Shaker Financial Services, LLC — Q2 2023 13F-HR

← Shaker Financial Services, LLC

Q2 2023 · 13F-HR

Shaker Financial Services, LLCholdings as filed

Filed 2023-08-07 · accession 0001172661-23-002777

$228.9M

Reported value

159

Positions

2023-06-30

Period end

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Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
101507101	STEW	SRH TOTAL RETURN FUND INC	$7.9M	3.44%	593,426	Common	SOLE
36242H104	XGDVX	GABELLI DIVID & INCOME TR	$7.4M	3.25%	352,452	Common	SOLE
155123102	CET	CENTRAL SECS CORP	$7.1M	3.10%	194,323	Common	SOLE
27828S101	ETG	EATON VANCE TX ADV GLBL DIV	$6.6M	2.86%	392,328	Common	SOLE
67075F105	XDIAX	NUVEEN DOW 30 DYNMC OVERWRT	$6.2M	2.70%	429,758	Common	SOLE
09251A104	BDJ	BLACKROCK ENHANCED EQUITY DI	$5.5M	2.39%	655,940	Common	SOLE
368802104	GAM	GENERAL AMERN INVS CO INC	$4.9M	2.13%	116,895	Common	SOLE
780910105	RVT	ROYCE VALUE TR INC	$4.6M	2.01%	333,244	Common	SOLE
85208J109	FUND	SPROTT FOCUS TR INC	$4.4M	1.91%	550,834	Common	SOLE
836144105	—	SOURCE CAP INC	$4.3M	1.87%	111,632	Common	SOLE
09255R202	DSU	BLACKROCK DEBT STRATEGIES FD	$4.0M	1.75%	409,610	Common	SOLE
94987B105	XEADX	ALLSPRING INCOME OPPORTUNIT	$3.5M	1.53%	539,661	Common	SOLE
27829F108	XEXGX	EATON VANCE TAX-MANAGED GLOB	$3.4M	1.49%	431,994	Common	SOLE
43010T104	HGLB	HIGHLAND GLOBAL ALLOCATION F	$3.4M	1.49%	394,874	Common	SOLE
6706ER101	XBXMX	NUVEEN S&P 500 BUY-WRITE INC	$3.3M	1.43%	242,230	Common	SOLE
12812C106	CPZ	CALAMOS LNG SHR EQT DYNAMIC	$3.2M	1.42%	210,057	Common	SOLE
92829B101	VGI	VIRTUS GLOBAL MULTI-SECTOR I	$3.1M	1.34%	411,802	Common	SOLE
529900102	ASG	LIBERTY ALL-STAR GROWTH FD I	$3.0M	1.33%	562,719	Common	SOLE
92912R104	IGA	VOYA GLBL ADV & PREM OPP FD	$2.8M	1.23%	328,889	Common	SOLE
006212104	ADX	ADAMS DIVERSIFIED EQUITY FD	$2.8M	1.21%	164,908	Common	SOLE
12811L107	CHW	CALAMOS GBL DYN INCOME FUND	$2.7M	1.19%	451,359	Common	SOLE
337318109	FFA	FIRST TR ENHANCED EQUITY INC	$2.7M	1.17%	152,780	Common	SOLE
67067Y104	—	NUVEEN SR INCOME FD	$2.6M	1.15%	569,336	Common	SOLE
27828Q105	XEFRX	EATON VANCE SR FLTNG RTE TR	$2.6M	1.14%	221,220	Common	SOLE
84741T104	SPE	SPECIAL OPPORTUNITIES FD INC	$2.5M	1.11%	226,137	Common	SOLE
35472T101	FTF	FRANKLIN LTD DURATION INCOME	$2.5M	1.07%	397,792	Common	SOLE
76882G107	OPP	RIVERNORTH DOUBLELINE STRATE	$2.4M	1.05%	282,736	Common	SOLE
6706EW100	XSSPX	NUVEEN S&P 500 DYNAMIC OVERW	$2.4M	1.05%	151,233	Common	SOLE
