Q1 2026 · 13F-HR
ADVENT CAPITAL MANAGEMENT /DE/holdings as filed
Filed 2026-05-07 · accession 0001140361-26-019477
$3.63B
Reported value
215
Positions
2026-03-31
Period end
The Brief · ADVENT CAPITAL MANAGEMENT /DE/ · Q1 2026
AI · grounded in 13F
ADVENT CAPITAL MANAGEMENT /DE/ closed its position in Tyler Technologies Inc [[stock:TYL 0.25 03/15/26]], reducing its exposure by $79.3M. The fund increased its holdings in Rivian Auto Inc [[stock:RIVN 3.625 10/15/30]] by 438.77% and Strategy Inc [[stock:MSTR 0.875 03/15/31]] by 307.89%. Additionally, the manager trimmed its stake in the State Street SPDR S&P 500 ETF SPY by 60.17%.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | State Street SPDR S&P 500 ETF | $195.1M | 5.38% | 300,000 | CALL | SOLE |
| 060505682 | BAC 7.25 PERP L | BANK OF AMERICA CORP | $178.0M | 4.91% | 149,172 | Common | SOLE |
| 90353TAM2 | UBER 0.875 12/01/28 2028 | UBER TECHNOLOGIES INC | $143.3M | 3.95% | 118,720,000 | Common | SOLE |
| 65339F663 | NEE 7.299 06/01/27 | NEXTERA ENERGY INC | $109.5M | 3.02% | 1,937,116 | Common | SOLE |
| 92277GAZ0 | VTR 3.75 06/01/26 | VENTAS REALTY LP | $92.9M | 2.56% | 61,850,000 | Common | SOLE |
| 37940XAU6 | GPN 1.5 03/01/31 | GLOBAL PAYMENTS INC | $88.7M | 2.45% | 100,272,000 | Common | SOLE |
| 125896BX7 | CMS 3.375 05/01/28 | CMS ENERGY CORP | $85.0M | 2.34% | 74,231,000 | Common | SOLE |
| 69352PAS2 | PPL 2.875 03/15/28 | PPL CAPITAL FUNDING INC | $82.7M | 2.28% | 70,442,000 | Common | SOLE |
| 48251W500 | KKR 6.25 03/01/28 D | KKR & CO INC | $82.5M | 2.28% | 2,045,065 | Common | SOLE |
| 03769M304 | APO 6.75 07/31/26 | APOLLO GLOBAL MANAGEMENT | $76.7M | 2.12% | 1,303,436 | Common | SOLE |
| 23804LAD5 | DDOG 0 12/01/29 | DATADOG INC | $76.4M | 2.11% | 78,717,000 | Common | NONE |
| 00827BAD8 | AFRM 0.75 12/15/29 | AFFIRM HOLDINGS INC | $62.4M | 1.72% | 66,318,000 | Common | NONE |
| 842587842 | SO 7.125 12/15/28 A | SOUTHERN CO | $58.1M | 1.60% | 1,121,375 | Common | SOLE |
| 097023204 | BA 6 10/15/27 | BOEING CO/THE | $56.4M | 1.55% | 867,181 | Common | SOLE |
| 008073AA6 | AVAV 0 07/15/30 | AEROVIRONMENT INC | $56.2M | 1.55% | 57,262,000 | Common | NONE |
| 59001ABF8 | MTH 1.75 05/15/28 | MERITAGE HOMES CORP | $51.5M | 1.42% | 52,841,000 | Common | SOLE |
| 15189TBD8 | CNP 4.25 08/15/26 | CENTERPOINT ENERGY INC | $49.1M | 1.36% | 41,168,000 | Common | SOLE |
| 65339KCY4 | NEE 3 03/01/27 | NEXTERA ENERGY CAPITAL | $48.9M | 1.35% | 35,117,000 | Common | SOLE |
| 516544AB9 | LNTH 2.625 12/15/27 | LANTHEUS HOLDINGS INC | $48.3M | 1.33% | 39,934,000 | Common | SOLE |
| 842587DZ7 | SO 4.5 06/15/27 | SOUTHERN CO | $48.2M | 1.33% | 42,825,000 | Common | SOLE |
