Q4 2023 · 13F-HR
CHAPIN DAVIS, INC.holdings as filed
Filed 2024-01-11 · accession 0001085146-24-000212
$237.4M
Reported value
216
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 037833100 | AAPL | APPLE INC | $21.2M | 8.95% | 110,294 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $15.0M | 6.31% | 39,838 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $7.4M | 3.11% | 14,915 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $6.7M | 2.83% | 14,055 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $6.0M | 2.51% | 42,705 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $5.5M | 2.31% | 32,298 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $5.0M | 2.13% | 10,624 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $5.0M | 2.12% | 33,090 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $5.0M | 2.11% | 4,490 | Common | NONE |
| 303250104 | FICO | FAIR ISAAC CORP | $4.6M | 1.94% | 3,957 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $4.0M | 1.68% | 26,779 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $3.5M | 1.48% | 22,476 | Common | NONE |
| 040413106 | ANETEUR | ARISTA NETWORKS INC | $3.2M | 1.35% | 13,641 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $3.2M | 1.33% | 8,840 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $3.1M | 1.32% | 8,827 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $3.0M | 1.25% | 5,099 | Common | NONE |
| 369604301 | GE | GENERAL ELECTRIC CO | $2.9M | 1.21% | 22,523 | Common | NONE |
| 464287499 | IWR | ISHARES TR | $2.7M | 1.13% | 34,630 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $2.4M | 1.03% | 8,255 | Common | NONE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $2.4M | 1.02% | 6,248 | Common | NONE |
| 217204106 | CPRT | COPART INC | $2.3M | 0.98% | 47,278 | Common | NONE |
| 464287804 | IJR | ISHARES TR | $2.2M | 0.95% | 20,725 | Common | NONE |
| 126408103 | CSX | CSX CORP | $2.2M | 0.92% | 62,783 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $2.1M | 0.90% | 14,639 | Common | NONE |
| G29183103 | ETN | EATON CORP PLC | $2.1M | 0.90% | 8,902 | Common | NONE |
| 21037T109 | CEG | CONSTELLATION ENERGY CORP | $2.0M | 0.83% | 16,841 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $1.9M | 0.82% | 11,440 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $1.9M | 0.80% | 21,119 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORP | $1.9M | 0.79% | 55,665 | Common | NONE |
| 482480100 | KLAC | KLA CORP | $1.8M | 0.77% | 3,156 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $1.8M | 0.75% | 11,472 | Common | NONE |
| 291011104 | EMR | EMERSON ELEC CO | $1.7M | 0.73% | 17,711 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $1.7M | 0.72% | 4,183 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $1.7M | 0.70% | 57,799 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $1.5M | 0.64% | 30,220 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $1.5M | 0.63% | 108,828 | Common | NONE |
| 464287507 | IJH | ISHARES TR | $1.5M | 0.62% | 5,271 | Common | NONE |
| 09260D107 | BX | BLACKSTONE INC | $1.5M | 0.61% | 11,121 | Common | NONE |
| 464287408 | IVE | ISHARES TR | $1.4M | 0.59% | 8,045 | Common | NONE |
| 922908611 | VBR | VANGUARD INDEX FDS | $1.4M | 0.57% | 7,554 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $1.3M | 0.57% | 9,565 | Common | NONE |
| 26745T101 | DYAI | DYADIC INTL INC DEL | $1.3M | 0.56% | 826,301 | Common | NONE |
| 75513E101 | RTX | RTX CORPORATION | $1.3M | 0.54% | 15,206 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $1.2M | 0.52% | 11,332 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $1.2M | 0.51% | 4,834 | Common | NONE |
