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Alpha Cubed Investments, LLC

Q2 2024 · 13F-HR

Alpha Cubed Investments, LLCholdings as filed

Filed 2024-07-15 · accession 0001085146-24-002979

$2.10B
Reported value
293
Positions
2024-06-30
Period end
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Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
037833100AAPLAPPLE INC$149.1M7.11%707,867CommonNONE
594918104MSFTMICROSOFT CORP$110.1M5.25%246,280CommonNONE
02079K305GOOGLALPHABET INC$99.1M4.72%544,086CommonNONE
023135106AMZNAMAZON COM INC$91.4M4.36%472,778CommonNONE
67066G104NVDANVIDIA CORPORATION$72.9M3.48%590,185CommonNONE
084670702BRK/BBERKSHIRE HATHAWAY INC DEL$70.9M3.38%174,171CommonNONE
697435105PANWPALO ALTO NETWORKS INC$67.4M3.21%198,940CommonNONE
30303M102METAMETA PLATFORMS INC$54.9M2.62%108,826CommonNONE
N07059210ASMLASML HOLDING N V$52.8M2.52%51,624CommonNONE
031162100AMGNAMGEN INC$48.6M2.32%155,484CommonNONE
64110L106NFLXNETFLIX INC$48.0M2.29%71,133CommonNONE
74762E102QUREQUANTA SVCS INC$44.9M2.14%176,803CommonNONE
91324P102UNHUNITEDHEALTH GROUP INC$44.0M2.10%86,387CommonNONE
46120E602ISRGINTUITIVE SURGICAL INC$42.3M2.02%95,138CommonNONE
65339F101NEENEXTERA ENERGY INC$42.0M2.00%592,733CommonNONE
191216100KOCOCA COLA CO$39.7M1.89%623,549CommonNONE
03027X100AMTAMERICAN TOWER CORP NEW$39.1M1.86%201,073CommonNONE
025537101AEPAMERICAN ELEC PWR CO INC$37.2M1.77%423,432CommonNONE
149123101CATCATERPILLAR INC$36.8M1.75%110,354CommonNONE
46625H100JPMJPMORGAN CHASE & CO.$36.6M1.74%180,952CommonNONE
12572Q105CMECME GROUP INC$33.2M1.58%168,845CommonNONE
92826C839VVISA INC$30.1M1.44%114,759CommonNONE
22160K105COSTCOSTCO WHSL CORP NEW$28.8M1.37%33,876CommonNONE
58933Y105MRKMERCK & CO INC$27.7M1.32%223,998CommonNONE
747525103QCOMQUALCOMM INC$26.9M1.28%135,116CommonNONE
G29183103ETNEATON CORP PLC$23.8M1.14%75,974CommonNONE
478160104JNJJOHNSON & JOHNSON$23.7M1.13%162,457CommonNONE
464287242LQDISHARES TR$23.3M1.11%217,896CommonNONE
92343V104VZVERIZON COMMUNICATIONS INC$22.5M1.07%545,404CommonNONE
580135101MCDMCDONALDS CORP$22.5M1.07%88,234CommonNONE
78464A870XBISPDR SER TR$21.4M1.02%231,192CommonNONE
88160R101TSLATESLA INC$20.0M0.96%101,264CommonNONE
59156R108METMETLIFE INC$20.0M0.95%285,100CommonNONE
17275R102CSCOCISCO SYS INC$19.8M0.95%417,452CommonNONE
72201R775BONDPIMCO ETF TR$19.7M0.94%216,252CommonNONE
882508104TXNTEXAS INSTRS INC$19.3M0.92%99,426CommonNONE
406216101HALHALLIBURTON CO$19.3M0.92%571,434CommonNONE
