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CARRET ASSET MANAGEMENT, LLC

Q3 2023 · 13F-HR

CARRET ASSET MANAGEMENT, LLCholdings as filed

Filed 2023-10-12 · accession 0001140361-23-048036

$717.5M
Reported value
273
Positions
2023-09-30
Period end
View analyzed profile →PRO

Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
037833100AAPLAPPLE INC$59.2M8.26%346,005CommonNONE
594918104MSFTMICROSOFT CORP$38.7M5.39%122,443CommonNONE
02079K107GOOGALPHABET INC CL C$23.3M3.25%176,752CommonNONE
46625h100JPMORGAN CHASE & CO$22.8M3.18%157,098CommonNONE
084670702BRK/BBERKSHIRE HATHAWAY INC CL B$20.8M2.89%59,289CommonNONE
70975L107PENPENUMBRA, INC.$19.1M2.66%79,000CommonNONE
02079K305GOOGLALPHABET INC CL A$15.3M2.14%117,210CommonNONE
478160104JNJJOHNSON & JOHNSON$13.8M1.93%88,916CommonNONE
166764100CVXCHEVRON CORP$13.6M1.89%80,532CommonNONE
68389X105ORCLORACLE CORP$11.5M1.61%108,944CommonNONE
17275r102CISCO SYS INC$10.8M1.51%201,438CommonNONE
713448108PEPPEPSICO INC$10.5M1.46%62,001CommonNONE
025816109AXPAMERICAN EXPRESS CO$8.6M1.20%57,835CommonNONE
58933Y105MRKMERCK & CO INC$8.5M1.19%82,855CommonNONE
084670108BRK/ABERKSHIRE HATHAWAY - A$8.0M1.11%15CommonNONE
00287Y109ABBVABBVIE INC$7.8M1.09%52,476CommonNONE
126650100CVSCVS HEALTH CORPORATION$7.7M1.08%110,719CommonNONE
31428X106FDXFEDEX CORPORATION$7.4M1.03%27,854CommonNONE
742718109PGPROCTER & GAMBLE CO$7.2M1.00%49,183CommonNONE
023135106AMZNAMAZON.COM, INC$7.1M0.98%55,562CommonNONE
931142103WMTWALMART INC$6.9M0.96%43,031CommonNONE
g29183103EATON CORP$6.7M0.94%31,587CommonNONE
30303M102METAMETA PLATFORMS INC$6.6M0.91%21,867CommonNONE
20825c104CONOCOPHILLIPS$6.2M0.87%51,958CommonNONE
464287101OEFISHARES S&P 100 INDEX$6.2M0.86%30,799CommonNONE
89417E109TRVTRAVELERS COMPANIES INC$6.1M0.84%37,050CommonNONE
701094104PHPARKER HANNIFIN CORP$5.9M0.83%15,200CommonNONE
512807108LRCXEURLAM RESEARCH CORP COM$5.9M0.82%9,419CommonNONE
87612E106TGTTARGET CORP$5.9M0.82%53,024CommonNONE
254687106DISWALT DISNEY CO$5.8M0.82%72,164CommonNONE
464287655IWMISHARES RUSSELL 2000 INDEX FUN$5.8M0.81%32,873CommonNONE
171340102CHDCHURCH & DWIGHT CO INC$5.8M0.80%63,002CommonNONE
78462F103SPYSPDR S&P 500 INDEX$5.5M0.76%12,771CommonNONE
464287168DVYISHARES DOW JONES SELECT DIVID$5.4M0.75%50,090CommonNONE
136375102CNICANADIAN NATL RAILWAY CO$5.4M0.75%49,695CommonNONE
020002101ALLALLSTATE CORP$5.1M0.71%45,815CommonNONE
