Q3 2023 · 13F-HR
OSTERWEIS CAPITAL MANAGEMENT INCholdings as filed
Filed 2023-11-14 · accession 0001085146-23-004353
$1.36B
Reported value
204
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 594918104 | MSFT | MICROSOFT CORP | $87.4M | 6.41% | 276,922 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $58.5M | 4.29% | 443,679 | Common | SOLE |
| 502431109 | LHX | L3HARRIS TECHNOLOGIES INC | $43.8M | 3.21% | 251,813 | Common | SOLE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $38.1M | 2.79% | 134,402 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $35.3M | 2.59% | 278,042 | Common | SOLE |
| 871829107 | SYY | SYSCO CORP | $34.8M | 2.55% | 527,486 | Common | SOLE |
| 743315103 | PGR | PROGRESSIVE CORP | $34.6M | 2.53% | 248,236 | Common | SOLE |
| 778296103 | ROST | ROSS STORES INC | $33.3M | 2.44% | 294,581 | Common | SOLE |
| 94106B101 | WCN | WASTE CONNECTIONS INC | $33.1M | 2.43% | 246,634 | Common | SOLE |
| 92826C839 | V | VISA INC | $32.4M | 2.37% | 140,814 | Common | SOLE |
| 277276101 | EGP | EASTGROUP PPTYS INC | $32.4M | 2.37% | 194,482 | Common | SOLE |
| 032654105 | ADI | ANALOG DEVICES INC | $31.5M | 2.31% | 180,046 | Common | SOLE |
| 075887109 | BDX | BECTON DICKINSON & CO | $30.1M | 2.21% | 116,464 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $29.3M | 2.15% | 57,528 | Common | SOLE |
| 49177J102 | KVUE | KENVUE INC | $29.1M | 2.13% | 1,448,626 | Common | SOLE |
| 87612E106 | TGT | TARGET CORP | $28.7M | 2.10% | 259,823 | Common | SOLE |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $27.7M | 2.03% | 524,050 | Common | SOLE |
| 031100100 | AME | AMETEK INC | $27.4M | 2.01% | 185,354 | Common | SOLE |
| 235851102 | DHR | DANAHER CORPORATION | $27.1M | 1.99% | 109,321 | Common | SOLE |
| 115236101 | BRO | BROWN & BROWN INC | $26.7M | 1.96% | 382,111 | Common | SOLE |
| 512816109 | LAMR | LAMAR ADVERTISING CO NEW | $26.2M | 1.92% | 313,947 | Common | SOLE |
| 679580100 | ODFL | OLD DOMINION FREIGHT LINE IN | $24.0M | 1.76% | 58,700 | Common | SOLE |
| 907818108 | UNP | UNION PAC CORP | $23.3M | 1.71% | 114,575 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $23.3M | 1.71% | 342,832 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATLS INC | $23.0M | 1.69% | 166,414 | Common | SOLE |
| 52603BAD9 | TREE 0.5 07/15/25 | LENDINGTREE INC | $22.3M | 1.64% | 28,017,000 | Common | SOLE |
| 05352A100 | AVTR | AVANTOR INC | $22.1M | 1.62% | 1,046,708 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $17.3M | 1.27% | 168,151 | Common | SOLE |
| 00846U101 | A | AGILENT TECHNOLOGIES INC | $17.2M | 1.26% | 154,007 | Common | SOLE |
| 405024AB6 | HAE 0 03/01/26 | HAEMONETICS CORP MASS | $15.7M | 1.15% | 18,000,000 | Common | SOLE |
| 879369106 | TFX | TELEFLEX INCORPORATED | $14.0M | 1.03% | 71,304 | Common | SOLE |
| 871607107 | SNPS | SYNOPSYS INC | $12.2M | 0.89% | 26,493 | Common | SOLE |
| 457985AM1 | IART 0.5 08/15/25 | INTEGRA LIFESCIENCES HLDGS C | $11.9M | 0.87% | 13,000,000 | Common | SOLE |
| 70202LAB8 | PSN 0.25 08/15/25 | PARSONS CORP DEL | $11.9M | 0.87% | 9,340,000 | Common | SOLE |
| 55405Y100 | MTSI | MACOM TECH SOLUTIONS HLDGS I | $11.7M | 0.86% | 143,070 | Common | SOLE |
| 48242W106 | KBR | KBR INC | $11.2M | 0.82% | 189,735 | Common | SOLE |
| 703343AG8 | PATK 1.75 12/01/28 | PATRICK INDS INC | $10.7M | 0.78% | 11,250,000 | Common | SOLE |
| 00108J109 | ACMR | ACM RESH INC | $10.2M | 0.75% | 562,986 | Common | SOLE |
