Q3 2023 · 13F-HR
Pentwater Capital Management LPholdings as filed
Filed 2023-11-14 · accession 0001140361-23-053279
$18.60B
Reported value
115
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $2.84B | 15.3% | 30,374,600 | Common | SOLE |
| 81181C104 | — | SEAGEN INC | $2.73B | 14.7% | 12,880,000 | Common | SOLE |
| 81181C104 | — | SEAGEN INC | $2.06B | 11.1% | 9,732,600 | PUT | SOLE |
| G46188101 | HZNPN | HORIZON THERAPEUTICS PUB L | $1.80B | 9.67% | 15,552,000 | Common | SOLE |
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $1.77B | 9.50% | 18,864,900 | PUT | SOLE |
| G46188101 | HZNPN | HORIZON THERAPEUTICS PUB L | $1.73B | 9.30% | 14,942,500 | PUT | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $793.9M | 4.27% | 1,857,200 | PUT | SOLE |
| 928563402 | VMWA | VMWARE INC | $652.6M | 3.51% | 3,920,000 | Common | SOLE |
| 928563402 | VMWA | VMWARE INC | $597.7M | 3.21% | 3,590,000 | PUT | SOLE |
| 848637104 | SPLKCHF | SPLUNK INC | $370.5M | 1.99% | 2,533,000 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $273.7M | 1.47% | 329,500 | PUT | SOLE |
| 636518102 | — | NATIONAL INSTRS CORP | $266.8M | 1.43% | 4,475,000 | Common | SOLE |
| 097023105 | BA | BOEING CO | $221.4M | 1.19% | 1,155,000 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $179.7M | 0.97% | 420,380 | Common | SOLE |
| 64829B100 | — | NEW RELIC INC | $166.9M | 0.90% | 1,949,000 | Common | SOLE |
| 49177J102 | KVUE | KENVUE INC | $122.5M | 0.66% | 6,098,745 | Common | SOLE |
| 24790A101 | — | DENBURY INC | $114.7M | 0.62% | 1,170,000 | Common | SOLE |
| 023436108 | AMED | AMEDISYS INC | $106.8M | 0.57% | 1,144,000 | Common | SOLE |
| 000380204 | — | ABCAM PLC | $97.4M | 0.52% | 4,303,000 | Common | SOLE |
| 81181C104 | — | SEAGEN INC | $96.2M | 0.52% | 453,400 | CALL | SOLE |
| 878742204 | TECK | TECK RESOURCES LTD | $93.9M | 0.51% | 2,180,000 | PUT | SOLE |
| 097023105 | BA | BOEING CO | $92.8M | 0.50% | 484,000 | PUT | SOLE |
| 878742204 | TECK | TECK RESOURCES LTD | $91.8M | 0.49% | 2,130,000 | Common | SOLE |
| 848637104 | SPLKCHF | SPLUNK INC | $87.8M | 0.47% | 600,000 | PUT | SOLE |
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $84.2M | 0.45% | 899,100 | CALL | SOLE |
| 62886E108 | VYX | NCR CORP NEW | $73.4M | 0.39% | 2,720,000 | Common | SOLE |
| 42806J700 | HTZ | HERTZ GLOBAL HLDGS INC | $67.4M | 0.36% | 5,502,326 | Common | SOLE |
| 96145D105 | WRKUSD | WESTROCK CO | $61.4M | 0.33% | 1,714,471 | Common | SOLE |
| 49177J102 | KVUE | KENVUE INC | $60.2M | 0.32% | 3,000,000 | PUT | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $54.4M | 0.29% | 65,500 | CALL | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $53.7M | 0.29% | 1,020,000 | Common | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $52.6M | 0.28% | 1,000,000 | PUT | SOLE |
| 42806J700 | HTZ | HERTZ GLOBAL HLDGS INC | $51.0M | 0.27% | 4,161,500 | PUT | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $45.9M | 0.25% | 1,230,000 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $45.1M | 0.24% | 520,000 | Common | SOLE |
| 24790A101 | — | DENBURY INC | $44.1M | 0.24% | 449,900 | PUT | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $42.8M | 0.23% | 119,400 | PUT | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $34.0M | 0.18% | 392,200 | PUT | SOLE |