57636Q104MAMASTERCARD INC CL A COM$5.0M0.70%12,740CommonNONE
002824100ABTABBOTT LABORATORIES$5.0M0.69%51,259CommonNONE
842587107SOSOUTHERN CO$5.0M0.69%76,517CommonNONE
437076102HDHOME DEPOT INC$4.9M0.69%16,368CommonNONE
038222105AMATAPPLIED MATERIALS INC DELAWARE$4.9M0.69%35,574CommonNONE
95040Q104WELLWELLTOWER INC$4.9M0.68%59,234CommonNONE
464287499IWRISHARES RUSSELL MID-CAP INDEX$4.8M0.67%69,875CommonNONE
416515104HIGHARTFORD FINANCIAL SERVICES GR$4.8M0.66%67,109CommonNONE
92826C839VVISA INC COM CL A$4.7M0.65%20,409CommonNONE
92343V104VZVERIZON COMMUNICATIONS$4.6M0.64%142,383CommonNONE
025537101AEPAMERICAN ELEC PWR$4.4M0.62%59,074CommonNONE
30231g102EXXON MOBIL CORP$4.3M0.60%36,712CommonNONE
66987v109NOVARTIS AG ADR$4.3M0.59%41,791CommonNONE
09260D107BXBLACKSTONE INC$4.2M0.59%39,530CommonNONE
883556102TMOTHERMO FISHER SCIENTIFIC INC$4.0M0.56%7,976CommonSOLE
38141G104GSGOLDMAN SACHS GROUP INC$4.0M0.55%12,258CommonNONE
717081103PFEPFIZER INC$3.8M0.53%114,574CommonNONE
060505104BACBANK OF AMERICA CORP$3.6M0.51%133,147CommonNONE
458140100INTCINTEL CORP$3.6M0.51%101,999CommonNONE
693475105PNCPNC FINANCIAL SERVICES GROUP$3.6M0.50%29,349CommonNONE
59156R108METMETLIFE$3.6M0.50%57,059CommonNONE
532457108LLYELI LILLY & CO$3.5M0.49%6,557CommonNONE
580135101MCDMCDONALDS CORP$3.5M0.48%13,132CommonNONE
20030n101COMCAST CORP CL A$3.4M0.47%76,271CommonSOLE
110122108BMYBRISTOL MYERS SQUIBB CO$3.4M0.47%57,843CommonNONE
91324P102UNHUNITEDHEALTH GROUP INC$3.3M0.46%6,535CommonNONE
219350105GLWCORNING INC$3.3M0.46%107,916CommonNONE
260557103DOWDOW CHEM CO COM$3.2M0.44%61,583CommonNONE
244199105DEDEERE & CO$3.1M0.43%8,195CommonNONE
452308109ITWILLINOIS TOOL WORKS INC$3.0M0.42%13,046CommonNONE
075887109BDXBECTON DICKINSON & CO$2.9M0.40%11,112CommonNONE
502431109LHXL3HARRIS TECHNOLOGIES INC$2.9M0.40%16,382CommonNONE
459200101IBMINTL BUSINESS MACHINES CORP$2.8M0.39%20,107CommonNONE
427866108HSYHERSHEY COMPANY$2.7M0.38%13,700CommonNONE
464287200IVVISHARES CORE S&P 500 INDEX$2.7M0.38%6,316CommonNONE
464287309IVWI SHARES S&P GROWTH INDEX$2.7M0.38%39,613CommonNONE
922908744VTVVANGUARD INDEX FDS VALUE ETF$2.7M0.37%19,486CommonNONE
291011104EMREMERSON ELECTRIC CO$2.6M0.36%27,114CommonNONE
617446448MSMORGAN STANLEY$2.6M0.36%31,434CommonNONE
03076C106AMPAMERIPRISE FINANCIAL INC$2.5M0.35%7,625CommonSOLE
641069406NSRGYNESTLE SA-SPONS ADR$2.5M0.35%22,118CommonSOLE
464288851IEOISHARES US OIL & GAS EXPLO & P$2.5M0.34%25,341CommonNONE