166764100CVXCHEVRON CORP NEW$19.1M0.91%121,876CommonNONE
253868103DLRDIGITAL RLTY TR INC$18.8M0.90%123,525CommonNONE
22788C105CRWDCROWDSTRIKE HLDGS INC$18.7M0.89%48,843CommonNONE
550021109LULULULULEMON ATHLETICA INC$17.6M0.84%58,968CommonNONE
31620M106FISFIDELITY NATL INFORMATION SV$15.5M0.74%205,631CommonNONE
92206C870VCITVANGUARD SCOTTSDALE FDS$14.6M0.70%182,479CommonNONE
904767704UNILEVER PLC$13.3M0.64%242,740CommonNONE
532457108LLYELI LILLY & CO$12.8M0.61%14,097CommonNONE
437076102HDHOME DEPOT INC$12.5M0.60%36,266CommonNONE
45866F104ICEINTERCONTINENTAL EXCHANGE IN$12.2M0.58%89,278CommonNONE
539830109LMTLOCKHEED MARTIN CORP$11.2M0.53%23,930CommonNONE
670100205NVONOVO-NORDISK A S$11.0M0.52%77,055CommonNONE
907818108UNPUNION PAC CORP$11.0M0.52%48,425CommonNONE
46090E103QQQINVESCO QQQ TR$10.9M0.52%22,815CommonNONE
911312106UPSUNITED PARCEL SERVICE INC$10.8M0.52%78,976CommonNONE
02079K107GOOGALPHABET INC$10.3M0.49%56,216CommonNONE
169656105CMGCHIPOTLE MEXICAN GRILL INC$10.3M0.49%164,104CommonNONE
00724F101ADBEADOBE INC$8.7M0.42%15,685CommonNONE
921908844VIGVANGUARD SPECIALIZED FUNDS$8.6M0.41%47,091CommonNONE
007903107AMDADVANCED MICRO DEVICES INC$8.2M0.39%50,643CommonNONE
922908363VOOVANGUARD INDEX FDS$7.9M0.38%15,739CommonNONE
759509102RSRELIANCE INC$7.3M0.35%25,532CommonNONE
68389X105ORCLORACLE CORP$6.8M0.33%48,408CommonNONE
060505104BACBANK AMERICA CORP$6.3M0.30%157,461CommonNONE
78464A763SDYSPDR SER TR$5.8M0.28%45,937CommonNONE
30231G102XOMEXXON MOBIL CORP$4.8M0.23%41,739CommonNONE
98978V103ZTSZOETIS INC$4.5M0.22%26,115CommonNONE
808524797SCHDSCHWAB STRATEGIC TR$4.5M0.21%57,488CommonNONE
921910816MGKVANGUARD WORLD FD$4.1M0.19%12,894CommonNONE
78462F103SPYSPDR S&P 500 ETF TR$3.8M0.18%6,902CommonNONE
337738108FISVFISERV INC$3.4M0.16%23,099CommonNONE
921910840MGVVANGUARD WORLD FD$3.4M0.16%28,937CommonNONE
78467V848TOTLSSGA ACTIVE ETF TR$3.3M0.16%83,225CommonNONE
92206C409VCSHVANGUARD SCOTTSDALE FDS$3.2M0.15%41,281CommonNONE
464287622IWBISHARES TR$3.0M0.15%10,234CommonNONE
922908769VTIVANGUARD INDEX FDS$2.9M0.14%10,726CommonNONE
46137V241SPHQINVESCO EXCHANGE TRADED FD T$2.7M0.13%41,762CommonNONE
931142103WMTWALMART INC$2.5M0.12%36,953CommonNONE
75513E101RTXRTX CORPORATION$2.5M0.12%24,801CommonNONE
46429B655FLOTISHARES TR$2.4M0.12%47,551CommonNONE
464287200IVVISHARES TR$2.4M0.12%4,427CommonNONE
57636Q104MAMASTERCARD INCORPORATED$2.4M0.11%5,406CommonNONE
90353T100UBERUBER TECHNOLOGIES INC$2.4M0.11%32,474CommonNONE
00287Y109ABBVABBVIE INC$2.3M0.11%13,679CommonNONE
