Q3 2023 · 13F-HR
SABBY MANAGEMENT, LLCholdings as filed
Filed 2023-11-14 · accession 0001104659-23-117670
$136.6M
Reported value
84
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287955 | — | ISHARES TR | $58.5M | 42.8% | 3,309 | PUT | SHARED |
| 78462F953 | — | SPDR S&P 500 | $43.6M | 31.9% | 1,020 | PUT | SHARED |
| 464287655 | IWM | ISHARES TR | $12.9M | 9.44% | 73,000 | Common | SHARED |
| 78462F103 | SPY | SPDR S&P 500 | $2.6M | 1.88% | 6,000 | Common | SHARED |
| 81577F109 | — | SEELOS THERAPEUTICS INC | $2.2M | 1.59% | 11,792,861 | Common | SHARED |
| 89856T203 | — | TUANCHE LTD | $951,400 | 0.70% | 1,829,616 | Common | SHARED |
| G7415M124 | RCON | RECON TECHNOLOGY LTD | $919,233 | 0.67% | 2,965,268 | Common | SHARED |
| 74319F305 | — | BIORA THERAPEUTICS INC | $817,129 | 0.60% | 376,557 | Common | SHARED |
| 00972G108 | — | AKARI THERAPEUTICS PLC | $703,459 | 0.51% | 178,091 | Common | SHARED |
| 890260854 | TNXPEUR | TONIX PHARMACEUTICALS HLDG | $679,868 | 0.50% | 1,247,465 | Common | SHARED |
| 76152G950 | — | REVIVA PHARMACEUTCLS HLDGS INC | $548,512 | 0.40% | 1,124 | PUT | SHARED |
| 76152G900 | — | REVIVA PHARMACEUTCLS HLDGS INC | $536,312 | 0.39% | 1,099 | CALL | SHARED |
| G6593L122 | AIOS | NISUN INTL ENT DVPMT GP CO LTD | $528,145 | 0.39% | 220,981 | Common | SHARED |
| 45824Q507 | — | GLUCOTRACK INC | $526,110 | 0.39% | 2,004,230 | Common | SHARED |
| G2788T103 | DOGZ | DOGNESS INTL CORP | $518,699 | 0.38% | 1,103,614 | Common | SHARED |
| 09071M955 | — | BIOLINERX LTD | $504,140 | 0.37% | 2,770 | PUT | SHARED |
| 30712L307 | DUO | FANGDD NETWORK GROUP LTD | $478,753 | 0.35% | 621,757 | Common | SHARED |
| 10778Y952 | — | BRIACELL THERAPEUTICS CORP | $445,000 | 0.33% | 712 | PUT | SHARED |
| 03835L207 | APVOEUR | APTEVO THERAPEUTICS INC | $440,276 | 0.32% | 1,334,169 | Common | SHARED |
| 834223505 | SNGXDEUR | SOLIGENIX INC | $412,864 | 0.30% | 740,564 | Common | SHARED |
| G5279F102 | — | EZGO TECHNOLOGIES LTD | $406,037 | 0.30% | 2,847,387 | Common | SHARED |
| 09071M205 | — | BIOLINERX LTD | $382,200 | 0.28% | 210,000 | Common | SHARED |
| 162828206 | — | CHECKPOINT THERAPEUTICS INC | $348,920 | 0.26% | 205,247 | Common | SHARED |
| 757468202 | RDHL | REDHILL BIOPHARMA LTD | $323,853 | 0.24% | 635,006 | Common | SHARED |
| 74584P301 | PULM | PULMATRIX INC | $307,241 | 0.22% | 151,350 | Common | SHARED |
| 89157G884 | — | TOUGHBUILT INDUSTRIES INC | $296,653 | 0.22% | 1,521,296 | Common | SHARED |
| G1144D125 | BETSF | BIT BROTHER LTD | $290,707 | 0.21% | 567,343 | Common | SHARED |