| 69331CAL2 | PCG 4.25 12/01/27 | PG&E CORP | $46.9M | 1.29% | 44,628,000 | Common | NONE |
| 86800UAB0 | SMCI 3.5 03/01/29 | SUPER MICRO COMPUTER INC | $43.7M | 1.21% | 54,492,000 | Common | NONE |
| 595017302 | MCHP 7.5 03/15/28 | MICROCHIP TECHNOLOGY INC | $43.5M | 1.20% | 760,734 | Common | SOLE |
| 88162GAB9 | TTEK 2.25 08/15/28 | TETRA TECH INC | $41.9M | 1.16% | 39,825,000 | Common | SOLE |
| 92939UAR7 | WEC 4.375 06/01/29 | WEC ENERGY GROUP INC | $41.4M | 1.14% | 33,029,000 | Common | SOLE |
| 00971TAN1 | AKAM 1.125 02/15/29 | AKAMAI TECHNOLOGIES INC | $41.1M | 1.13% | 35,844,000 | Common | NONE |
| 958102AT2 | WDC 3 11/15/28 | WESTERN DIGITAL CORP | $39.5M | 1.09% | 5,501,000 | Common | SOLE |
| 40171VAC4 | GWRE 1.25 11/01/29 | GUIDEWIRE SOFTWARE INC | $38.6M | 1.06% | 38,433,000 | Common | NONE |
| 833445AD1 | SNOW 0 10/01/29 | SNOWFLAKE INC | $38.2M | 1.05% | 31,182,000 | Common | SOLE |
| 57164YAF4 | VAC 3.25 12/15/27 | MARRIOTT VACATION WORLDW | $38.1M | 1.05% | 39,178,000 | Common | NONE |
| 03990B309 | ARES 6.75 10/01/27 B | ARES MANAGEMENT CORP | $34.7M | 0.96% | 933,089 | Common | SOLE |
| 76954AAD5 | RIVN 3.625 10/15/30 | RIVIAN AUTO INC | $33.9M | 0.93% | 34,659,000 | Common | NONE |
| 70202LAD4 | PSN 2.625 03/01/29 | PARSONS CORP | $32.2M | 0.89% | 32,542,000 | Common | SOLE |
| 26441CBY0 | DUK 4.125 04/15/26 | DUKE ENERGY CORP | $32.2M | 0.89% | 28,645,000 | Common | SOLE |
| 89677QAB3 | TCOM 0.75 06/15/29 | TRIP.COM GROUP LTD | $31.4M | 0.87% | 30,199,000 | Common | SOLE |
| 26142RAB0 | DKNG 0 03/15/28 | DRAFTKINGS HOLDINGS INC | $29.5M | 0.81% | 32,652,000 | Common | NONE |
| 86771WAD7 | RUN 4 03/01/30 | SUNRUN INC | $29.2M | 0.81% | 24,367,000 | Common | NONE |
| 75526L845 | ACVT | Advent Convertible Bond ETF | $28.2M | 0.78% | 1,083,500 | Common | SOLE |
| 594972AL5 | MSTR 0.875 03/15/31 | STRATEGY INC | $27.9M | 0.77% | 28,936,000 | Common | NONE |
| 78462F103 | SPY | State Street SPDR S&P 500 ETF | $27.6M | 0.76% | 42,500 | PUT | SOLE |
| 538034BC2 | LYV 2.875 01/15/30 | LIVE NATION ENTERTAINMEN | $27.0M | 0.74% | 24,865,000 | Common | SOLE |
| 29355AAK3 | ENPH 0 03/01/28 | ENPHASE ENERGY INC | $24.6M | 0.68% | 27,480,000 | Common | NONE |
| 42824C208 | HPE 7.625 09/01/27 | HP ENTERPRISE CO | $24.4M | 0.67% | 375,591 | Common | SOLE |
| 767292AB1 | RIOT 0.75 01/15/30 | RIOT PLATFORMS INC | $23.7M | 0.65% | 20,554,000 | Common | SOLE |
| 18452BAC4 | CLSK 0 06/15/30 | CLEANSPARK INC | $22.8M | 0.63% | 23,547,000 | Common | NONE |
| 682189AU9 | ON 0.5 03/01/29 | ON SEMICONDUCTOR CORP | $22.2M | 0.61% | 22,686,000 | Common | NONE |
