SOLE |
| G0223V105 | ATMC | ALPHATIME ACQ CORP. TNT ACQ DT: 09/30/2023; CASH: $10.18 | $4.2M | 0.14% | 395,317 | Common | SOLE |
| 92835W107 | ZTR | VIRTUS GLOBAL DIVIDEND & INCOME FUND | $4.0M | 0.14% | 838,685 | Common | SOLE |
| G52443119 | KVAC | KEEN VISION ACQ CRP; TNT ACQ DT: 4/25/2024; CASH: $10.13 | $4.0M | 0.13% | 393,025 | Common | SOLE |
| 76882M104 | RMMZ | RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND II | $3.8M | 0.13% | 268,256 | Common | SOLE |
| 46434V738 | IEUR | ISHARES TR CORE MSCI EURO | $3.8M | 0.13% | 76,011 | Common | SOLE |
| 746853100 | PPT | PUTNAM PREMIET INCOME TRUST | $3.7M | 0.13% | 1,112,755 | Common | SOLE |
| 27829L105 | EOT | EATON VANCE NATIONAL MUNICIPAL OPPORTUNITIES TRUST | $3.7M | 0.12% | 228,421 | Common | SOLE |
| G4023C101 | — | GOLDEN STAR ACQ CRP; TNT ACQ DT: 3/2/2025 CASH: $10.10 | $3.7M | 0.12% | 360,116 | Common | SOLE |
| G0542S106 | — | A SPAC I ACQ CRP; TNT ACQ DT: 08/17/2023; CASH: $10.10 | $3.7M | 0.12% | 341,050 | Common | SOLE |
| G2086M107 | — | CHENGHE ACQ CRP; TNT ACQ DT: 7/28/2023; CASH: $10.30 | $3.6M | 0.12% | 332,120 | Common | SOLE |
| 874036106 | TWN | TAIWAN FD INC COM | $3.4M | 0.12% | 114,880 | Common | SOLE |
| 90118T106 | — | TWELVE SEASACQ CRP II; TNT ACQ DT: 2/26/2023; CASH; $10.00 | $3.4M | 0.12% | 328,149 | Common | SOLE |
| G0R45S109 | — | AIB ACQ CRP; TNT ACQ DT: 10/21/2023; CASH: $10.10 | $3.4M | 0.11% | 291,950 | Common | SOLE |
| 92912R104 | IGA | VOYA GLOBAL ADVANTAGE PREMIUM OPP FUND | $3.4M | 0.11% | 406,068 | Common | SOLE |
| 296424104 | ESHA | ESH ACQ CRP; TNT ACQ DT: 12/14/2024 CASH: $10.15 | $3.3M | 0.11% | 325,996 | Common | SOLE |
| 05589T104 | — | BNY MELLON MUNICIPAL INCOME INC | $3.2M | 0.11% | 572,053 | Common | SOLE |
| 67080R102 | NPFD | NUVEEN VARIABLE RATE PREFERRED & INCOME FUND | $3.2M | 0.11% | 204,072 | Common | SOLE |
| 529900102 | ASG | LIBERTY ALL-STAR GROWTH FD | $3.2M | 0.11% | 640,657 | Common | SOLE |
| 20607U108 | CNDA | CONCORD ACQ CRP II; TNT ACQ DT: 9/1/2023; CASH: $10.00 | $3.2M | 0.11% | 306,975 | Common | SOLE |
| G6363K106 | — | NABORS ENERGY ACQ CRP II; TNT ACQ DT: 7/14/2024; CASH: $10.15 | $3.1M | 0.11% | 307,500 | Common | SOLE |
| 62403K108 | — | MOUNTAIN CREST ACQ CRP IV; TNT ACQ DT: 6/29/2022 CASH: $10.00 | $3.1M | 0.10% | 287,021 | Common | SOLE |
| 040450108 | — | ARISZ ACQ CRP; TNT ACQ DT: 11/18/2022; CASH: $10.00 | $3.1M | 0.10% | 287,632 | Common | SOLE |