| 33767E202 | FSV | FIRSTSERVICE CORP NEW | $10.1M | 0.74% | 69,543 | Common | SOLE |
| 302301AE6 | — | EZCORP INC | $9.9M | 0.73% | 10,500,000 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $9.9M | 0.72% | 360,314 | Common | SOLE |
| 05464C101 | AXON | AXON ENTERPRISE INC | $9.5M | 0.70% | 47,855 | Common | SOLE |
| 78463M107 | SPSC | SPS COMM INC | $9.2M | 0.67% | 53,950 | Common | SOLE |
| 47074LAB1 | JAMF 0.125 09/01/26 | JAMF HLDG CORP | $8.9M | 0.65% | 10,600,000 | Common | SOLE |
| 29404KAE6 | ENV 0.75 08/15/25 | ENVESTNET INC | $8.8M | 0.64% | 9,490,000 | Common | SOLE |
| 477839AB0 | JBTM 0.25 05/15/26 | JOHN BEAN TECHNOLOGIES CORP | $8.7M | 0.64% | 9,700,000 | Common | SOLE |
| 45768S105 | IOSP | INNOSPEC INC | $8.4M | 0.62% | 82,355 | Common | SOLE |
| 75524B104 | RBC | RBC BEARINGS INC | $8.2M | 0.60% | 35,210 | Common | SOLE |
| 185123106 | CWAN | CLEARWATER ANALYTICS HLDGS I | $8.1M | 0.59% | 417,885 | Common | SOLE |
| 683344105 | ONTO | ONTO INNOVATION INC | $8.0M | 0.59% | 62,655 | Common | SOLE |
| 844741BG2 | LUV 1.25 05/01/25 | SOUTHWEST AIRLS CO | $7.8M | 0.57% | 7,875,000 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $7.6M | 0.56% | 25,327 | Common | SOLE |
| 82489T104 | SWAVUSD | SHOCKWAVE MED INC | $7.5M | 0.55% | 37,529 | Common | SOLE |
| 66987V109 | NVS | NOVARTIS AG | $7.4M | 0.54% | 72,171 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $7.4M | 0.54% | 13,684 | Common | SOLE |
| 472145AF8 | JAZZ 2 06/15/26 | JAZZ INVESTMENTS I LTD | $7.2M | 0.52% | 7,000,000 | Common | SOLE |
| 559663109 | MGY | MAGNOLIA OIL & GAS CORP | $7.1M | 0.52% | 310,525 | Common | SOLE |
| 562750109 | MANH | MANHATTAN ASSOCIATES INC | $7.1M | 0.52% | 35,900 | Common | SOLE |
| 902252AB1 | TYL 0.25 03/15/26 | TYLER TEX INDPT SCH DIST | $6.8M | 0.50% | 7,000,000 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $6.3M | 0.46% | 36,699 | Common | SOLE |
| 45784P101 | PODD | INSULET CORP | $6.2M | 0.46% | 39,129 | Common | SOLE |
| 29358P101 | ENSG | ENSIGN GROUP INC | $6.2M | 0.46% | 67,090 | Common | SOLE |
| 98983L108 | ZWS | ZURN ELKAY WATER SOLNS CORP | $6.2M | 0.45% | 220,865 | Common | SOLE |
| 345370CZ1 | F 0 03/15/26 | FORD MTR CO DEL | $5.9M | 0.43% | 6,000,000 | Common | SOLE |
| 29786AAN6 | ETSY 0.25 06/15/28 | ETSY INC | $5.9M | 0.43% | 7,750,000 | Common | SOLE |
| 516544103 | LNTH | LANTHEUS HLDGS INC | $5.9M | 0.43% | 84,505 | Common | SOLE |
| 42226A107 | HQY | HEALTHEQUITY INC | $5.9M | 0.43% | 80,340 | Common | SOLE |
| 472145AD3 | JAZZ 1.5 08/15/24 | JAZZ INVESTMENTS I LTD | $5.8M | 0.43% | 6,000,000 | Common | SOLE |
| 70451X104 | PAYO | PAYONEER GLOBAL INC | $5.2M | 0.38% | 850,765 | Common | SOLE |
| 149568107 | CVCO | CAVCO INDS INC DEL | $5.1M | 0.38% | 19,368 | Common | SOLE |
| 25862V105 | DV | DOUBLEVERIFY HLDGS INC | $4.9M | 0.36% | 176,620 | Common | SOLE |
| 74275K108 | PCOR | PROCORE TECHNOLOGIES INC | $4.9M | 0.36% | 75,005 | Common | SOLE |
| 338307101 | FIVN | FIVE9 INC | $4.9M | 0.36% | 75,605 | Common | SOLE |
| 92511U102 | VRRM | VERRA MOBILITY CORP | $4.7M | 0.34% | 249,445 | Common | SOLE |
| 457730109 | INSP | INSPIRE MED SYS INC | $4.4M | 0.32% | 22,271 | Common | SOLE |
| 826919102 | SLAB | SILICON LABORATORIES INC | $4.2M | 0.31% | 36,365 | Common | SOLE |
| 902673102 | UFPT | UFP TECHNOLOGIES INC | $3.9M | 0.29% | 24,160 | Common | SOLE |
| 339750101 | FND | FLOOR & DECOR HLDGS INC | $3.8M | 0.28% | 42,470 | Common | SOLE |