053015103ADPAUTOMATIC DATA PROCESSING INC.$2.4M0.34%10,130CommonNONE
743315103PGRPROGRESSIVE CORP-OHIO-$2.4M0.33%17,200CommonNONE
25746U109DDOMINION ENERGY, INC.$2.4M0.33%53,372CommonNONE
23331A109DHID R HORTON INC COM$2.4M0.33%22,182CommonNONE
11135F101AVGOBROADCOM INC$2.4M0.33%2,866CommonNONE
22160K105COSTCOSTCO WHOLESALE CORP.$2.3M0.32%4,025CommonNONE
500754106KHCTHE KRAFT HEINZ COMPANY$2.2M0.30%64,999CommonNONE
718546104PSXPHILLIPS 66$2.1M0.30%17,688CommonNONE
26614N102DDDUPONT DE NEMOURS INC$2.1M0.29%28,368CommonNONE
922042775VEUVANGUARD FTSE ALL WORLD EX-U$2.1M0.29%40,486CommonSOLE
40412C101HCAHCA HEALTHCARE INC.$2.1M0.29%8,495CommonNONE
67066G104NVDANVIDIA CORP$2.0M0.28%4,540CommonNONE
032654105ADIANALOG DEVICES INC COM$2.0M0.28%11,271CommonNONE
097023105BABOEING CO$2.0M0.27%10,200CommonNONE
00206r102AT&T INC$1.9M0.26%125,796CommonNONE
773903109ROKROCKWELL AUTOMATION INC$1.9M0.26%6,590CommonNONE
808524102SCHBSCHWAB US BROAD MARKET ETF$1.9M0.26%37,389CommonNONE
460146103IPINTL PAPER CO$1.8M0.25%51,101CommonNONE
00724F101ADBEADOBE INC$1.8M0.25%3,529CommonNONE
925652109VICIVICI PROPERTIES INC$1.8M0.24%60,222CommonNONE
316071109FCNTXFIDELITY CONTRAFUND COM$1.7M0.24%114,886CommonNONE
00971T101AKAMAKAMAI TECHNOLOGIES$1.7M0.23%15,540CommonNONE
464287598IWDISHARES RUSSELL 1000 VALUE$1.6M0.23%10,749CommonNONE
548661107LOWLOWES COS INC$1.6M0.22%7,707CommonNONE
031100100AMEAMETEK INC NEW$1.6M0.22%10,700CommonNONE
031162100AMGNAMGEN INC$1.6M0.22%5,827CommonNONE
922908710VFIAXVANGUARD INDEX FDS 500INDEX AD$1.5M0.21%3,874CommonNONE
68622V106OGNORGANON AND CO$1.5M0.21%86,900CommonNONE
438516106HONHONEYWELL INTL INC$1.5M0.21%8,120CommonNONE
316773100FITBFIFTH THIRD BANCORP$1.5M0.20%57,761CommonNONE
609207105MDLZMONDELEZ INTERNATIONAL INC$1.5M0.20%20,934CommonNONE
828806109SPGSIMON PPTY GROUP INC NEW$1.4M0.20%13,053CommonNONE
949746101WMT2WELLS FARGO & CO NEW$1.4M0.20%34,305CommonNONE
681919106OMCOMNICOM GROUP INC.$1.4M0.19%18,740CommonNONE
75513E101RTXRTX CORPORATION$1.4M0.19%19,357CommonNONE
56585A102MPCMARATHON PETROLEUM CORP$1.4M0.19%9,156CommonSOLE
494368103KMBKIMBERLY CLARK CORP$1.4M0.19%11,311CommonSOLE
46266C105IQVIQVIA HOLDINGS INC$1.4M0.19%6,891CommonSOLE
31620R303FNFFIDELITY NATIONAL FINANCIAL$1.4M0.19%32,775CommonNONE
854502101SWKSTANLEY BLACK & DECKER INC$1.4M0.19%16,177CommonNONE
902973304USBUS BANCORP DEL NEW$1.3M0.18%39,784CommonNONE