| 31428X106 | FDX | FEDEX CORP | $1.2M | 0.50% | 4,703 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $1.2M | 0.50% | 31,365 | Common | NONE |
| 654106103 | NKE | NIKE INC | $1.2M | 0.49% | 10,782 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $1.2M | 0.49% | 3,377 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $1.2M | 0.49% | 22,925 | Common | NONE |
| 922042775 | VEU | VANGUARD INTL EQUITY INDEX F | $1.1M | 0.48% | 20,277 | Common | NONE |
| 464287614 | IWF | ISHARES TR | $1.1M | 0.48% | 3,725 | Common | NONE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $1.1M | 0.45% | 26,076 | Common | NONE |
| 464287309 | IVW | ISHARES TR | $1.1M | 0.45% | 14,155 | Common | NONE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $1.0M | 0.44% | 21,573 | Common | NONE |
| 126650100 | CVS | CVS HEALTH CORP | $1.0M | 0.42% | 12,733 | Common | NONE |
| 88162F105 | TTI | TETRA TECHNOLOGIES INC DEL | $992,366 | 0.42% | 219,550 | Common | NONE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $984,219 | 0.41% | 3,595 | Common | NONE |
| 366651107 | IT | GARTNER INC | $959,960 | 0.40% | 2,128 | Common | NONE |
| 921937827 | BSV | VANGUARD BD INDEX FDS | $957,174 | 0.40% | 12,428 | Common | NONE |
| 464287465 | EFA | ISHARES TR | $951,855 | 0.40% | 12,631 | Common | NONE |
| 550021109 | LULU | LULULEMON ATHLETICA INC | $950,491 | 0.40% | 1,859 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $943,307 | 0.40% | 18,385 | Common | NONE |
| 464287176 | TIP | ISHARES TR | $932,319 | 0.39% | 8,674 | Common | NONE |
| 922908629 | VO | VANGUARD INDEX FDS | $929,960 | 0.39% | 3,997 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $912,653 | 0.38% | 3,095 | Common | NONE |
| 92826C839 | V | VISA INC | $909,582 | 0.38% | 3,494 | Common | NONE |
| 922908769 | VTI | VANGUARD INDEX FDS | $900,064 | 0.38% | 3,794 | Common | NONE |
| 58155Q103 | MCK | MCKESSON CORP | $877,348 | 0.37% | 1,895 | Common | NONE |
| 871607107 | SNPS | SYNOPSYS INC | $875,348 | 0.37% | 1,700 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $866,419 | 0.36% | 1,646 | Common | NONE |
| 931142103 | WMT | WALMART INC | $854,766 | 0.36% | 5,422 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $852,377 | 0.36% | 2,959 | Common | NONE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $839,987 | 0.35% | 10,857 | Common | NONE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $824,266 | 0.35% | 9,329 | Common | NONE |
| 92204A702 | VGT | VANGUARD WORLD FDS | $804,452 | 0.34% | 1,662 | Common | NONE |
| 889478103 | TOL | TOLL BROTHERS INC | $802,576 | 0.34% | 7,808 | Common | NONE |
| G7997R103 | STX | SEAGATE TECHNOLOGY HLDNGS PL | $800,684 | 0.34% | 9,379 | Common | NONE |
| 464287457 | SHY | ISHARES TR | $777,319 | 0.33% | 9,475 | Common | NONE |
| 464287168 | DVY | ISHARES TR | $753,724 | 0.32% | 6,430 | Common | NONE |
| 097023105 | BA | BOEING CO | $738,189 | 0.31% | 2,832 | Common | NONE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $731,876 | 0.31% | 7,542 | Common | NONE |
| 253393102 | DKS | DICKS SPORTING GOODS INC | $723,643 | 0.30% | 4,924 | Common | NONE |
| 464287721 | IYW | ISHARES TR | $713,459 | 0.30% | 5,812 | Common | NONE |
| 244199105 | DE | DEERE & CO | $711,420 | 0.30% | 1,779 | Common | NONE |
| 02209S103 | MO | ALTRIA GROUP INC | $708,734 | 0.30% | 17,569 | Common | NONE |
| 25179M103 | DVN | DEVON ENERGY CORP NEW | $694,427 | 0.29% | 15,329 | Common | NONE |
| 74348A467 | NOBL | PROSHARES TR | $685,319 | 0.29% | 7,199 | Common | NONE |