| 405024AD2 | HAE 2.5 06/01/29 | HAEMONETICS CORP | $22.2M | 0.61% | 23,015,000 | Common | NONE |
| 89422GAA5 | TVTX 2.25 03/01/29 | TRAVERE THERAPEUTICS INC | $22.0M | 0.61% | 17,392,000 | Common | NONE |
| 465741AQ9 | ITRI 1.375 07/15/30 | ITRON INC | $21.9M | 0.60% | 21,671,000 | Common | NONE |
| 29786AAL0 | ETSY 0.125 09/01/27 | ETSY INC | $21.6M | 0.59% | 23,121,000 | Common | NONE |
| 10806XAD4 | BBIO 2.25 02/01/29 | BRIDGEBIO PHARMA INC | $21.2M | 0.59% | 18,870,000 | Common | NONE |
| 928298AR9 | VSH 2.25 09/15/30 | VISHAY INTERTECHNOLOGY | $21.2M | 0.59% | 22,037,000 | Common | NONE |
| 116794207 | BRKR 6.375 09/01/28 | BRUKER CORP | $20.6M | 0.57% | 71,120 | Common | SOLE |
| 82846H504 | QXO 5.5 05/15/28 | QXO INC | $20.5M | 0.57% | 367,465 | Common | SOLE |
| 759916AD1 | RGEN 1 12/15/28 | REPLIGEN CORP | $20.4M | 0.56% | 20,783,000 | Common | NONE |
| 69331C306 | PCG 6 12/01/27 A | PG&E CORP | $20.3M | 0.56% | 470,385 | Common | SOLE |
| 04271TAB6 | ARRY 1 12/01/28 | ARRAY TECHNOLOGIES INC | $20.0M | 0.55% | 21,977,000 | Common | SOLE |
| 090043AF7 | BILL 0 04/01/30 | BILL HOLDINGS INC | $19.9M | 0.55% | 22,260,000 | Common | NONE |
| 252131AM9 | DXCM 0.375 05/15/28 | DEXCOM INC | $19.5M | 0.54% | 21,095,000 | Common | NONE |
| 472145AH4 | JAZZ 3.125 09/15/30 | JAZZ INVESTMENTS I LTD | $19.3M | 0.53% | 13,597,000 | Common | SOLE |
| 477143AR2 | JBLU 2.5 09/01/29 | JETBLUE AIRWAYS CORP | $18.8M | 0.52% | 19,404,000 | Common | NONE |
| 70932AAH6 | PMT 8.5 06/01/29 | PENNYMAC CORP | $18.4M | 0.51% | 17,143,000 | Common | NONE |
| 83304AAK2 | SNAP 0.5 05/01/30 | SNAP INC | $18.2M | 0.50% | 22,518,000 | Common | NONE |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO & COMPANY | $17.2M | 0.47% | 148,222 | Common | SOLE |
| 743312AD2 | PRGS 3.5 03/01/30 | PROGRESS SOFTWARE CORP | $15.9M | 0.44% | 17,784,000 | Common | NONE |
| 55306NAB0 | MKSI 1.25 06/01/30 | MKS INC | $15.7M | 0.43% | 9,458,000 | Common | NONE |
| 83419XAB4 | SEI 0.25 10/01/31 | SOLARIS ENERGY INFRASTRU | $15.7M | 0.43% | 12,492,000 | Common | SOLE |
| 974637AF7 | WGO 3.25 01/15/30 | WINNEBAGO INDUSTRIES | $15.5M | 0.43% | 16,953,000 | Common | NONE |
| 67000B203 | NOVT 6.5 11/01/28 | NOVANTA INC | $15.4M | 0.42% | 287,611 | Common | SOLE |
| 594972AN1 | MSTR 2.25 06/15/32 | STRATEGY INC | $15.1M | 0.42% | 14,597,000 | Common | SOLE |
| 665531AJ8 | NOG 3.625 04/15/29 | NORTHERN OIL & GAS INC | $15.0M | 0.41% | 13,396,000 | Common | SOLE |
| 91680MAD9 | UPST 2 10/01/29 | UPSTART HOLDINGS INC | $14.5M | 0.40% | 14,822,000 | Common | SOLE |
| 87918AAF2 | TDOC 1.25 06/01/27 | TELADOC HEALTH INC | $14.0M | 0.39% | 14,539,000 | Common | NONE |