11135F101AVGOBROADCOM INC$2.3M0.11%1,444CommonNONE
855244109SBUXSTARBUCKS CORP$2.3M0.11%29,526CommonNONE
949746101WMT2WELLS FARGO CO NEW$2.3M0.11%38,337CommonNONE
46137V357RSPINVESCO EXCHANGE TRADED FD T$2.2M0.11%13,532CommonNONE
278642103EBAYEBAY INC.$2.1M0.10%39,121CommonNONE
921946406VYMVANGUARD WHITEHALL FDS$2.1M0.10%17,440CommonNONE
808524409SCHVSCHWAB STRATEGIC TR$2.0M0.10%27,455CommonNONE
336433107FSLRFIRST SOLAR INC$2.0M0.10%8,909CommonNONE
742718109PGPROCTER AND GAMBLE CO$1.9M0.09%11,501CommonNONE
922908744VTVVANGUARD INDEX FDS$1.8M0.09%11,501CommonNONE
375558103GILDGILEAD SCIENCES INC$1.8M0.09%26,731CommonNONE
929160109VMCVULCAN MATLS CO$1.8M0.09%7,290CommonNONE
81369Y506XLESELECT SECTOR SPDR TR$1.7M0.08%18,161CommonNONE
922908751VBVANGUARD INDEX FDS$1.6M0.08%7,557CommonNONE
038222105AMATAPPLIED MATLS INC$1.6M0.08%6,971CommonNONE
808513105SCHWSCHWAB CHARLES CORP$1.6M0.08%22,288CommonNONE
G54950103LINLINDE PLC$1.6M0.08%3,685CommonNONE
922042866VPLVANGUARD INTL EQUITY INDEX F$1.6M0.08%21,680CommonNONE
464287309IVWISHARES TR$1.4M0.07%15,619CommonNONE
254687106DISDISNEY WALT CO$1.4M0.07%14,269CommonNONE
713448108PEPPEPSICO INC$1.4M0.07%8,537CommonNONE
N6596X109NXPINXP SEMICONDUCTORS N V$1.4M0.07%5,108CommonNONE
172908105CTASCINTAS CORP$1.3M0.06%1,877CommonNONE
459200101IBMINTERNATIONAL BUSINESS MACHS$1.2M0.06%7,165CommonNONE
922908736VUGVANGUARD INDEX FDS$1.2M0.06%3,189CommonNONE
548661107LOWLOWES COS INC$1.2M0.06%5,309CommonNONE
056752108BIDUBAIDU INC$1.2M0.06%13,470CommonNONE
02209S103MOALTRIA GROUP INC$1.1M0.05%24,195CommonNONE
81369Y803XLKSELECT SECTOR SPDR TR$1.1M0.05%4,871CommonNONE
438516106HONHONEYWELL INTL INC$997,9880.05%4,674CommonNONE
37954Y871URAGLOBAL X FDS$976,4260.05%33,728CommonNONE
458140100INTCINTEL CORP$964,7660.05%31,152CommonNONE
863667101SYKSTRYKER CORPORATION$946,9160.05%2,783CommonNONE
756109104OREALTY INCOME CORP$931,8440.04%17,642CommonNONE
464287176TIPISHARES TR$903,3050.04%8,460CommonNONE
874039100TSMTAIWAN SEMICONDUCTOR MFG LTD$878,4360.04%5,054CommonNONE
244199105DEDEERE & CO$855,6130.04%2,290CommonNONE
79466L302CRMSALESFORCE INC$852,5860.04%3,316CommonNONE
717081103PFEPFIZER INC$847,1640.04%30,277CommonNONE
097023105BABOEING CO$839,6660.04%4,613CommonNONE
002824100ABTABBOTT LABS$791,9120.04%7,621CommonNONE
29273V100ETENERGY TRANSFER L P$787,6680.04%48,562CommonNONE
81369Y886XLUSELECT SECTOR SPDR TR$739,0920.04%10,847CommonNONE
778296103ROSTROSS STORES INC$737,7900.04%5,077CommonNONE