| 548661107 | LOW | LOWES COS INC | $677,455 | 0.29% | 3,044 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $676,938 | 0.29% | 1,550 | Common | NONE |
| 50208A102 | XSCDX | LMP CAP & INCOME FD INC | $673,350 | 0.28% | 48,062 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $672,127 | 0.28% | 6,106 | Common | NONE |
| 87612E106 | TGT | TARGET CORP | $648,381 | 0.27% | 4,552 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $646,759 | 0.27% | 2,181 | Common | NONE |
| 172908105 | CTAS | CINTAS CORP | $642,435 | 0.27% | 1,066 | Common | NONE |
| 28176E108 | EW | EDWARDS LIFESCIENCES CORP | $641,114 | 0.27% | 8,408 | Common | NONE |
| 922908736 | VUG | VANGUARD INDEX FDS | $640,390 | 0.27% | 2,060 | Common | NONE |
| 09260Q108 | BTX | BLACKROCK INNOVATION AND GRW | $629,538 | 0.27% | 85,885 | Common | NONE |
| 922908512 | VOE | VANGUARD INDEX FDS | $628,547 | 0.26% | 4,334 | Common | NONE |
| 464287598 | IWD | ISHARES TR | $614,717 | 0.26% | 3,721 | Common | NONE |
| 345370860 | F | FORD MTR CO DEL | $598,322 | 0.25% | 49,083 | Common | NONE |
| 00206R102 | T | AT&T INC | $595,306 | 0.25% | 35,478 | Common | NONE |
| 461202103 | INTU | INTUIT | $593,152 | 0.25% | 949 | Common | NONE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $592,399 | 0.25% | 33,583 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $580,405 | 0.24% | 9,849 | Common | NONE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $573,975 | 0.24% | 13,090 | Common | NONE |
| 00090Q103 | ADT | ADT INC DEL | $566,387 | 0.24% | 83,048 | Common | NONE |
| 617446448 | MS | MORGAN STANLEY | $561,150 | 0.24% | 6,018 | Common | NONE |
| 46434G103 | IEMG | ISHARES INC | $535,374 | 0.23% | 10,585 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $532,253 | 0.22% | 2,538 | Common | NONE |
| 84265V105 | SCCO | SOUTHERN COPPER CORP | $528,477 | 0.22% | 6,140 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $519,650 | 0.22% | 19,721 | Common | NONE |
| 231021106 | CMI | CUMMINS INC | $517,234 | 0.22% | 2,159 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $516,586 | 0.22% | 5,167 | Common | NONE |
| 37733W204 | GSK | GSK PLC | $516,270 | 0.22% | 13,931 | Common | NONE |
| 922908538 | VOT | VANGUARD INDEX FDS | $514,082 | 0.22% | 2,341 | Common | NONE |
| 464287655 | IWM | ISHARES TR | $511,006 | 0.22% | 2,546 | Common | NONE |
| 464287127 | ILCB | ISHARES TR | $503,922 | 0.21% | 7,663 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $492,420 | 0.21% | 746 | Common | NONE |
| 464287234 | EEM | ISHARES TR | $481,418 | 0.20% | 11,972 | Common | NONE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $481,378 | 0.20% | 6,323 | Common | NONE |
| 969457100 | WMB | WILLIAMS COS INC | $470,378 | 0.20% | 13,505 | Common | NONE |
| 464287150 | ITOT | ISHARES TR | $465,643 | 0.20% | 4,425 | Common | NONE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $449,976 | 0.19% | 22,465 | Common | NONE |
| 464287226 | AGG | ISHARES TR | $448,004 | 0.19% | 4,514 | Common | NONE |
| 922908751 | VB | VANGUARD INDEX FDS | $447,479 | 0.19% | 2,097 | Common | NONE |
| 464287630 | IWN | ISHARES TR | $426,380 | 0.18% | 2,745 | Common | NONE |
| 464287648 | IWO | ISHARES TR | $424,991 | 0.18% | 1,685 | Common | NONE |
| 68389X105 | ORCL | ORACLE CORP | $422,377 | 0.18% | 4,006 | Common | NONE |
| 921937819 | BIV | VANGUARD BD INDEX FDS | $422,151 | 0.18% | 5,527 | Common | NONE |
| 457187102 | INGR | INGREDION INC | $412,957 | 0.17% | 3,805 | Common | NONE |
| 98978V103 | ZTS | ZOETIS INC | $386,253 | 0.16% | 1,957 | Common | NONE |