| 91688FAB0 | UPWK 0.25 08/15/26 | UPWORK INC | $13.9M | 0.38% | 14,174,000 | Common | SOLE |
| 194014AB2 | ENOV 3.875 10/15/28 | ENOVIS CORP | $13.7M | 0.38% | 13,929,000 | Common | NONE |
| 82452J307 | FOUR 6 05/01/28 | SHIFT4 PAYMENTS INC | $13.2M | 0.36% | 247,214 | Common | SOLE |
| 538034BA6 | LYV 3.125 01/15/29 | LIVE NATION ENTERTAINMEN | $13.0M | 0.36% | 8,495,000 | Common | SOLE |
| 19260QAF4 | COIN 0.25 04/01/30 | COINBASE GLOBAL INC | $13.0M | 0.36% | 13,923,000 | Common | SOLE |
| 67059NAK4 | NTNX 0.5 12/15/29 | NUTANIX INC | $12.8M | 0.35% | 14,172,000 | Common | NONE |
| 338307AF8 | FIVN 1 03/15/29 | FIVE9 INC | $12.6M | 0.35% | 14,439,000 | Common | NONE |
| 40131MAB5 | GH 0 11/15/27 | GUARDANT HEALTH INC | $12.4M | 0.34% | 12,009,000 | Common | NONE |
| 64049MAB6 | NEO 0.25 01/15/28 | NEOGENOMICS INC | $12.3M | 0.34% | 13,479,000 | Common | NONE |
| 902681AB1 | UGI 5 06/01/28 | UGI CORP | $11.9M | 0.33% | 8,403,000 | Common | NONE |
| 55024UAH2 | LITE 1.5 12/15/29 | LUMENTUM HOLDINGS INC | $11.1M | 0.31% | 1,099,000 | Common | SOLE |
| 565788AD8 | MARA 2.125 09/01/31 | MARA HOLDINGS INC | $10.8M | 0.30% | 12,689,000 | Common | NONE |
| 01609WBG6 | BABA 0.5 06/01/31 | ALIBABA GROUP HOLDING | $10.3M | 0.28% | 7,389,000 | Common | SOLE |
| 40637HAF6 | HALO 1 08/15/28 | HALOZYME THERAPEUTICS IN | $10.1M | 0.28% | 7,867,000 | Common | SOLE |
| 62886HBD2 | NCLH 1.125 02/15/27 | NCL CORPORATION LTD | $9.3M | 0.26% | 9,534,000 | Common | SOLE |
| 343412AJ1 | FLR 1.125 08/15/29 | FLUOR CORP | $9.2M | 0.25% | 7,447,000 | Common | SOLE |
| 83406FAA0 | SOFI | SOFI TECHNOLOGIES INC | $9.2M | 0.25% | 8,948,000 | Common | NONE |
| 03823UAE2 | AAOI | APPLIED OPTOELECTRONICS | $8.9M | 0.24% | 3,956,000 | Common | SOLE |
| 122017AD8 | BURL 1.25 12/15/27 | BURLINGTON STORES INC | $8.3M | 0.23% | 5,000,000 | Common | SOLE |
| 09709UV70 | BAC 0.6 05/25/27 MTN | BOFA FINANCE LLC | $8.2M | 0.23% | 6,800,000 | Common | SOLE |
| 462222AF7 | IONS 1.75 06/15/28 | IONIS PHARMACEUTICALS IN | $7.8M | 0.21% | 5,132,000 | Common | SOLE |
| 140501AE7 | CSWC 5.125 11/15/29 | CAPITAL SOUTHWEST CORP | $7.4M | 0.21% | 7,206,000 | Common | SOLE |
| 594918104 | MSFT | Microsoft Corp | $7.4M | 0.20% | 20,000 | CALL | SOLE |
| 67059NAH1 | NTNX 0.25 10/01/27 | NUTANIX INC | $7.3M | 0.20% | 7,160,000 | Common | NONE |
| 594972887 | MSTR 8 PERP | STRATEGY INC | $7.0M | 0.19% | 97,805 | Common | SOLE |
| 819047AB7 | SHAK 0 03/01/28 | SHAKE SHACK INC | $6.9M | 0.19% | 7,272,000 | Common | SOLE |
| 30034WAD8 | EVRG 4.5 12/15/27 | EVERGY INC | $6.9M | 0.19% | 5,025,000 | Common | SOLE |
| 29786AAJ5 | ETSY 0.125 10/01/26 | ETSY INC | $6.8M | 0.19% | 7,000,000 | Common | SOLE |
