Wealthspire Retirement, LLC — Q3 2023 13F-HR

← Wealthspire Retirement, LLC

Q3 2023 · 13F-HR

Wealthspire Retirement, LLCholdings as filed

Filed 2025-02-13 · accession 0001085146-25-001284

$523.5M

Reported value

226

Positions

2023-09-30

Period end

View analyzed profile →PRO

Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
78464A854	SPYM	SPDR SER TR	$26.2M	5.00%	520,548	Common	NONE
92206C680	VONG	VANGUARD SCOTTSDALE FDS	$24.3M	4.64%	355,144	Common	NONE
808524797	SCHD	SCHWAB STRATEGIC TR	$24.0M	4.58%	338,652	Common	NONE
464287226	AGG	ISHARES TR	$19.2M	3.67%	204,114	Common	NONE
46090E103	QQQ	INVESCO QQQ TR	$19.0M	3.64%	53,133	Common	NONE
46435G326	IDEV	ISHARES TR	$18.4M	3.51%	315,408	Common	NONE
316188309	FBND	FIDELITY MERRIMACK STR TR	$14.7M	2.81%	337,136	Common	NONE
921943858	VEA	VANGUARD TAX-MANAGED FDS	$13.4M	2.56%	306,635	Common	NONE
922908629	VO	VANGUARD INDEX FDS	$12.5M	2.39%	60,006	Common	NONE
92206C409	VCSH	VANGUARD SCOTTSDALE FDS	$11.9M	2.28%	158,597	Common	NONE
808524201	SCHX	SCHWAB STRATEGIC TR	$11.6M	2.21%	228,949	Common	NONE
33739E108	FPE	FIRST TR EXCH TRADED FD III	$11.2M	2.15%	703,961	Common	NONE
46137V597	PRFZ	INVESCO EXCHANGE TRADED FD T	$11.1M	2.13%	337,719	Common	NONE
464287457	SHY	ISHARES TR	$10.4M	1.99%	128,542	Common	NONE
922908744	VTV	VANGUARD INDEX FDS	$10.4M	1.98%	75,264	Common	NONE
78462F103	SPY	SPDR S&P 500 ETF TR	$9.2M	1.76%	21,572	Common	NONE
46137V472	XMHQ	INVESCO EXCHANGE TRADED FD T	$8.1M	1.55%	100,932	Common	NONE
46137V613	PRF	INVESCO EXCHANGE TRADED FD T	$7.8M	1.48%	243,642	Common	NONE
922908363	VOO	VANGUARD INDEX FDS	$7.1M	1.35%	18,036	Common	NONE
808524763	FNDA	SCHWAB STRATEGIC TR	$6.6M	1.26%	135,837	Common	NONE
922908736	VUG	VANGUARD INDEX FDS	$6.5M	1.24%	23,891	Common	NONE
037833100	AAPL	APPLE INC	$6.2M	1.19%	36,305	Common	NONE
46434V456	IQLT	ISHARES TR	$5.9M	1.13%	175,340	Common	NONE
89417E109	TRV	TRAVELERS COMPANIES INC	$5.8M	1.11%	35,465	Common	NONE
922042858	VWO	VANGUARD INTL EQUITY INDEX F	$5.6M	1.08%	144,049	Common	NONE
46641Q332	JEPI	J P MORGAN EXCHANGE TRADED F	$5.6M	1.07%	104,929	Common	NONE
92204A207	VDC	VANGUARD WORLD FDS	$5.2M	1.00%	28,545	Common	NONE
808524839	SCHZ	SCHWAB STRATEGIC TR	$5.1M	0.98%	115,895	Common	NONE
46137V241	SPHQ	INVESCO EXCHANGE TRADED FD T	$4.9M	0.93%	97,678	Common	NONE
808524607	SCHA	SCHWAB STRATEGIC TR	$4.8M	0.92%	116,816	Common	NONE
921937835	BND	VANGUARD BD INDEX FDS	$4.4M	0.84%	63,276	Common	NONE
808524805	SCHF	SCHWAB STRATEGIC TR	$3.9M	0.75%	115,656	Common	NONE