| 78468R739 | SHM | SPDR SER TR NUVN BR SHT MUNI | $3.1M | 0.10% | 66,430 | Common | SOLE |
| 26431Q106 | — | DUET ACQ CRP; TNT ACQ DT: 4/20/2023; CASH: $10.15 | $3.0M | 0.10% | 280,000 | Common | SOLE |
| 50208a102 | — | LMP CAPITAL AND INCOME FUND INC | $2.9M | 0.10% | 235,966 | Common | SOLE |
| G0283A108 | AMCI | ALPHAVEST ACQ CRP; TNT ACQ DT: 12/20/2023; CASH: $10.20 | $2.9M | 0.10% | 276,100 | Common | SOLE |
| 03842W105 | AQUC | AQUARON ACQ CRP; TNT ACQ DT: 7/4/2023; CASH: $10.15 | $2.9M | 0.10% | 275,050 | Common | SOLE |
| 384272100 | — | GRAF ACQ CORP IV. TNT ACQ DT: 05/25/2023; CASH: $10.00 | $2.9M | 0.10% | 280,525 | Common | SOLE |
| 12504G100 | IGR | CBRE Clarion Global Real Estate Income Fund | $2.9M | 0.10% | 645,069 | Common | SOLE |
| 09249E101 | BHK | BLACKROCK CORE BD TR SHS BEN INT | $2.9M | 0.10% | 289,497 | Common | SOLE |
| 09253T101 | XMVTX | BLACKROCK MUNIVEST FUND II | $2.8M | 0.09% | 304,194 | Common | SOLE |
| 92838J103 | — | VISION SENSING ACQ CRP; TNT ACQ DT: 11/01/2022; CASH: $10.15 | $2.8M | 0.09% | 252,741 | Common | SOLE |
| G0135E142 | AIMTF | AIMFINITY INVESTMENT CORP. TNT ACQ DT: 07/28/2024; CASH: $10.20 | $2.7M | 0.09% | 255,336 | Common | SOLE |
| 76137R106 | — | REVELSTONE CAPITAL ACQ CORP. TNT ACQ DT: 06/16/2023; CASH: $10.10 | $2.7M | 0.09% | 255,200 | Common | SOLE |
| G27740110 | DIST | DISTOKEN ACQ CORP; TNT ACQ DT: 11/15/2023; CASH: $10.20 | $2.7M | 0.09% | 257,110 | Common | SOLE |
| G3034H109 | EMCGF | EMBRACE CHANGE ACQ CORP. TNT ACQ DT: 09/09/2023; CASH: $10.25 | $2.7M | 0.09% | 248,938 | Common | SOLE |
| 746909100 | PIM | PUTNAM MASTER INTERMEDIATE INCOME TRUST | $2.6M | 0.09% | 854,841 | Common | SOLE |
| 27828Y108 | ETV | Eaton Vance Tax-Managed Buy-Write Opportunities Fund | $2.6M | 0.09% | 214,970 | Common | SOLE |
| 72942P104 | — | PLUTONIAN ACQ CORP. TNT ACQ DT: 08/10/2023; CASH: $10.175 | $2.5M | 0.08% | 232,210 | Common | SOLE |
| G12729110 | — | BOWEN ACQ CORP. TNT ACQ DT: 04/27/2024; CASH: $10.20 | $2.4M | 0.08% | 232,690 | Common | SOLE |
| 09216A108 | — | BLACK MOUNTAIN ACQ CORP. TNT ACQ DT: 04/14/2023; CASH: $10.20 | $2.3M | 0.08% | 219,600 | Common | SOLE |
| 61244M109 | — | MONTEREY CAPITAL ACQ CORP. TNT ACQ DT: 05/13/2023; CASH: $10.10 | $2.2M | 0.07% | 208,450 | Common | SOLE |
| 04282M102 | — | ARROWROOT ACQ CRP; TNT ACQ DT: 3/2/2023; CASH: $10.00 | $2.2M | 0.07% | 208,061 | Common | SOLE |
