Wellspring Financial Advisors, LLC — Q3 2023 13F-HR

← Wellspring Financial Advisors, LLC

Q3 2023 · 13F-HR

Wellspring Financial Advisors, LLCholdings as filed

Filed 2023-11-14 · accession 0001104659-23-117843

$342.1M

Reported value

122

Positions

2023-09-30

Period end

View analyzed profile →PRO

Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
922908769	VTI	VANGUARD TOTAL STK MKT	$41.9M	12.2%	6,174,836	Common	SOLE
46436E718	SGOV	ISHARES 0-3 MONTH TREASURY BOND ETF	$25.0M	7.30%	247,943	Common	SOLE
922908744	VTV	VANGUARD VALUE ETF	$19.8M	5.80%	976,297	Common	SOLE
464287614	IWF	ISHARES RUSSELL 1000 GROWTH ETF	$18.0M	5.25%	67,536	Common	SOLE
464287200	IVV	ISHARES S&P 500 INDEX	$15.7M	4.58%	36,478	Common	SOLE
78462F103	SPY	SPDR S&P 500 ETF TRUST	$15.4M	4.51%	36,067	Common	SOLE
78467Y107	MDY	SPDR S&P MIDCAP 400 ETF TRUST	$13.1M	3.83%	28,698	Common	SOLE
46432F842	IEFA	ISHARES CORE MSCI EAFE ETF	$10.5M	3.08%	163,650	Common	SOLE
78464A763	SDY	SPDR SER TR S&P DIVID ETF	$10.5M	3.07%	91,220	Common	SOLE
81369Y704	XLI	INDUSTRIAL SELECT SECTOR SPDR	$10.0M	2.93%	98,948	Common	SOLE
921946406	VYM	VANGUARD HIGH DIVIDEND YIELD	$8.5M	2.50%	1,843,934	Common	SOLE
464287440	IEF	ISHARES 7-10 YEAR TREASURY BOND ETF	$7.8M	2.27%	84,863	Common	SOLE
922908736	VUG	VANGUARD GROWTH ETF	$7.1M	2.08%	945,802	Common	SOLE
464287309	IVW	ISHARES S&P 500 GROWTH ETF	$7.1M	2.06%	103,187	Common	SOLE
78464A409	SPYG	SPDR PORTFOLIO S&P 500 GROWTH ETF	$7.1M	2.06%	118,963	Common	SOLE
478160104	JNJ	JOHNSON & JOHNSON COM	$6.7M	1.97%	43,306	Common	SOLE
46434G103	IEMG	ISHARES CORE MSCI EMERGING MARKETS ETF	$6.5M	1.91%	137,459	Common	SOLE
464285204	IAU	ISHARES GOLD TRUST ETF	$5.7M	1.66%	162,770	Common	SOLE
464287242	LQD	ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF	$5.3M	1.56%	52,427	Common	SOLE
464287515	IGV	ISHARES S&P NORTH AMER TECH-SOFTWARE	$5.1M	1.49%	1,352,617	Common	SOLE
037833100	AAPL	APPLE INC	$4.8M	1.40%	28,009	Common	SOLE
46138E354	SPLV	POWERSHARES SP500 LOW VOLATILITY ETF	$4.8M	1.40%	81,200	Common	SOLE
46137V357	RSP	GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT	$4.5M	1.31%	31,646	Common	SOLE
715426102	—	GOLDMAN SACHS PHYSICAL GOLD ETF	$4.2M	1.22%	228,308	Common	SOLE
464287507	IJH	ISHARES CORE S&P MID CAP ETF	$4.1M	1.20%	1,254,989	Common	SOLE
464287804	IJR	ISHARES S&P SMALLCAP 600 ETF	$3.6M	1.04%	364,528	Common	SOLE