| 44109J106 | — | HOSTESS BRANDS INC | $30.0M | 0.16% | 900,000 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $26.2M | 0.14% | 702,500 | PUT | SOLE |
| 097023105 | BA | BOEING CO | $26.0M | 0.14% | 135,700 | CALL | SOLE |
| 29664WAB1 | ESPR 4 11/15/25 | ESPERION THERAPEUTICS INC NE | $24.7M | 0.13% | 46,411,000 | Common | SOLE |
| 00165C104 | — | AMC ENTMT HLDGS INC | $21.7M | 0.12% | 2,711,700 | PUT | SOLE |
| 46578C108 | IE | IVANHOE ELECTRIC INC | $20.8M | 0.11% | 1,751,666 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $14.3M | 0.08% | 39,923 | Common | SOLE |
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $14.3M | 0.08% | 440,000 | PUT | SOLE |
| 73730P108 | PSTXUSD | POSEIDA THERAPEUTICS INC | $14.2M | 0.08% | 5,975,000 | Common | SOLE |
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $13.2M | 0.07% | 407,500 | Common | SOLE |
| 11275Q107 | 1939900D | BROOKFIELD INFRASTRUCTURE CO | $12.8M | 0.07% | 363,390 | Common | SOLE |
| 427825500 | HTEUR | HERSHA HOSPITALITY TR | $10.8M | 0.06% | 1,100,000 | Common | SOLE |
| 62886E108 | VYX | NCR CORP NEW | $10.8M | 0.06% | 400,000 | CALL | SOLE |
| 78464A698 | KRE | SPDR SER TR | $9.7M | 0.05% | 232,600 | PUT | SOLE |
| G0464B107 | — | ARGO GROUP INTL HLDGS LTD | $9.7M | 0.05% | 325,000 | Common | SOLE |
| 78464A698 | KRE | SPDR SER TR | $9.2M | 0.05% | 220,000 | Common | SOLE |
| 462726100 | I8R | IROBOT CORP | $9.1M | 0.05% | 241,200 | PUT | SOLE |
| 78464A870 | XBI | SPDR SER TR | $9.1M | 0.05% | 125,000 | PUT | SOLE |
| 464287655 | IWM | ISHARES TR | $8.8M | 0.05% | 50,000 | PUT | SOLE |
| 531229789 | LM0C | LIBERTY MEDIA CORP DEL | $7.6M | 0.04% | 300,000 | PUT | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $7.5M | 0.04% | 92,000 | Common | SOLE |
| 872381108 | TELA | TELA BIO INC | $7.4M | 0.04% | 925,000 | Common | SOLE |
| 462726100 | I8R | IROBOT CORP | $7.2M | 0.04% | 190,000 | Common | SOLE |
| 395259104 | — | GREENHILL & CO INC | $7.1M | 0.04% | 478,500 | Common | SOLE |
| 25985W105 | — | DOUYU INTL HLDGS LTD | $6.7M | 0.04% | 6,931,959 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $6.6M | 0.04% | 64,500 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $6.5M | 0.04% | 63,500 | PUT | SOLE |
| 46435G334 | EWU | ISHARES TR | $6.3M | 0.03% | 200,000 | PUT | SOLE |
| 573874104 | MRVL | MARVELL TECHNOLOGY INC | $6.0M | 0.03% | 110,000 | Common | SOLE |
| 320517105 | FHN | FIRST HORIZON CORPORATION | $5.8M | 0.03% | 524,600 | Common | SOLE |
| 320517105 | FHN | FIRST HORIZON CORPORATION | $5.6M | 0.03% | 504,600 | PUT | SOLE |
| 531229789 | LM0C | LIBERTY MEDIA CORP DEL | $5.4M | 0.03% | 212,500 | Common | SOLE |
| 48576A100 | — | KARUNA THERAPEUTICS INC | $4.8M | 0.03% | 28,500 | Common | SOLE |
| M87915274 | TSEM | TOWER SEMICONDUCTOR LTD | $4.7M | 0.03% | 191,400 | Common | SOLE |
| M87915274 | TSEM | TOWER SEMICONDUCTOR LTD | $4.7M | 0.03% | 191,400 | PUT | SOLE |
| G4701H109 | IHS | IHS HOLDING LIMITED | $4.6M | 0.02% | 822,725 | Common | SOLE |
| 60471A101 | MIR | MIRION TECHNOLOGIES INC | $4.3M | 0.02% | 578,186 | Common | SOLE |
| 573874104 | MRVL | MARVELL TECHNOLOGY INC | $3.8M | 0.02% | 70,000 | PUT | SOLE |
| G5784H106 | MANU | MANCHESTER UTD PLC NEW | $3.7M | 0.02% | 187,500 | CALL | SOLE |