92204A702VGTVANGUARD WORLD FD$732,8400.03%1,271CommonNONE
464287614IWFISHARES TR$727,9300.03%1,997CommonNONE
101044105BOCBOSTON OMAHA CORP$703,9850.03%52,302CommonNONE
303250104FICOFAIR ISAAC CORP$683,2950.03%459CommonNONE
464287226AGGISHARES TR$669,6680.03%6,899CommonNONE
78409V104SPGIS&P GLOBAL INC$663,2030.03%1,487CommonNONE
09260D107BXBLACKSTONE INC$654,5310.03%5,287CommonNONE
922908629VOVANGUARD INDEX FDS$648,3800.03%2,678CommonNONE
92840M102VSTVISTRA CORP$614,3270.03%7,145CommonNONE
086516101BBYBEST BUY INC$606,5510.03%7,196CommonNONE
816851109SRESEMPRA$604,6180.03%7,949CommonNONE
828806109SPGSIMON PPTY GROUP INC NEW$598,8360.03%3,945CommonNONE
482480100KLACKLA CORP$596,9450.03%724CommonNONE
20030N101CMCSACOMCAST CORP NEW$588,4180.03%15,026CommonNONE
92206C102VGSHVANGUARD SCOTTSDALE FDS$587,7290.03%10,135CommonNONE
464288257ACWIISHARES TR$585,8290.03%5,212CommonNONE
464287150ITOTISHARES TR$576,2020.03%4,851CommonNONE
40415F101HDBHDFC BANK LTD$565,1390.03%8,785CommonNONE
92189F437ANGLVANECK ETF TRUST$544,3790.03%19,236CommonNONE
72201R833MINTPIMCO ETF TR$532,7090.03%5,293CommonNONE
446150104HBANHUNTINGTON BANCSHARES INC$529,1790.03%40,150CommonNONE
125523100CITHE CIGNA GROUP$523,3860.02%1,583CommonNONE
032108664HACKAMPLIFY ETF TR$521,0940.02%8,050CommonNONE
464287101OEFISHARES TR$519,8470.02%1,967CommonNONE
00206R102TAT&T INC$518,3310.02%27,124CommonNONE
81369Y209XLVSELECT SECTOR SPDR TR$513,6230.02%3,524CommonNONE
654106103NKENIKE INC$509,5630.02%6,761CommonNONE
33738D309FTSLFIRST TR EXCHANGE-TRADED FD$509,3470.02%11,143CommonNONE
512807108LRCXEURLAM RESEARCH CORP$505,8040.02%475CommonNONE
020002101ALLALLSTATE CORP$499,2570.02%3,127CommonNONE
02390A101AMXAMERICA MOVIL SAB DE CV$493,7480.02%29,044CommonNONE
46432F339QUALISHARES TR$487,0080.02%2,852CommonNONE
88339J105TTDTHE TRADE DESK INC$479,8530.02%4,913CommonNONE
78464A409SPYGSPDR SER TR$478,7770.02%5,975CommonNONE
842587107SOSOUTHERN CO$467,8530.02%6,031CommonNONE
293792107EPDENTERPRISE PRODS PARTNERS L$465,2660.02%16,055CommonNONE
92647N824CDCVICTORY PORTFOLIOS II$460,3990.02%7,862CommonNONE
92532F100VRTXVERTEX PHARMACEUTICALS INC$460,2830.02%982CommonNONE
94106L109WMWASTE MGMT INC DEL$458,1380.02%2,147CommonNONE
46435G425ESGUISHARES TR$454,4900.02%3,809CommonNONE
G8473T100STESTERIS PLC$439,0800.02%2,000CommonNONE
82509L107SHOPSHOPIFY INC$435,8640.02%6,599CommonNONE
452308109ITWILLINOIS TOOL WKS INC$435,1590.02%1,836CommonNONE
682680103OKEONEOK INC NEW$428,3960.02%5,253CommonNONE