723653101	XHNWX	PIONEER DIVERSIFIED HIGH INC	$2.4M	1.05%	237,066	Common	SOLE
298768102	EEA	EUROPEAN EQUITY FD INC	$2.4M	1.04%	276,886	Common	SOLE
870875101	SWZ	SWISS HELVETIA FD INC	$2.4M	1.04%	289,157	Common	SOLE
72369H106	XPHTX	PIONEER HIGH INCOME FUND INC	$2.3M	1.02%	348,092	Common	SOLE
27828G107	XEVTX	EATON VANCE TAX ADVT DIV INC	$2.2M	0.98%	98,767	Common	SOLE
27829C105	ETW	EATON VANCE TAX-MANAGED GLOB	$2.2M	0.95%	263,227	Common	SOLE
27828H105	XEVVX	EATON VANCE LTD DURATION INC	$2.1M	0.94%	229,645	Common	SOLE
67072C105	—	NUVEEN PFD & INCOME SECS FD	$2.1M	0.94%	334,224	Common	SOLE
67090X107	JCE	NUVEEN CORE EQUITY ALPHA FD	$2.1M	0.93%	164,508	Common	SOLE
278279104	EFT	EATON VANCE FLTING RATE INC	$2.0M	0.90%	175,435	Common	SOLE
644465106	GF	NEW GERMANY FD INC	$2.0M	0.87%	220,862	Common	SOLE
895436103	TY	TRI CONTL CORP	$1.9M	0.85%	70,746	Common	SOLE
037638103	—	APOLLO TACTICAL INCOME FD IN	$1.9M	0.84%	150,946	Common	SOLE
670750108	NMAI	NUVEEN MULTI ASSET INCOME FU	$1.9M	0.82%	157,241	Common	SOLE
76881Y109	RIV	RIVERNORTH OPPORTUNITIES FD	$1.8M	0.80%	160,715	Common	SOLE
410142103	JHI	HANCOCK JOHN INVT TR II	$1.8M	0.80%	144,945	Common	SOLE
18914E106	GLO	CLOUGH GLOBAL OPPORTUNITIES	$1.8M	0.80%	364,636	Common	SOLE
059695106	BCV	BANCROFT FD LTD	$1.8M	0.80%	106,701	Common	SOLE
128125101	CSQ	CALAMOS STRATEGIC TOTAL RETU	$1.8M	0.79%	122,271	Common	SOLE
72201H108	PFL	PIMCO INCOME STRATEGY FD	$1.8M	0.78%	215,945	Common	SOLE
09255P107	HYT	BLACKROCK CORPOR HI YLD FD I	$1.8M	0.78%	200,048	Common	SOLE
278277108	EOS	EATON VANCE ENHANCED EQUITY	$1.8M	0.77%	98,821	Common	SOLE
94987C103	EOD	ALLSPRING GLOBAL DIVIDEND OP	$1.8M	0.77%	394,154	Common	SOLE
09257D102	BGX	BLACKSTONE LONG SHORT CR INC	$1.7M	0.76%	153,064	Common	SOLE
00764C109	AVK	ADVENT CONV & INCOME FD	$1.6M	0.72%	140,760	Common	SOLE
00302M106	XAGDX	ABRDN GLOBAL DYNAMIC DIVIDEN	$1.6M	0.70%	169,038	Common	SOLE
72201J104	PFN	PIMCO INCOME STRATEGY FD II	$1.6M	0.70%	221,045	Common	SOLE
09249W101	BLW	BLACKROCK LTD DURATION INCOM	$1.6M	0.68%	120,680	Common	SOLE
33718W103	FPF	FIRST TR INTER DURATN PFD &	$1.5M	0.67%	99,592	Common	SOLE
47804L102	HEQ	JOHN HANCOCK HEDGED EQUITY &	$1.5M	0.64%	135,827	Common	SOLE
33738E109	—	FIRST TR HIGH INCOME LONG /	$1.5M	0.64%	127,676	Common	SOLE
27828X100	ETB	EATON VANCE TAX MNGED BUY WR	$1.4M	0.63%	103,652	Common	SOLE
94987D101	ERC	ALLSPRING MULTI SECTOR INCOM	$1.4M	0.61%	149,947	Common	SOLE
27901F109	XTEAX	ECOFIN SUSTAINABLE AND SOCIA	$1.3M	0.58%	105,931	Common	SOLE
