Q2 2023 · 13F-HR
BLUEFIN CAPITAL MANAGEMENT, LLCholdings as filed
Filed 2023-08-14 · accession 0001085146-23-003452
$509.5M
Reported value
164
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 165167172 | EXEEZ | CHESAPEAKE ENERGY CORP | $92.8M | 18.2% | 1,242,880 | Common | SOLE |
| 165167180 | EXEEL | CHESAPEAKE ENERGY CORP | $78.1M | 15.3% | 1,193,919 | Common | SOLE |
| 19247G206 | — | COHERENT CORP | $44.6M | 8.76% | 196,531 | Common | SOLE |
| 82706C108 | SIMO | SILICON MOTION TECHNOLOGY CO | $41.7M | 8.19% | 580,715 | Common | SOLE |
| 252131AH0 | — | DEXCOM INC | $31.8M | 6.24% | 102,030 | Common | SOLE |
| 464287184 | FXI | ISHARES TR | $26.8M | 5.26% | 985,406 | Common | SOLE |
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $24.4M | 4.79% | 7,682,800 | CALL | SOLE |
| 674599162 | OXY/WS | OCCIDENTAL PETE CORP | $16.2M | 3.18% | 433,836 | Common | SOLE |
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $15.6M | 3.06% | 18,227,800 | PUT | SOLE |
| 464287234 | EEM | ISHARES TR | $15.0M | 2.95% | 379,565 | Common | SOLE |
| 81181C104 | — | SEAGEN INC | $9.8M | 1.92% | 2,776,200 | PUT | SOLE |
| 928563402 | VMWA | VMWARE INC | $9.0M | 1.76% | 62,552 | Common | SOLE |
| 294600101 | ETRNUSD | EQUITRANS MIDSTREAM CORP | $6.7M | 1.31% | 697,502 | Common | SOLE |
| 85207H104 | PHYS | SPROTT PHYSICAL GOLD TR | $6.3M | 1.23% | 420,837 | Common | SOLE |
| 85512G106 | STHO | STAR HLDGS | $5.3M | 1.03% | 358,703 | Common | SOLE |
| 45667GAF0 | — | INFINERA CORP | $4.5M | 0.88% | 1,530,000 | Common | SOLE |
| 00214Q104 | ARKK | ARK ETF TR | $4.0M | 0.78% | 90,399 | Common | SOLE |
| 08862E109 | BYND | BEYOND MEAT INC | $4.0M | 0.78% | 530,800 | PUT | SOLE |
| 38741LAC1 | — | GRANITE PT MTG TR INC | $3.9M | 0.76% | 40,000 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $3.8M | 0.74% | 83,700 | Common | SOLE |
| 46583P102 | — | IVERIC BIO INC | $3.7M | 0.73% | 94,904 | Common | SOLE |
| 878742204 | TECK | TECK RESOURCES LTD | $3.7M | 0.73% | 87,971 | Common | SOLE |
| 82706C108 | SIMO | SILICON MOTION TECHNOLOGY CO | $3.1M | 0.60% | 594,300 | CALL | SOLE |
| 26884L109 | EQT | EQT CORP | $2.9M | 0.58% | 71,614 | Common | SOLE |
| 928563402 | VMWA | VMWARE INC | $2.9M | 0.56% | 201,700 | CALL | SOLE |
| 82706C108 | SIMO | SILICON MOTION TECHNOLOGY CO | $2.6M | 0.51% | 732,100 | PUT | SOLE |
| 912008109 | USFD | US FOODS HLDG CORP | $2.2M | 0.43% | 654,000 | CALL | SOLE |
| 345370860 | F | FORD MTR CO DEL | $2.1M | 0.41% | 136,663 | Common | SOLE |
| 85571BBA2 | STWD 6.75 07/15/27 | STARWOOD PPTY TR INC | $2.0M | 0.40% | 2,000,000 | Common | SOLE |
| 26210CAD6 | DBX 0 03/01/28 | DROPBOX INC | $1.9M | 0.38% | 20,000 | Common | SOLE |
| 85207K107 | PSLV | SPROTT PHYSICAL SILVER TR | $1.7M | 0.33% | 215,565 | Common | SOLE |
| 02364V206 | GHI | GREYSTONE HOUSING IMPACT INV | $1.6M | 0.32% | 99,443 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $1.5M | 0.29% | 1,700 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $1.4M | 0.27% | 109,400 | Common | SOLE |
| G9460G119 | VAL/WS | VALARIS LIMITED | $1.3M | 0.25% | 121,418 | Common | SOLE |
| 138103106 | UTE0 | CANTALOUPE INC | $1.3M | 0.25% | 157,646 | Common | SOLE |
| 81181C104 | — | SEAGEN INC | $1.1M | 0.22% | 2,177,000 | CALL | SOLE |
| 458140100 | INTC | INTEL CORP | $1.1M | 0.22% | 33,100 | Common | SOLE |
| 462726100 | I8R | IROBOT CORP | $1.1M | 0.21% | 23,957 | Common | SOLE |
| 464287515 | IGV | ISHARES TR | $968,894 | 0.19% | 2,801 | Common | SOLE |
