Q3 2023 · 13F-HR
Galvin, Gaustad & Stein, LLCholdings as filed
Filed 2023-10-18 · accession 0001172661-23-003440
$987.0M
Reported value
168
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 46432F842 | IEFA | ISHARES TR | $32.7M | 3.31% | 507,813 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $31.5M | 3.19% | 62,420 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $28.5M | 2.89% | 90,375 | Common | NONE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $27.3M | 2.76% | 624,079 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $26.2M | 2.66% | 206,155 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $26.0M | 2.63% | 179,155 | Common | NONE |
| 464288588 | MBB | ISHARES TR | $23.1M | 2.34% | 259,640 | Common | NONE |
| 464287226 | AGG | ISHARES TR | $22.1M | 2.24% | 234,640 | Common | NONE |
| 064058100 | BK | BANK NEW YORK MELLON CORP | $21.5M | 2.18% | 504,631 | Common | NONE |
| 922042718 | VSS | VANGUARD INTL EQUITY INDEX F | $20.9M | 2.11% | 196,459 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $20.5M | 2.08% | 119,847 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $20.0M | 2.02% | 356,639 | Common | NONE |
| 808524854 | SCHR | SCHWAB STRATEGIC TR | $19.9M | 2.02% | 415,812 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $19.7M | 2.00% | 34,864 | Common | NONE |
| 50540R409 | LSI | LABORATORY CORP AMER HLDGS | $19.7M | 1.99% | 97,935 | Common | NONE |
| 94106L109 | WM | WASTE MGMT INC DEL | $19.6M | 1.99% | 128,885 | Common | NONE |
| 36266G107 | GEHC | GE HEALTHCARE TECHNOLOGIES I | $19.1M | 1.94% | 280,888 | Common | NONE |
| 053332102 | AZO | AUTOZONE INC | $18.8M | 1.90% | 7,400 | Common | NONE |
| 855244109 | SBUX | STARBUCKS CORP | $18.6M | 1.88% | 203,616 | Common | NONE |
| 192446102 | CTSH | COGNIZANT TECHNOLOGY SOLUTIO | $18.4M | 1.87% | 271,861 | Common | NONE |
| 217204106 | CPRT | COPART INC | $18.3M | 1.85% | 424,685 | Common | NONE |
| 98980L101 | ZNGA | ZOOM VIDEO COMMUNICATIONS IN | $18.3M | 1.85% | 261,615 | Common | NONE |
| 285512109 | EA | ELECTRONIC ARTS INC | $18.1M | 1.84% | 150,524 | Common | NONE |
| 92826C839 | V | VISA INC | $17.9M | 1.81% | 77,784 | Common | NONE |
| 907818108 | UNP | UNION PAC CORP | $17.3M | 1.76% | 85,155 | Common | NONE |
| 26875P101 | EOG | EOG RES INC | $17.2M | 1.74% | 135,329 | Common | NONE |
| 654106103 | NKE | NIKE INC | $15.9M | 1.61% | 166,334 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $15.8M | 1.60% | 194,377 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $15.4M | 1.56% | 50,839 | Common | NONE |
| 69351T106 | PPL | PPL CORP | $15.1M | 1.53% | 641,499 | Common | NONE |
| 464287804 | IJR | ISHARES TR | $15.0M | 1.52% | 158,624 | Common | NONE |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO CO NEW | $14.2M | 1.44% | 12,757 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $14.2M | 1.44% | 107,686 | Common | NONE |
| 115637209 | BF/B | BROWN FORMAN CORP | $13.8M | 1.40% | 239,570 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $13.1M | 1.33% | 90,000 | Common | NONE |
| 46429B747 | STIP | ISHARES TR | $13.1M | 1.33% | 135,137 | Common | NONE |
| 464288646 | IGSB | ISHARES TR | $12.6M | 1.27% | 252,293 | Common | NONE |
| 921937827 | BSV | VANGUARD BD INDEX FDS | $12.3M | 1.24% | 163,438 | Common | NONE |
| 464288638 | IGIB | ISHARES TR | $12.1M | 1.22% | 248,374 | Common | NONE |
| 89832Q109 | TFC | TRUIST FINL CORP | $12.1M | 1.22% | 422,083 | Common | NONE |
| 46434G103 | IEMG | ISHARES INC | $11.8M | 1.19% | 247,319 | Common | NONE |