09660L105	DHF	BNY MELLON HIGH YIELD STRATE	$1.3M	0.57%	585,665	Common	SOLE
95766A101	XEMDX	WESTERN ASSET EMERGING MKTS	$1.3M	0.56%	146,883	Common	SOLE
780915104	RMT	ROYCE MICRO-CAP TR INC	$1.2M	0.54%	142,573	Common	SOLE
27828Y108	ETV	EATON VANCE TAX-MANAGED BUY-	$1.2M	0.53%	95,333	Common	SOLE
69355J104	SDHY	PGIM SHORT DUR HIG YLD OPP F	$1.2M	0.52%	79,823	Common	SOLE
19248P106	XFOFX	COHEN & STEERS CLOSED-END OP	$1.2M	0.51%	108,816	Common	SOLE
92912J102	IAE	VOYA ASIA PAC HIGH DIV EQT I	$1.1M	0.49%	184,489	Common	SOLE
19248C105	LDP	COHEN & STEERS LTD DURATION	$1.1M	0.49%	61,633	Common	SOLE
46131F101	VLT	INVESCO HIGH INCOME TR II	$1.1M	0.49%	106,664	Common	SOLE
69355M107	PDO	PIMCO DYNAMIC INCOME OPRNTS	$1.1M	0.49%	84,046	Common	SOLE
67073B106	JPC	NUVEEN PFD & INCOME OPPORTUN	$1.1M	0.47%	166,631	Common	SOLE
41013W108	HPI	HANCOCK JOHN PFD INCOME FD	$1.1M	0.47%	71,030	Common	SOLE
88018T101	TDF	TEMPLETON DRAGON FD INC	$1.1M	0.47%	118,649	Common	SOLE
874036106	TWN	TAIWAN FD INC	$1.1M	0.46%	33,921	Common	SOLE
33733U108	FCT	FIRST TR SR FLTG RATE INCOME	$1.1M	0.46%	106,695	Common	SOLE
09256U105	BSL	BLACKSTONE SENI FLTN RAT 202	$977,718	0.43%	76,265	Common	SOLE
67074Y105	JRI	NUVEEN REAL ASSET INCOME & G	$941,319	0.41%	81,804	Common	SOLE
09256A109	CII	BLACKROCK ENHANCD CAP & INM	$898,254	0.39%	48,528	Common	SOLE
592834105	MXE	MEXICO EQUITY & INCOME FD	$891,426	0.39%	88,775	Common	SOLE
87911K100	HQL	TEKLA LIFE SCIENCES INVS	$882,619	0.39%	65,186	Common	SOLE
67074X107	—	NUVEEN SHORT DURATION CR OPP	$865,841	0.38%	74,251	Common	SOLE
78462F103	SPY	SPDR S&P 500 ETF TR	$864,396	0.38%	1,950	Common	SOLE
04014F102	ARDC	ARES DYNAMIC CR ALLOCATION F	$823,016	0.36%	66,749	Common	SOLE
03464A100	FINS	ANGEL OAK FINL STRATEGIES IN	$818,457	0.36%	69,302	Common	SOLE
78081T104	RGT	ROYCE GLOBAL VALUE TR INC	$796,137	0.35%	86,162	Common	SOLE
95790K109	WDI	WESTERN ASSET DIVERSIFIED IN	$769,483	0.34%	56,562	Common	SOLE
69346J106	GHY	PGIM GLOBAL HIGH YIELD FD FO	$769,118	0.34%	70,111	Common	SOLE
92840N100	ACV	VIRTUS DIVERSIFIED INCM & CO	$758,822	0.33%	37,650	Common	SOLE
72369J102	XPHDX	PIONEER FLOATING RATE FUND I	$748,963	0.33%	86,286	Common	SOLE
27828V104	XEVGX	EATON VANCE SHORT DURATION D	$727,314	0.32%	74,140	Common	SOLE
10537L104	BWG	BRANDYWINEGBL GBL INCM OPP F	$722,518	0.32%	88,996	Common	SOLE
41013P749	—	HANCOCK JOHN INVT TR	$679,586	0.30%	144,901	Common	SOLE