| G4465R103 | — | CHIJET MTR CO INC. | $929,738 | 0.18% | 346,917 | Common | SOLE |
| 71654V408 | PBR | PETROLEO BRASILEIRO SA PETRO | $925,379 | 0.18% | 66,911 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $899,346 | 0.18% | 85,500 | CALL | SOLE |
| 294600101 | ETRNUSD | EQUITRANS MIDSTREAM CORP | $876,166 | 0.17% | 711,400 | CALL | SOLE |
| 78467X109 | DIA | SPDR DOW JONES INDL AVERAGE | $859,625 | 0.17% | 2,500 | Common | SOLE |
| 753422104 | RPD | RAPID7 INC | $837,771 | 0.16% | 18,502 | Common | SOLE |
| 46434G772 | EWT | ISHARES INC | $818,806 | 0.16% | 17,414 | Common | SOLE |
| 928563402 | VMWA | VMWARE INC | $790,581 | 0.16% | 307,300 | PUT | SOLE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $789,219 | 0.15% | 51,482 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $751,052 | 0.15% | 3,872 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $740,025 | 0.15% | 6,900 | Common | SOLE |
| 165167164 | EXEEW | CHESAPEAKE ENERGY CORP | $717,771 | 0.14% | 9,214 | Common | SOLE |
| 878742204 | TECK | TECK RESOURCES LTD | $696,895 | 0.14% | 501,500 | PUT | SOLE |
| 172967424 | C | CITIGROUP INC | $636,411 | 0.12% | 13,823 | Common | SOLE |
| 464286822 | EWW | ISHARES INC | $621,800 | 0.12% | 10,000 | Common | SOLE |
| N82405106 | STLA | STELLANTIS N.V | $585,836 | 0.11% | 33,400 | Common | SOLE |
| 09581B103 | OWL | BLUE OWL CAPITAL INC | $533,139 | 0.10% | 45,763 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $511,277 | 0.10% | 1,384 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $458,082 | 0.09% | 3,400 | Common | SOLE |
| 464287234 | EEM | ISHARES TR | $437,500 | 0.09% | 9,000,000 | PUT | SOLE |
| 30303M102 | META | META PLATFORMS INC | $436,560 | 0.09% | 9,600 | CALL | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $426,943 | 0.08% | 3,700 | Common | SOLE |
| G65773106 | NAT | NORDIC AMERICAN TANKERS LIMI | $422,417 | 0.08% | 115,100 | Common | SOLE |
| 055622104 | BP | BP PLC | $384,661 | 0.08% | 10,900 | Common | SOLE |
| 26884L109 | EQT | EQT CORP | $382,500 | 0.08% | 100,000 | PUT | SOLE |
| 912008109 | USFD | US FOODS HLDG CORP | $369,600 | 0.07% | 528,000 | PUT | SOLE |
| 88688T100 | TLRYEUR | TILRAY BRANDS INC | $364,320 | 0.07% | 26,400 | PUT | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $363,933 | 0.07% | 821 | Common | SOLE |
| 48661E108 | — | KAYNE ANDERSON NEXTGEN ENRGY | $355,170 | 0.07% | 50,024 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $334,512 | 0.07% | 2,300 | Common | SOLE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $322,540 | 0.06% | 1,000 | Common | SOLE |
| 500767306 | KWEB | KRANESHARES TR | $312,738 | 0.06% | 11,613 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $304,958 | 0.06% | 8,200 | Common | SOLE |
| 110448107 | BTI | BRITISH AMERN TOB PLC | $302,120 | 0.06% | 9,100 | Common | SOLE |
| G1611B107 | BROGF | BROOGE ENERGY LTD | $285,902 | 0.06% | 59,439 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $281,290 | 0.06% | 163,000 | PUT | SOLE |
| 035710839 | NLY | ANNALY CAPITAL MANAGEMENT IN | $270,236 | 0.05% | 13,505 | Common | SOLE |
| 09251A104 | BDJ | BLACKROCK ENHANCED EQUITY DI | $261,234 | 0.05% | 31,323 | Common | SOLE |
| 64110W102 | NTES | NETEASE INC | $260,676 | 0.05% | 2,696 | Common | SOLE |
| 229050307 | CYRX | CRYOPORT INC | $259,164 | 0.05% | 15,024 | Common | SOLE |
| 46429B309 | EIDO | ISHARES TR | $254,818 | 0.05% | 11,055 | Common | SOLE |
