Q3 2023 · 13F-HR
NEW ENGLAND ASSET MANAGEMENT INCholdings as filed
Filed 2023-11-14 · accession 0001085146-23-004494
$609.6M
Reported value
111
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $86.1M | 14.1% | 201,325 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $42.5M | 6.97% | 99,005 | Common | NONE |
| 46432F842 | IEFA | ISHARES TR | $25.4M | 4.16% | 394,500 | Common | NONE |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO CO NEW | $15.1M | 2.48% | 13,575 | Common | NONE |
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $14.0M | 2.30% | 135,750 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $13.5M | 2.21% | 92,790 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $13.1M | 2.15% | 41,535 | Common | SOLE |
| 922908769 | VTI | VANGUARD INDEX FDS | $12.6M | 2.07% | 59,365 | Common | SOLE |
| 46435U853 | USHY | ISHARES TR | $11.8M | 1.94% | 340,000 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $10.9M | 1.79% | 27,800 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $10.5M | 1.73% | 195,794 | Common | SOLE |
| 060505682 | BAC 7.25 PERP L | BANK AMERICA CORP | $10.5M | 1.72% | 9,435 | Common | NONE |
| 46435G326 | IDEV | ISHARES TR | $10.0M | 1.65% | 172,300 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $9.5M | 1.55% | 11,405 | Common | SOLE |
| 60871R209 | TAP | MOLSON COORS BEVERAGE CO | $9.0M | 1.47% | 140,830 | Common | SOLE |
| 46434G103 | IEMG | ISHARES INC | $8.6M | 1.40% | 179,850 | Common | NONE |
| N6596X109 | NXPI | NXP SEMICONDUCTORS N V | $8.4M | 1.38% | 42,050 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $8.0M | 1.31% | 54,673 | Common | SOLE |
| 871829107 | SYY | SYSCO CORP | $7.8M | 1.28% | 118,595 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $7.8M | 1.28% | 46,324 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $7.7M | 1.27% | 18,912 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $7.6M | 1.24% | 50,840 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRS INC | $7.6M | 1.24% | 47,487 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $7.3M | 1.20% | 46,936 | Common | SOLE |
| 125896100 | CMS | CMS ENERGY CORP | $7.1M | 1.16% | 132,950 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $7.0M | 1.16% | 63,411 | Common | SOLE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $7.0M | 1.15% | 79,580 | Common | SOLE |
| 493267108 | KEY | KEYCORP | $6.9M | 1.13% | 642,050 | Common | SOLE |
| 69351T106 | PPL | PPL CORP | $6.9M | 1.13% | 292,050 | Common | SOLE |
| 92345Y106 | VRSK | VERISK ANALYTICS INC | $6.9M | 1.12% | 29,000 | Common | SOLE |
| 018802108 | LNT | ALLIANT ENERGY CORP | $6.8M | 1.12% | 141,250 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $6.8M | 1.12% | 210,336 | Common | SOLE |
| 902973304 | USB | US BANCORP DEL | $6.8M | 1.11% | 205,175 | Common | SOLE |
| 780259305 | SHEL | SHELL PLC | $6.7M | 1.09% | 103,485 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $6.6M | 1.08% | 241,050 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $6.4M | 1.05% | 155,995 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $5.9M | 0.97% | 57,375 | Common | SOLE |
| 316773100 | FITB | FIFTH THIRD BANCORP | $5.9M | 0.97% | 232,650 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $5.8M | 0.96% | 83,400 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $5.6M | 0.91% | 167,355 | Common | SOLE |
| 744573106 | PEG | PUBLIC SVC ENTERPRISE GRP IN | $5.4M | 0.88% | 94,470 | Common | SOLE |
| 464287168 | DVY | ISHARES TR | $5.1M | 0.84% | 47,700 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $5.0M | 0.81% | 18,807 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $4.9M | 0.80% | 34,725 | Common | SOLE |
| 22822V101 | CCI | CROWN CASTLE INC | $4.9M | 0.80% | 52,930 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $4.7M | 0.78% | 17,600 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $4.7M | 0.77% | 29,375 | Common | SOLE |
| 922908751 | VB | VANGUARD INDEX FDS | $4.6M | 0.76% | 24,540 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $4.6M | 0.76% | 79,531 | Common | SOLE |
| 370334104 | GIS | GENERAL MLS INC | $4.5M | 0.74% | 70,970 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $4.5M | 0.74% | 80,756 | Common | SOLE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $4.4M | 0.72% | 225,900 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $4.0M | 0.66% | 13,349 | Common | SOLE |
| 00206R102 | T | AT&T INC | $3.8M | 0.63% | 256,300 | Common | SOLE |
| 464288513 | HYG | ISHARES TR | $3.6M | 0.59% | 48,720 | Common | NONE |