| 76135L309 | — | REVELATION BIOSCIENCES INC | $277,989 | 0.20% | 403,233 | Common | SHARED |
| 016744302 | — | ALLARITY THERAPEUTICS INC | $268,472 | 0.20% | 359,400 | Common | SHARED |
| 64079L303 | NEPTF | NEPTUNE WELLNESS SOLUTIONS INC | $246,695 | 0.18% | 186,890 | Common | SHARED |
| 71880W402 | RXIIEUR | PHIO PHARMACEUTICALS CORP | $235,619 | 0.17% | 156,039 | Common | SHARED |
| 928251107 | — | VIRPAX PHARMACEUTICALS INC | $234,203 | 0.17% | 292,790 | Common | SHARED |
| 41150T306 | — | HARBOR CUSTOM DEVELOPMENT INC | $231,968 | 0.17% | 164,516 | Common | SHARED |
| M47364950 | — | GAMIDA CELL LTD | $231,132 | 0.17% | 2,244 | PUT | SHARED |
| G1144A955 | — | BIT DIGITAL INC | $223,416 | 0.16% | 1,044 | PUT | SHARED |
| 76152G100 | — | REVIVA PHARMACEUTCLS HLDGS INC | $217,614 | 0.16% | 44,593 | Common | SHARED |
| 09073Q204 | — | SCINAI IMMUNOTHERAPEUTICS LTD | $213,120 | 0.16% | 244,966 | Common | SHARED |
| 71715X203 | PMCB | PHARMACYTE BIOTECH INC | $203,960 | 0.15% | 97,124 | Common | SHARED |
| 571354208 | MRAI | MARPAI INC | $197,690 | 0.14% | 299,077 | Common | SHARED |
| 44984F401 | — | INVO BIOSCIENCE INC | $182,554 | 0.13% | 231,023 | Common | SHARED |
| 374396906 | — | GEVO INC | $142,443 | 0.10% | 1,197 | CALL | SHARED |
| 64113L103 | — | NETCAPITAL INC | $136,956 | 0.10% | 334,039 | Common | SHARED |
| 293602405 | — | ENSYSCE BIOSCIENCES INC | $133,823 | 0.10% | 96,973 | Common | SHARED |
| 89357L204 | — | TRANSCODE THERAPEUTICS INC | $125,830 | 0.09% | 250,309 | Common | SHARED |
| 10920G100 | BGXXQ | BRIGHT GREEN CORP | $120,426 | 0.09% | 304,183 | Common | SHARED |
| M47364100 | — | GAMIDA CELL LTD | $114,602 | 0.08% | 111,264 | Common | SHARED |
| 039014303 | RKDA | ARCADIA BIOSCIENCES INC | $109,562 | 0.08% | 32,705 | Common | SHARED |
| 83006G112 | SXTPW | 60 DEGREES PHARMACEUTICALS INC | $107,351 | 0.08% | 306,717 | Common | SHARED |
| 03211Q119 | AMPGW | AMPLITECH GROUP INC | $101,763 | 0.07% | 415,869 | Common | SHARED |
| 60743F607 | MOBQ | MOBIQUITY TECHNOLOGIES | $96,854 | 0.07% | 144,000 | Common | SHARED |
| 17248W113 | CINGW | CINGULATE INC | $93,352 | 0.07% | 565,769 | Common | SHARED |
| 095633301 | — | BLUEJAY DIAGNOSTICS INC | $91,887 | 0.07% | 21,221 | Common | SHARED |
| 629444100 | BRPAGBP | NRX PHARMACEUTICALS INC | $84,500 | 0.06% | 325,000 | Common | SHARED |
| 34988N104 | — | FORZA X1 INC | $83,771 | 0.06% | 102,787 | Common | SHARED |
| 89689F404 | — | TROIKA MEDIA GROUP INC | $82,499 | 0.06% | 74,999 | Common | SHARED |
