Q3 2023 · 13F-HR
BANTA ASSET MANAGEMENT LPholdings as filed
Filed 2023-10-26 · accession 0001085146-23-003922
$80.3M
Reported value
15
Positions
2023-09-30
Period end
The Brief · BANTA ASSET MANAGEMENT LP · Q3 2023
AI · grounded in 13F
BANTA ASSET MANAGEMENT LP established a new position in QQQ valued at $21.9M. The fund also initiated new stakes in VOO for $19.5M and AAPL for $7.1M. Additional new positions include VERI at $6.5M and BSJQ at $4.3M.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 46090E103 | QQQ | INVESCO QQQ TR | $21.9M | 27.3% | 61,187 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $19.5M | 24.3% | 49,721 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $7.1M | 8.88% | 41,683 | Common | SOLE |
| 92347M100 | VERI | VERITONE INC | $6.5M | 8.07% | 2,513,431 | Common | SOLE |
| 46138J635 | BSJQ | INVESCO EXCH TRD SLF IDX FD | $4.3M | 5.32% | 188,735 | Common | SOLE |
| 46138J817 | BSJP | INVESCO EXCH TRD SLF IDX FD | $4.2M | 5.28% | 188,735 | Common | SOLE |
| 46138J833 | BSJO | INVESCO EXCH TRD SLF IDX FD | $4.2M | 5.24% | 187,335 | Common | SOLE |
| 46138J585 | BSJR | INVESCO EXCH TRD SLF IDX FD | $3.9M | 4.87% | 182,935 | Common | SOLE |
| 46138J452 | BSJS | INVESCO EXCH TRD SLF IDX FD | $3.2M | 4.04% | 157,610 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $1.5M | 1.91% | 3,581 | Common | SOLE |
| 78467X109 | DIA | SPDR DOW JONES INDL AVERAGE | $1.1M | 1.32% | 3,160 | Common | SOLE |
| 464288513 | HYG | ISHARES TR | $1.0M | 1.29% | 14,045 | Common | SOLE |
| 464288687 | PFF | ISHARES TR | $805,307 | 1.00% | 26,710 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $604,977 | 0.75% | 1,916 | Common | SOLE |
| 46138J858 | — | INVESCO EXCH TRD SLF IDX FD | $336,122 | 0.42% | 14,300 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.