| 38173M102 | GBDC | GOLUB CAP BDC INC | $3.4M | 0.56% | 232,876 | Common | NONE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $3.4M | 0.56% | 22,800 | Common | SOLE |
| 464287507 | IJH | ISHARES TR | $3.4M | 0.55% | 13,509 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $3.1M | 0.51% | 23,800 | Common | SOLE |
| 693475105 | PNC | PNC FINL SVCS GROUP INC | $3.1M | 0.51% | 25,150 | Common | SOLE |
| 78468R622 | JNK | SPDR SER TR | $3.1M | 0.50% | 34,030 | Common | NONE |
| 500754106 | KHC | KRAFT HEINZ CO | $3.0M | 0.50% | 90,400 | Common | SOLE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $3.0M | 0.49% | 181,145 | Common | SOLE |
| 20825C104 | COP | CONOCOPHILLIPS | $2.8M | 0.46% | 23,400 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $2.8M | 0.46% | 68,150 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $2.6M | 0.42% | 25,000 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $2.5M | 0.42% | 4,710 | Common | SOLE |
| 46625H365 | — | JPMORGAN CHASE & CO | $2.3M | 0.38% | 92,750 | Common | NONE |
| 922908629 | VO | VANGUARD INDEX FDS | $2.3M | 0.38% | 11,000 | Common | NONE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $2.2M | 0.37% | 32,200 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $2.2M | 0.36% | 22,900 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $2.2M | 0.36% | 12,321 | Common | NONE |
| 26875P101 | EOG | EOG RES INC | $2.2M | 0.36% | 17,100 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $2.1M | 0.34% | 12,239 | Common | SOLE |
| 464287804 | IJR | ISHARES TR | $2.1M | 0.34% | 21,788 | Common | NONE |
| 237194105 | DRI | DARDEN RESTAURANTS INC | $1.9M | 0.32% | 13,569 | Common | SOLE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $1.9M | 0.31% | 22,025 | Common | SOLE |
| 126408103 | CSX | CSX CORP | $1.9M | 0.31% | 61,500 | Common | SOLE |
| 092533108 | BKCCUSD | BLACKROCK CAP INVT CORP | $1.6M | 0.27% | 443,493 | Common | NONE |
| G5960L103 | MDT | MEDTRONIC PLC | $1.5M | 0.24% | 18,800 | Common | SOLE |
| 46434V738 | IEUR | ISHARES TR | $1.3M | 0.21% | 26,290 | Common | NONE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $1.2M | 0.19% | 19,800 | Common | SOLE |
| 921946794 | VYMI | VANGUARD WHITEHALL FDS | $1.0M | 0.17% | 16,700 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $988,810 | 0.16% | 12,200 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $821,808 | 0.13% | 4,800 | Common | SOLE |
| 651639106 | NEM | NEWMONT CORP | $742,695 | 0.12% | 20,100 | Common | SOLE |
| 87612E106 | TGT | TARGET CORP | $740,819 | 0.12% | 6,700 | Common | SOLE |
| 46137V357 | RSP | INVESCO EXCHANGE TRADED FD T | $368,394 | 0.06% | 2,600 | Common | NONE |
| 78467Y107 | MDY | SPDR S&P MIDCAP 400 ETF TR | $263,025 | 0.04% | 576 | Common | NONE |
| 464288687 | PFF | ISHARES TR | $180,900 | 0.03% | 6,000 | Common | NONE |
| 92204A702 | VGT | VANGUARD WORLD FDS | $109,949 | 0.02% | 265 | Common | NONE |
| 78464A367 | SPLB | SPDR SER TR | $63,720 | 0.01% | 3,000 | Common | NONE |
| 33734X846 | CIBR | FIRST TR EXCHANGE TRADED FD | $52,245 | 0.01% | 1,150 | Common | NONE |
| 78468R101 | SPTS | SPDR SER TR | $5,744 | 0.00% | 200 | Common | NONE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $5,636 | 0.00% | 75 | Common | NONE |
| 921937819 | BIV | VANGUARD BD INDEX FDS | $5,423 | 0.00% | 75 | Common | NONE |
| 46429B655 | FLOT | ISHARES TR | $5,089 | 0.00% | 100 | Common | NONE |
| 92189F486 | FLTR | VANECK ETF TRUST | $5,058 | 0.00% | 200 | Common | NONE |
| 46138G805 | BAB | INVESCO EXCH TRADED FD TR II | $5,058 | 0.00% | 200 | Common | NONE |
| 72201R833 | MINT | PIMCO ETF TR | $5,007 | 0.00% | 50 | Common | NONE |
| 46431W507 | NEAR | ISHARES U S ETF TR | $4,989 | 0.00% | 100 | Common | NONE |
| 69344A107 | PULS | PGIM ETF TR | $4,949 | 0.00% | 100 | Common | NONE |
| 45259R103 | — | IMPACT SHS TR I | $4,877 | 0.00% | 300 | Common | NONE |
| 46434V100 | SLQD | ISHARES TR | $4,800 | 0.00% | 100 | Common | NONE |
| 92203J407 | BNDX | VANGUARD CHARLOTTE FDS | $4,783 | 0.00% | 100 | Common | NONE |
| 78464A375 | SPIB | SPDR SER TR | $4,718 | 0.00% | 150 | Common | NONE |
| 464289511 | IGLB | ISHARES TR | $4,714 | 0.00% | 100 | Common | NONE |
| 464287226 | AGG | ISHARES TR | $4,702 | 0.00% | 50 | Common | NONE |
| 464288588 | MBB | ISHARES TR | $4,440 | 0.00% | 50 | Common | NONE |
| 808524839 | SCHZ | SCHWAB STRATEGIC TR | $4,423 | 0.00% | 100 | Common | NONE |
| 09661T602 | BKAG | BNY MELLON ETF TRUST | $4,030 | 0.00% | 100 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.