464288646	IGSB	ISHARES 1-3 YR CREDIT BOND ETF	$3.5M	1.02%	70,135	Common	SOLE
594918104	MSFT	MICROSOFT	$3.3M	0.96%	10,373	Common	SOLE
464287598	IWD	ISHARES RUSSELL 1000 VALUE ETF	$3.3M	0.95%	21,412	Common	SOLE
921909768	VXUS	VANGUARD TOTAL INTERNATIONAL STOCK ETF	$3.0M	0.86%	2,933,735	Common	SOLE
46138B103	DBC	DB COMMODITY INDEX TRACKING	$2.8M	0.82%	112,860	Common	SOLE
922908512	VOE	VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF	$2.8M	0.81%	798,331	Common	SOLE
921908844	VIG	VANGUARD DIVIDEND APPRECIATION ETF	$2.5M	0.73%	15,981	Common	SOLE
92204A207	VDC	VANGUARD CONSUMER STAPLES ETF	$2.4M	0.72%	797,645	Common	SOLE
46090E103	QQQ	POWERSHARES QQQ TR	$2.1M	0.60%	1,436,329	Common	SOLE
464287408	IVE	ISHARES S&P 500 VALUE ETF	$1.8M	0.53%	11,834	Common	SOLE
922908363	VOO	VANGUARD S&P 500 ETF	$1.8M	0.52%	4,532	Common	SOLE
464287457	SHY	ISHARES 1-3 YR TREASURY BOND ETF	$1.6M	0.48%	20,152	Common	SOLE
023135106	AMZN	AMAZON.COM INC	$1.6M	0.46%	12,288	Common	SOLE
464287606	IJK	ISHARES S&P MIDCAP 400 GROWTH INDEX	$1.5M	0.43%	20,596	Common	SOLE
30231G102	XOM	EXXON MOBIL CORP COM	$1.4M	0.40%	11,514	Common	SOLE
02079K107	GOOG	ALPHABET INC CAP STK CL C	$1.3M	0.37%	9,641	Common	SOLE
70450Y103	PYPL	PAYPAL HLDGS INC COM	$1.2M	0.36%	21,338	Common	SOLE
464287705	IJJ	ISHARES S&P MIDCAP 400 VALUE ETF	$1.2M	0.35%	11,919	Common	SOLE
922908751	VB	VANGUARD SMALL CAP ETF	$1.2M	0.35%	6,322	Common	SOLE
46429B663	HDV	ISHARES CORE HIGH DIVIDEND ETF	$1.1M	0.32%	11,052	Common	SOLE
922908637	VV	VANGUARD LARGE CAP	$1.0M	0.30%	5,191	Common	SOLE
464287168	DVY	ISHARES DJ SELECT DIVIDEND	$985,945	0.29%	9,160	Common	SOLE
22160K105	COST	COSTCO WHOLESALE CORP	$983,607	0.29%	1,741	Common	SOLE
67066G104	NVDA	NVIDIA CORP	$956,921	0.28%	2,200	Common	SOLE
921910816	MGK	VANGUARD MEGA CAP GROWTH ETF	$946,414	0.28%	4,171	Common	SOLE
464288257	ACWI	ISHARES TR MSCI ACWIINDEX FD	$876,776	0.26%	9,492	Common	SOLE
084670702	BRK/B	BERKSHIRE HATHAWAY INC DEL CL B NEW	$762,953	0.22%	2,178	Common	SOLE
88160R101	TSLA	TESLA MOTORS INC	$725,888	0.21%	2,901	Common	SOLE
92826C839	V	VISA INC	$717,268	0.21%	3,118	Common	SOLE
031162100	AMGN	AMGEN INC	$672,766	0.20%	2,503	Common	SOLE
92204A702	VGT	VANGUARD INFORMATION TECHNOLOGY	$630,536	0.18%	1,520	Common	SOLE
02079K305	GOOGL	GOOGLE INC	$565,577	0.17%	4,322	Common	SOLE
78464A300	SLYV	SPDR S&P 600 SMALL CAP VALUE ETF	$562,579	0.16%	7,774	Common	SOLE
254687106	DIS	DISNEY WALT CO COM	$554,884	0.16%	6,846	Common	SOLE