| 81180WBL4 | STX 3.5 06/01/28 | SEAGATE HDD CAYMAN | $6.8M | 0.19% | 1,427,000 | Common | SOLE |
| 18915MAC1 | NET 0 08/15/26 | CLOUDFLARE INC | $6.8M | 0.19% | 5,778,000 | Common | SOLE |
| 09257WAE0 | BXMT 5.5 03/15/27 | BLACKSTONE MORTGAGE TR | $6.4M | 0.18% | 6,398,000 | Common | SOLE |
| 91332UAB7 | U 0 11/15/26 | UNITY SOFTWARE INC | $6.2M | 0.17% | 6,413,000 | Common | SOLE |
| 76954AAB9 | RIVN 4.625 03/15/29 | RIVIAN AUTO INC | $5.9M | 0.16% | 5,476,000 | Common | SOLE |
| 012653200 | ALB 7.25 03/01/27 | ALBEMARLE CORP | $5.8M | 0.16% | 81,297 | Common | SOLE |
| 393657AM3 | GBX 2.875 04/15/28 | GREENBRIER COS INC | $5.7M | 0.16% | 4,900,000 | Common | SOLE |
| 55303JAB2 | MGPI 1.875 11/15/41 | MGP INGREDIENTS INC | $5.7M | 0.16% | 5,900,000 | Common | SOLE |
| 156727AD1 | CRNC 1.5 07/01/28 | CERENCE INC | $5.5M | 0.15% | 6,200,000 | Common | SOLE |
| 19240QAA0 | COGT 1.625 11/15/31 | COGENT BIOSCIENCES INC | $5.5M | 0.15% | 4,470,000 | Common | SOLE |
| 531229AP7 | SIRI 3.75 03/15/28 | SIRIUS XM HOLDINGS | $5.4M | 0.15% | 5,147,000 | Common | SOLE |
| 47215PAJ5 | JD 0.25 06/01/29 | JD.COM INC | $5.2M | 0.14% | 5,250,000 | Common | SOLE |
| 45258DAB1 | IMCR 2.5 02/01/30 | IMMUNOCORE HOLDINGS | $5.1M | 0.14% | 5,600,000 | Common | SOLE |
| 91680MAF4 | UPST 1 11/15/30 | UPSTART HOLDINGS INC | $4.9M | 0.13% | 6,806,000 | Common | SOLE |
| 358039AB1 | FRPT 3 04/01/28 | FRESHPET INC | $4.6M | 0.13% | 4,006,000 | Common | SOLE |
| 83304AAH9 | SNAP 0.125 03/01/28 | SNAP INC | $4.4M | 0.12% | 4,850,000 | Common | SOLE |
| 595017BG8 | MCHP 0.75 06/01/30 | MICROCHIP TECHNOLOGY INC | $4.3M | 0.12% | 4,377,000 | Common | SOLE |
| 682189AS4 | ON 0 05/01/27 | ON SEMICONDUCTOR CORP | $4.3M | 0.12% | 3,343,000 | Common | SOLE |
| 604749AB7 | MIRM 4 05/01/29 | MIRUM PHARMACEUTICALS | $4.2M | 0.12% | 1,399,000 | Common | SOLE |
| 94419LAP6 | W 3.25 09/15/27 | WAYFAIR INC | $4.1M | 0.11% | 3,048,000 | Common | SOLE |
| 30050BAJ0 | EVH 4.5 08/15/31 | EVOLENT HEALTH INC | $4.1M | 0.11% | 8,037,000 | Common | NONE |
| 02081GAB8 | ATEC 0.75 08/01/26 | ALPHATEC HOLDINGS INC | $4.1M | 0.11% | 4,104,000 | Common | SOLE |
| 94419LAR2 | W 3.5 11/15/28 | WAYFAIR INC | $3.8M | 0.11% | 2,183,000 | Common | SOLE |
| 10950A205 | BTSG 6.75 02/01/27 | BRIGHTSPRING HEALTH SERV | $3.8M | 0.10% | 26,314 | Common | SOLE |
| 852234AK9 | XYZ 0.25 11/01/27 | BLOCK INC | $3.7M | 0.10% | 3,981,000 | Common | SOLE |
| 37045V100 | GM | General Motors Co | $3.7M | 0.10% | 50,000 | Common | SOLE |
| 910047109 | UAL | United Airlines Holdings Inc | $3.7M | 0.10% | 40,000 | Common | SOLE |
