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CERTUITY, LLC

Q3 2023 · 13F-HR

CERTUITY, LLCholdings as filed

Filed 2023-11-03 · accession 0001172661-23-003611

$849.3M
Reported value
266
Positions
2023-09-30
Period end
View analyzed profile →PRO

Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
97717Y527USFRWISDOMTREE TR$68.2M8.03%1,355,454CommonSOLE
78462F103SPYSPDR S&P 500 ETF TR$63.5M7.48%148,646CommonSOLE
30231G102XOMEXXON MOBIL CORP$42.6M5.02%362,275CommonSOLE
68268W103OMFONEMAIN HLDGS INC$40.1M4.72%1,000,000CommonSOLE
649445103NYCBEURNEW YORK CMNTY BANCORP INC$38.8M4.57%3,421,320CommonSOLE
369604301GEGENERAL ELECTRIC CO$35.0M4.12%316,892CommonSOLE
037833100AAPLAPPLE INC$34.8M4.10%203,280CommonSOLE
46090E103QQQINVESCO QQQ TR$31.0M3.65%86,419CommonSOLE
172967424CCITIGROUP INC$24.0M2.83%584,572CommonSOLE
464287507IJHISHARES TR$18.3M2.15%73,244CommonSOLE
595112103MUMICRON TECHNOLOGY INC$17.9M2.11%263,063CommonSOLE
166764100CVXCHEVRON CORP NEW$17.9M2.11%106,087CommonSOLE
464287200IVVISHARES TR$16.7M1.97%38,965CommonSOLE
617446448MSMORGAN STANLEY$16.5M1.95%202,396CommonSOLE
78467Y107MDYSPDR S&P MIDCAP 400 ETF TR$15.3M1.80%33,502CommonSOLE
345370860FFORD MTR CO DEL$14.6M1.71%1,172,551CommonSOLE
060505104BACBANK AMERICA CORP$14.3M1.69%523,809CommonSOLE
36266G107GEHCGE HEALTHCARE TECHNOLOGIES I$13.9M1.64%204,813CommonSOLE
97717X669DGRWWISDOMTREE TR$13.3M1.56%209,300CommonSOLE
949746101WMT2WELLS FARGO CO NEW$12.5M1.47%305,907CommonSOLE
464287598IWDISHARES TR$11.4M1.34%74,949CommonSOLE
46625H100JPMJPMORGAN CHASE & CO$10.3M1.21%70,815CommonSOLE
01609W102BABAALIBABA GROUP HLDG LTD$9.9M1.16%113,704CommonSOLE
464287804IJRISHARES TR$9.7M1.14%102,570CommonSOLE
35671D857FCXFREEPORT-MCMORAN INC$9.5M1.12%255,387CommonSOLE
594918104MSFTMICROSOFT CORP$9.4M1.11%29,928CommonSOLE
81369Y803XLKSELECT SECTOR SPDR TR$8.6M1.02%52,751CommonSOLE
464287614IWFISHARES TR$8.5M1.00%31,826CommonSOLE
023135106AMZNAMAZON COM INC$7.1M0.83%53,882CommonSOLE
02079K305GOOGLALPHABET INC$6.0M0.71%44,971CommonSOLE
67066G104NVDANVIDIA CORPORATION$5.9M0.70%13,586CommonSOLE
46090E103QQQINVESCO QQQ TR$5.8M0.68%16,100PUTSOLE
808524300SCHGSCHWAB STRATEGIC TR$5.8M0.68%79,129CommonSOLE
78468R663BILSPDR SER TR$5.3M0.62%57,716CommonSOLE
921909768VXUSVANGUARD STAR FDS$4.7M0.55%87,733CommonSOLE
922908363VOOVANGUARD INDEX FDS$4.3M0.50%10,895CommonSOLE
88642R109TDWTIDEWATER INC NEW$4.2M0.50%59,721CommonSOLE
25809K105DASHDOORDASH INC$4.2M0.49%52,512CommonSOLE
56585A102MPCMARATHON PETE CORP$4.1M0.49%27,361CommonSOLE
88160R101TSLATESLA INC$4.1M0.48%15,935CommonSOLE
464287721IYWISHARES TR$3.9M0.46%36,895CommonSOLE
464287655IWMISHARES TR$3.4M0.40%19,331CommonSOLE
852234103XYZBLOCK INC$3.4M0.40%76,009CommonSOLE
922908769VTIVANGUARD INDEX FDS$3.4M0.39%15,773CommonSOLE