| 052769106 | ADSK | AUTODESK INC | $3.7M | 0.27% | 18,060 | Common | SOLE |
| 75960P104 | RELY | REMITLY GLOBAL INC | $3.6M | 0.27% | 143,990 | Common | SOLE |
| 632307104 | NTRA | NATERA INC | $3.6M | 0.26% | 80,480 | Common | SOLE |
| 57164Y107 | VAC | MARRIOTT VACATIONS WORLDWIDE | $3.5M | 0.26% | 34,985 | Common | SOLE |
| 05465P101 | AXNX* | AXONICS INC | $3.4M | 0.25% | 61,175 | Common | SOLE |
| 163086101 | CHEF | CHEFS WHSE INC | $2.9M | 0.22% | 138,815 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $2.9M | 0.21% | 19,962 | Common | SOLE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $2.7M | 0.19% | 5 | Common | SOLE |
| 08265T208 | BSY | BENTLEY SYS INC | $2.2M | 0.16% | 43,995 | Common | SOLE |
| 62886HBD2 | NCLH 1.125 02/15/27 | NCL CORP LTD | $2.1M | 0.15% | 2,500,000 | Common | SOLE |
| 89377M109 | TMDX | TRANSMEDICS GROUP INC | $2.0M | 0.15% | 36,175 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $1.6M | 0.12% | 10,429 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $1.4M | 0.10% | 10,130 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $1.3M | 0.10% | 3,746 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.3M | 0.09% | 10,842 | Common | SOLE |
| 368736104 | GNRC | GENERAC HLDGS INC | $1.2M | 0.09% | 11,325 | Common | SOLE |
| 558868105 | MDGL | MADRIGAL PHARMACEUTICALS INC | $1.1M | 0.08% | 7,718 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $985,042 | 0.07% | 3,260 | Common | SOLE |
| 76029N106 | REPL | REPLIMUNE GROUP INC | $876,888 | 0.06% | 51,250 | Common | SOLE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $876,176 | 0.06% | 54,761 | Common | SOLE |
| 297178105 | ESS | ESSEX PPTY TR INC | $860,025 | 0.06% | 4,055 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $732,779 | 0.05% | 4,916 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $730,348 | 0.05% | 1,679 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $656,263 | 0.05% | 5,015 | Common | SOLE |
| 72201R783 | HYS | PIMCO ETF TR | $628,037 | 0.05% | 6,955 | Common | SOLE |
| 79466L302 | CRM | SALESFORCE INC | $587,656 | 0.04% | 2,898 | Common | SOLE |
| 00974H104 | — | AKOYA BIOSCIENCES INC | $586,509 | 0.04% | 126,131 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $581,359 | 0.04% | 5,647 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $567,791 | 0.04% | 13,896 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $560,805 | 0.04% | 3,421 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $506,170 | 0.04% | 1,000 | Common | SOLE |
| 46432F859 | ISTB | ISHARES TR | $485,599 | 0.04% | 10,470 | Common | SOLE |
| 253651202 | DBD | DIEBOLD NIXDORF INC | $467,666 | 0.03% | 24,692 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $435,019 | 0.03% | 770 | Common | SOLE |
| 46489V104 | ISREUR | PERSPECTIVE THERAPEUTICS INC | $433,021 | 0.03% | 1,582,100 | Common | SOLE |
| 533900106 | LECO | LINCOLN ELEC HLDGS INC | $399,938 | 0.03% | 2,200 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $388,369 | 0.03% | 4,010 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $385,201 | 0.03% | 764 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $375,421 | 0.03% | 956 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $346,514 | 0.03% | 2,055 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $294,212 | 0.02% | 3,630 | Common | SOLE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $293,044 | 0.02% | 5,049 | Common | SOLE |