| 03209RAB9 | AMPH 2 03/15/29 | AMPHASTAR PHARMACEUTICAL | $3.7M | 0.10% | 4,055,000 | Common | SOLE |
| 81762P102 | NOW | ServiceNow Inc | $3.7M | 0.10% | 35,000 | Common | SOLE |
| 42703MAF0 | HLF 4.25 06/15/28 | HERBALIFE LTD | $3.6M | 0.10% | 3,000,000 | Common | SOLE |
| G29183103 | ETN | Eaton Corp PLC | $3.6M | 0.10% | 10,000 | Common | SOLE |
| 86333MAA6 | LRN 1.125 09/01/27 | STRIDE INC | $3.5M | 0.10% | 2,030,000 | Common | SOLE |
| 733245AD6 | PRCH 9 05/15/30 | PORCH GROUP INC | $3.5M | 0.10% | 3,150,000 | Common | SOLE |
| L8681T102 | SPOT | Spotify Technology SA | $3.4M | 0.09% | 7,000 | Common | SOLE |
| 88339PAJ0 | REAL 4 02/15/31 | THE REALREAL INC | $3.4M | 0.09% | 2,800,000 | Common | SOLE |
| 023135106 | AMZN | Amazon.com Inc | $3.3M | 0.09% | 16,000 | Common | SOLE |
| 74736LAD1 | QTWO 0.75 06/01/26 | Q2 HOLDINGS INC | $3.3M | 0.09% | 3,337,000 | Common | SOLE |
| 35834FAB0 | TE 5.25 12/01/30 | T1 ENERGY INC | $3.3M | 0.09% | 3,100,000 | Common | SOLE |
| 00287Y109 | ABBV | AbbVie Inc | $3.3M | 0.09% | 15,000 | Common | SOLE |
| 143658300 | CCL1EUR | Carnival Corp | $3.2M | 0.09% | 125,000 | Common | SOLE |
| 278768106 | SATS | EchoStar Corp | $3.2M | 0.09% | 27,500 | CALL | SOLE |
| 695127AJ9 | PCRX | PACIRA BIOSCIENCES INC | $3.2M | 0.09% | 3,285,000 | Common | SOLE |
| 22788C105 | CRWD | Crowdstrike Holdings Inc | $3.1M | 0.09% | 8,000 | Common | SOLE |
| 85571BBA2 | STWD 6.75 07/15/27 | STARWOOD PROPERTY TRUST | $3.1M | 0.09% | 3,000,000 | Common | SOLE |
| 98139AAB1 | WK 1.125 08/15/26 | WORKIVA INC | $3.0M | 0.08% | 2,996,000 | Common | SOLE |
| 617446448 | MS | Morgan Stanley | $3.0M | 0.08% | 18,000 | Common | SOLE |
| 40637HAD1 | HALO 0.25 03/01/27 | HALOZYME THERAPEUTICS IN | $3.0M | 0.08% | 2,832,000 | Common | SOLE |
| 55087PAD6 | LYFT 0.625 03/01/29 | LYFT INC | $3.0M | 0.08% | 2,906,000 | Common | SOLE |
| 459200101 | IBM | IBM | $2.9M | 0.08% | 12,000 | Common | SOLE |
| 531229AQ5 | FWONK 2.25 08/15/27 | LIBERTY MEDIA CORP | $2.9M | 0.08% | 2,500,000 | Common | NONE |
| 02079K107 | GOOG | Alphabet Inc | $2.9M | 0.08% | 10,000 | Common | SOLE |
| 369604301 | GE | General Electric Co | $2.8M | 0.08% | 10,000 | Common | SOLE |
| 172967424 | C | Citigroup Inc | $2.8M | 0.08% | 25,000 | Common | SOLE |
| 68213NAF6 | OMCL 1 12/01/29 | OMNICELL INC | $2.8M | 0.08% | 2,875,000 | Common | SOLE |
| 219350105 | GLW | Corning Inc | $2.7M | 0.07% | 20,000 | Common | SOLE |
| 45826HAB5 | ITGR 2.125 02/15/28 | INTEGER HOLDINGS CORP | $2.7M | 0.07% | 2,261,000 | Common | SOLE |
| 20464U100 | COMP | Compass Inc | $2.5M | 0.07% | 341,700 | Common | SOLE |
| 565788AF3 | MARA 0 03/01/30 | MARA HOLDINGS INC | $2.5M | 0.07% | 2,800,000 | Common | SOLE |
