Q3 2023 · 13F-HR
Convergence Financial, LLCholdings as filed
Filed 2024-10-23 · accession 0001085146-24-005108
$168.4M
Reported value
31
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78464A409 | SPYG | SPDR SER TR | $18.5M | 11.0% | 312,900 | Common | NONE |
| 78464A508 | SPYV | SPDR SER TR | $18.5M | 11.0% | 448,847 | Common | NONE |
| 78464A474 | SPSB | SPDR SER TR | $17.4M | 10.3% | 593,915 | Common | NONE |
| 78464A821 | MDYG | SPDR SER TR | $16.0M | 9.52% | 231,913 | Common | NONE |
| 78464A839 | MDYV | SPDR SER TR | $16.0M | 9.52% | 247,168 | Common | NONE |
| 78464A201 | SLYG | SPDR SER TR | $16.0M | 9.49% | 218,219 | Common | NONE |
| 78464A300 | SLYV | SPDR SER TR | $15.6M | 9.24% | 214,975 | Common | NONE |
| 78468R663 | BIL | SPDR SER TR | $11.7M | 6.92% | 126,926 | Common | NONE |
| 78464A649 | SPAB | SPDR SER TR | $10.9M | 6.50% | 449,485 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $7.4M | 4.42% | 45,421 | Common | NONE |
| 78468R523 | BILS | SPDR SER TR | $4.7M | 2.77% | 46,863 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $4.1M | 2.41% | 9,501 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $3.1M | 1.84% | 12,366 | Common | NONE |
| 92203C303 | VUSB | VANGUARD BD INDEX FDS | $1.3M | 0.79% | 26,883 | Common | NONE |
| 78464A854 | SPYM | SPDR SER TR | $1.1M | 0.66% | 22,129 | Common | NONE |
| 92204A702 | VGT | VANGUARD WORLD FDS | $1.1M | 0.65% | 2,623 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $508,445 | 0.30% | 1,184 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $474,987 | 0.28% | 2,774 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $449,788 | 0.27% | 1,284 | Common | NONE |
| 00214Q104 | ARKK | ARK ETF TR | $411,932 | 0.24% | 10,384 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $411,232 | 0.24% | 3,235 | Common | NONE |
| 78463X889 | SPDW | SPDR INDEX SHS FDS | $386,293 | 0.23% | 12,457 | Common | NONE |
| 46431W598 | CMDY | ISHARES U S ETF TR | $295,618 | 0.18% | 5,739 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $287,371 | 0.17% | 2,196 | Common | NONE |
| 464287507 | IJH | ISHARES TR | $286,505 | 0.17% | 1,149 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $270,296 | 0.16% | 1,740 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $260,169 | 0.15% | 953 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $235,685 | 0.14% | 780 | Common | NONE |
| 72201Y101 | PDI | PIMCO DYNAMIC INCOME FD | $230,806 | 0.14% | 13,357 | Common | NONE |
| 00162Q858 | SDOG | ALPS ETF TR | $229,930 | 0.14% | 4,889 | Common | NONE |
| 78463X509 | SPEM | SPDR INDEX SHS FDS | $228,711 | 0.14% | 6,813 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.