594918104	MSFT	MICROSOFT CORP	$3.7M	0.72%	11,861	Common	NONE
808524300	SCHG	SCHWAB STRATEGIC TR	$3.7M	0.71%	51,340	Common	NONE
921946406	VYM	VANGUARD WHITEHALL FDS	$3.7M	0.71%	35,864	Common	NONE
92204A702	VGT	VANGUARD WORLD FDS	$3.7M	0.70%	8,854	Common	NONE
78464A763	SDY	SPDR SER TR	$3.3M	0.62%	28,430	Common	NONE
97717W208	DHS	WISDOMTREE TR	$3.3M	0.62%	41,644	Common	NONE
922042775	VEU	VANGUARD INTL EQUITY INDEX F	$3.1M	0.60%	60,185	Common	NONE
808524870	SCHP	SCHWAB STRATEGIC TR	$3.0M	0.58%	59,687	Common	NONE
46137V506	PFM	INVESCO EXCHANGE TRADED FD T	$3.0M	0.57%	81,713	Common	NONE
808524508	SCHM	SCHWAB STRATEGIC TR	$2.9M	0.56%	43,385	Common	NONE
92206C870	VCIT	VANGUARD SCOTTSDALE FDS	$2.8M	0.53%	36,238	Common	NONE
437076102	HD	HOME DEPOT INC	$2.7M	0.52%	9,089	Common	NONE
92204A504	VHT	VANGUARD WORLD FDS	$2.6M	0.51%	11,248	Common	NONE
72201R833	MINT	PIMCO ETF TR	$2.6M	0.49%	25,652	Common	NONE
023135106	AMZN	AMAZON COM INC	$2.6M	0.49%	20,143	Common	NONE
921908844	VIG	VANGUARD SPECIALIZED FUNDS	$2.5M	0.48%	16,172	Common	NONE
78464A649	SPAB	SPDR SER TR	$2.4M	0.47%	100,316	Common	NONE
09256A109	CII	BLACKROCK ENHANCD CAP & INM	$2.4M	0.47%	130,823	Common	NONE
922020805	VTIP	VANGUARD MALVERN FDS	$2.4M	0.46%	51,008	Common	NONE
464287200	IVV	ISHARES TR	$2.4M	0.46%	5,592	Common	NONE
808524409	SCHV	SCHWAB STRATEGIC TR	$2.4M	0.45%	36,875	Common	NONE
72201R783	HYS	PIMCO ETF TR	$2.4M	0.45%	26,071	Common	NONE
464288638	IGIB	ISHARES TR	$2.3M	0.44%	47,540	Common	NONE
09250W107	XBMEX	BLACKROCK HEALTH SCIENCES TR	$2.3M	0.43%	57,947	Common	NONE
37954Y889	CATH	GLOBAL X FDS	$2.2M	0.41%	41,197	Common	NONE
921909768	VXUS	VANGUARD STAR FDS	$2.1M	0.40%	39,076	Common	NONE
46429B747	STIP	ISHARES TR	$2.1M	0.39%	21,182	Common	NONE
032108409	DIVO	AMPLIFY ETF TR	$2.0M	0.38%	56,966	Common	NONE
808524706	SCHE	SCHWAB STRATEGIC TR	$2.0M	0.38%	82,506	Common	NONE
46138E354	SPLV	INVESCO EXCH TRADED FD TR II	$1.9M	0.36%	31,908	Common	NONE
808524102	SCHB	SCHWAB STRATEGIC TR	$1.8M	0.35%	36,851	Common	NONE
922907746	VTEB	VANGUARD MUN BD FDS	$1.8M	0.35%	38,122	Common	NONE
92203J407	BNDX	VANGUARD CHARLOTTE FDS	$1.8M	0.34%	37,419	Common	NONE
09248D104	BUI	BLACKROCK UTILS INFRASTRUCTU	$1.8M	0.34%	89,154	Common	NONE
922908611	VBR	VANGUARD INDEX FDS	$1.7M	0.33%	10,798	Common	NONE
37954Y483	QYLD	GLOBAL X FDS	$1.7M	0.32%	98,803	Common	NONE
464287804	IJR	ISHARES TR	$1.6M	0.30%	16,640	Common	NONE
78463X889	SPDW	SPDR INDEX SHS FDS	$1.6M	0.30%	50,244	Common	NONE
30231G102	XOM	EXXON MOBIL CORP	$1.5M	0.29%	13,095	Common	NONE
78464A292	PSK	SPDR SER TR	$1.5M	0.29%	46,887	Common	NONE
