Q4 2021 · 13F-HR
Cohen & Co Financial Management, LLCholdings as filed
Filed 2022-02-14 · accession 0001172661-22-000435
$150,503
Reported value
109
Positions
2021-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 194170106 | — | COLICITY INC | $3,900 | 2.59% | 400,000 | Common | SOLE |
| G4761A101 | — | INDEPENDENCE HOLDINGS CORP | $3,888 | 2.58% | 400,000 | Common | SOLE |
| G7273A105 | — | PROSPECTOR CAPITAL CORP | $3,517 | 2.34% | 361,133 | Common | SOLE |
| G27029100 | — | DEEP LAKE CAPITAL ACQUSTN CO | $3,457 | 2.30% | 353,489 | Common | SOLE |
| 049287105 | — | ATLAS CREST INVESTMENT CORP | $3,406 | 2.26% | 350,000 | Common | SOLE |
| G46044106 | — | HORIZON ACQUISITION CORPORAT | $2,949 | 1.96% | 300,000 | Common | SOLE |
| G0682V109 | — | AVANTI ACQUISITION CORP | $2,946 | 1.96% | 300,000 | Common | SOLE |
| G2770Y102 | — | DISRUPTIVE ACQUISITION CORP | $2,939 | 1.95% | 299,900 | Common | SOLE |
| G0412A102 | — | APOLLO STRATEGIC GRWT CPTL I | $2,934 | 1.95% | 300,000 | Common | SOLE |
| 443760103 | — | HUDSON EXECUTIVE INVS CORP I | $2,934 | 1.95% | 300,000 | Common | SOLE |
| G0477L100 | — | ARCTOS NORTHSTAR ACQUIS CORP | $2,931 | 1.95% | 300,000 | Common | SOLE |
| G50737108 | JWSMF | JAWS MUSTANG ACQUISITION COR | $2,925 | 1.94% | 300,000 | Common | SOLE |
| G33032106 | — | ARES ACQUISITION CORPORATION | $2,922 | 1.94% | 300,000 | Common | SOLE |
| 204833107 | — | COMPUTE HEALTH ACQUISITIN CO | $2,919 | 1.94% | 300,000 | Common | SOLE |
| G7255E109 | — | PRIMAVERA CAPITAL ACQUIST CO | $2,913 | 1.94% | 300,000 | Common | SOLE |
| G9460M108 | — | WARBURG PINCUS CAPTAL CORP I | $2,808 | 1.87% | 287,754 | Common | SOLE |
| 38286T101 | — | GORES HOLDINGS VII INC | $2,735 | 1.82% | 279,649 | Common | SOLE |
| 34962M106 | — | FORTISTAR SUSTAINABLE SOL CO | $2,691 | 1.79% | 277,149 | Common | SOLE |
| G31659108 | — | ARYA SCIENCES ACQU CORP IV | $2,479 | 1.65% | 250,000 | Common | SOLE |
| 05467C108 | — | AXONPRIME INFRSTCTR AQSTN CO | $2,475 | 1.64% | 252,000 | Common | SOLE |
| G5709C109 | — | MSD ACQUISITION CORP | $2,463 | 1.64% | 249,005 | Common | SOLE |
| 20607U108 | CNDA | CONCORD ACQUISITION CORP II | $2,438 | 1.62% | 250,000 | Common | SOLE |
| 05602L104 | — | B RILEY PRIN 250 MERGER CORP | $2,435 | 1.62% | 250,000 | Common | SOLE |
| G01202103 | — | AGILE GROWTH CORP | $2,406 | 1.60% | 247,501 | Common | SOLE |
| G7008B105 | — | PERIDOT ACQUISITION CORP II | $2,246 | 1.49% | 230,882 | Common | SOLE |
| 47201B103 | — | JAWS HURRICANE ACQUISITN COR | $2,205 | 1.47% | 225,000 | Common | SOLE |
| G7417R105 | — | REDBALL ACQUISITION CORP | $1,984 | 1.32% | 200,000 | Common | SOLE |
| 38287L107 | — | GORES TECHNOLOGY PARTNERS II | $1,980 | 1.32% | 200,000 | Common | SOLE |
| G9460K102 | — | VIRGIN GROUP ACQUISIT CORP I | $1,974 | 1.31% | 200,000 | Common | SOLE |
| 30319B108 | — | FTAC PARNASSUS ACQUISITN COR | $1,968 | 1.31% | 200,000 | Common | SOLE |
| 17144T107 | — | CHURCHILL CAPITAL CORP V | $1,968 | 1.31% | 200,000 | Common | SOLE |
| G50735102 | — | JAWS JUGGERNAUT ACQUISITN CO | $1,966 | 1.31% | 200,000 | Common | SOLE |
| 17144M102 | — | CHURCHILL CAPITAL CORP VII | $1,966 | 1.31% | 200,000 | Common | SOLE |
| 55068A100 | — | LUX HEALTH TECH ACQUISITION | $1,960 | 1.30% | 200,000 | Common | SOLE |