| 55261F104 | MTB | M&T Bank Corp | $2.5M | 0.07% | 12,000 | Common | SOLE |
| 15102KAA8 | CELC 2.75 08/01/31 | CELCUITY INC | $2.4M | 0.07% | 980,000 | Common | SOLE |
| 05988JAD5 | BAND 0.5 04/01/28 | BANDWIDTH INC | $2.4M | 0.07% | 2,670,000 | Common | SOLE |
| 82452JAD1 | FOUR 0.5 08/01/27 | SHIFT4 PAYMENTS INC | $2.4M | 0.06% | 2,498,000 | Common | SOLE |
| G7997R103 | STX | Seagate Technology Holdings PL | $2.4M | 0.06% | 6,000 | Common | SOLE |
| 86800U302 | SMCI | Super Micro Computer Inc | $2.3M | 0.06% | 100,000 | PUT | SOLE |
| P31076105 | CPA | Copa Holdings SA | $2.2M | 0.06% | 19,000 | Common | SOLE |
| 92347MAB6 | VERI 1.75 11/15/26 | VERITONE INC | $2.1M | 0.06% | 2,107,000 | Common | SOLE |
| 00971TAL5 | AKAM 0.375 09/01/27 | AKAMAI TECHNOLOGIES INC | $2.0M | 0.06% | 1,762,000 | Common | NONE |
| 093712107 | BE | Bloom Energy Corp | $2.0M | 0.06% | 15,000 | Common | SOLE |
| 17253J106 | CIFR | Cipher Digital Inc | $1.9M | 0.05% | 150,000 | Common | SOLE |
| 09239BAF6 | BL 1 06/01/29 | BLACKLINE INC | $1.9M | 0.05% | 2,030,000 | Common | SOLE |
| 08265TAD1 | BSY 0.375 07/01/27 | BENTLEY SYSTEMS | $1.9M | 0.05% | 1,980,000 | Common | SOLE |
| G66721104 | NCLH | Norwegian Cruise Line Holdings | $1.9M | 0.05% | 100,000 | CALL | SOLE |
| 758075AF2 | RWT 7.75 06/15/27 | REDWOOD TRUST INC | $1.9M | 0.05% | 1,800,000 | Common | SOLE |
| 62957HAL9 | NBR 1.75 06/15/29 | NABORS INDUSTRIES INC | $1.8M | 0.05% | 1,962,000 | Common | SOLE |
| 38141G104 | GS | Goldman Sachs Group Inc/The | $1.7M | 0.05% | 2,000 | CALL | SOLE |
| 23282WAC4 | CYTK 3.5 07/01/27 | CYTOKINETICS INC | $1.7M | 0.05% | 1,140,000 | Common | SOLE |
| G65163100 | JOBY | Joby Aviation Inc | $1.7M | 0.05% | 200,000 | PUT | SOLE |
| 69549FAB5 | PGY 6.125 10/01/29 | PAGAYA TECHNOLOGIES LTD | $1.6M | 0.05% | 1,422,000 | Common | SOLE |
| 75134PAB1 | METC 0 11/01/31 | RAMACO RESOURCES INC | $1.5M | 0.04% | 2,000,000 | Common | SOLE |
| 25402DAB8 | DOCN 0 12/01/26 | DIGITALOCEAN HOLDINGS | $1.5M | 0.04% | 1,549,000 | Common | SOLE |
| 30050BAH4 | EVH 3.5 12/01/29 | EVOLENT HEALTH INC | $1.4M | 0.04% | 2,555,000 | Common | SOLE |
| 007973AE0 | AEIS 2.5 09/15/28 | ADVANCED ENERGY IND | $1.4M | 0.04% | 565,000 | Common | SOLE |
| 03040WBE4 | AWK 3.625 06/15/26 | AMERICAN WATER CAPITAL C | $1.2M | 0.03% | 1,200,000 | Common | NONE |
| 594972AJ0 | MSTR 0.625 03/15/30 | STRATEGY INC | $1.1M | 0.03% | 965,000 | Common | SHARED |
| 22410JAB2 | CBRL 0.625 06/15/26 | CRACKER BARREL OLD COUNT | $1.0M | 0.03% | 1,058,000 | Common | SOLE |
| 38341PAA0 | GOSS 5 06/01/27 | GOSSAMER BIO INC | $960,900 | 0.03% | 2,250,000 | Common | SOLE |