464288778IATISHARES DJ REGIONAL BANKS$1.3M0.18%38,875CommonNONE
88579y1013M COMPANY$1.3M0.18%13,687CommonNONE
172967424CCITIGROUP INC$1.3M0.18%30,997CommonNONE
464287721IYWISHARES DJ US TECHNOLOGY SECTO$1.2M0.17%11,339CommonNONE
922042858VWOVANGUARD FTSE EMR MKT ETF$1.2M0.17%30,332CommonNONE
871829107SYYSYSCO CORP$1.2M0.17%17,986CommonNONE
00130h105AES CORP$1.2M0.17%77,952CommonNONE
654106103NKENIKE INC - B$1.2M0.16%12,200CommonNONE
194162103CLCOLGATE PALMOLIVE CO$1.2M0.16%16,338CommonNONE
277432100EMNEASTMAN CHEMICAL$1.1M0.15%14,243CommonNONE
682680103OKEONEOK INC NEW$1.1M0.15%17,166CommonNONE
98419M100XYLXYLEM INC$1.1M0.15%11,952CommonSOLE
209115104EDCONSOLIDATED EDISON INC$1.1M0.15%12,329CommonNONE
874039100TSMTAIWAN SEMICONDUCTOR MFG LTD-S$1.1M0.15%12,090CommonNONE
064058100BKBANK NEW YORK MELLON CORP$1.0M0.15%24,600CommonSOLE
882508104TXNTEXAS INSTRUMENTS INC$1.0M0.14%6,503CommonNONE
46137V357RSPINVESCO S&P 500 EQUAL WEIGHT$1.0M0.14%7,212CommonNONE
921909107VGSTXVANGUARD STAR FUND STAR PORTFO$995,7950.14%39,158CommonNONE
65339F101NEENEXTERA ENERGY INC$959,9230.13%16,756CommonNONE
655844108NSCNORFOLK SOUTHERN CORP$916,1580.13%4,652CommonNONE
747525103QCOMQUALCOMM INC$907,5160.13%8,171CommonNONE
053332102AZOAUTOZONE INC$901,6960.13%355CommonNONE
921908844VIGVANGUARD DIVIDEND APPREC$892,0370.12%5,741CommonNONE
98149E303GLDMSPDR GOLD MINISHARES TRUST$867,8520.12%23,673CommonNONE
71943U104DOCUSDPHYSICIANS REALTY TRUST$866,2210.12%71,060CommonSOLE
253868103DLRDIGITAL REALTY TRUST INC$856,8410.12%7,080CommonNONE
054536107AXAHYAXA-SPONS ADR$839,3650.12%28,133CommonNONE
808524201SCHXSCHWAB US LARGE-CAP ETR$838,2400.12%16,566CommonNONE
78463V107GLDSPDR GOLD TRUST$800,5000.11%4,669CommonSOLE
191216100KOCOCA-COLA CO$783,3510.11%13,993CommonNONE
464287614IWFISHARES RUSSELL 1000 GROWTH$725,1440.10%2,726CommonNONE
92939U106WECWEC ENERGY GROUP INC$700,7850.10%8,700CommonNONE
91529y106UNUM GROUP$698,3500.10%14,197CommonNONE
744320102PRUPRUDENTIAL FINANCIAL, INC.$686,5290.10%7,235CommonNONE
81369Y860XLREREAL ESTATE SELECT SECT SPDR$686,3400.10%20,145CommonSOLE
539830109LMTLOCKHEED MARTIN CORP$685,1610.10%1,675CommonNONE
149123101CATCATERPILLAR INC$671,3270.09%2,459CommonNONE
277276101EGPEASTGROUP PROPERTIES INC$665,9530.09%3,999CommonSOLE
316389303FBGRXFIDELITY SECS FD BLUE CHIP GWT$653,3150.09%4,325CommonNONE
315911750FXAIXFIDELITY 500 INDEX FUND$649,6620.09%4,350CommonNONE
