Q3 2023 · 13F-HR
NINE MASTS CAPITAL Ltdholdings as filed
Filed 2023-11-03 · accession 0001085146-23-004042
$139.2M
Reported value
36
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 40415F101 | HDB | HDFC BANK LTD | $30.6M | 22.0% | 518,347 | Common | SOLE |
| 19260QAB3 | COIN 0.5 06/01/26 | COINBASE GLOBAL INC | $17.0M | 12.2% | 22,500 | Common | SOLE |
| 90353TAJ9 | UBER 0 12/15/25 | UBER TECHNOLOGIES INC | $15.0M | 10.8% | 16,000 | Common | SOLE |
| 737446AT1 | POST 2.5 08/15/27 | POST HLDGS INC | $10.0M | 7.16% | 10,000 | Common | SOLE |
| 90138VAB3 | — | VNET GROUP INC | $8.7M | 6.22% | 11,000 | Common | SOLE |
| 848637104 | SPLKCHF | SPLUNK INC | $7.3M | 5.25% | 50,000 | Common | SOLE |
| 852234AJ2 | XYZ 0 05/01/26 | BLOCK INC | $6.3M | 4.53% | 7,500 | Common | SOLE |
| 98422D105 | XPEV | XPENG INC | $6.1M | 4.40% | 342,665 | Common | SOLE |
| 91332UAB7 | U 0 11/15/26 | UNITY SOFTWARE INC | $5.6M | 4.00% | 7,000 | Common | SOLE |
| 62914VAF3 | NIO 0.5 02/01/27 | NIO INC | $5.3M | 3.78% | 6,000 | Common | SOLE |
| G49667135 | ISLUF | ISRAEL ACQUISITIONS CORP | $4.3M | 3.06% | 400,000 | Common | SOLE |
| 35137L204 | FOX | FOX CORP | $4.1M | 2.97% | 143,361 | Common | SOLE |
| 852234AF0 | XYZ 0.125 03/01/25 | BLOCK INC | $3.7M | 2.68% | 4,000 | Common | SOLE |
| 20717MAB9 | CFLT 0 01/15/27 | CONFLUENT INC | $3.3M | 2.36% | 4,000 | Common | SOLE |
| 184493104 | — | CLEAN EARTH ACQUISITIONS COR | $3.1M | 2.22% | 291,995 | Common | SOLE |
| 143658300 | CCL1EUR | CARNIVAL CORP | $1.5M | 1.11% | 3,000,000 | PUT | SOLE |
| 071734107 | BHC | BAUSCH HEALTH COS INC | $1.0M | 0.75% | 3,180,000 | PUT | SOLE |
| 78440P306 | SKM | SK TELECOM LTD | $1.0M | 0.72% | 47,000 | Common | SOLE |
| 66981J102 | MNSO | MINISO GROUP HLDG LTD | $974,902 | 0.70% | 36,667 | Common | SOLE |
| 02376R102 | AAL | AMERICAN AIRLS GROUP INC | $749,300 | 0.54% | 1,180,000 | PUT | SOLE |
| 89677Q107 | TCOM | TRIP COM GROUP LTD | $638,224 | 0.46% | 17,900 | Common | SOLE |
| 39854F101 | GRND | GRINDR INC | $575,000 | 0.41% | 100,000 | Common | SOLE |
| 07725L102 | ONC | BEIGENE LTD | $549,652 | 0.39% | 3,077 | Common | SOLE |
| 482497104 | BEKE | KE HLDGS INC | $434,541 | 0.31% | 27,200 | Common | SOLE |
| 86333MAA6 | LRN 1.125 09/01/27 | STRIDE INC | $422,200 | 0.30% | 400 | Common | SOLE |
| 39854F119 | — | GRINDR INC | $321,718 | 0.23% | 407,186 | Common | SOLE |
| 980228308 | WDS | WOODSIDE ENERGY GROUP LTD | $291,729 | 0.21% | 12,420 | Common | SOLE |
| 910047109 | UAL | UNITED AIRLS HLDGS INC | $138,480 | 0.10% | 577,000 | PUT | SOLE |
| 337655112 | NOTEW | FISCALNOTE HOLDINGS INC | $71,409 | 0.05% | 408,052 | Common | SOLE |
| 97651M109 | WIT | WIPRO LTD | $62,801 | 0.05% | 12,763 | Common | SOLE |
| 184493120 | — | CLEAN EARTH ACQUISITIONS COR | $39,573 | 0.03% | 299,795 | Common | SOLE |
| G5920M118 | — | MARIADB PLC | $21,986 | 0.02% | 288,530 | Common | SOLE |
| G72245114 | PRENW | PRENETICS GLOBAL LTD | $18,993 | 0.01% | 362,456 | Common | SOLE |
| 184493112 | — | CLEAN EARTH ACQUISITIONS COR | $7,917 | 0.01% | 149,097 | Common | SOLE |
| 212873111 | CNXXW | CONX CORP | $4,095 | 0.00% | 27,300 | Common | SOLE |
| G39714129 | — | HH&L ACQUISITION CO | $2,326 | 0.00% | 82,180 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.