| G5380L105 | — | LATAMGROWTH SPAC; TNT ACQ DT: 10/27/2023; CASH: $10.20 | $2.2M | 0.07% | 201,200 | Common | SOLE |
| G06362100 | — | AURA FAT PROJECTS ACQ CRP; TNT ACQ DT: 7/13/2023; CASH: $10.20 | $2.1M | 0.07% | 198,569 | Common | SOLE |
| 626642102 | — | MURPHY CANYON ACQ CRP; TNT ACQ DT: 08/07/2023; CASH: $10.20 | $2.1M | 0.07% | 198,925 | Common | SOLE |
| G06984119 | — | AURORA TECH ACQ CRP; TNT ACQ DT: 6/10/2023; CASH: $10.15 | $2.1M | 0.07% | 189,130 | Common | SOLE |
| 01864u106 | — | ALLIANCE NATIONAL MUNICIPAL INCOME FUND | $2.0M | 0.07% | 214,088 | Common | SOLE |
| 464287440 | IEF | ISHARES LEHMAN 7-10YR TREAS | $2.0M | 0.07% | 21,770 | Common | SOLE |
| G1263E102 | — | BLUE WORLD ACQ CRP; TNT ACQ DT: 11/02/2023; CASH: $10.10 | $2.0M | 0.07% | 182,225 | Common | SOLE |
| 092479104 | — | BLACKROCK MUNICIPAL INCOME QUALITY TRUST | $1.9M | 0.07% | 196,146 | Common | SOLE |
| 09248l106 | — | BLACKROCK NEW YORK MUNICIPAL INCOME TRUST | $1.9M | 0.06% | 209,268 | Common | SOLE |
| 37892F109 | GLLI | GLOBALINK INVESTMENT INCE. TNT ACQ DT: 3/09/2023; CASH: $10.15 | $1.9M | 0.06% | 175,900 | Common | SOLE |
| 88018T101 | TDF | TEMPLETON DRAGON FD INC COM | $1.9M | 0.06% | 221,590 | Common | SOLE |
| 780910105 | RVT | ROYCE VALUE TRUST | $1.8M | 0.06% | 142,268 | Common | SOLE |
| 35088F107 | FORL | FOUR LEAF ACQ CRP; TNT ACQ DT: 3/17/2024; CASH: $10.30 | $1.8M | 0.06% | 174,412 | Common | SOLE |
| 26433C105 | DPG | Duff & Phelps Utility & Inc | $1.8M | 0.06% | 205,047 | Common | SOLE |
| 98741Y103 | YOTA | YOTTA OPPORTUNITY ACQ CRP; TNT ACQ DT: 1/23/2023; CASH: $10.00 | $1.8M | 0.06% | 164,275 | Common | SOLE |
| 670972108 | XNQPX | NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND | $1.7M | 0.06% | 170,104 | Common | SOLE |
| G7308p101 | — | PYROPHYTE ACQ CRP; TNT ACQ DT: 4/27/2023; CASH: $10.25 | $1.7M | 0.06% | 155,625 | Common | SOLE |
| 74349W104 | — | PROOF ACQ CORP I. TNT ACQ DT: 06/03/2023; CASH: $10.20 | $1.7M | 0.06% | 156,300 | Common | SOLE |
| 27828A100 | XEVMX | EATON VANCE CALIF MUN BD FD COM | $1.6M | 0.05% | 200,117 | Common | SOLE |
| G6256B106 | — | DENALI CAPITAL ACQ CRP; TNT ACQ DT: 4/7/2023; CASH: $10.20 | $1.5M | 0.05% | 139,050 | Common | SOLE |
| 464288240 | ACWX | ISHARES TR MSCI ACWI EX US | $1.5M | 0.05% | 32,332 | Common | SOLE |
| 00306J109 | XJEQX | ABERDEEN JAPAN EQUITY FUND INC | $1.5M | 0.05% | 281,812 | Common | SOLE |