655844108NSCNORFOLK SOUTHN CORP$428,0920.02%1,994CommonNONE
464287804IJRISHARES TR$417,2300.02%3,912CommonNONE
042068205ARMARM HOLDINGS PLC$409,7040.02%2,504CommonNONE
90353W103UIUBIQUITI INC$407,4110.02%2,797CommonNONE
464287598IWDISHARES TR$407,2130.02%2,334CommonNONE
806857108SLBSCHLUMBERGER LTD$398,1990.02%8,440CommonNONE
69608A108PLTRPALANTIR TECHNOLOGIES INC$393,8060.02%15,547CommonNONE
78463V107GLDSPDR GOLD TR$392,3930.02%1,825CommonNONE
958669103WESWESTERN MIDSTREAM PARTNERS L$390,5570.02%9,830CommonNONE
040413106ANETEURARISTA NETWORKS INC$389,0330.02%1,110CommonNONE
032654105ADIANALOG DEVICES INC$383,9330.02%1,682CommonNONE
688239201OSKOSHKOSH CORP$378,7000.02%3,500CommonNONE
025816109AXPAMERICAN EXPRESS CO$376,3870.02%1,626CommonNONE
86800U104SMCIUSDSUPER MICRO COMPUTER INC$374,4430.02%457CommonNONE
92939U106WECWEC ENERGY GROUP INC$374,2540.02%4,770CommonNONE
00971T101AKAMAKAMAI TECHNOLOGIES INC$360,3200.02%4,000CommonNONE
921932703VOOVVANGUARD ADMIRAL FDS INC$354,7240.02%2,018CommonNONE
922907746VTEBVANGUARD MUN BD FDS$353,5260.02%7,055CommonNONE
06738C778DJPBARCLAYS BANK PLC$351,6340.02%10,968CommonNONE
595112103MUMICRON TECHNOLOGY INC$349,7380.02%2,659CommonNONE
808524722SCHKSCHWAB STRATEGIC TR$348,5560.02%6,661CommonNONE
883556102TMOTHERMO FISHER SCIENTIFIC INC$346,7660.02%627CommonNONE
921910873MGCVANGUARD WORLD FD$346,2440.02%1,755CommonNONE
46432F396MTUMISHARES TR$345,5050.02%1,773CommonNONE
609207105MDLZMONDELEZ INTL INC$345,2790.02%5,276CommonNONE
620076307MSIMOTOROLA SOLUTIONS INC$341,8520.02%886CommonNONE
83085C115SKYH/WSSKY HARBOUR GROUP CORPORATIO$341,6750.02%275,544CommonNONE
744320102PRUPRUDENTIAL FINL INC$338,3550.02%2,887CommonNONE
464287507IJHISHARES TR$337,6600.02%5,770CommonNONE
297178105ESSESSEX PPTY TR INC$334,5340.02%1,229CommonNONE
674599105OXYOCCIDENTAL PETE CORP$332,3570.02%5,273CommonNONE
56035L104MAINMAIN STR CAP CORP$332,1520.02%6,579CommonNONE
58733R102MELIMERCADOLIBRE INC$330,3230.02%201CommonNONE
911363109URIUNITED RENTALS INC$321,8780.02%498CommonNONE
000360206AAONAAON INC$320,6070.02%3,675CommonNONE
370334104GISGENERAL MLS INC$314,3440.01%4,969CommonNONE
36467J108GLPIGAMING & LEISURE PPTYS INC$313,7180.01%6,939CommonNONE
46432F842IEFAISHARES TR$311,8360.01%4,293CommonNONE
75886F107REGNREGENERON PHARMACEUTICALS$311,1050.01%296CommonNONE
26441C204DUKDUKE ENERGY CORP NEW$309,5800.01%3,089CommonNONE
718172109PMPHILIP MORRIS INTL INC$303,9940.01%3,000CommonNONE