| 49177J102 | KVUE | KENVUE INC | $383,234 | 0.16% | 17,800 | Common | NONE |
| 655844108 | NSC | NORFOLK SOUTHN CORP | $373,954 | 0.16% | 1,582 | Common | NONE |
| 172967424 | C | CITIGROUP INC | $366,669 | 0.15% | 7,128 | Common | NONE |
| 381430503 | GSLC | GOLDMAN SACHS ETF TR | $365,390 | 0.15% | 3,895 | Common | NONE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $362,586 | 0.15% | 2,984 | Common | NONE |
| 13462K109 | CWH | CAMPING WORLD HLDGS INC | $361,754 | 0.15% | 13,776 | Common | NONE |
| 693475105 | PNC | PNC FINL SVCS GROUP INC | $361,265 | 0.15% | 2,333 | Common | NONE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $360,886 | 0.15% | 1,926 | Common | NONE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $356,500 | 0.15% | 1,361 | Common | NONE |
| 670346105 | NUE | NUCOR CORP | $345,644 | 0.15% | 1,986 | Common | NONE |
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $338,326 | 0.14% | 3,031 | Common | NONE |
| 055622104 | BP | BP PLC | $338,193 | 0.14% | 9,553 | Common | NONE |
| 92204A405 | VFH | VANGUARD WORLD FDS | $332,167 | 0.14% | 3,601 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $331,318 | 0.14% | 731 | Common | NONE |
| 92206C870 | VCIT | VANGUARD SCOTTSDALE FDS | $329,591 | 0.14% | 4,055 | Common | NONE |
| 910047109 | UAL | UNITED AIRLS HLDGS INC | $328,017 | 0.14% | 7,950 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $327,743 | 0.14% | 1,924 | Common | NONE |
| 88579Y101 | MMM | 3M CO | $326,628 | 0.14% | 2,988 | Common | NONE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $305,711 | 0.13% | 3,390 | Common | NONE |
| 74836W203 | QRHC | QUEST RESOURCE HLDG CORP | $305,193 | 0.13% | 41,636 | Common | NONE |
| 808524409 | SCHV | SCHWAB STRATEGIC TR | $305,076 | 0.13% | 4,352 | Common | NONE |
| 92838Y100 | AIO | VIRTUS ARTIFICIAL INTELLIGEN | $301,890 | 0.13% | 17,350 | Common | NONE |
| 534187109 | LNC | LINCOLN NATL CORP IND | $298,828 | 0.13% | 11,080 | Common | NONE |
| 460146103 | IP | INTERNATIONAL PAPER CO | $291,768 | 0.12% | 8,071 | Common | NONE |
| 110448107 | BTI | BRITISH AMERN TOB PLC | $290,146 | 0.12% | 9,906 | Common | NONE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $286,721 | 0.12% | 5,215 | Common | NONE |
| 854502101 | SWK | STANLEY BLACK & DECKER INC | $284,004 | 0.12% | 2,895 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INC | $282,977 | 0.12% | 1,957 | Common | NONE |
| 171484108 | CHDN | CHURCHILL DOWNS INC | $281,194 | 0.12% | 2,084 | Common | NONE |
| 825107105 | SHBI | SHORE BANCSHARES INC | $277,875 | 0.12% | 19,500 | Common | NONE |
| 464288513 | HYG | ISHARES TR | $272,172 | 0.11% | 3,517 | Common | NONE |
| 46641Q837 | JPST | J P MORGAN EXCHANGE TRADED F | $271,242 | 0.11% | 5,400 | Common | NONE |
| 92840M102 | VST | VISTRA CORP | $269,640 | 0.11% | 7,000 | Common | NONE |
| 922908595 | VBK | VANGUARD INDEX FDS | $268,031 | 0.11% | 1,109 | Common | NONE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $266,871 | 0.11% | 5,422 | Common | NONE |
| 038222105 | AMAT | APPLIED MATLS INC | $261,744 | 0.11% | 1,615 | Common | NONE |
| 127387108 | CDNS | CADENCE DESIGN SYSTEM INC | $261,475 | 0.11% | 960 | Common | NONE |
| 92204A504 | VHT | VANGUARD WORLD FDS | $258,771 | 0.11% | 1,033 | Common | NONE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $255,897 | 0.11% | 4,213 | Common | NONE |
| 25434V708 | DFAC | DIMENSIONAL ETF TRUST | $254,184 | 0.11% | 8,696 | Common | NONE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $253,399 | 0.11% | 1,719 | Common | NONE |
| 464287242 | LQD | ISHARES TR | $251,900 | 0.11% | 2,276 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $249,419 | 0.11% | 6,634 | Common | NONE |