| 95766P108 | — | WESTERN ASST MN PRT FD INC COM | $1.5M | 0.05% | 141,845 | Common | SOLE |
| 464288679 | SHV | ISHARES SHORT TREASURY BOND | $1.5M | 0.05% | 13,500 | Common | SOLE |
| 09254C107 | — | BLACKROCK MUNIHOLDINGS QUALITY FUND II INC | $1.4M | 0.05% | 163,306 | Common | SOLE |
| G3R34K103 | FNVT | FINNOVATE ACQ CRP; TNT ACQ DT: 5/04/2023; CASH: $10.20 | $1.4M | 0.05% | 131,325 | Common | SOLE |
| 15719Y105 | — | CETUS CAPITAL ACQ CRP; TNT ACQ DT:11/01/2023; CASH: $10.25 | $1.4M | 0.05% | 135,403 | Common | SOLE |
| 00301w105 | — | ABERDEEN EMERGING MARKETS EQUITY INCOME FUND INC | $1.4M | 0.05% | 286,411 | Common | SOLE |
| 53118A105 | — | LIBERTY RESOURCES ACQ CRP; TNT ACQ DT: 08/08/2023; CASH: $10.15 | $1.3M | 0.04% | 122,825 | Common | SOLE |
| G3934P102 | — | GLOBAL PARTNER ACQ CRP II; TNT ACQ DT: 1/12/2023; CASH: $10.00 | $1.3M | 0.04% | 121,650 | Common | SOLE |
| 09257A108 | BCX | BLACKROCK RESOURCES AND COMMODITIES | $1.3M | 0.04% | 137,510 | Common | SOLE |
| G3312W109 | — | EVERGREEN CORP; TNT ACQ DT: 08/11/2023; CASH: $10.15 | $1.2M | 0.04% | 113,350 | Common | SOLE |
| G3167L109 | — | ENPHYS ACQ CRP UNIT; TNT ACQ DT: 10/6/2023; CASH: $10.00 | $1.2M | 0.04% | 116,300 | Common | SOLE |
| G9074V106 | — | TRISTAR ACQ CRP; TNT ACQ DT: 07/13/2023; CASH: $10.10 | $1.2M | 0.04% | 111,892 | Common | SOLE |
| 27827Y109 | XENWX | EATON VANCE NEW YORK MUN BD FD COM | $1.2M | 0.04% | 142,441 | Common | SOLE |
| 89278D109 | TBMC | TRAILBLAZER ACQ CRP; TNT ACQ DT: 3/29/2024; CASH: $10.20 | $1.2M | 0.04% | 111,750 | Common | SOLE |
| 368802104 | GAM | GENERAL AMERICAN INVESTORS COMPANY, INC | $1.1M | 0.04% | 27,010 | Common | SOLE |
| 079174108 | — | BELLEVUE LIFE SCIENCES ACQ CRP; TNT ACQ DT: 11/10/2023; CASH: $10.20 | $1.1M | 0.04% | 103,250 | Common | SOLE |
| 758083109 | — | REDWOODS ACQ CORP. TNT ACQ DT: 4/4/2023; CASH: $10.10 | $1.1M | 0.04% | 100,075 | Common | SOLE |
| G5260A104 | — | KEYARCH ACQ CRP; TNT ACQ DT: 7/25/2023; CASH: $10.10 | $1.1M | 0.04% | 99,950 | Common | SOLE |
| 922042742 | VT | VANGUARD TOTAL WORLD STOCK ETF | $1.0M | 0.04% | 11,245 | Common | SOLE |
| G5000D103 | IXAQF | IX ACQ CRP; TNT ACQ DT: 4/7/2023; CASH: $10.05 | $1.0M | 0.03% | 93,150 | Common | SOLE |
| 27826U108 | EVN | EATON VANCE MUNICIPAL INCOME TRUST | $1.0M | 0.03% | 112,695 | Common | SOLE |