824348106SHWSHERWIN WILLIAMS CO$300,7990.01%1,008CommonNONE
055622104BPBP PLC$296,6130.01%8,216CommonNONE
750491102RDNTRADNET INC$294,5410.01%4,999CommonNONE
25746U109DDOMINION ENERGY INC$289,6390.01%5,911CommonNONE
05465C100AXAXOS FINANCIAL INC$286,8930.01%5,020CommonNONE
387328107GVAGRANITE CONSTR INC$282,1490.01%4,553CommonNONE
91529Y106UNMUNUM GROUP$281,1050.01%5,500CommonNONE
637417106NNNNNN REIT INC$279,3430.01%6,557CommonNONE
78464A102XNTKSPDR SER TR$278,0390.01%1,424CommonNONE
235851102DHRDANAHER CORPORATION$276,6320.01%1,107CommonNONE
464287689IWVISHARES TR$274,7160.01%890CommonNONE
464287440IEFISHARES TR$271,8660.01%2,903CommonNONE
74348A467NOBLPROSHARES TR$270,5050.01%2,814CommonNONE
369604301GEGE AEROSPACE$268,8660.01%1,691CommonNONE
338478100XFFCXFLAHERTY & CRUMRINE PFD SECS$267,3510.01%18,076CommonNONE
28176E108EWEDWARDS LIFESCIENCES CORP$265,0100.01%2,869CommonNONE
46438F101IBITISHARES BITCOIN TR$263,9700.01%7,732CommonNONE
78467X109DIASPDR DOW JONES INDL AVERAGE$259,3190.01%663CommonNONE
81762P102NOWSERVICENOW INC$258,8140.01%329CommonNONE
46431W507NEARISHARES U S ETF TR$258,4450.01%5,135CommonNONE
37954Y657PFFDGLOBAL X FDS$251,4320.01%12,776CommonNONE
46137V738PWVINVESCO EXCHANGE TRADED FD T$249,7160.01%4,537CommonNONE
78464A508SPYVSPDR SER TR$249,4510.01%5,118CommonNONE
92189F676SMHVANECK ETF TRUST$247,2760.01%949CommonNONE
209115104EDCONSOLIDATED EDISON INC$246,4370.01%2,756CommonNONE
464285204IAUISHARES GOLD TR$246,1400.01%5,603CommonNONE
718546104PSXPHILLIPS 66$245,6360.01%1,740CommonNONE
617446448MSMORGAN STANLEY$243,6770.01%2,507CommonNONE
19248Y107PSFCOHEN & STEERS SELECT PFD &$243,2630.01%12,298CommonNONE
92204A876VPUVANGUARD WORLD FD$238,2990.01%1,611CommonNONE
25434V724DFUVDIMENSIONAL ETF TRUST$237,7170.01%6,053CommonNONE
01609W102BABAALIBABA GROUP HLDG LTD$234,8640.01%3,262CommonNONE
67061E104NMTNUVEEN MASSACHUSETS QLT MUN$233,4320.01%21,011CommonNONE
78464A375SPIBSPDR SER TR$230,1670.01%7,069CommonNONE
25754A201DPZDOMINOS PIZZA INC$229,7670.01%445CommonNONE
615369105MCOMOODYS CORP$229,4070.01%545CommonNONE
872590104TMUST-MOBILE US INC$229,0340.01%1,300CommonNONE
670346105NUENUCOR CORP$228,8200.01%1,447CommonNONE
23804L103DDOGDATADOG INC$226,3090.01%1,745CommonNONE
56585A102MPCMARATHON PETE CORP$225,8710.01%1,302CommonNONE
92204A504VHTVANGUARD WORLD FD$225,4970.01%848CommonNONE
89417E109TRVTRAVELERS COMPANIES INC$224,0810.01%1,102CommonNONE
808524201SCHXSCHWAB STRATEGIC TR$222,8830.01%3,469CommonNONE
88080T104WULFTERAWULF INC$222,8650.01%50,082CommonNONE