33741Q107	FTHY	FIRST TR HIGH YIELD OPPRT 20	$670,017	0.29%	48,835	Common	SOLE
552727109	MCR	MFS CHARTER INCOME TR	$662,494	0.29%	104,991	Common	SOLE
6706EN100	—	NUVEEN FLOATING RATE INCOME	$656,165	0.29%	83,333	Common	SOLE
46131H107	VVR	INVESCO SR INCOME TR	$654,373	0.29%	169,967	Common	SOLE
64133Q108	NBXG	NEUBERGER BERMAN NEXT GENERA	$645,523	0.28%	59,168	Common	SOLE
880192109	TEI	TEMPLETON EMERGING MKTS INCO	$645,136	0.28%	125,269	Common	SOLE
67075G103	JGH	NUVEEN GLOBAL HIGH INCOME FD	$637,889	0.28%	56,583	Common	SOLE
746853100	PPT	PUTNAM PREMIER INCOME TR	$621,120	0.27%	175,514	Common	SOLE
169373107	XXCHNXX	CHINA FD INC	$591,404	0.26%	53,424	Common	SOLE
55274E102	XMFVX	MFS SPL VALUE TR	$567,000	0.25%	138,971	Common	SOLE
67074C103	NBB	NUVEEN TAXABLE MUNICPAL INM	$550,238	0.24%	34,918	Common	SOLE
47109U104	JOF	JAPAN SMALLER CAPITALIZATION	$544,558	0.24%	75,633	Common	SOLE
69346H100	ISD	PGIM HIGH YIELD BOND FUND IN	$524,500	0.23%	42,230	Common	SOLE
617468103	XCAFX	MORGAN STANLEY CHINA A SH FD	$512,581	0.22%	40,329	Common	SOLE
18914C100	XGLQX	CLOUGH GLOBAL EQUITY FD	$504,629	0.22%	80,870	Common	SOLE
880198106	—	TEMPLETON GLOBAL INCOME FD	$493,965	0.22%	119,315	Common	SOLE
278274105	EOI	EATON VANCE ENHANCED EQUITY	$491,633	0.21%	29,814	Common	SOLE
592835102	MXF	MEXICO FD INC	$477,056	0.21%	28,430	Common	SOLE
33740D107	XFDEX	FIRST TR DYNAMIC EUROPE EQUI	$433,160	0.19%	33,053	Common	SOLE
18913Y103	GLV	CLOUGH GLOBAL DIVID & INCOME	$431,408	0.19%	77,731	Common	SOLE
95766K109	HIO	WESTERN ASSET HIGH INCOME OP	$418,116	0.18%	110,200	Common	SOLE
33733G109	—	FIRST TR SPECIALTY FIN & FIN	$412,912	0.18%	126,660	Common	SOLE
00306J109	XJEQX	ABRDN JAPAN EQUITY FUND INC	$403,492	0.18%	66,473	Common	SOLE
67072T108	JFR	NUVEEN FLOATING RATE INCOME	$401,123	0.18%	50,401	Common	SOLE
92838U108	—	VIRTUS CONVERTIBLE & INC FD	$387,480	0.17%	123,401	Common	SOLE
00301W105	AEF	ABRDN EMRG MKTS EQTY INCM FD	$382,493	0.17%	73,698	Common	SOLE
552737108	MMT	MFS MULTIMARKET INCOME TR	$366,753	0.16%	81,320	Common	SOLE
128118106	CGO	CALAMOS GLOBAL TOTAL RETURN	$361,422	0.16%	37,260	Common	SOLE
92840R101	NFJ	VIRTUS DIVIDEND INTEREST & P	$337,631	0.15%	27,652	Common	SOLE
92912P108	IHD	VOYA EMERGING MKTS HIGH DIVI	$336,268	0.15%	64,419	Common	SOLE
355145103	FT	FRANKLIN UNVL TR	$329,649	0.14%	48,982	Common	SOLE
33738C103	—	FIRST TR ENERGY INFRASTRCTR	$328,839	0.14%	22,370	Common	SOLE
880191101	EMF	TEMPLETON EMERGING MKTS FD	$316,744	0.14%	26,752	Common	SOLE