571903202MARMARRIOTT INTL INC NEW CL A$641,9650.09%3,266CommonSOLE
464288687PFFISHARES S&P PREF STK INDX FN$629,1190.09%20,866CommonNONE
922908736VUGVANGUARD GROWTH ETF$621,1390.09%2,281CommonNONE
464288802SUSAISHARES MSCI USA ESG SELECT$615,8770.09%6,845CommonNONE
808509848SWSSXSCHWAB SMALL-CAP INDEX$600,8080.08%20,746CommonSOLE
315911743FSMAXFIDELITY EXTENDED MARKET INDEX$588,9500.08%8,594CommonNONE
37045V100GMGENERAL MOTORS CORP$584,1820.08%17,719CommonNONE
030420103AWKAMERICAN WATER WORKS INC$573,3330.08%4,630CommonSOLE
58733R102MELIMERCADOLIBRE INC$570,5460.08%450CommonNONE
79466L302CRMSALESFORCE.COM INC.$563,5260.08%2,779CommonNONE
316389105FOCPXFIDELITY SECS FD OTC PORTFOLIO$563,4170.08%34,995CommonNONE
81369Y803XLKSPDR FD TECHNOLGY SEL$559,8210.08%3,415CommonNONE
14448C104CARRCARRIER GLOBAL CORPORATION$556,7700.08%10,086CommonSOLE
26441c204DUKE ENERGY CORP$551,0320.08%6,243CommonNONE
345370860FFORD MTR CO$545,6570.08%43,934CommonNONE
46090E103QQQINVESCO QQQ NASDAQ 100 INDEX$532,6210.07%1,487CommonNONE
74251V102PFGPRINCIPAL FINANCIAL GROUP INC$525,4620.07%7,291CommonSOLE
053807103AVTAVNET INC$520,3070.07%10,797CommonSOLE
90384S303ULTAULTA BEAUTY INC$514,4920.07%1,288CommonNONE
98389B100XELXCEL ENERGY INC$502,8840.07%8,789CommonNONE
369550108GDGENL DYNAMICS CORP COM$502,7070.07%2,275CommonNONE
464287507IJHISHARES CORE S&P MIDCAP$499,6970.07%2,004CommonNONE
369604301GEGENERAL ELECTRIC CO$496,8730.07%4,495CommonSOLE
446150104HBANHUNTINGTON BANCSHARES INC$493,3860.07%47,441CommonNONE
30190A104FGF&G ANNUITIES AND LIFE INC$490,5730.07%17,483CommonNONE
001055102AFLAFLAC INC$485,3670.07%6,324CommonNONE
375558103GILDGILEAD SCIENCES$476,6180.07%6,360CommonNONE
92556H2060VVBPARAMOUNT GLOBAL CLASS-B$461,2910.06%35,759CommonNONE
464287234EEMISHARES MSCI EMERGING MARKETS$458,9780.06%12,094CommonNONE
N6596X109NXPINXP SEMICONDUCTORS NV$455,8180.06%2,280CommonNONE
26210C104DBXDROPBOX INC CL A$451,8000.06%16,592CommonNONE
64110L106NFLXNETFLIX COM INC COM$440,2820.06%1,166CommonNONE
133131102CPTCAMDEN PROPERTY TRUST$433,0820.06%4,579CommonSOLE
88160R101TSLATESLA INC$414,6150.06%1,657CommonNONE
224408104CRCRANE COMPANY$413,9940.06%4,660CommonNONE
42824C109HPEHEWLETT PACKARD ENTERPRISE COM$396,9040.06%22,850CommonNONE
512816109LAMRLAMAR ADVERTISING COMPANY$378,9540.05%4,540CommonNONE
464287556IBBISHARES NASDAQ BIOTECH INDX$369,0710.05%3,018CommonNONE