| 46432F842 | IEFA | ISHARES TR | $246,858 | 0.10% | 3,509 | Common | NONE |
| 921937835 | BND | VANGUARD BD INDEX FDS | $246,480 | 0.10% | 3,352 | Common | NONE |
| 780259305 | SHEL | SHELL PLC | $244,047 | 0.10% | 3,709 | Common | NONE |
| 94106L109 | WM | WASTE MGMT INC DEL | $243,755 | 0.10% | 1,361 | Common | NONE |
| 09260E105 | BMEZ | BLACKROCK HEALTH SCIENCES TE | $242,458 | 0.10% | 16,550 | Common | NONE |
| 00724F101 | ADBE | ADOBE INC | $242,220 | 0.10% | 406 | Common | NONE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $242,097 | 0.10% | 14,100 | Common | NONE |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $240,287 | 0.10% | 770 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $232,726 | 0.10% | 2,776 | Common | NONE |
| 030420103 | AWK | AMERICAN WTR WKS CO INC NEW | $229,267 | 0.10% | 1,737 | Common | NONE |
| 464287705 | IJJ | ISHARES TR | $227,169 | 0.10% | 1,992 | Common | NONE |
| 67071L106 | NVG | NUVEEN AMT FREE MUN CR INC F | $223,560 | 0.09% | 18,914 | Common | NONE |
| 78409V104 | SPGI | S&P GLOBAL INC | $221,581 | 0.09% | 503 | Common | NONE |
| 33734X846 | CIBR | FIRST TR EXCHANGE TRADED FD | $218,752 | 0.09% | 4,063 | Common | NONE |
| H1467J104 | CB | CHUBB LIMITED | $218,090 | 0.09% | 965 | Common | NONE |
| 464285204 | IAU | ISHARES GOLD TR | $214,353 | 0.09% | 5,492 | Common | NONE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $212,364 | 0.09% | 1,863 | Common | NONE |
| 032654105 | ADI | ANALOG DEVICES INC | $210,871 | 0.09% | 1,062 | Common | NONE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $210,722 | 0.09% | 4,950 | Common | NONE |
| 927959106 | VNOMUSD | VIPER ENERGY INC | $209,618 | 0.09% | 6,680 | Common | NONE |
| 72201R718 | LDUR | PIMCO ETF TR | $208,567 | 0.09% | 2,201 | Common | NONE |
| 675234108 | OCFC | OCEANFIRST FINL CORP | $207,348 | 0.09% | 11,944 | Common | NONE |
| 718546104 | PSX | PHILLIPS 66 | $204,961 | 0.09% | 1,540 | Common | NONE |
| B38564108 | CMBT | EURONAV NV | $196,745 | 0.08% | 11,185 | Common | NONE |
| 780910105 | RVT | ROYCE VALUE TR INC | $193,270 | 0.08% | 13,274 | Common | NONE |
| 74345W108 | — | PROPHASE LABS INC | $180,800 | 0.08% | 40,000 | Common | NONE |
| 95766K109 | HIO | WESTERN ASSET HIGH INCOME OP | $146,676 | 0.06% | 37,999 | Common | NONE |
| 83406F102 | SOFI | SOFI TECHNOLOGIES INC | $131,589 | 0.06% | 13,225 | Common | NONE |
| 405552100 | HLN | HALEON PLC | $124,662 | 0.05% | 15,147 | Common | NONE |
| 610335101 | MRCC | MONROE CAP CORP | $105,975 | 0.04% | 15,000 | Common | NONE |
| 670928100 | NUV | NUVEEN MUN VALUE FD INC | $86,000 | 0.04% | 10,000 | Common | NONE |
| 12482W200 | — | CBDMD INC | $56,000 | 0.02% | 80,000 | Common | NONE |
| 003009107 | — | ABRDN ASIA PACIFIC INCOME FU | $46,147 | 0.02% | 17,028 | Common | NONE |
| 14167R100 | CCLD | CARECLOUD INC | $45,614 | 0.02% | 30,009 | Common | NONE |
| 552939100 | MGF | MFS GOVT MKTS INCOME TR | $41,496 | 0.02% | 13,049 | Common | NONE |
| 910047109 | UAL | UNITED AIRLS HLDGS INC | $34,920 | 0.01% | 8,000 | CALL | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $19,398 | 0.01% | 3,300 | PUT | NONE |
| 590717104 | — | MESOBLAST LTD | $18,700 | 0.01% | 17,000 | Common | NONE |
| 50125G109 | KULR | KULR TECHNOLOGY GROUP INC | $10,175 | 0.00% | 55,000 | Common | NONE |
| 68619K204 | ORGSUSD | ORGENESIS INC | $10,014 | 0.00% | 20,000 | Common | NONE |
| 42254E104 | — | HEART TEST LABORATORIES INC | $2,565 | 0.00% | 15,000 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.