742718109	PG	PROCTER AND GAMBLE CO COM	$531,695	0.16%	3,645	Common	SOLE
855244109	SBUX	STARBUCKS CORP	$447,997	0.13%	4,908	Common	SOLE
808524771	FNDX	SCH FND US LG ETF	$447,304	0.13%	7,992	Common	SOLE
91324P102	UNH	UNITEDHEALTH GROUP	$445,317	0.13%	883	Common	SOLE
46625H100	JPM	JPMORGAN CHASE & CO COM	$431,296	0.13%	2,974	Common	SOLE
713448108	PEP	PEPSICO INC COM	$422,741	0.12%	2,495	Common	SOLE
68389X105	ORCL	ORACLE CORPORATION	$406,314	0.12%	3,836	Common	SOLE
06368L106	—	MICROSECTORS U.S. BIG OIL INDEX -3X INVERSE LEVERAGED ETN	$405,339	0.12%	1,938	Common	SOLE
00287Y109	ABBV	ABBVIE INC COM	$400,554	0.12%	2,687	Common	SOLE
670657105	XNEAX	NUVEEN AMT FREE QLTY MUN INCME COM	$398,303	0.12%	41,147	Common	SOLE
09253X102	XMUIX	BLACKROCK MUNICIPAL INCOME COM	$379,610	0.11%	37,400	Common	SOLE
78464A821	MDYG	SPDR S&P 400 MID CAP GROWTH ETF	$379,324	0.11%	367,777	Common	SOLE
464287887	IJT	ISHARES S&P SMALLCAP 600 GROWTH ETF	$374,067	0.11%	3,411	Common	SOLE
G0403H108	AON	AON CORP	$373,840	0.11%	1,153	Common	SOLE
464288372	IGF	ISHARES GLOBAL INFRASTRUCTURE ETF	$360,793	0.11%	8,334	Common	SOLE
09253N104	MHD	BLACKROCK MUNIHOLDINGS FD INC COM	$353,633	0.10%	34,300	Common	SOLE
670656107	NRK	NUVEEN NEW YORK AMT QLT MUNICP COM	$344,887	0.10%	36,496	Common	SOLE
67070X101	NZF	NUVEEN MUNICIPAL CREDIT INC FD COM SH BEN INT	$341,760	0.10%	32,767	Common	SOLE
75508B104	RYAM	RAYONIER ADVANCED MATLS INC COM	$340,566	0.10%	96,205	Common	SOLE
921943858	VEA	VANGUARD FTSE DEVELOPED MARKETS ETF	$340,090	0.10%	7,779	Common	SOLE
46138R108	FXF	INVESCO CURRENCYSHARES SWISS FRANC TRUST	$340,002	0.10%	3,498	Common	SOLE
301505624	—	BITWISE CRYPTO INDUSTRY INNOVATORS ETF	$339,362	0.10%	50,651	Common	SOLE
67066V101	NAD	NUVEEN QUALITY MUNCP INCOME FD COM	$334,620	0.10%	33,000	Common	SOLE
464287150	ITOT	ISHARES TR S&P 1500 INDEX FD	$328,421	0.10%	3,487	Common	SOLE
04035M102	ARHS	ARHAUS INC COM CL A	$325,500	0.10%	35,000	Common	SOLE
30303M102	META	META PLATFORMS INC CL A	$325,278	0.10%	1,084	Common	SOLE
235851102	DHR	DANAHER CORP	$304,849	0.09%	1,229	Common	SOLE
57636Q104	MA	MASTERCARD INC	$284,459	0.08%	718	Common	SOLE
92766K106	IPOAGBP	VIRGIN GALACTIC HOLDINGS INC COM	$275,784	0.08%	153,213	Common	SOLE
09253R105	XMVFX	BLACKROCK MUNIVEST FD INC COM	$273,912	0.08%	45,200	Common	SOLE
806857108	SLB	SCHLUMBERGER LTD COM STK	$269,579	0.08%	4,624	Common	SOLE