233051200DBEFDBX ETF TR$221,3310.01%5,341CommonNONE
38141G104GSGOLDMAN SACHS GROUP INC$221,1840.01%489CommonNONE
56146T103MAMAMAMAS CREATIONS INC$220,8770.01%32,771CommonNONE
30040W108ESEVERSOURCE ENERGY$218,3340.01%3,850CommonNONE
389637109GBTCGRAYSCALE BITCOIN TR BTC$218,0710.01%4,096CommonNONE
872540109TJXTJX COS INC NEW$214,6950.01%1,950CommonNONE
808524102SCHBSCHWAB STRATEGIC TR$213,4570.01%3,395CommonNONE
171340102CHDCHURCH & DWIGHT CO INC$209,9520.01%2,025CommonNONE
H1467J104CBCHUBB LIMITED$209,4210.01%821CommonNONE
666807102NOCNORTHROP GRUMMAN CORP$208,1470.01%477CommonNONE
464287523SOXXISHARES TR$207,9890.01%843CommonNONE
98389B100XELXCEL ENERGY INC$207,7100.01%3,889CommonNONE
808524771FNDXSCHWAB STRATEGIC TR$207,2360.01%3,094CommonNONE
M22465104CHKPCHECK POINT SOFTWARE TECH LT$206,2500.01%1,250CommonNONE
110122108BMYBRISTOL-MYERS SQUIBB CO$205,8700.01%4,957CommonNONE
46428Q109SLVISHARES SILVER TR$204,8810.01%7,711CommonNONE
92206C714VONVVANGUARD SCOTTSDALE FDS$204,2120.01%2,667CommonNONE
45168D104IDXXIDEXX LABS INC$203,1620.01%417CommonNONE
464288448IDVISHARES TR$200,4460.01%7,244CommonNONE
038923108ABRARBOR REALTY TRUST INC$189,4230.01%13,200CommonNONE
83085C107SKYHSKY HARBOUR GROUP CORPORATIO$174,2240.01%18,835CommonNONE
67066Y105NACNUVEEN CA QUALTY MUN INCOME$165,5130.01%14,355CommonNONE
36165A102JOBGEE GROUP INC$149,5840.01%487,880CommonNONE
09254L107MUCBLACKROCK MUNIHLDNGS CALI QL$147,8520.01%13,320CommonNONE
128117108CHICALAMOS CONV OPPORTUNITIES &$143,1720.01%12,300CommonNONE
67073B106JPCNUVEEN PFD & INCOME OPPORTUN$118,7660.01%15,899CommonNONE
37247D106GNWGENWORTH FINL INC$114,7600.01%19,000CommonNONE
46132H106VCVINVESCO CALIF VALUE MUN INCO$109,9310.01%10,550CommonNONE
65373A109OMCCNICHOLAS FINL INC BC$95,7580.00%14,575CommonNONE
G4124C109GRABGRAB HOLDINGS LIMITED$82,7720.00%23,316CommonNONE
530158104USALIBERTY ALL STAR EQUITY FD$78,6760.00%11,570CommonNONE
72200X104RCSPIMCO STRATEGIC INCOME FD$74,5200.00%12,000CommonNONE
22544F103DHYCREDIT SUISSE HIGH YIELD BD$70,7000.00%35,000CommonNONE
529900102ASGLIBERTY ALL-STAR GROWTH FD I$58,2330.00%10,905CommonNONE
733245104PRCHPORCH GROUP INC$43,0350.00%28,500CommonNONE
649445103NYCBEURNEW YORK CMNTY BANCORP INC$39,9570.00%12,409CommonNONE
337738108FISVFISERV INC$5,2390.00%100CALLNONE
04367G103TRXCEURASENSUS SURGICAL INC$4,9950.00%15,000CommonNONE
101044105BOCBOSTON OMAHA CORP$2,2500.00%10,000CALLNONE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.