| 90984P303 | UCB | UNITED CMNTY BKS BLAIRSVLE G | $248,002 | 0.02% | 9,760 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $233,319 | 0.02% | 1,377 | Common | SOLE |
| 337738108 | FISV | FISERV INC | $224,790 | 0.02% | 1,990 | Common | SOLE |
| 084423102 | WRB | BERKLEY W R CORP | $223,929 | 0.02% | 3,527 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $223,612 | 0.02% | 2,450 | Common | SOLE |
| 009066101 | ABNB | AIRBNB INC | $207,873 | 0.02% | 1,515 | Common | SOLE |
| 363576109 | AJG | GALLAGHER ARTHUR J & CO | $198,299 | 0.01% | 870 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $195,422 | 0.01% | 1,845 | Common | SOLE |
| 45828L108 | IAS | INTEGRAL AD SCIENCE HLDNG CO | $188,457 | 0.01% | 15,850 | Common | SOLE |
| 224408104 | CR | CRANE COMPANY | $177,680 | 0.01% | 2,000 | Common | SOLE |
| 682680103 | OKE | ONEOK INC NEW | $169,231 | 0.01% | 2,668 | Common | SOLE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $159,420 | 0.01% | 3,198 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $152,041 | 0.01% | 823 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $146,505 | 0.01% | 982 | Common | SOLE |
| 921910873 | MGC | VANGUARD WORLD FD | $135,316 | 0.01% | 891 | Common | SOLE |
| 097023105 | BA | BOEING CO | $134,176 | 0.01% | 700 | Common | SOLE |
| 64440N103 | NFGC | NEW FOUND GOLD CORP | $130,313 | 0.01% | 31,250 | Common | SOLE |
| 422806109 | HEI | HEICO CORP NEW | $129,706 | 0.01% | 801 | Common | SOLE |
| 78409V104 | SPGI | S&P GLOBAL INC | $122,412 | 0.01% | 335 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $121,629 | 0.01% | 1,690 | Common | SOLE |
| 29357K103 | ENVA | ENOVA INTL INC | $117,001 | 0.01% | 2,300 | Common | SOLE |
| 59522J103 | MAA | MID-AMER APT CMNTYS INC | $115,785 | 0.01% | 900 | Common | SOLE |
| 931427108 | WFC | WALGREENS BOOTS ALLIANCE INC | $115,314 | 0.01% | 5,185 | Common | SOLE |
| 759509102 | RS | RELIANCE STEEL & ALUMINUM CO | $112,759 | 0.01% | 430 | Common | SOLE |
| 224441105 | CXT | CRANE NXT CO | $111,140 | 0.01% | 2,000 | Common | SOLE |
| 311900104 | FAST | FASTENAL CO | $109,499 | 0.01% | 2,004 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $108,152 | 0.01% | 253 | Common | SOLE |
| 74348A467 | NOBL | PROSHARES TR | $104,932 | 0.01% | 1,185 | Common | SOLE |
| 294429105 | EFX | EQUIFAX INC | $102,581 | 0.01% | 560 | Common | SOLE |
| 756109104 | O | REALTY INCOME CORP | $99,880 | 0.01% | 2,000 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $93,260 | 0.01% | 347 | Common | SOLE |
| 81762P102 | NOW | SERVICENOW INC | $91,669 | 0.01% | 164 | Common | SOLE |
| 20825C104 | COP | CONOCOPHILLIPS | $81,344 | 0.01% | 679 | Common | SOLE |
| 45168D104 | IDXX | IDEXX LABS INC | $75,648 | 0.01% | 173 | Common | SOLE |
| 02156B103 | AYXEUR | ALTERYX INC | $75,380 | 0.01% | 2,000 | Common | SOLE |
| 038336103 | ATR | APTARGROUP INC | $73,774 | 0.01% | 590 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $64,404 | 0.00% | 1,198 | Common | SOLE |
| 55087P104 | LYFT | LYFT INC | $64,283 | 0.00% | 6,099 | Common | SOLE |
| 256163106 | DOCU | DOCUSIGN INC | $63,000 | 0.00% | 1,500 | Common | SOLE |
| 21036P108 | STZ | CONSTELLATION BRANDS INC | $62,833 | 0.00% | 250 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $62,294 | 0.00% | 75 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $60,189 | 0.00% | 168 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $59,699 | 0.00% | 1,842 | Common | SOLE |