| 92206C870 | VCIT | VANGUARD SCOTTSDALE FDS | $11.5M | 1.17% | 151,521 | Common | NONE |
| 921937835 | BND | VANGUARD BD INDEX FDS | $11.4M | 1.15% | 163,221 | Common | NONE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $9.4M | 0.95% | 239,292 | Common | NONE |
| 88579Y101 | MMM | 3M CO | $9.2M | 0.93% | 98,210 | Common | NONE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $8.9M | 0.90% | 118,583 | Common | NONE |
| 921937819 | BIV | VANGUARD BD INDEX FDS | $7.8M | 0.79% | 108,371 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $7.3M | 0.74% | 56,032 | Common | NONE |
| 46434V613 | IUSB | ISHARES TR | $7.0M | 0.71% | 159,862 | Common | NONE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $6.5M | 0.66% | 86,198 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $6.1M | 0.62% | 113,645 | Common | NONE |
| 808524862 | SCHO | SCHWAB STRATEGIC TR | $6.1M | 0.61% | 126,658 | Common | NONE |
| 464288414 | MUB | ISHARES TR | $5.0M | 0.51% | 49,041 | Common | NONE |
| 922908751 | VB | VANGUARD INDEX FDS | $5.0M | 0.51% | 26,571 | Common | NONE |
| 316092501 | FNCL | FIDELITY COVINGTON TRUST | $4.7M | 0.48% | 102,014 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $4.7M | 0.47% | 25,329 | Common | NONE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $4.6M | 0.47% | 29,778 | Common | NONE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $4.6M | 0.46% | 11,537 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $4.4M | 0.44% | 131,471 | Common | NONE |
| 92206C813 | VCLT | VANGUARD SCOTTSDALE FDS | $4.2M | 0.42% | 58,377 | Common | NONE |
| 922907746 | VTEB | VANGUARD MUN BD FDS | $3.9M | 0.40% | 81,740 | Common | NONE |
| 46641Q837 | JPST | J P MORGAN EXCHANGE TRADED F | $3.8M | 0.39% | 76,583 | Common | NONE |
| 46641Q647 | JMUB | J P MORGAN EXCHANGE TRADED F | $3.3M | 0.34% | 68,887 | Common | NONE |
| 46641Q654 | JMST | J P MORGAN EXCHANGE TRADED F | $3.1M | 0.32% | 62,280 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $2.8M | 0.29% | 23,958 | Common | NONE |
| 808524870 | SCHP | SCHWAB STRATEGIC TR | $2.7M | 0.28% | 53,885 | Common | NONE |
| 46641Q878 | BBHY | J P MORGAN EXCHANGE TRADED F | $2.6M | 0.27% | 59,878 | Common | NONE |
| 316092857 | FREL | FIDELITY COVINGTON TRUST | $2.6M | 0.27% | 115,017 | Common | NONE |
| 464288158 | SUB | ISHARES TR | $2.6M | 0.26% | 24,792 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $2.5M | 0.25% | 5,838 | Common | NONE |
| 464287507 | IJH | ISHARES TR | $1.9M | 0.19% | 7,540 | Common | NONE |
| 808524680 | SCHQ | SCHWAB STRATEGIC TR | $1.8M | 0.18% | 57,131 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $1.7M | 0.17% | 10,841 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $1.7M | 0.17% | 4,759 | Common | NONE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $1.5M | 0.15% | 27,644 | Common | NONE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $1.5M | 0.15% | 16,791 | Common | NONE |
| 78464A474 | SPSB | SPDR SER TR | $1.4M | 0.15% | 49,223 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $1.4M | 0.14% | 2,615 | Common | NONE |
| 922908769 | VTI | VANGUARD INDEX FDS | $1.4M | 0.14% | 6,465 | Common | NONE |
| 548661107 | LOW | LOWES COS INC | $1.3M | 0.13% | 6,133 | Common | NONE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $1.2M | 0.12% | 17,413 | Common | NONE |
| 921937793 | BLV | VANGUARD BD INDEX FDS | $1.2M | 0.12% | 18,290 | Common | NONE |
| 46641Q209 | JPIN | J P MORGAN EXCHANGE TRADED F | $1.2M | 0.12% | 23,386 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.1M | 0.11% | 2,434 | Common | NONE |