| G0888J108 | — | BATTERY FUTURE ACQ CRP; TNT ACQ DT: 12/17/2023; CASH: $10.20 | $984,771 | 0.03% | 90,512 | Common | SOLE |
| G87119106 | TETEF | TECH AND TELECOM ACQ CRP UNIT; TNT ACQ DT: 1/18/2023; CASH: $10.15 | $963,899 | 0.03% | 84,925 | Common | SOLE |
| G4828B100 | WELNF | INTEGRATED WELLNESS ACQ CRP UNIT; TNT ACQ DT: 09/13/2023; CASH: $10.20 | $950,506 | 0.03% | 86,725 | Common | SOLE |
| 723763108 | XMHIX | PIONEER MUNICIPAL HIGH INCOME TRUST | $900,778 | 0.03% | 124,589 | Common | SOLE |
| 921937793 | BLV | VANGUARD BD INDEX FD INC LONG TERM BOND | $873,792 | 0.03% | 13,030 | Common | SOLE |
| 44364H100 | — | HUDSON ACQ I CORP. TNT ACQ DT: 07/14/2023; CASH: $10.15 | $849,604 | 0.03% | 79,775 | Common | SOLE |
| G2058L103 | — | CHAVANT CAPITAL ACQ CRP; TNT ACQ DT: 7/20/2022; CASH: $10.00 | $819,645 | 0.03% | 74,176 | Common | SOLE |
| 28201D109 | — | EF HUTTON ACQ CORP I. TNT ACQ DT: 06/09/2023; CASH: $10.10 | $813,120 | 0.03% | 77,000 | Common | NONE |
| 09254G108 | XMQTX | BLACKROCK MUNITIELD QUALITY FUND II | $759,026 | 0.03% | 84,430 | Common | SOLE |
| 04845A108 | — | ATLANTIC COAST ACQ CRP; TNT ACQ DT: 4/14/2023; CASH: $10.20 | $734,902 | 0.02% | 69,725 | Common | SOLE |
| 64124k102 | — | NEUBERGER BERMAN NY INTMD MU | $723,287 | 0.02% | 82,567 | Common | SOLE |
| 155123102 | CET | CENTRAL SECURITIES CORP | $706,483 | 0.02% | 19,929 | Common | SOLE |
| 34417L109 | — | FOCUS IMPACT ACQ CRP; TNT ACQ DT: 05/01/2023; CASH: $10.20 | $699,300 | 0.02% | 64,750 | Common | SOLE |
| 552738106 | MFM | MFS MUNICIPAL INCOME TRUST | $663,850 | 0.02% | 145,901 | Common | SOLE |
| 410123103 | JHS | JOHN HANCOCK INCOME SECURITIES TRUST | $654,721 | 0.02% | 63,813 | Common | SOLE |
| 45784L100 | — | INSIGHT ACQ CRP; TNT ACQ DT: 3/02/2023; CASH: $10.05 | $646,070 | 0.02% | 60,950 | Common | NONE |
| 169373107 | XXCHNXX | CHINA FD INC COM | $634,612 | 0.02% | 60,040 | Common | SOLE |
| 464287622 | IWB | ISHARES RUSSELL 1000 ETF | $582,107 | 0.02% | 2,478 | Common | SOLE |
| G8675N109 | TGAAF | TARGET GLOBAL ACQ CRP; TNT ACQ DT: 06/9/2023; CASH: $10.20 | $567,507 | 0.02% | 52,300 | Common | SOLE |
| G8210L105 | SLAMF | SLAM CRP; TNT ACQ DT: 02/25/2023; CASH: $10.00 | $544,983 | 0.02% | 50,555 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP COM | $536,775 | 0.02% | 1,700 | Common | SOLE |
| G0440J109 | APXIF | APX ACQ CRP; TNT ACQ DT: 03/07/2023; CASH: $10.20 | $524,915 | 0.02% | 47,850 | Common | SOLE |