| 592688105 | MTD | METTLER TOLEDO INTERNATIONAL | $55,404 | 0.00% | 50 | Common | SOLE |
| 872540109 | TJX | TJX COS INC NEW | $53,328 | 0.00% | 600 | Common | SOLE |
| 41068X100 | HASI | HANNON ARMSTRONG SUST INFR C | $50,668 | 0.00% | 2,390 | Common | SOLE |
| 062540109 | BOH | BANK HAWAII CORP | $49,690 | 0.00% | 1,000 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $48,185 | 0.00% | 590 | Common | SOLE |
| 902973304 | USB | US BANCORP DEL | $43,276 | 0.00% | 1,309 | Common | SOLE |
| 278865100 | ECL | ECOLAB INC | $39,809 | 0.00% | 235 | Common | SOLE |
| 30052F100 | EVGO | EVGO INC | $39,259 | 0.00% | 11,615 | Common | SOLE |
| 654106103 | NKE | NIKE INC | $38,248 | 0.00% | 400 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $37,760 | 0.00% | 100 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $37,067 | 0.00% | 647 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $34,262 | 0.00% | 395 | Common | SOLE |
| 546347105 | LPX | LOUISIANA PAC CORP | $33,162 | 0.00% | 600 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC. | $32,541 | 0.00% | 290 | Common | SOLE |
| 231021106 | CMI | CUMMINS INC | $31,527 | 0.00% | 138 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL | $30,488 | 0.00% | 200 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $28,214 | 0.00% | 504 | Common | SOLE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $27,600 | 0.00% | 500 | Common | SOLE |
| 55354G100 | MSCI | MSCI INC | $26,680 | 0.00% | 52 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $24,500 | 0.00% | 93 | Common | SOLE |
| 6706ER101 | XBXMX | NUVEEN S&P 500 BUY-WRITE INC | $21,206 | 0.00% | 1,675 | Common | SOLE |
| 40415F101 | HDB | HDFC BANK LTD | $20,654 | 0.00% | 350 | Common | SOLE |
| 68902V107 | OTIS | OTIS WORLDWIDE CORP | $20,078 | 0.00% | 250 | Common | SOLE |
| 67103H107 | ORLY | OREILLY AUTOMOTIVE INC | $18,177 | 0.00% | 20 | Common | SOLE |
| 217204106 | CPRT | COPART INC | $18,098 | 0.00% | 420 | Common | SOLE |
| 76954A103 | RIVN | RIVIAN AUTOMOTIVE INC | $18,089 | 0.00% | 745 | Common | SOLE |
| 33848W106 | DFP | FLAHERTY & CRUMRINE DYNAMIC | $17,609 | 0.00% | 1,050 | Common | SOLE |
| 73278L105 | POOL | POOL CORP | $14,600 | 0.00% | 41 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $13,302 | 0.00% | 300 | Common | SOLE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $13,268 | 0.00% | 400 | Common | SOLE |
| 27828N102 | XETYX | EATON VANCE TAX-MANAGED DIVE | $11,540 | 0.00% | 1,000 | Common | SOLE |
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $11,469 | 0.00% | 111 | Common | SOLE |
| 09251A104 | BDJ | BLACKROCK ENHANCED EQUITY DI | $11,415 | 0.00% | 1,500 | Common | SOLE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $10,946 | 0.00% | 238 | Common | SOLE |
| 86627T108 | SMMT | SUMMIT THERAPEUTICS INC | $9,350 | 0.00% | 5,000 | Common | SOLE |
| 92840R101 | NFJ | VIRTUS DIVIDEND INTEREST & P | $8,735 | 0.00% | 771 | Common | SOLE |
| 74587B101 | PLSE | PULSE BIOSCIENCES INC | $4,030 | 0.00% | 1,000 | Common | SOLE |
| 138035100 | — | CANOPY GROWTH CORP | $861 | 0.00% | 1,100 | Common | SOLE |
| 055630107 | BMI | BP PRUDHOE BAY RTY TR | $858 | 0.00% | 120 | Common | SOLE |
| 92766K106 | IPOAGBP | VIRGIN GALACTIC HOLDINGS INC | $810 | 0.00% | 450 | Common | SOLE |
| 205477102 | — | COMPUTER TASK GROUP INC | $424 | 0.00% | 41 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.