| 925652109 | VICI | VICI PPTYS INC | $3.6M | 0.02% | 125,000 | Common | SOLE |
| 17273K109 | — | CIRCOR INTL INC | $3.3M | 0.02% | 60,000 | Common | SOLE |
| 464286103 | EWA | ISHARES INC | $3.2M | 0.02% | 150,000 | PUT | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $3.0M | 0.02% | 37,500 | PUT | SOLE |
| 00165C302 | AMC | AMC ENTMT HLDGS INC | $3.0M | 0.02% | 378,327 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $2.6M | 0.01% | 18,000 | Common | SOLE |
| 969457100 | WMB | WILLIAMS COS INC | $2.4M | 0.01% | 70,000 | Common | SOLE |
| 78464A698 | KRE | SPDR SER TR | $2.3M | 0.01% | 55,000 | CALL | SOLE |
| 82968B103 | SIRIEUR | SIRIUS XM HOLDINGS INC | $2.3M | 0.01% | 500,000 | PUT | SOLE |
| 013091103 | ACI | ALBERTSONS COS INC | $2.0M | 0.01% | 90,000 | Common | SOLE |
| 49177J102 | KVUE | KENVUE INC | $2.0M | 0.01% | 100,000 | CALL | SOLE |
| 60741F104 | MBLY | MOBILEYE GLOBAL INC | $1.8M | 0.01% | 42,500 | Common | SOLE |
| 87165B103 | SYF | SYNCHRONY FINANCIAL | $1.7M | 0.01% | 55,000 | Common | SOLE |
| N6596X109 | NXPI | NXP SEMICONDUCTORS N V | $1.6M | 0.01% | 8,000 | Common | SOLE |
| N6596X109 | NXPI | NXP SEMICONDUCTORS N V | $1.6M | 0.01% | 8,000 | PUT | SOLE |
| 869367102 | — | SUTRO BIOPHARMA INC | $1.5M | 0.01% | 430,000 | Common | SOLE |
| M7518J104 | ODD | ODDITY TECH LTD | $1.4M | 0.01% | 50,000 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $1.1M | 0.01% | 30,000 | CALL | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $1.1M | 0.01% | 40,000 | Common | SOLE |
| 75973T101 | RNLXUSD | RENALYTIX PLC | $957,504 | 0.01% | 598,440 | Common | SOLE |
| 531229813 | 22941EUR | LIBERTY MEDIA CORP DEL | $954,375 | 0.01% | 37,500 | Common | SOLE |
| 42806J700 | HTZ | HERTZ GLOBAL HLDGS INC | $938,350 | 0.01% | 76,600 | CALL | SOLE |
| 042068205 | ARM | ARM HOLDINGS PLC | $936,600 | 0.01% | 17,500 | Common | SOLE |
| M7518J104 | ODD | ODDITY TECH LTD | $850,500 | 0.00% | 30,000 | PUT | SOLE |
| 62886HBD2 | NCLH 1.125 02/15/27 | NCL CORP LTD | $834,434 | 0.00% | 1,000,000 | Common | SOLE |
| L6673X107 | NGMSUSD | NEOGAMES S A | $783,000 | 0.00% | 29,000 | Common | SOLE |
| 75629V104 | RXRX | RECURSION PHARMACEUTICALS IN | $765,000 | 0.00% | 100,000 | CALL | SOLE |
| 75629V104 | RXRX | RECURSION PHARMACEUTICALS IN | $765,000 | 0.00% | 100,000 | Common | SOLE |
| 27032D304 | — | EARTHSTONE ENERGY INC | $588,984 | 0.00% | 29,100 | Common | SOLE |
| 025676206 | AELUSD | AMERICAN EQTY INVT LIFE HLD | $536,400 | 0.00% | 10,000 | Common | SOLE |
| 282559103 | ETNBGBP | 89BIO INC | $463,200 | 0.00% | 30,000 | Common | SOLE |
| 21871X109 | CRBG | COREBRIDGE FINL INC | $434,500 | 0.00% | 22,000 | Common | SOLE |
| 84612U107 | — | SOVOS BRANDS INC | $225,500 | 0.00% | 10,000 | Common | SOLE |
| G5784H106 | MANU | MANCHESTER UTD PLC NEW | $197,900 | 0.00% | 10,000 | Common | SOLE |
| 44852D108 | HUYA | HUYA INC | $184,600 | 0.00% | 65,000 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $127,120 | 0.00% | 1,000 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $127,120 | 0.00% | 1,000 | PUT | SOLE |
| 142038108 | CRBU | CARIBOU BIOSCIENCES INC | $47,800 | 0.00% | 10,000 | CALL | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.