746909100	PIM	PUTNAM MASTER INTER INCOME T	$314,654	0.14%	98,987	Common	SOLE
64190A103	XNROX	NEUBERGER BERMAN REAL ESTATE	$314,595	0.14%	103,485	Common	SOLE
092524107	XBGYX	BLACKROCK ENHANCED INTL DIV	$310,624	0.14%	57,100	Common	SOLE
76882B108	XRSFX	RIVERNORTH CAP AND INCM FD I	$299,349	0.13%	19,413	Common	SOLE
500634209	KF	KOREA FD INC	$294,943	0.13%	12,746	Common	SOLE
87911J103	HQH	TEKLA HEALTHCARE INVS	$288,851	0.13%	16,941	Common	SOLE
003011103	—	ABRDN AUSTRALIA EQUITY FD IN	$287,021	0.13%	66,594	Common	SOLE
52106W103	XLGIX	LAZARD GLOBAL TOTAL RETURN &	$281,948	0.12%	18,062	Common	SOLE
885213108	TBLD	THORNBURG INCM BUILDER OPP T	$266,525	0.12%	17,500	Common	SOLE
003009107	—	ABRDN ASIA PACIFIC INCOME FU	$250,317	0.11%	92,710	Common	SOLE
92838X102	—	VIRTUS CONVERTIBLE & INCOME	$246,683	0.11%	70,200	Common	SOLE
09260E105	BMEZ	BLACKROCK HEALTH SCIENCES TE	$246,300	0.11%	15,000	Common	SOLE
09260Q108	BTX	BLACKROCK INNOVATION AND GRW	$235,500	0.10%	30,000	Common	SOLE
46090E103	QQQ	INVESCO QQQ TR	$231,573	0.10%	626	Common	SOLE
27828U106	ETO	EATON VANCE TAX-ADVANTAGED G	$229,600	0.10%	10,000	Common	SOLE
67071B108	JRS	NUVEEN REAL ESTATE INCOME FD	$215,878	0.09%	28,405	Common	SOLE
037833100	AAPL	APPLE INC	$213,367	0.09%	1,100	Common	SOLE
41013X106	HPF	HANCOCK JOHN PFD INCOME FD I	$211,789	0.09%	14,035	Common	SOLE
46135X108	XHITX	INVESCO HIG INCM 2023 TARG T	$207,493	0.09%	27,964	Common	SOLE
27828N102	XETYX	EATON VANCE TAX-MANAGED DIVE	$199,360	0.09%	16,000	Common	SOLE
289074106	ECF	ELLSWORTH GROWTH & INCOME FD	$189,708	0.08%	22,059	Common	SOLE
46132L107	VBF	INVESCO BD FD	$175,733	0.08%	11,810	Common	SOLE
55607W100	—	MACQUARIE / FIRST TR GLOBAL	$175,259	0.08%	22,469	Common	SOLE
05588N108	XDCFX	BNY MELLON ALCENTRA GLOBAL C	$165,942	0.07%	21,979	Common	SOLE
67080D103	NPCT	NUVEEN CORE PLUS IMPACT FUND	$142,773	0.06%	14,202	Common	SOLE
92912T100	XIGDX	VOYA GLBL EQTY DIV & PREM OP	$139,613	0.06%	27,162	Common	SOLE
617477104	EDD	MORGAN STANLEY EMERGING MKTS	$126,744	0.06%	26,571	Common	SOLE
67073D102	XJQCX	NUVEEN CR STRATEGIES INCOME	$122,341	0.05%	24,000	Common	SOLE
74255X104	PGZ	PRINCIPAL REAL ESTATE INCOME	$107,040	0.05%	11,315	Common	SOLE
092508100	BTZ	BLACKROCK CR ALLOCATION INCO	$105,713	0.05%	10,415	Common	SOLE
92835W107	ZTR	VIRTUS TOTAL RETURN FD INC	$103,689	0.05%	17,054	Common	SOLE
27826S103	EVF	EATON VANCE SR INCOME TR	$91,352	0.04%	16,731	Common	SOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.