| 74935Q107 | RBA | RB GLOBAL INC | $228,000 | 0.04% | 3,800 | Common | SOLE |
| 64107A105 | NPWR | NET POWER INC | $222,131 | 0.04% | 17,087 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $205,530 | 0.04% | 7,800 | Common | SOLE |
| 393221106 | — | GREEN PLAINS PARTNERS LP | $194,100 | 0.04% | 15,000 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $193,250 | 0.04% | 10,000 | PUT | SOLE |
| 00790R104 | WMS | ADVANCED DRAIN SYS INC DEL | $185,000 | 0.04% | 10,000 | CALL | SOLE |
| 172967424 | C | CITIGROUP INC | $174,168 | 0.03% | 37,300 | CALL | SOLE |
| 345370860 | F | FORD MTR CO DEL | $143,138 | 0.03% | 34,700 | CALL | SOLE |
| 84790A105 | SPB | SPECTRUM BRANDS HLDGS INC NE | $130,735 | 0.03% | 61,300 | CALL | SOLE |
| 896945201 | TRIP | TRIPADVISOR INC | $128,063 | 0.03% | 187,500 | PUT | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $116,403 | 0.02% | 322,600 | PUT | SOLE |
| 451100101 | IEP | ICAHN ENTERPRISES LP | $116,120 | 0.02% | 4,000 | Common | SOLE |
| 138103106 | UTE0 | CANTALOUPE INC | $115,155 | 0.02% | 118,600 | CALL | SOLE |
| 848577102 | SAVEEUR | SPIRIT AIRLS INC | $106,272 | 0.02% | 46,600 | CALL | SOLE |
| 11275Q107 | 1939900D | BROOKFIELD INFRASTRUCTURE CO | $106,250 | 0.02% | 85,000 | CALL | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $77,275 | 0.02% | 45,000 | PUT | SOLE |
| 09581B103 | OWL | BLUE OWL CAPITAL INC | $76,634 | 0.02% | 143,000 | PUT | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $75,350 | 0.01% | 35,000 | CALL | SOLE |
| 900450206 | TBCH | TURTLE BEACH CORP | $69,375 | 0.01% | 75,000 | CALL | SOLE |
| 848577102 | SAVEEUR | SPIRIT AIRLS INC | $69,277 | 0.01% | 39,100 | PUT | SOLE |
| 33850F116 | — | FLAME ACQUISITION CORP | $68,853 | 0.01% | 220,400 | Common | SOLE |
| 64107A113 | NPWR/WS | NET POWER INC | $64,011 | 0.01% | 19,051 | Common | SOLE |
| L7756P110 | PRCWF | PROCAPS GROUP SA | $60,025 | 0.01% | 316,091 | Common | SOLE |
| 320517105 | FHN | FIRST HORIZON CORPORATION | $56,430 | 0.01% | 62,700 | PUT | SOLE |
| 462726100 | I8R | IROBOT CORP | $52,150 | 0.01% | 149,000 | CALL | SOLE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $49,926 | 0.01% | 43,700 | PUT | SOLE |
| 88688T100 | TLRYEUR | TILRAY BRANDS INC | $45,376 | 0.01% | 29,087 | Common | SOLE |
| 78469C103 | SPUSD | SP PLUS CORP | $45,225 | 0.01% | 20,100 | CALL | SOLE |
| 464287234 | EEM | ISHARES TR | $40,140 | 0.01% | 246,200 | CALL | SOLE |
| 88642R117 | — | TIDEWATER INC NEW | $37,584 | 0.01% | 32,400 | Common | SOLE |
| 70932M107 | PFSI | PENNYMAC FINL SVCS INC NEW | $36,480 | 0.01% | 40,000 | PUT | SOLE |
| 83307B101 | SNDL | SNDL INC | $35,934 | 0.01% | 135,600 | PUT | SOLE |
| 229050307 | CYRX | CRYOPORT INC | $33,488 | 0.01% | 25,000 | PUT | SOLE |
| 05156X884 | — | AURORA CANNABIS INC | $31,262 | 0.01% | 446,600 | CALL | SOLE |
| 83307B101 | SNDL | SNDL INC | $26,989 | 0.01% | 19,700 | Common | SOLE |
| 294600101 | ETRNUSD | EQUITRANS MIDSTREAM CORP | $26,715 | 0.01% | 149,200 | PUT | SOLE |
| 71654V408 | PBR | PETROLEO BRASILEIRO SA PETRO | $26,040 | 0.01% | 28,000 | PUT | SOLE |
| 172967424 | C | CITIGROUP INC | $25,175 | 0.00% | 26,500 | PUT | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $24,051 | 0.00% | 61,600 | PUT | SOLE |
| 08862E109 | BYND | BEYOND MEAT INC | $23,498 | 0.00% | 151,600 | CALL | SOLE |
| 92853V122 | — | VIVEON HEALTH ACQUISITION CO | $23,060 | 0.00% | 402,443 | Common | SOLE |
