Q3 2023 · 13F-HR
CITY OF LONDON INVESTMENT MANAGEMENT CO LTDholdings as filed
Filed 2023-11-09 · accession 0001072613-23-000564
$1.14B
Reported value
102
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 88018T101 | TDF | TEMPLETON DRAGON FUND | $104.2M | 9.13% | 12,203,181 | Common | SOLE |
| 617468103 | XCAFX | MS CHINA A SHARE | $84.9M | 7.44% | 6,814,748 | Common | SOLE |
| 874036106 | TWN | TAIWAN FUND | $83.9M | 7.35% | 2,799,375 | Common | SOLE |
| 00301W105 | AEF | ABRDN EMERGING MARKETS EQUITIES | $82.0M | 7.18% | 17,194,553 | Common | SOLE |
| 592835102 | MXF | MEXICO FUND | $55.8M | 4.89% | 3,390,091 | Common | SOLE |
| 64129H104 | NML | NEUBERGER BERMAN ENERGY INFRAS & INCOME | $51.0M | 4.46% | 7,407,169 | Common | SOLE |
| 46434V423 | KSA | ISHARES MSCI SAUDI ARABIA | $50.9M | 4.46% | 1,313,453 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $48.0M | 4.21% | 280,494 | Common | SOLE |
| 46434G772 | EWT | ISHARES MSCI TAIWAN | $44.6M | 3.91% | 1,001,095 | Common | SOLE |
| 64133Q108 | NBXG | NEUBERGER BERMAN NEXT GEN | $39.2M | 3.43% | 3,761,505 | Common | SOLE |
| 880191101 | EMF | TEMPLETON EMERGING MARKETS FD | $37.9M | 3.32% | 3,353,903 | Common | SOLE |
| 169373107 | XXCHNXX | CHINA FUND INC. | $35.7M | 3.12% | 3,374,284 | Common | SOLE |
| 500634209 | KF | KOREA FUND | $35.4M | 3.10% | 1,685,599 | Common | SOLE |
| 61745C105 | IIF | MS INDIA INVESTMENT | $32.1M | 2.81% | 1,435,129 | Common | SOLE |
| 47109U104 | JOF | JAPAN SMALLER CAPITALIZATION FUND, INC | $31.6M | 2.77% | 4,447,382 | Common | SOLE |
| 09260Q108 | BTX | BLACKROCK INNOVATION & GROWTH TERM TRUST | $20.0M | 1.75% | 2,876,705 | Common | SOLE |
| G3156P103 | ASA | ASA GOLD AND PRECIOUS METALS LTD | $19.0M | 1.66% | 1,421,730 | Common | SOLE |
| 92912J102 | IAE | VOYA ASIA PACIFIC HIGH DIV FUND | $17.3M | 1.52% | 2,993,440 | Common | SOLE |
| 92912P108 | IHD | VOYA EMERGING MARKETS HIGH INC | $15.7M | 1.37% | 3,181,983 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $15.5M | 1.36% | 118,285 | Common | SOLE |
| 69355J104 | SDHY | PGIM SHORT DURATION HIGH YIELD | $12.8M | 1.12% | 883,724 | Common | SOLE |
| 09257R101 | BGB | BLACKSTONE STRATEGIC CREDIT 2027 TERM | $11.4M | 1.00% | 1,040,208 | Common | SOLE |
| 644465106 | GF | NEW GERMANY | $9.7M | 0.85% | 1,187,660 | Common | SOLE |
| 33741Q107 | FTHY | FIRST TRUST HIGH YIELD OPPORTUNITY | $9.2M | 0.81% | 691,753 | Common | SOLE |
| 600379101 | XHIEX | MILLER/HOWARD HIGH DIVIDEND FUND | $8.8M | 0.77% | 885,247 | Common | SOLE |