| 12685JAG0 | CABO 1.125 03/15/28 | CABLE ONE INC | $939,220 | 0.03% | 1,244,000 | Common | SOLE |
| 803607AD2 | SRPT 1.25 09/15/27 | SAREPTA THERAPEUTICS INC | $922,056 | 0.03% | 1,000,000 | Common | SOLE |
| 53680QAA6 | LARCN 1.75 01/15/27 | LITHIUM ARGENTINA AG | $778,820 | 0.02% | 809,000 | Common | SOLE |
| 48123VAE2 | ZD 1.75 11/01/26 | ZIFF DAVIS INC | $767,089 | 0.02% | 775,000 | Common | SOLE |
| 037833100 | AAPL | Apple Inc | $761,370 | 0.02% | 3,000 | Common | SOLE |
| 00971T101 | AKAM | Akamai Technologies Inc | $689,100 | 0.02% | 6,000 | CALL | SOLE |
| 45569U101 | INDI | indie Semiconductor Inc | $644,000 | 0.02% | 200,000 | CALL | SOLE |
| 72919P202 | PLUG | Plug Power Inc | $565,000 | 0.02% | 250,000 | CALL | SOLE |
| 10806XAB8 | BBIO 2.5 03/15/27 | BRIDGEBIO PHARMA INC | $540,859 | 0.01% | 300,000 | Common | SOLE |
| 00164VAJ2 | AMCX 4.25 02/15/29 * | AMC NETWORKS INC | $426,820 | 0.01% | 476,000 | Common | SOLE |
| 15643UAE4 | LEU 2.25 11/01/30 | CENTRUS ENERGY CORP | $408,474 | 0.01% | 200,000 | Common | SHARED |
| 707569AU3 | PENN 2.75 05/15/26 | PENN ENTERTAINMENT INC | $380,000 | 0.01% | 376,000 | Common | SOLE |
| 17253JAA4 | CIFR 1.75 05/15/30 | CIPHER DIGITAL INC | $294,551 | 0.01% | 95,000 | Common | SHARED |
| 17253J106 | CIFR | Cipher Digital Inc | $289,575 | 0.01% | 22,500 | CALL | SOLE |
| 038169AB4 | APLD 2.75 06/01/30 | APPLIED DIGITAL CORP | $279,948 | 0.01% | 105,000 | Common | SHARED |
| G3730V105 | FTAI | FTAI Aviation Ltd | $230,300 | 0.01% | 940 | Common | SOLE |
| N72482156 | QGEN | QIAGEN NV | $155,916 | 0.00% | 3,894 | Common | SOLE |
| 94419L101 | W | Wayfair Inc | $155,910 | 0.00% | 2,073 | Common | SOLE |
| 29664W105 | ESPR | Esperion Therapeutics Inc | $137,000 | 0.00% | 50,000 | Common | SOLE |
| 10316TAD6 | BOX 1.5 09/15/29 | BOX INC | $102,083 | 0.00% | 111,000 | Common | SOLE |
| 093712AM9 | BE 3 06/01/29 | BLOOM ENERGY CORP | $98,447 | 0.00% | 15,000 | Common | SHARED |
| 08975B109 | BBAI | BigBear.ai Holdings Inc | $70,400 | 0.00% | 20,000 | Common | SOLE |
| 36467W117 | GME/WS | GAMESTOP CORP-CLASS A | $26,164 | 0.00% | 6,778 | Common | SOLE |
| 051774115 | AUROW | AURORA INNOVATION INC | $12,238 | 0.00% | 61,500 | Common | SOLE |
| 08975B117 | BBAI/WS | BIGBEAR.AI HOLDINGS INC | $8,223 | 0.00% | 18,260 | Common | SOLE |
| 683712129 | OPENW | OPENDOOR TECHNOLOGIES INC | $725 | 0.00% | 1,199 | Common | SOLE |
| 683712137 | OPENL | OPENDOOR TECHNOLOGIES INC | $295 | 0.00% | 1,199 | Common | SOLE |
| 683712145 | OPENZ | OPENDOOR TECHNOLOGIES INC | $282 | 0.00% | 1,199 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.