| 950415109 | — | WELSBACH TECHNOLOGY METALS ACQ CRP; TNT ACQ DT: 03/30/2023; CASH: $10.00 | $496,909 | 0.02% | 45,925 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR TR UNIT | $483,052 | 0.02% | 1,130 | Common | SOLE |
| G5259L103 | — | KERNAL ACQ CORP; TNT ACQ DT: 2/3/2023; CASH; $10.00 | $478,776 | 0.02% | 45,125 | Common | SOLE |
| 12530D105 | — | C5 ACQ CRP; TNT ACQ DT: 04/11/2023; CASH: $10.20 | $471,655 | 0.02% | 42,995 | Common | SOLE |
| G71704103 | HOVR | PONO CAPITAL THREE ACQ CRP; TNT ACQ DT: 8/10/2024 CASH: $10.25 | $466,838 | 0.02% | 44,250 | Common | SOLE |
| G63290111 | PLMJF | ALPINE PARTNERS TECHNOLOGY MERGER CRP; TNT ACQ DT: 7/30/2023; CASH: $10.00 | $452,496 | 0.02% | 42,850 | Common | SOLE |
| 46434G103 | IEMG | ISHARES CORE MSCI EMERGING MARKETS ETF | $444,586 | 0.01% | 9,342 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC COM | $423,024 | 0.01% | 1,400 | Common | SOLE |
| 780915104 | RMT | ROYCE MICRO-CAP TRUST INC | $414,000 | 0.01% | 50,000 | Common | SOLE |
| 07402Q101 | — | BEARD ENERGY TRANSITION ACQ CORP. TNT ACQ DT: 05/29/2023; CASH: $10.20 | $402,319 | 0.01% | 37,425 | Common | SOLE |
| 482082104 | — | JUPITER ACQ CRP; TNT ACQ DT: 8/17/2023; CASH: $10.00 | $384,509 | 0.01% | 37,440 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP COM | $376,016 | 0.01% | 3,550 | Common | SOLE |
| 83014E109 | — | SIZZLE ACQ CRP; TNT ACQ DT: 2/4/2023; CASH: $10.20 | $370,326 | 0.01% | 34,100 | Common | SOLE |
| 532457108 | LLY | LILLY ELI & CO COM | $365,248 | 0.01% | 680 | Common | SOLE |
| 233276104 | DMYY | DMY SQUARED TECHNOLOGY GROUP, INC. TNT ACQ DT: 12/30/2023; CASH: $10.15 | $353,213 | 0.01% | 33,800 | Common | SOLE |
| G9R16L100 | VMCAF | VALUENCE ACQ CRP; TNT ACQ DT: 6/1/2023; CASH: $10.30 | $352,425 | 0.01% | 31,750 | Common | SOLE |
| 09260U109 | BCAT | BLACKROCK CAPITAL ALLOCATION | $322,403 | 0.01% | 22,250 | Common | SOLE |
| G44525106 | — | PEARL HOLDINGS ACQ CRP; TNT ACQ DT: 12/17/2023; CASH: $10.20 | $319,770 | 0.01% | 30,600 | Common | SOLE |
| 95790A101 | IGI | WESTERN ASSET INV GRA DEF OP | $314,036 | 0.01% | 19,838 | Common | SOLE |
| G2365L101 | — | CONSILIUM ACQ CRP; TNT ACQ DT: 7/13/2023; CASH: $10.15 | $302,275 | 0.01% | 28,250 | Common | SOLE |
| 59318b108 | — | MFS INVT GRADE MUN TR SH BEN INT | $293,600 | 0.01% | 41,528 | Common | SOLE |
| G9831X106 | ZLSSF | XPAC ACQ CORP. TNT ACQ DT: 08/03/2023; CASH: $10.00 | $290,400 | 0.01% | 27,500 | Common | SOLE |