23325P104	DNP	DNP SELECT INCOME FD INC	$1.5M	0.29%	158,543	Common	NONE
742718109	PG	PROCTER AND GAMBLE CO	$1.5M	0.28%	10,115	Common	NONE
37954Y475	XYLD	GLOBAL X FDS	$1.5M	0.28%	37,653	Common	NONE
09258G104	BST	BLACKROCK SCIENCE & TECHNOLO	$1.4M	0.27%	45,144	Common	NONE
63633D104	NHI	NATIONAL HEALTH INVS INC	$1.4M	0.27%	27,027	Common	NONE
922908595	VBK	VANGUARD INDEX FDS	$1.3M	0.24%	5,979	Common	NONE
46137V233	XLG	INVESCO EXCHANGE TRADED FD T	$1.3M	0.24%	37,514	Common	NONE
46138E263	CGW	INVESCO EXCH TRADED FD TR II	$1.3M	0.24%	27,370	Common	NONE
478160104	JNJ	JOHNSON & JOHNSON	$1.2M	0.23%	7,848	Common	NONE
532457108	LLY	ELI LILLY & CO	$1.2M	0.23%	2,229	Common	NONE
46090A887	GSY	INVESCO ACTIVELY MANAGED ETF	$1.2M	0.22%	23,495	Common	NONE
46138J833	BSJO	INVESCO EXCH TRD SLF IDX FD	$1.2M	0.22%	51,155	Common	NONE
46434V647	REET	ISHARES TR	$1.1M	0.21%	51,310	Common	NONE
436893200	HOMB	HOME BANCSHARES INC	$1.1M	0.21%	51,380	Common	NONE
166764100	CVX	CHEVRON CORP NEW	$1.1M	0.20%	6,310	Common	NONE
808524862	SCHO	SCHWAB STRATEGIC TR	$1.1M	0.20%	22,050	Common	NONE
464287614	IWF	ISHARES TR	$1.0M	0.20%	3,935	Common	NONE
45783Y756	BUFB	INNOVATOR ETFS TR	$1.0M	0.20%	40,748	Common	NONE
651639106	NEM	NEWMONT CORP	$1.0M	0.20%	27,798	Common	NONE
33733E203	FBT	FIRST TR EXCHANGE-TRADED FD	$1.0M	0.20%	7,000	Common	NONE
78463V107	GLD	SPDR GOLD TR	$1.0M	0.19%	5,934	Common	NONE
191216100	KO	COCA COLA CO	$978,440	0.19%	17,478	Common	NONE
922908751	VB	VANGUARD INDEX FDS	$968,908	0.19%	5,125	Common	NONE
464287630	IWN	ISHARES TR	$959,287	0.18%	7,077	Common	NONE
02079K107	GOOG	ALPHABET INC	$951,693	0.18%	7,218	Common	NONE
921937827	BSV	VANGUARD BD INDEX FDS	$926,794	0.18%	12,329	Common	NONE
46137V746	PWB	INVESCO EXCHANGE TRADED FD T	$912,792	0.17%	13,465	Common	NONE
46138J858	—	INVESCO EXCH TRD SLF IDX FD	$883,658	0.17%	37,594	Common	NONE
95040Q104	WELL	WELLTOWER INC	$876,716	0.17%	10,702	Common	NONE
46138G508	BKLN	INVESCO EXCH TRADED FD TR II	$874,695	0.17%	41,672	Common	NONE
808524854	SCHR	SCHWAB STRATEGIC TR	$873,988	0.17%	18,231	Common	NONE
07317Q105	BTE	BAYTEX ENERGY CORP	$857,745	0.16%	194,500	Common	NONE
464287465	EFA	ISHARES TR	$824,348	0.16%	11,961	Common	NONE
15135U109	CVE	CENOVUS ENERGY INC	$793,242	0.15%	38,100	Common	NONE
88160R101	TSLA	TESLA INC	$789,982	0.15%	3,157	Common	NONE
46138J817	BSJP	INVESCO EXCH TRD SLF IDX FD	$789,510	0.15%	35,121	Common	NONE
37954Y673	PAVE	GLOBAL X FDS	$757,029	0.14%	24,919	Common	NONE
922908769	VTI	VANGUARD INDEX FDS	$755,505	0.14%	3,557	Common	NONE