002824100	ABT	ABBOTT LABS COM	$268,866	0.08%	2,776	Common	SOLE
922020805	VTIP	VANGUARD SHORT TERM INFL-PROTECTED	$265,673	0.08%	5,619	Common	SOLE
67066Y105	NAC	NUVEEN CA QUALTY MUN INCOME FD COM	$256,690	0.08%	26,600	Common	SOLE
04282M102	—	ARROWROOT ACQUISITION CORP CL A COM	$256,515	0.07%	24,500	Common	SOLE
437076102	HD	HOME DEPOT	$250,155	0.07%	828	Common	SOLE
060505104	BAC	BANK AMERICA CORP COM	$248,482	0.07%	9,075	Common	SOLE
78409V104	SPGI	S&P GLOBAL INC COM	$243,244	0.07%	666	Common	SOLE
464287622	IWB	ISHARES TR RUSSELL 1000 INDEX ETF	$240,755	0.07%	1,025	Common	SOLE
81369Y506	XLE	ENERGY SELECT SECTOR SPDR	$238,178	0.07%	2,635	Common	SOLE
09254E103	MYI	BLACKROCK MUNIYIELD QUALITY FD COM	$219,650	0.06%	23,000	Common	SOLE
09248F109	—	BLACKROCK MUN INCOME TR SH BEN INT	$218,202	0.06%	24,600	Common	SOLE
191216100	KO	COCA COLA CO COM	$213,880	0.06%	3,821	Common	SOLE
38141G104	GS	GOLDMAN SACHS GROUP INC	$213,507	0.06%	660	Common	SOLE
931142103	WMT	WALMART INC COM	$211,719	0.06%	1,324	Common	SOLE
68247Q102	—	111 INC ADS	$206,686	0.06%	4,180	Common	SOLE
922908553	VNQ	VANGUARD REIT INDEX ETF	$200,537	0.06%	2,650	Common	SOLE
871607107	SNPS	SYNOPSYS INC COM	$200,111	0.06%	436	Common	SOLE
09253W104	XMYDX	BLACKROCK MUNIYIELD FD INC COM	$190,825	0.06%	20,787	Common	SOLE
27827X101	EIM	EATON VANCE MUN BD FD COM	$185,795	0.05%	20,736	Common	SOLE
09249N101	BLE	BLACKROCK MUNI INCOME TR II COM	$176,402	0.05%	19,300	Common	SOLE
318136108	—	FINTECH ECOSYSTEM DEVE CLASS A COM	$172,368	0.05%	16,200	Common	SOLE
670865104	—	OCA ACQUISITION CORP COM CL A	$162,639	0.05%	15,300	Common	SOLE
G44525106	—	PEARL HOLDINGS ACQUISITN CORP CLASS A ORD SHS	$160,800	0.05%	15,000	Common	SOLE
46133G107	IQI	INVESCO QUALITY MUN INCOME TR COM	$134,240	0.04%	16,000	Common	SOLE
670972108	XNQPX	NUVEEN PENNSYLVANIA QLT MUN FD COM	$127,125	0.04%	12,500	Common	SOLE
76883Y107	RFMZ	RIVERNORTH FLEXIBLE MUNI INCME COM	$123,200	0.04%	10,000	Common	SOLE
G87119106	TETEF	TECHNOLOGY & TELECOM ACQ CORP CLASS A ORD SHS	$114,635	0.03%	10,100	Common	SOLE
46132C107	VMO	INVESCO MUN OPPORTUNITY TR COM	$111,928	0.03%	13,600	Common	SOLE
09255C106	—	BLACKROCK MUNIHLDGS NY QLTY FD COM	$91,300	0.03%	10,000	Common	SOLE
233368109	KTF	DWS MUNICIPAL INCOME	$78,540	0.02%	10,200	Common	SOLE
05601U105	BRCC	BRC INC COM CL A	$70,980	0.02%	19,772	Common	SOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.