| 958435109 | SBI | WESTERN ASSET INTERMEDIATE | $286,400 | 0.01% | 40,000 | Common | SOLE |
| 46132K109 | VPV | INVESCO PENNSYLVANIA VALUE MUNICIPAL INCOME TRUST | $284,270 | 0.01% | 31,762 | Common | SOLE |
| 92912X101 | IDE | VOYA INFRASTRUCTURE INDUST AND MATER FUND | $282,928 | 0.01% | 30,003 | Common | SOLE |
| 02115M109 | — | ALSET CAPITAL ACQ CRP; TNT ACQ DT: 11/03/2023; CASH: $10.10 | $262,500 | 0.01% | 25,000 | Common | SOLE |
| 78468R663 | BIL | SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | $254,801 | 0.01% | 2,775 | Common | SOLE |
| 600379101 | XHIEX | MILLER/HOWARD HIGH INCOME EQUITY FUND | $248,000 | 0.01% | 25,000 | Common | SOLE |
| 592835102 | MXF | MEXICO FUND INC | $235,966 | 0.01% | 14,327 | Common | SOLE |
| 870875101 | SWZ | SWISS HELVETIA FD INC COM | $213,309 | 0.01% | 27,920 | Common | SOLE |
| 538086109 | — | LIVE OAK CRESTVIEW CLIMATE ACQ CRP; TNT ACQ DT: 9/22/2023; CASH: $10.10 | $210,708 | 0.01% | 20,319 | Common | SOLE |
| 19247L106 | RQI | COHEN & STEERS QUAL INC RLTY | $208,848 | 0.01% | 20,637 | Common | SOLE |
| 723762100 | XPMAX | PIONEER MUNI HI INC ADV TRST | $197,653 | 0.01% | 29,369 | Common | SOLE |
| G6859L105 | BRLS | OXUS ACQ CORP; TNT ACT DT: 03/08/2023: CASH $10.20 | $169,400 | 0.01% | 15,400 | Common | SOLE |
| 45827K101 | INTE | INTEGRAL ACQ CRP; TNT ACQ DT: 05/05/2023; CASH: $10.15 | $166,346 | 0.01% | 15,474 | Common | SOLE |
| G81173109 | — | SHUAA PARTNERS ACQ CORP. TNT ACQ DT: 03/04/2023; CASH: $10.25 | $143,712 | 0.00% | 12,947 | Common | SOLE |
| 36246K103 | GRX | GABELLI HLTHCARE & WELLNESS TR SHS | $137,280 | 0.00% | 16,000 | Common | SOLE |
| 09662E109 | DSM | BNY MELLON STRATEGIC MUNICIPAL BOND FUND INC | $128,191 | 0.00% | 25,793 | Common | SOLE |
| 72201A103 | XPMQX | PIMCO MUNICIPAL INCOME FUND III | $123,312 | 0.00% | 19,059 | Common | SOLE |
| G11217117 | — | BIOPLUS METEORA ACQ CRP; TNT ACQ DT: 6/03/2023; CASH: $10.20 | $110,946 | 0.00% | 10,235 | Common | SOLE |
| G48028107 | — | INFINITE CQ CORP. TNT ACQ DT: 08/23/2023; CASH: $10.20 | $110,828 | 0.00% | 10,300 | Common | SOLE |
| 95766R104 | WIW | WESTERN ASSET INFLATION-LINKED OPP & INC FD | $102,875 | 0.00% | 12,500 | Common | SOLE |
| 72200M108 | XPCKX | PIMCO CALIFORNIA MUNICIPAL INCOME FUND II | $94,662 | 0.00% | 18,857 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.