464287176	TIP	ISHARES TR	$751,269	0.14%	7,243	Common	NONE
92189H201	ITM	VANECK ETF TRUST	$715,534	0.14%	16,225	Common	NONE
922908553	VNQ	VANGUARD INDEX FDS	$704,546	0.13%	9,312	Common	NONE
92204A603	VIS	VANGUARD WORLD FDS	$702,800	0.13%	3,604	Common	NONE
00162Q452	AMLP	ALPS ETF TR	$691,105	0.13%	16,377	Common	NONE
02079K305	GOOGL	ALPHABET INC	$685,576	0.13%	5,239	Common	NONE
67066G104	NVDA	NVIDIA CORPORATION	$682,750	0.13%	1,570	Common	NONE
46137V357	RSP	INVESCO EXCHANGE TRADED FD T	$678,100	0.13%	4,786	Common	NONE
464287507	IJH	ISHARES TR	$673,228	0.13%	2,700	Common	NONE
92204A108	VCR	VANGUARD WORLD FDS	$662,530	0.13%	2,460	Common	NONE
78464A474	SPSB	SPDR SER TR	$653,426	0.12%	22,286	Common	NONE
58933Y105	MRK	MERCK & CO INC	$649,445	0.12%	6,308	Common	NONE
78463X509	SPEM	SPDR INDEX SHS FDS	$644,569	0.12%	19,201	Common	NONE
464287762	IYH	ISHARES TR	$638,175	0.12%	2,363	Common	NONE
47103U845	JAAA	JANUS DETROIT STR TR	$636,350	0.12%	12,644	Common	NONE
921910816	MGK	VANGUARD WORLD FD	$631,598	0.12%	2,784	Common	NONE
46625H100	JPM	JPMORGAN CHASE & CO	$625,626	0.12%	4,314	Common	NONE
464287721	IYW	ISHARES TR	$620,182	0.12%	5,911	Common	NONE
58463J304	MPT	MEDICAL PPTYS TRUST INC	$612,968	0.12%	112,471	Common	NONE
92204A876	VPU	VANGUARD WORLD FDS	$607,468	0.12%	4,763	Common	NONE
464288448	IDV	ISHARES TR	$604,483	0.12%	23,799	Common	NONE
931142103	WMT	WALMART INC	$603,518	0.12%	3,774	Common	NONE
92204A405	VFH	VANGUARD WORLD FDS	$589,066	0.11%	7,334	Common	NONE
46137V738	PWV	INVESCO EXCHANGE TRADED FD T	$577,980	0.11%	12,350	Common	NONE
97717X669	DGRW	WISDOMTREE TR	$569,251	0.11%	8,966	Common	NONE
464287663	IUSV	ISHARES TR	$564,028	0.11%	7,559	Common	NONE
91324P102	UNH	UNITEDHEALTH GROUP INC	$554,949	0.11%	1,101	Common	NONE
464288166	AGZ	ISHARES TR	$549,106	0.10%	5,190	Common	NONE
92206C102	VGSH	VANGUARD SCOTTSDALE FDS	$548,579	0.10%	9,524	Common	NONE
42250P103	DOC	HEALTHPEAK PROPERTIES INC	$547,472	0.10%	44,233	Common	NONE
37954Y459	RYLD	GLOBAL X FDS	$540,691	0.10%	31,694	Common	NONE
G1151C101	ACN	ACCENTURE PLC IRELAND	$531,607	0.10%	1,731	Common	NONE
921946794	VYMI	VANGUARD WHITEHALL FDS	$531,251	0.10%	8,584	Common	NONE
97717X594	IHDG	WISDOMTREE TR	$531,164	0.10%	13,711	Common	NONE
00287Y109	ABBV	ABBVIE INC	$519,164	0.10%	3,483	Common	NONE
115236101	BRO	BROWN & BROWN INC	$501,451	0.10%	7,180	Common	NONE
78464A391	EBND	SPDR SER TR	$500,517	0.10%	25,240	Common	NONE
464287432	TLT	ISHARES TR	$495,401	0.09%	5,586	Common	NONE
464287671	IUSG	ISHARES TR	$479,109	0.09%	5,052	Common	NONE