| 878742204 | TECK | TECK RESOURCES LTD | $22,077 | 0.00% | 245,300 | CALL | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $21,500 | 0.00% | 50,000 | PUT | SOLE |
| G1611B115 | — | BROOGE ENERGY LTD | $20,482 | 0.00% | 1,019,029 | Common | SOLE |
| 88675P111 | — | TIGO ENERGY INC | $19,572 | 0.00% | 10,695 | Common | SOLE |
| 66718N129 | NVACR | NORTHVIEW ACQUISITION CORP | $19,200 | 0.00% | 160,000 | Common | SOLE |
| 896945201 | TRIP | TRIPADVISOR INC | $18,248 | 0.00% | 78,900 | CALL | SOLE |
| 25400Q105 | DJT | DIGITAL WORLD ACQUISITION CO | $16,780 | 0.00% | 90,700 | PUT | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $15,000 | 0.00% | 170,000 | CALL | SOLE |
| 00214Q104 | ARKK | ARK ETF TR | $14,308 | 0.00% | 96,300 | CALL | SOLE |
| 92189F106 | GDX | VANECK ETF TRUST | $13,500 | 0.00% | 50,000 | PUT | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $12,514 | 0.00% | 38,200 | PUT | SOLE |
| 02376R102 | AAL | AMERICAN AIRLS GROUP INC | $11,510 | 0.00% | 230,200 | PUT | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $9,017 | 0.00% | 25,400 | CALL | SOLE |
| 46428Q109 | SLV | ISHARES SILVER TR | $8,975 | 0.00% | 295,000 | CALL | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $8,837 | 0.00% | 97,600 | CALL | SOLE |
| 852234103 | XYZ | BLOCK INC | $8,835 | 0.00% | 15,500 | CALL | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $8,800 | 0.00% | 11,000 | CALL | SOLE |
| 530715AG6 | LINTA 4 11/15/29 | LIBERTY MEDIA CORP DEL | $8,400 | 0.00% | 35,000 | Common | SOLE |
| 829242106 | SBGI | SINCLAIR INC | $8,250 | 0.00% | 10,000 | CALL | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $7,755 | 0.00% | 11,000 | PUT | SOLE |
| 320517105 | FHN | FIRST HORIZON CORPORATION | $7,162 | 0.00% | 174,200 | CALL | SOLE |
| 753422104 | RPD | RAPID7 INC | $6,035 | 0.00% | 82,000 | CALL | SOLE |
| 451100101 | IEP | ICAHN ENTERPRISES LP | $6,000 | 0.00% | 45,000 | PUT | SOLE |
| 462726100 | I8R | IROBOT CORP | $5,143 | 0.00% | 70,600 | PUT | SOLE |
| 92189F106 | GDX | VANECK ETF TRUST | $5,000 | 0.00% | 50,000 | CALL | SOLE |
| 98980F104 | GTM | ZOOMINFO TECHNOLOGIES INC | $3,520 | 0.00% | 12,800 | CALL | SOLE |
| 84790A105 | SPB | SPECTRUM BRANDS HLDGS INC NE | $3,125 | 0.00% | 25,000 | PUT | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $2,897 | 0.00% | 24,400 | CALL | SOLE |
| 148806102 | CTLTEUR | CATALENT INC | $2,813 | 0.00% | 37,500 | PUT | SOLE |
| 458140100 | INTC | INTEL CORP | $2,788 | 0.00% | 32,800 | PUT | SOLE |
| 035710839 | NLY | ANNALY CAPITAL MANAGEMENT IN | $2,628 | 0.00% | 21,900 | CALL | SOLE |
| 60770K107 | MRNA | MODERNA INC | $2,380 | 0.00% | 47,600 | CALL | SOLE |
| 674599105 | OXY | OCCIDENTAL PETE CORP | $2,273 | 0.00% | 10,100 | CALL | SOLE |
| 229050307 | CYRX | CRYOPORT INC | $2,130 | 0.00% | 50,000 | CALL | SOLE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $1,705 | 0.00% | 15,500 | CALL | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $1,650 | 0.00% | 10,000 | PUT | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $1,375 | 0.00% | 25,000 | CALL | SOLE |
| 256163106 | DOCU | DOCUSIGN INC | $1,069 | 0.00% | 29,100 | CALL | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $377 | 0.00% | 25,100 | CALL | SOLE |
| N90064101 | QURE | UNIQURE NV | $375 | 0.00% | 15,000 | CALL | SOLE |
| 83307B101 | SNDL | SNDL INC | $56 | 0.00% | 11,100 | CALL | SOLE |
| 464287655 | IWM | ISHARES TR | $50 | 0.00% | 10,000 | CALL | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.