| 922908744 | VTV | VANGUARD INDEX FDS | $1.0M | 0.10% | 7,407 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $1.0M | 0.10% | 3,738 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $957,314 | 0.10% | 5,840 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $898,211 | 0.09% | 5,327 | Common | NONE |
| 05561Q201 | BOKF | BOK FINL CORP | $864,984 | 0.09% | 10,815 | Common | NONE |
| 254709108 | DFSEUR | DISCOVER FINL SVCS | $851,919 | 0.09% | 9,834 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $836,718 | 0.08% | 30,571 | Common | NONE |
| 922908611 | VBR | VANGUARD INDEX FDS | $826,796 | 0.08% | 5,184 | Common | NONE |
| 46435U861 | DIVB | ISHARES TR | $815,255 | 0.08% | 21,898 | Common | NONE |
| 09247X101 | BLKCHF | BLACKROCK INC | $809,559 | 0.08% | 1,252 | Common | NONE |
| 922042775 | VEU | VANGUARD INTL EQUITY INDEX F | $790,902 | 0.08% | 15,248 | Common | NONE |
| 060505682 | BAC 7.25 PERP L | BANK AMERICA CORP | $790,781 | 0.08% | 711 | Common | NONE |
| 09260D107 | BX | BLACKSTONE INC | $773,295 | 0.08% | 7,218 | Common | NONE |
| 464287614 | IWF | ISHARES TR | $771,899 | 0.08% | 2,902 | Common | NONE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $760,183 | 0.08% | 16,529 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $703,269 | 0.07% | 4,515 | Common | NONE |
| 464287150 | ITOT | ISHARES TR | $692,117 | 0.07% | 7,348 | Common | NONE |
| 46435U853 | USHY | ISHARES TR | $688,282 | 0.07% | 19,830 | Common | NONE |
| 46434V407 | SHYG | ISHARES TR | $668,091 | 0.07% | 16,283 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $650,356 | 0.07% | 7,195 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $634,745 | 0.06% | 2,114 | Common | NONE |
| 316092402 | FENY | FIDELITY COVINGTON TRUST | $614,825 | 0.06% | 24,682 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $587,609 | 0.06% | 3,942 | Common | NONE |
| 931142103 | WMT | WALMART INC | $571,509 | 0.06% | 3,574 | Common | NONE |
| 21037T109 | CEG | CONSTELLATION ENERGY CORP | $566,702 | 0.06% | 5,195 | Common | NONE |
| 110448107 | BTI | BRITISH AMERN TOB PLC | $553,932 | 0.06% | 17,636 | Common | NONE |
| 46434V878 | ICSH | ISHARES TR | $539,866 | 0.05% | 10,716 | Common | NONE |
| 74834L100 | DGX | QUEST DIAGNOSTICS INC | $536,777 | 0.05% | 4,405 | Common | NONE |
| 369550108 | GD | GENERAL DYNAMICS CORP | $534,305 | 0.05% | 2,418 | Common | NONE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $531,477 | 0.05% | 1 | Common | NONE |
| 74347R206 | QLD | PROSHARES TR | $525,544 | 0.05% | 8,855 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $523,201 | 0.05% | 2,091 | Common | NONE |
| 74347R107 | SSO | PROSHARES TR | $522,857 | 0.05% | 9,795 | Common | NONE |
| 92203C303 | VUSB | VANGUARD BD INDEX FDS | $518,815 | 0.05% | 10,547 | Common | NONE |
| 58155Q103 | MCK | MCKESSON CORP | $513,025 | 0.05% | 1,180 | Common | NONE |
| 92204A702 | VGT | VANGUARD WORLD FDS | $492,486 | 0.05% | 1,187 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $490,572 | 0.05% | 4,765 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $488,498 | 0.05% | 4,078 | Common | NONE |
| 464287598 | IWD | ISHARES TR | $482,638 | 0.05% | 3,179 | Common | NONE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $478,218 | 0.05% | 5,165 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $476,640 | 0.05% | 1,115 | Common | NONE |
| 64944P307 | FLG 6 11/01/51 | NEW YORK CMNTY CAP TR V | $453,504 | 0.05% | 12,435 | Common | NONE |