| 302438106 | — | FIGURE ACQUISITION CORP I | $1,960 | 1.30% | 200,000 | Common | SOLE |
| G9461D107 | — | WARBURG PINCUS CAPTAL CORP I | $1,960 | 1.30% | 200,000 | Common | SOLE |
| G2758T125 | — | DHC ACQUISITION CORP | $1,956 | 1.30% | 200,000 | Common | SOLE |
| 44487N109 | — | HUMANCO ACQUISITION CORP | $1,956 | 1.30% | 200,000 | Common | SOLE |
| G9460A104 | — | VECTOR ACQUISITION CORP II | $1,954 | 1.30% | 200,000 | Common | SOLE |
| G3728Y103 | — | FTAC HERA ACQUISITION CORP | $1,954 | 1.30% | 200,000 | Common | SOLE |
| G0370U108 | — | ALTIMAR ACQUISITION CORP III | $1,952 | 1.30% | 200,000 | Common | SOLE |
| 34964K108 | — | FORTRESS VALUE ACQUISI CORP | $1,950 | 1.30% | 200,000 | Common | SOLE |
| G8662F101 | — | TAILWIND INTERNATNAL ACQ COR | $1,950 | 1.30% | 200,000 | Common | SOLE |
| 349875104 | — | FORUM MERGER IV CORP | $1,946 | 1.29% | 199,782 | Common | SOLE |
| 51477A104 | — | LANDCADIA HOLDINGS IV INC | $1,946 | 1.29% | 200,000 | Common | SOLE |
| G8210L105 | SLAMF | SLAM CORP | $1,944 | 1.29% | 200,000 | Common | SOLE |
| 005029103 | — | ACROPOLIS INFRASTRUCTURE ACQ | $1,944 | 1.29% | 200,000 | Common | SOLE |
| G31658100 | — | ARYA SCIENCES ACQUISITN CORP | $1,940 | 1.29% | 200,000 | Common | SOLE |
| 311874101 | — | FAST ACQUISITION CORP II | $1,926 | 1.28% | 198,100 | Common | SOLE |
| 42226W109 | — | HEALTH ASSURN ACQUISITION CO | $1,841 | 1.22% | 188,442 | Common | SOLE |
| G52807107 | — | KISMET ACQUISITION TWO CORP | $1,830 | 1.22% | 187,648 | Common | SOLE |
| 48253T109 | — | KKR ACQUISITION HOLDING I CO | $1,804 | 1.20% | 185,253 | Common | SOLE |
| 38286Q107 | — | GORES GUGGENHEIM INC | $1,755 | 1.17% | 150,000 | Common | SOLE |
| G1261Q107 | BLUAF | BLUERIVER ACQUISITION CORP | $1,618 | 1.08% | 166,489 | Common | SOLE |
| 52470X109 | — | LEFTERIS ACQUISITION CORP | $1,515 | 1.01% | 154,588 | Common | SOLE |
| 60501L101 | — | MISSION ADVANCEMENT CORP | $1,460 | 0.97% | 150,000 | Common | SOLE |
| 482504107 | — | KHOSLA VENTURES ACQUISITION | $1,450 | 0.96% | 149,490 | Common | SOLE |
| 36118N102 | — | FUSION ACQUISITION CORP II | $1,425 | 0.95% | 146,909 | Common | SOLE |
| G5276C110 | — | KISMET ACQUISITION THREE COR | $1,123 | 0.75% | 115,914 | Common | SOLE |
| G9152V101 | — | TWO | $1,033 | 0.69% | 106,157 | Common | SOLE |
| G7613T103 | — | ROCKET INTERNET GRWT OPRT CO | $1,012 | 0.67% | 103,227 | Common | SOLE |
| G3312L103 | — | FAR PEAK ACQUISITION CORP | $1,006 | 0.67% | 100,000 | Common | SOLE |
| 61531M200 | — | MONUMENT CIRCLE ACQUISITN CO | $1,003 | 0.67% | 100,000 | Common | SOLE |
| G4444C102 | MLTX | HELIX ACQUISITION CORP | $989 | 0.66% | 100,000 | Common | SOLE |
| G1355U113 | — | BRIDGETOWN HOLDINGS LTD | $982 | 0.65% | 100,000 | Common | SOLE |
| G28315102 | — | DRAGONEER GROWTH OPT CORP II | $977 | 0.65% | 100,000 | Common | SOLE |
| 74275N102 | — | PRIVETERRA ACQUISITION CORP | $971 | 0.65% | 100,000 | Common | SOLE |
| 34964G107 | — | FORTRESS VALUE ACQUIS CORP I | $882 | 0.59% | 90,326 | Common | SOLE |
| 382870103 | — | GORES TECHNOLOGY PARTNERS IN | $796 | 0.53% | 81,014 | Common | SOLE |
| G8251L105 | — | SOCIAL CAPITAL HEDOSOPHA HLD | $764 | 0.51% | 75,000 | Common | SOLE |
| G42041106 | — | G SQUARED ASCEND II INC | $606 | 0.40% | 61,914 | Common | SOLE |