| 48251W104 | KKR | KKR & CO INC | $8.5M | 0.74% | 137,428 | Common | SOLE |
| 09250U101 | BGR | BLACKROCK GLOBAL ENERGY RES. | $7.8M | 0.69% | 596,971 | Common | SOLE |
| 69346J106 | GHY | PGIM GLOBAL HIGH YIELD FUND | $7.8M | 0.69% | 725,903 | Common | SOLE |
| 09262F100 | ECAT | BLACKROCK ESG CAPITAL ALLOCATION TERM TR | $7.3M | 0.64% | 491,672 | Common | SOLE |
| 95790K109 | WDI | WESTERN ASSET DIVERSIFIED INCOME FUND | $7.1M | 0.62% | 532,800 | Common | SOLE |
| 46135X108 | XHITX | INVESCO HIGH INCOME 2023 TARGET FUND | $6.8M | 0.60% | 1,004,630 | Common | SOLE |
| 69346H100 | ISD | PGIM HIGH YIELD BOND FUND INC | $6.6M | 0.58% | 561,184 | Common | SOLE |
| 464286400 | EWZ | ISHARES MSCI BRAZIL- US | $6.5M | 0.57% | 213,109 | Common | SOLE |
| 09248E102 | XBFZX | BLACKROCK CALIFORNIA MUNICIPAL | $6.4M | 0.56% | 617,585 | Common | SOLE |
| 46429B671 | MCHI | ISHARES MSCI CHINA ETF | $5.9M | 0.52% | 137,118 | Common | SOLE |
| 09260E105 | BMEZ | BLACKROCK HEALTH SCIENCES TERM TRUST | $5.1M | 0.45% | 357,207 | Common | SOLE |
| 880198106 | — | TEMPLETON GLOBAL INCOME FUND | $4.9M | 0.43% | 1,269,542 | Common | SOLE |
| 14316J108 | CG | THE CARLYLE GROUP INC | $4.9M | 0.43% | 162,315 | Common | SOLE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INCOME FUND | $4.4M | 0.38% | 531,802 | Common | SOLE |
| 112830104 | RA | BROOKFIELD REAL ASSETS INCOME | $4.4M | 0.38% | 355,581 | Common | SOLE |
| 33733U108 | FCT | FIRST TRUST SENIOR FLOATING RATE INCOME | $4.2M | 0.36% | 415,950 | Common | SOLE |
| 56064Q107 | MEGI | MAINSTAY CBRE GLOBAL INFRASTRUCTURE FUND | $4.1M | 0.36% | 348,386 | Common | SOLE |
| 723760104 | XMIOX | PIONEER MUNICIPAL HIGH INCOME | $4.0M | 0.35% | 420,521 | Common | SOLE |
| 67073D102 | XJQCX | NUVEEN CREDIT STRATEGIES INCOME FUND | $4.0M | 0.35% | 793,163 | Common | SOLE |
| 09260K101 | BSTZ | BLACKROCK SCIENCE & TECHNOLOGY TERM TRUS | $3.7M | 0.33% | 225,172 | Common | SOLE |
| 92912X101 | IDE | VOYA INFRASTRUCTURE INDUSTRIALS AND MAT | $3.5M | 0.31% | 373,209 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $3.4M | 0.30% | 10,919 | Common | SOLE |
| 09260D107 | BX | THE BLACKSTONE GROUP INC | $3.3M | 0.29% | 31,121 | Common | SOLE |
| 023135106 | AMZN | AMAZON.COM INC | $3.2M | 0.28% | 25,315 | Common | SOLE |
| 091941104 | BGT | BLACKROCK FLT RT INC | $2.9M | 0.26% | 241,483 | Common | SOLE |
| 006212104 | ADX | ADAMS DIVERSIFIED EQUITY FUND | $2.8M | 0.24% | 166,051 | Common | SOLE |
| 95768B107 | HYI | WESTERN ASSET HIGH YIELD DEFINED OPPORTU | $2.6M | 0.23% | 227,736 | Common | SOLE |