756109104	O	REALTY INCOME CORP	$468,593	0.09%	9,383	Common	NONE
842587107	SO	SOUTHERN CO	$453,637	0.09%	7,009	Common	NONE
78463X202	FEZ	SPDR INDEX SHS FDS	$436,368	0.08%	10,387	Common	NONE
86333M108	LRN	STRIDE INC	$430,037	0.08%	9,550	Common	NONE
92189F437	ANGL	VANECK ETF TRUST	$429,253	0.08%	15,863	Common	NONE
92204A306	VDE	VANGUARD WORLD FDS	$427,428	0.08%	3,372	Common	NONE
438516106	HON	HONEYWELL INTL INC	$421,567	0.08%	2,282	Common	NONE
92204A884	VOX	VANGUARD WORLD FDS	$411,189	0.08%	3,909	Common	NONE
46641Q837	JPST	J P MORGAN EXCHANGE TRADED F	$410,974	0.08%	8,190	Common	NONE
060505104	BAC	BANK AMERICA CORP	$400,545	0.08%	14,629	Common	NONE
097023105	BA	BOEING CO	$400,388	0.08%	2,089	Common	NONE
94106L109	WM	WASTE MGMT INC DEL	$388,140	0.07%	2,546	Common	NONE
33733B100	FIW	FIRST TR EXCHANGE TRADED FD	$386,142	0.07%	4,666	Common	NONE
464287234	EEM	ISHARES TR	$385,542	0.07%	10,159	Common	NONE
88579Y101	MMM	3M CO	$378,704	0.07%	4,045	Common	NONE
22160K105	COST	COSTCO WHSL CORP NEW	$378,549	0.07%	670	Common	NONE
92204A801	VAW	VANGUARD WORLD FDS	$374,687	0.07%	2,172	Common	NONE
87283Q107	TCHP	T ROWE PRICE ETF INC	$371,658	0.07%	13,684	Common	NONE
78468R606	SPHY	SPDR SER TR	$365,334	0.07%	16,295	Common	NONE
922908538	VOT	VANGUARD INDEX FDS	$341,451	0.07%	1,753	Common	NONE
46429B697	USMV	ISHARES TR	$340,623	0.07%	4,706	Common	NONE
65339F101	NEE	NEXTERA ENERGY INC	$338,297	0.06%	5,905	Common	NONE
46138J635	BSJQ	INVESCO EXCH TRD SLF IDX FD	$336,345	0.06%	14,863	Common	NONE
22576C101	—	CRESCENT PT ENERGY CORP	$336,150	0.06%	40,500	Common	NONE
30303M102	META	META PLATFORMS INC	$335,935	0.06%	1,119	Common	NONE
808524755	FNDF	SCHWAB STRATEGIC TR	$323,032	0.06%	10,200	Common	NONE
464287499	IWR	ISHARES TR	$319,140	0.06%	4,609	Common	NONE
00724F101	ADBE	ADOBE INC	$313,589	0.06%	615	Common	NONE
17275R102	CSCO	CISCO SYS INC	$313,481	0.06%	5,831	Common	NONE
46434G103	IEMG	ISHARES INC	$307,872	0.06%	6,469	Common	NONE
00766T100	ACM	AECOM	$307,248	0.06%	3,700	Common	NONE
464287655	IWM	ISHARES TR	$305,975	0.06%	1,731	Common	NONE
92343V104	VZ	VERIZON COMMUNICATIONS INC	$299,335	0.06%	9,236	Common	NONE
149123101	CAT	CATERPILLAR INC	$297,829	0.06%	1,091	Common	NONE
464287598	IWD	ISHARES TR	$296,690	0.06%	1,954	Common	NONE
806857108	SLB	SCHLUMBERGER LTD	$295,465	0.06%	5,068	Common	NONE
46434V613	IUSB	ISHARES TR	$283,361	0.05%	6,482	Common	NONE
35473P504	INCE	FRANKLIN TEMPLETON ETF TR	$280,956	0.05%	5,922	Common	NONE
697435105	PANW	PALO ALTO NETWORKS INC	$278,984	0.05%	1,190	Common	NONE