| 12021E117 | BFRGW | BULLFROG AI HOLDINGS INC | $82,223 | 0.06% | 145,090 | Common | SHARED |
| 84841L907 | — | SPHERE 3D CORP | $75,145 | 0.05% | 565 | CALL | SHARED |
| M97838110 | WLDSW | WEARABLE DEVICES LTD | $70,753 | 0.05% | 672,553 | Common | SHARED |
| 10501E901 | — | BRAINSTORM CELL THERAPEUTICS | $61,010 | 0.04% | 3,049 | CALL | SHARED |
| 92731L106 | — | VINCERX PHARMA INC | $57,927 | 0.04% | 57,353 | Common | SHARED |
| G47724110 | — | INFOBIRD CO LTD | $53,145 | 0.04% | 500,425 | Common | SHARED |
| 03815U300 | APDNUSD | APPLIED DNA SCIENCES INC | $47,069 | 0.03% | 38,900 | Common | SHARED |
| 03815U950 | — | APPLIED DNA SCIENCES INC | $47,069 | 0.03% | 389 | PUT | SHARED |
| 83204U400 | — | SMART FOR LIFE INC | $44,934 | 0.03% | 54,492 | Common | SHARED |
| 655186500 | NCRA | NOCERA INC | $43,505 | 0.03% | 28,528 | Common | SHARED |
| 52886N117 | LEXXW | LEXARIA BIOSCIENCE CORP | $41,975 | 0.03% | 209,979 | Common | SHARED |
| 29667K132 | GMBLZ | ESPORTS ENTMT GROUP INC | $37,036 | 0.03% | 4,629,529 | Common | SHARED |
| Y1146L955 | — | CASTOR MARITIME INC | $36,009 | 0.03% | 824 | PUT | SHARED |
| Y1146L125 | CTRM | CASTOR MARITIME INC | $36,009 | 0.03% | 82,400 | Common | SHARED |
| 10501E201 | BCLIEUR | BRAINSTORM CELL THERAPEUTICS | $27,310 | 0.02% | 136,484 | Common | SHARED |
| 134748902 | — | CANAAN INC | $25,662 | 0.02% | 141 | CALL | SHARED |
| G2788T193 | — | DOGNESS INTL CORP | $25,098 | 0.02% | 534 | CALL | SHARED |
| 57630J304 | — | GREENWAVE TECHNOLOGY SOLUTIONS | $21,101 | 0.02% | 31,036 | Common | SHARED |
| G39462141 | GMVDF | G MED INNOVATIONS HLDGS LTD | $20,434 | 0.01% | 352,922 | Common | SHARED |
| 654405208 | NMTRQ | 9 METERS BIOPHARMA INC | $20,072 | 0.01% | 1,672,627 | Common | SHARED |
| 11750K120 | BRSWF | BRUUSH ORAL CARE INC | $19,246 | 0.01% | 551,458 | Common | SHARED |
| 55328R959 | — | TINGO GROUP INC | $15,170 | 0.01% | 148 | PUT | SHARED |
| 45791D117 | LUCYW | INNOVATIVE EYEWEAR INC | $13,454 | 0.01% | 104,535 | Common | SHARED |
| 674870506 | OPTT | OCEAN POWER TECHNOLOGIES INC | $10,373 | 0.01% | 26,597 | Common | SHARED |
| 59134N954 | — | META MATERIALS INC | $10,044 | 0.01% | 474 | PUT | SHARED |
| G0567U101 | ARQQ | ARQIT QUANTUM INC | $8,121 | 0.01% | 13,648 | Common | SHARED |
| Y18284102 | — | C3IS INC | $4,685 | 0.00% | 10,206 | Common | SHARED |
| M61472110 | NEXRW | JEFFS BRANDS LTD | $2,713 | 0.00% | 77,282 | Common | SHARED |
| 10501E951 | — | BRAINSTORM CELL THERAPEUTICS | $2,121 | 0.00% | 106 | PUT | SHARED |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.