| 35472T101 | FTF | FRANKLIN LTD DURATION INCOME TRUST | $2.6M | 0.23% | 427,113 | Common | SOLE |
| 592834105 | MXE | MEXICO EQUITY & INCOME FUND INC | $2.6M | 0.23% | 274,855 | Common | SOLE |
| 464286145 | FMUSD | ISHARES MSCI FRONTIER 100 ETF | $2.3M | 0.21% | 90,500 | Common | SOLE |
| 59318E102 | CMU | MFS HIGH YIELD MUNICIPAL TRU | $2.2M | 0.19% | 709,091 | Common | SOLE |
| 27828H105 | XEVVX | EATON VANCE LIMITED DURATION INCOME FUND | $2.1M | 0.18% | 233,055 | Common | SOLE |
| 37950E259 | ARGT | GLOBAL X FTSE ARGENTINA 20 ETF | $2.1M | 0.18% | 50,000 | Common | SOLE |
| 27828A100 | XEVMX | EATON VANCE CALIFORNIA MUNICIPAL | $1.8M | 0.16% | 222,381 | Common | SOLE |
| 037636107 | — | APOLLO SENIOR FLOATING RATE FUND INC | $1.7M | 0.15% | 129,168 | Common | SOLE |
| 31423P108 | FMN | FEDERATED HERMES PREMIER MUNICIPAL INC | $1.7M | 0.15% | 180,874 | Common | SOLE |
| 037638103 | — | APOLLO TACTICAL INCOME FUND INC. | $1.5M | 0.13% | 111,376 | Common | SOLE |
| 95766K109 | HIO | WESTERN ASSET HIGH INCOME OPPORTUNITY | $1.5M | 0.13% | 403,530 | Common | SOLE |
| 23334J107 | DTF | DTF TAX FREE INCOME INC | $1.5M | 0.13% | 136,353 | Common | SOLE |
| 67066V101 | NAD | NUVEEN QUALITY MUNICIPAL INCOME | $1.4M | 0.12% | 136,191 | Common | SOLE |
| 09254E103 | MYI | BLACKROCK MUNIYIELD QUALITY FUND III | $1.3M | 0.11% | 136,198 | Common | SOLE |
| 879105104 | THQ | TEKLA HEALTHCARE OPPORTUNITIES | $1.2M | 0.10% | 69,596 | Common | SOLE |
| 368802104 | GAM | GENERAL AMERICAN INVESTORS | $1.2M | 0.10% | 28,448 | Common | SOLE |
| 670657105 | XNEAX | NUVEEN AMT-FREE MUNICIPAL INCOME FUND | $1.1M | 0.10% | 114,982 | Common | SOLE |
| 33738E109 | — | FIRST TRUST HIGH INCOME LONG/SHORT FUND | $1.1M | 0.10% | 102,040 | Common | SOLE |
| 09253X102 | XMUIX | BLACKROCK MUNI INTERMEDIATE DURATION FUN | $1.1M | 0.09% | 103,574 | Common | SOLE |
| 233368109 | KTF | DWS MUNICIPAL INCOME TRUST | $1.0M | 0.09% | 129,929 | Common | SOLE |
| 922042775 | VEU | VANGUARD FTSE ALL WORLD EX-US | $918,099 | 0.08% | 17,700 | Common | SOLE |
| 09255R202 | DSU | BLACKROCK DEBT STRATEGIES FUND INC | $914,410 | 0.08% | 89,037 | Common | SOLE |
| 27827X101 | EIM | EATON VANCE MUNICIPAL BOND FUND | $873,457 | 0.08% | 97,484 | Common | SOLE |
| 36242H104 | XGDVX | GABELLI DIV & INCOME TRUST | $861,231 | 0.08% | 44,302 | Common | SOLE |
| 46429B598 | INDA | ISHARES MSCI INDIA ETF | $823,351 | 0.07% | 18,611 | Common | SOLE |