| 17143W101 | — | CHURCHILL CAPITAL CORP VI | $578 | 0.38% | 59,103 | Common | SOLE |
| 12520T102 | — | CF ACQUISITION CORP IV | $454 | 0.30% | 46,364 | Common | SOLE |
| G4124C109 | GRAB | GRAB HOLDINGS LIMITED | $357 | 0.24% | 50,000 | CALL | SOLE |
| 62752R118 | — | THE MUSIC ACQUISITION CORP | $280 | 0.19% | 500,000 | Common | SOLE |
| 12521J103 | — | CF ACQUISITION CORP VI | $271 | 0.18% | 25,000 | Common | SOLE |
| 81723H116 | — | SENIOR CONNECT ACQUISITN COR | $131 | 0.09% | 250,000 | Common | SOLE |
| 362019119 | — | GO ACQUISITION CORP | $129 | 0.09% | 195,923 | Common | SOLE |
| 40749M111 | — | HAMILTON LANE ALLIANCE HLDGS | $118 | 0.08% | 200,000 | Common | SOLE |
| 04026L113 | — | ARGUS CAPITAL CORP | $108 | 0.07% | 200,000 | Common | SOLE |
| G5276C102 | — | KISMET ACQUISITION THREE COR | $100 | 0.07% | 200,000 | Common | SOLE |
| G7273A113 | — | PROSPECTOR CAPITAL CORP | $94 | 0.06% | 150,000 | Common | SOLE |
| 49714K117 | — | KINS TECHNOLOGY GROUP INC | $93 | 0.06% | 200,000 | Common | SOLE |
| G1261Q115 | BLUAW | BLUERIVER ACQUISITION CORP | $84 | 0.06% | 139,496 | Common | SOLE |
| 457817112 | — | INSU ACQUISITION CORP III | $81 | 0.05% | 134,636 | Common | SOLE |
| G0477L126 | — | ARCTOS NORTHSTAR ACQUIS CORP | $80 | 0.05% | 100,000 | Common | SOLE |
| G91595119 | — | TZP STRATEGIES ACQUISTN CORP | $76 | 0.05% | 150,000 | Common | SOLE |
| G8210L121 | — | SLAM CORP | $62 | 0.04% | 100,000 | Common | SOLE |
| 86309R115 | — | STRATIM CLOUD ACQUISITION CO | $62 | 0.04% | 100,000 | Common | SOLE |
| G31067112 | — | SCION TECH GROWTH I | $60 | 0.04% | 100,000 | Common | SOLE |
| 57520Y114 | — | MASON INDUSTRIAL TECHNOLGY I | $60 | 0.04% | 91,519 | Common | SOLE |
| G04119122 | MVLAW | PATHFINDER ACQUISITION CORP | $58 | 0.04% | 100,000 | Common | SOLE |
| G3137C114 | — | ENTERPRISE 4.0 TEC ACQSTN CO | $55 | 0.04% | 100,000 | Common | SOLE |
| 380799114 | — | GOLDEN ARROW MERGER CORP | $50 | 0.03% | 100,000 | Common | SOLE |
| 42228C119 | — | HEALTHCARE CAPITAL CORP | $49 | 0.03% | 100,000 | Common | SOLE |
| G50752123 | — | JATT ACQUISITION CORP | $38 | 0.03% | 83,266 | Common | SOLE |
| 05467C116 | — | AXONPRIME INFRSTCTR AQSTN CO | $36 | 0.02% | 51,881 | Common | SOLE |
| 23305Q114 | — | D AND Z MEDIA ACQUISITION CO | $33 | 0.02% | 56,798 | Common | SOLE |
| G1125A116 | — | BIOTECH ACQUISITION COMPANY | $33 | 0.02% | 50,000 | Common | SOLE |
| 30158L118 | — | EXECUTIVE NETWORK PARTNERING | $28 | 0.02% | 41,885 | Common | SOLE |
| 49837C117 | — | KL ACQUISITION CORP | $27 | 0.02% | 50,915 | Common | SOLE |
| 92244F117 | — | VECTOIQ ACQUISITION CORP II | $19 | 0.01% | 22,703 | Common | SOLE |
| G3934J122 | — | GLOBAL SYNERGY ACQUISIT CORP | $17 | 0.01% | 34,362 | Common | SOLE |
| G39714129 | — | HH&L ACQUISITION CO | $17 | 0.01% | 29,577 | Common | SOLE |
| G2770Y128 | — | DISRUPTIVE ACQUISITION CORP | $15 | 0.01% | 18,899 | Common | SOLE |
| 26873Y112 | — | E MERGE TECHNOLOGY ACQUISITI | $14 | 0.01% | 25,536 | Common | SOLE |
| 320703119 | CLDWW | FIRST LT ACQUISITION GROUP I | $13 | 0.01% | 25,000 | Common | SOLE |
| G27029118 | — | DEEP LAKE CAPITAL ACQUSTN CO | $10 | 0.01% | 15,952 | Common | SOLE |
| G5259L129 | — | KERNEL GROUP HOLDINGS INC | $6 | 0.00% | 10,667 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.