| 81762P102 | NOW | SERVICENOW INC | $447,168 | 0.05% | 800 | Common | NONE |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $442,332 | 0.04% | 2,748 | Common | NONE |
| 78468R200 | FLRN | SPDR SER TR | $441,766 | 0.04% | 14,380 | Common | NONE |
| 464288273 | SCZ | ISHARES TR | $436,918 | 0.04% | 7,737 | Common | NONE |
| 922908629 | VO | VANGUARD INDEX FDS | $435,846 | 0.04% | 2,093 | Common | NONE |
| 22788C105 | CRWD | CROWDSTRIKE HLDGS INC | $414,474 | 0.04% | 2,476 | Common | NONE |
| 921946810 | VIGI | VANGUARD WHITEHALL FDS | $392,747 | 0.04% | 5,506 | Common | NONE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE TRADED F | $389,519 | 0.04% | 8,300 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $384,452 | 0.04% | 979 | Common | NONE |
| 92204A405 | VFH | VANGUARD WORLD FDS | $378,939 | 0.04% | 4,718 | Common | NONE |
| 25460E869 | SPDN | DIREXION SHS ETF TR | $378,420 | 0.04% | 25,500 | Common | NONE |
| 75513E101 | RTX | RTX CORPORATION | $372,891 | 0.04% | 5,181 | Common | NONE |
| 97717X669 | DGRW | WISDOMTREE TR | $361,893 | 0.04% | 5,700 | Common | NONE |
| 46137V357 | RSP | INVESCO EXCHANGE TRADED FD T | $355,392 | 0.04% | 2,508 | Common | NONE |
| 78468R770 | ONEY | SPDR SER TR | $348,529 | 0.04% | 3,812 | Common | NONE |
| 808524847 | SCHH | SCHWAB STRATEGIC TR | $347,279 | 0.04% | 19,565 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $342,051 | 0.03% | 1,459 | Common | NONE |
| 922908736 | VUG | VANGUARD INDEX FDS | $319,420 | 0.03% | 1,173 | Common | NONE |
| 25179M103 | DVN | DEVON ENERGY CORP NEW | $305,927 | 0.03% | 6,414 | Common | NONE |
| 244199105 | DE | DEERE & CO | $305,614 | 0.03% | 810 | Common | NONE |
| 46429B689 | EFAV | ISHARES TR | $302,179 | 0.03% | 4,633 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $288,444 | 0.03% | 805 | Common | NONE |
| 91913Y100 | VLO | VALERO ENERGY CORP | $282,711 | 0.03% | 1,995 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $271,053 | 0.03% | 8,363 | Common | NONE |
| 46137V241 | SPHQ | INVESCO EXCHANGE TRADED FD T | $260,397 | 0.03% | 5,204 | Common | NONE |
| 464287465 | EFA | ISHARES TR | $258,116 | 0.03% | 3,745 | Common | NONE |
| 679295105 | OKTA | OKTA INC | $256,775 | 0.03% | 3,150 | Common | NONE |
| 49177J102 | KVUE | KENVUE INC | $253,767 | 0.03% | 12,638 | Common | NONE |
| 68389X105 | ORCL | ORACLE CORP | $251,666 | 0.03% | 2,376 | Common | NONE |
| G4705A100 | ICLR | ICON PLC | $248,077 | 0.03% | 1,007 | Common | NONE |
| 464285204 | IAU | ISHARES GOLD TR | $246,225 | 0.02% | 7,037 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $238,133 | 0.02% | 582 | Common | NONE |
| 464287408 | IVE | ISHARES TR | $236,914 | 0.02% | 1,540 | Common | NONE |
| 46138E354 | SPLV | INVESCO EXCH TRADED FD TR II | $234,278 | 0.02% | 3,985 | Common | NONE |
| 316092865 | FUTY | FIDELITY COVINGTON TRUST | $231,502 | 0.02% | 6,105 | Common | NONE |
| 92204A504 | VHT | VANGUARD WORLD FDS | $223,815 | 0.02% | 952 | Common | NONE |
| 464287499 | IWR | ISHARES TR | $217,307 | 0.02% | 3,138 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORP | $217,267 | 0.02% | 7,935 | Common | NONE |
| 02209S103 | MO | ALTRIA GROUP INC | $213,720 | 0.02% | 5,083 | Common | NONE |
| G54950103 | LIN | LINDE PLC | $206,271 | 0.02% | 554 | Common | NONE |
| 780087102 | RY | ROYAL BK CDA | $200,937 | 0.02% | 2,298 | Common | NONE |
| 81369Y852 | XLC | SELECT SECTOR SPDR TR | $200,644 | 0.02% | 3,060 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.