Q4 2023 · 13F-HR
Knoll Capital Management, LLCholdings as filed
Filed 2024-02-14 · accession 0001104659-24-023617
$120.8M
Reported value
32
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| G11196105 | — | Biohaven Pharmactl Hldg Co L | $21.0M | 17.4% | 490,422 | Common | SOLE |
| 01438T106 | ALDX | Aldeyra Therapeutics Inc | $19.2M | 15.9% | 5,475,516 | Common | SOLE |
| 03828A101 | APLT | Applied Therapeutics Inc | $18.3M | 15.2% | 5,474,687 | Common | SOLE |
| 05337M104 | — | Avadel Pharmaceuticals Plc | $8.5M | 7.02% | 600,000 | Common | SOLE |
| 37954Y848 | SIL | Global X Silver Miners ETF 37954Y848 | $5.0M | 4.13% | 176,000 | Common | SOLE |
| 43906K100 | HOOKGBP | HOOKIPA PHARMA | $4.5M | 3.70% | 5,517,385 | Common | SOLE |
| 925050106 | VRNA | Verona Pharma | $4.0M | 3.29% | 200,000 | Common | SOLE |
| 828363101 | SIL1EUR | Silvercrest Metals Inc CAD | $3.1M | 2.55% | 470,000 | Common | SOLE |
| 008474108 | AEM | Agnico Eagle Mines Ltd | $3.0M | 2.52% | 55,500 | Common | SOLE |
| 811916105 | SA | SEABRIDGE GOLD INC | $3.0M | 2.48% | 246,597 | Common | SOLE |
| 962879102 | WPM | Wheaton Precious Metals Corp | $3.0M | 2.45% | 60,000 | Common | SOLE |
| 92189F106 | GDX | Vaneck Gold Miners ETF | $2.8M | 2.36% | 91,850 | Common | SOLE |
| 496902404 | KGC | Kinross Gold Corp | $2.7M | 2.20% | 440,000 | Common | SOLE |
| M40527109 | ENTX | Entera Bio Ltd | $2.3M | 1.93% | 3,881,879 | Common | SOLE |
| 02155H200 | ALT | Altimmune Inc | $2.3M | 1.86% | 200,000 | Common | SOLE |
| 29446Y502 | EQX | Equinox Gold Corp | $2.1M | 1.70% | 420,929 | Common | SOLE |
| 92189F791 | GDXJ | Vaneck Junior Gold Miners ETF | $2.0M | 1.67% | 53,150 | Common | SOLE |
| 099502106 | BAH | Booz Allen Hamilton HLDG COR | $1.7M | 1.38% | 13,000 | Common | SOLE |
| 92826C839 | V | Visa | $1.3M | 1.04% | 4,850 | Common | SOLE |
| 126650100 | CVS | CVS Health Corp | $1.1M | 0.95% | 14,500 | Common | SOLE |
| 883556102 | TMO | Thermo Fischer Scientific Inc | $1.1M | 0.92% | 2,100 | Common | SOLE |
| 55903Q104 | MQ8 | Mag Silver Corp | $1.1M | 0.91% | 105,000 | Common | SOLE |
| 011532108 | AGI | Alamos Gold Inc | $1.1M | 0.89% | 80,000 | Common | SOLE |
| 718172109 | PM | Philip Morris Intl. Inc | $1.0M | 0.84% | 10,000 | Common | SOLE |
| 666807102 | NOC | Northrop Grumman Corp | $1.0M | 0.84% | 2,165 | Common | SOLE |
| 464288760 | ITA | iSHares US Aerospace & Defense | $968,490 | 0.80% | 7,650 | Common | SOLE |
| 64782A107 | NEWP | New Pac Metals Corp | $926,350 | 0.77% | 485,000 | Common | SOLE |
| 780287108 | RGLD | Royal Gold Inc. | $913,248 | 0.76% | 7,550 | Common | SOLE |
| 67576A100 | OCUL | Ocular Therapeutix Inc. | $893,784 | 0.74% | 200,400 | Common | SOLE |
| 589492107 | MREO | Mereo Biopharma Group | $370,068 | 0.31% | 160,470 | Common | SOLE |
| 68619K105 | — | Orgenesis, Inc. | $317,369 | 0.26% | 634,738 | Common | SOLE |
| 67577R102 | IRD | Ocuphire Pharma Inc. | $301,000 | 0.25% | 100,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.