78467J100SSNCSS&C TECHNOLOGIES HOLDINGS INC$362,2630.05%6,895CommonNONE
939653101ELMEWASHINGTON REAL EST INV TR SBI$357,5730.05%26,215CommonSOLE
14316J108CGCARLYLE GROUP INC$355,8880.05%11,800CommonNONE
808524607SCHASCHWAB US SMALL-CAP ETR$352,8160.05%8,518CommonNONE
808524409SCHVSCHWAB US LARGE-CAP VALUE$349,7600.05%5,426CommonNONE
55261F104MTBM & T BK CORP COM$345,9670.05%2,736CommonNONE
189054109CLXCLOROX COMPANY DE$344,6880.05%2,630CommonNONE
78467X109DIASPDR DOW JONES INDUSTRIAL AVER$342,4830.05%1,022CommonNONE
718172109PMPHILIP MORRIS INTERNATIONAL$340,3980.05%3,677CommonNONE
464287515IGVISHARES EXPANDED TECK-SOFTWARE$321,1260.04%941CommonNONE
629377508NRGNRG ENERGY INC$319,7160.04%8,300CommonNONE
440452100HRLHORMEL FOODS CORP$319,4520.04%8,400CommonNONE
78467Y107MDYSPDR S&P MIDCAP 400 ETF TR$317,3650.04%695CommonNONE
125523100CICIGNA GROUP$315,8470.04%1,104CommonNONE
92763M105VIPER ENERGY PARTNERS LP$311,6980.04%11,180CommonNONE
922908751VBVANGUARD INDEX FDS SMALL CP ET$311,0200.04%1,645CommonNONE
92828R859VIRTUS OPPORTUNITIES T VIRTUS$307,8810.04%12,701CommonNONE
247361702DALDELTA AIR LINES INC$307,8400.04%8,320CommonNONE
571748102MRSHMARSH & MCLENNAN COS$300,6740.04%1,580CommonNONE
808509855SWPPXSCHWAB S&P 500 FUND-SELECT$299,1700.04%4,504CommonSOLE
25243Q205DEODIAGEO PLC NEW$293,6790.04%1,969CommonSOLE
315911693FSKAXFIDELITY TOTAL MARKET INDEX FU$292,7840.04%2,461CommonNONE
780259305SHELSHELL PLC$292,0280.04%4,536CommonNONE
92936U109WPCW P CAREY, INC$287,9000.04%5,324CommonNONE
339128308JAMCXJPMORGAN MID CAP VALUE FD-A$285,5970.04%8,721CommonNONE
779562107PRNHXROWE PRICE NEW HORI FD COM$278,9990.04%5,447CommonNONE
452327109ILMNILLUMINA INC COM$265,6370.04%1,935CommonNONE
74437E800PJGZXPRUDENTIAL JENN EQTY OPPOR-Z$265,4740.04%14,319CommonNONE
00770G557VONTOBEL US EQ INSTITUTIOANL F$260,7550.04%17,489CommonNONE
224441105CXTCRANE NXT CO$258,9560.04%4,660CommonNONE
922908363VOOVANGUARD S&P 500$258,0040.04%657CommonNONE
81369Y605XLFSPDR FD FINANCIAL SEL$249,0310.03%7,508CommonNONE
464289867AORISHARES CORE GROWTH ALLOCATION$248,1370.03%5,022CommonNONE
30161n101EXELON CORP$247,6760.03%6,554CommonNONE
49177J102KVUEKENVUE INC$246,9640.03%12,299CommonNONE
922908637VVVANGUARD INDEX FDS LARGE CAP E$245,4000.03%1,254CommonNONE
H1467J104CBCHUBB LIMITED$244,8200.03%1,176CommonNONE
90353T100UBERUBER TECHNOLOGIES INC$243,7470.03%5,300CommonNONE