459200101	IBM	INTERNATIONAL BUSINESS MACHS	$278,628	0.05%	1,986	Common	NONE
46138J866	—	INVESCO EXCH TRD SLF IDX FD	$274,872	0.05%	12,947	Common	NONE
72201R718	LDUR	PIMCO ETF TR	$273,721	0.05%	2,920	Common	NONE
00206R102	T	AT&T INC	$272,054	0.05%	18,113	Common	NONE
717081103	PFE	PFIZER INC	$267,378	0.05%	8,061	Common	NONE
89832Q109	TFC	TRUIST FINL CORP	$267,018	0.05%	9,333	Common	NONE
72201R775	BOND	PIMCO ETF TR	$260,887	0.05%	2,968	Common	NONE
674599105	OXY	OCCIDENTAL PETE CORP	$257,466	0.05%	3,968	Common	NONE
548661107	LOW	LOWES COS INC	$253,837	0.05%	1,221	Common	NONE
58733R102	MELI	MERCADOLIBRE INC	$252,308	0.05%	199	Common	NONE
464289875	AOM	ISHARES TR	$251,877	0.05%	6,470	Common	NONE
025816109	AXP	AMERICAN EXPRESS CO	$244,373	0.05%	1,638	Common	NONE
78468R788	SPYD	SPDR SER TR	$243,495	0.05%	6,943	Common	NONE
31428X106	FDX	FEDEX CORP	$243,188	0.05%	918	Common	NONE
580135101	MCD	MCDONALDS CORP	$242,145	0.05%	919	Common	NONE
464288513	HYG	ISHARES TR	$240,327	0.05%	3,260	Common	NONE
718172109	PM	PHILIP MORRIS INTL INC	$238,743	0.05%	2,579	Common	NONE
002824100	ABT	ABBOTT LABS	$238,406	0.05%	2,462	Common	NONE
92206C771	VMBS	VANGUARD SCOTTSDALE FDS	$229,200	0.04%	5,235	Common	NONE
33740F847	FNOV	FIRST TR EXCHNG TRADED FD VI	$226,719	0.04%	5,834	Common	NONE
808524847	SCHH	SCHWAB STRATEGIC TR	$225,711	0.04%	12,716	Common	NONE
458140100	INTC	INTEL CORP	$219,280	0.04%	6,168	Common	NONE
79466L302	CRM	SALESFORCE INC	$219,205	0.04%	1,081	Common	NONE
87612E106	TGT	TARGET CORP	$212,866	0.04%	1,925	Common	NONE
254687106	DIS	DISNEY WALT CO	$210,892	0.04%	2,602	Common	NONE
46138J841	BSCO	INVESCO EXCH TRD SLF IDX FD	$208,436	0.04%	10,084	Common	NONE
09661T602	BKAG	BNY MELLON ETF TRUST	$204,255	0.04%	5,069	Common	NONE
29259W700	EU	ENCORE ENERGY CORP	$166,320	0.03%	49,500	Common	NONE
78573L106	SBRA	SABRA HEALTH CARE REIT INC	$140,755	0.03%	10,097	Common	NONE
248356107	DNN	DENISON MINES CORP	$132,000	0.03%	80,000	Common	NONE
705015105	PSO	PEARSON PLC	$122,233	0.02%	11,597	Common	NONE
65340P106	NXE	NEXGEN ENERGY LTD	$119,997	0.02%	20,100	Common	NONE
32076V103	AG	FIRST MAJESTIC SILVER CORP	$100,035	0.02%	19,500	Common	NONE
34988N104	—	FORZA X1 INC	$72,128	0.01%	88,500	Common	NONE
90177C101	—	TWIN VEE POWERCATS CO	$67,826	0.01%	49,872	Common	NONE
828363101	SIL1EUR	SILVERCREST METALS INC	$55,125	0.01%	12,500	Common	NONE
29258Y103	EXK	ENDEAVOUR SILVER CORP	$47,385	0.01%	19,500	Common	NONE
67079K118	—	NUSCALE PWR CORP	$26,400	0.01%	40,000	Common	NONE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.