| 18469P209 | EMO | CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY | $808,350 | 0.07% | 25,500 | Common | SOLE |
| 00306J109 | XJEQX | ABRDN JAPAN EQUITY FUND INC | $793,357 | 0.07% | 148,291 | Common | SOLE |
| 670750108 | NMAI | NUVEEN MULTI-ASSET INCOME FUND | $782,292 | 0.07% | 70,350 | Common | SOLE |
| 37954Y665 | — | GLOBAL X NIGERIA INDEX ETF | $756,554 | 0.07% | 88,000 | Common | SOLE |
| 59318D104 | CXE | MFS HIGH INCOME MUNICIPAL TRUST | $738,055 | 0.06% | 236,556 | Common | SOLE |
| 870875101 | SWZ | SWISS HELVETIA FUND INC | $667,110 | 0.06% | 87,318 | Common | SOLE |
| 67070X101 | NZF | NUVEEN MUNICIPAL CREDIT INCOME | $657,226 | 0.06% | 63,013 | Common | SOLE |
| 09253W104 | XMYDX | BLACKROCK MUNIYIELD FUND INC | $646,951 | 0.06% | 70,474 | Common | SOLE |
| 092524107 | XBGYX | BLACKROCK ENHANCED INTERNATIONAL | $619,758 | 0.05% | 124,200 | Common | SOLE |
| 19249Q103 | RLTY | COHEN & STEERS REAL ESTATE OPP | $617,134 | 0.05% | 47,290 | Common | SOLE |
| 95790A101 | IGI | WESTERN ASSET INVESTMENT GRADE DEFINED O | $612,494 | 0.05% | 38,692 | Common | SOLE |
| 46133G107 | IQI | INVESCO QUALITY MUNICIPAL INCOME TRUST | $508,098 | 0.04% | 60,560 | Common | SOLE |
| 450047204 | IRSUSD | IRSA INVERSIONES Y REPRESENTAC ADR | $469,843 | 0.04% | 80,178 | Common | SOLE |
| 155123102 | CET | CENTRAL SECS CORP | $407,675 | 0.04% | 11,500 | Common | SOLE |
| 87911J103 | HQH | TEKLA HEALTHCARE INVESTORS | $344,277 | 0.03% | 22,140 | Common | SOLE |
| 95766M105 | MMU | WESTERN ASSET MANAGED MUNICIPALS FUND | $327,079 | 0.03% | 36,627 | Common | SOLE |
| 12812C106 | CPZ | CALAMOS LONG/SHORT EQUITY & DYNAMIC | $320,144 | 0.03% | 21,646 | Common | SOLE |
| 27828S101 | ETG | EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE | $304,324 | 0.03% | 19,787 | Common | SOLE |
| 723762100 | XPMAX | PIONEER MUNICIPAL HIGH INCOME ADVANTAGE | $268,386 | 0.02% | 39,879 | Common | SOLE |
| 89148K200 | XNDPX | TORTOISE ENERGY INDEPENDENCE FUND | $249,686 | 0.02% | 7,884 | Common | SOLE |
| 885213108 | TBLD | THORNBURG INCOME BUILDER TRUST | $191,581 | 0.02% | 13,122 | Common | SOLE |
| P5880C134 | — | IRSA INVERSIONES Y REPRESENTAC WARRANT | $188,124 | 0.02% | 482,370 | Common | SOLE |
| 003011103 | — | ABRDN AUSTRALIA EQUITY FUND | $186,404 | 0.02% | 47,191 | Common | SOLE |
| 09257A108 | BCX | BLACKROCK RESOURCES AND COMMODITIES | $119,656 | 0.01% | 12,992 | Common | SOLE |
| 298768102 | EEA | THE EUROPEAN EQUITY FUND INC | $95,399 | 0.01% | 12,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.