81369y209AMEX HEALTHCARE SELECT SPDR$243,0840.03%1,888CommonNONE
22052L104CTVACORTEVA INC$242,9080.03%4,748CommonNONE
94106L109WMWASTE MGMT INC$237,4190.03%1,557CommonNONE
26884L109EQTEQT CORPORATION$235,3640.03%5,800CommonNONE
808524797SCHDSCHWAB US DIVIDEND EQUITY FUND$226,0560.03%3,195CommonNONE
363576109AJGGALLAGHER (ARTHUR J.) & CO.$222,2320.03%975CommonNONE
46137V506PFMINVESCO EXCHANGE TR FD DVD ACH$219,1800.03%6,000CommonNONE
863667101SYKSTRYKER CORP$218,6160.03%800CommonNONE
15961R105CHARGEPOINT HOLDINGS INC$215,0770.03%43,275CommonNONE
464287788IYFISHARES DJ US FINANCIAL SECTOR$211,9450.03%2,835CommonNONE
370334104GISGENERAL MILLS INC$209,5290.03%3,274CommonNONE
46429B663HDVISHARES CORE HIGH DIVIDEND$208,1630.03%2,105CommonNONE
641224407NEUBERGER BERMAN LARGE CAP VAL$207,1370.03%5,076CommonNONE
036752103ELVELEVANCE HEALTH INC$204,6470.03%470CommonNONE
461202103INTUINTUIT CORP$204,3760.03%400CommonNONE
77957Y106TRMCXROWE T PRIC MID CP VAL COM$203,7350.03%6,851CommonNONE
018802108LNTALLIANT ENERGY CORP$203,4900.03%4,200CommonSOLE
48251K100KREFKKR REAL ESTATE FINANCE TRUST$198,2290.03%16,700CommonNONE
316145887FSDIXFIDELITY STR DVD&INC FUND$194,9730.03%12,685CommonNONE
314172644FEDERATED KAUFMANN FUND$189,8610.03%39,637CommonNONE
316184100FMAGXFIDELITY MAGELLAN$165,2000.02%14,964CommonNONE
493267108KEYKEYCORP -NEW$159,4630.02%14,820CommonNONE
G491BT108IVZINVESCO LTD$152,4600.02%10,500CommonNONE
316069582FSANXFIDELITY ASSET MANAGER 60$149,7260.02%11,009CommonNONE
69404D108PACBPACIFIC BIOSCIENCES OF CALIFOR$141,9500.02%17,000CommonNONE
39943R108GROUNDED LITHIUM CORP$138,3000.02%30,000CommonNONE
19247L106RQICOHEN & STEERS QUAL INC RLTY F$126,8440.02%12,534CommonNONE
6706er101NUVEEN S&P 500 BUY-WRITE INC F$126,6000.02%10,000CommonNONE
55087P104LYFTLYFT INC$108,2980.02%10,275CommonNONE
57142B104MQMARQETA, INC. CL A$60,3980.01%10,100CommonNONE
02075X103ALPHA LITHIUM CORP.$12,4200.00%12,000CommonNONE
13765Y103CBSTQCANNABIST COMPNAY HOLDINGS INC$9,0000.00%10,000CommonNONE
88577D109THREE SIXTY SOLAR LTD$4,4740.00%27,000CommonNONE
15672X102CISOCERBERUS CYBER SENTINEL CORPOR$4,2000.00%30,000CommonNONE
06683K106BANYAN GOLD CORP.$2,2510.00%10,000CommonNONE
03078N100AMERIWEST LITHIUM INC.$1,0420.00%16,000CommonNONE
92243L107VAXIL BIO LTD$2200.00%20,000CommonSOLE
046008207ASFZASSOCIATES FIRST CAPITAL CORPO$20.00%16,000CommonNONE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.