808524805SCHFSCHWAB STRATEGIC TR$3.1M0.36%90,460CommonSOLE
921943858VEAVANGUARD TAX-MANAGED FDS$3.0M0.35%68,546CommonSOLE
78467X109DIASPDR DOW JONES INDL AVERAGE$3.0M0.35%8,908CommonSOLE
81369Y209XLVSELECT SECTOR SPDR TR$2.9M0.34%22,729CommonSOLE
30303M102METAMETA PLATFORMS INC$2.9M0.34%9,861CommonSOLE
92204A702VGTVANGUARD WORLD FDS$2.7M0.32%6,609CommonSOLE
02079K107GOOGALPHABET INC$2.6M0.31%18,532CommonSOLE
921932828VIOOVANGUARD ADMIRAL FDS INC$2.6M0.30%29,594CommonSOLE
464287150ITOTISHARES TR$2.6M0.30%27,274CommonSOLE
89147L886TYGTORTOISE ENERGY INFRA CORP$2.5M0.29%85,000CommonSOLE
00206R102TAT&T INC$2.4M0.28%157,539CommonSOLE
464287689IWVISHARES TR$2.3M0.28%9,546CommonSOLE
464288240ACWXISHARES TR$2.3M0.27%49,251CommonSOLE
71654V408PBRPETROLEO BRASILEIRO SA PETRO$2.2M0.26%150,000CommonSOLE
92826C839VVISA INC$2.2M0.26%9,467CommonSOLE
911312106UPSUNITED PARCEL SERVICE INC$2.1M0.25%13,728CommonSOLE
084670702BRK/BBERKSHIRE HATHAWAY INC DEL$1.9M0.23%5,502CommonSOLE
461202103INTUINTUIT$1.8M0.21%3,488CommonSOLE
7591EP100RFREGIONS FINANCIAL CORP NEW$1.7M0.21%101,529CommonSOLE
21871X109CRBGCOREBRIDGE FINL INC$1.6M0.19%80,000CommonSOLE
110122108BMYBRISTOL-MYERS SQUIBB CO$1.5M0.18%26,123CommonSOLE
97717X651DGRSWISDOMTREE TR$1.5M0.17%35,806CommonSOLE
922908736VUGVANGUARD INDEX FDS$1.5M0.17%5,409CommonSOLE
79466L302CRMSALESFORCE INC$1.4M0.17%7,027CommonSOLE
06738C778DJPBARCLAYS BANK PLC$1.4M0.17%43,649CommonSOLE
91324P102UNHUNITEDHEALTH GROUP INC$1.4M0.17%2,782CommonSOLE
62914V106NIONIO INC$1.4M0.16%153,450CommonSOLE
G9460G101VALVALARIS LTD$1.3M0.15%17,400CommonSOLE
532457108LLYELI LILLY & CO$1.3M0.15%2,369CommonSOLE
478160104JNJJOHNSON & JOHNSON$1.3M0.15%8,140CommonSOLE
742718109PGPROCTER AND GAMBLE CO$1.3M0.15%8,591CommonSOLE
464287671IUSGISHARES TR$1.2M0.15%13,056CommonSOLE
00724F101ADBEADOBE INC$1.2M0.14%2,352CommonSOLE
717081103PFEPFIZER INC$1.2M0.14%35,409CommonSOLE
040413106ANETEURARISTA NETWORKS INC$1.2M0.14%6,333CommonSOLE
46436E718SGOVISHARES TR$1.1M0.13%10,714CommonSOLE
82509L107SHOPSHOPIFY INC$1.1M0.12%19,299CommonSOLE
654106103NKENIKE INC$1.0M0.12%10,963CommonSOLE
464288869IWCISHARES TR$972,6160.11%9,716CommonSOLE
007903107AMDADVANCED MICRO DEVICES INC$954,0450.11%9,279CommonSOLE
87165B103SYFSYNCHRONY FINANCIAL$940,8220.11%30,776CommonSOLE
437076102HDHOME DEPOT INC$934,1840.11%3,092CommonSOLE
931142103WMTWALMART INC$900,2140.11%5,629CommonSOLE
57636Q104MAMASTERCARD INCORPORATED$895,1290.11%2,261CommonSOLE
922042858VWOVANGUARD INTL EQUITY INDEX F$869,7250.10%22,181CommonSOLE
922908629VOVANGUARD INDEX FDS$840,4570.10%4,036CommonSOLE
69121K104OBDCBLUE OWL CAPITAL CORPORATION$830,7590.10%59,983CommonSOLE
64110L106NFLXNETFLIX INC$829,8720.10%2,198CommonSOLE
808524201SCHXSCHWAB STRATEGIC TR$803,4340.09%15,878CommonSOLE
22160K105COSTCOSTCO WHSL CORP NEW$797,5990.09%1,412CommonSOLE
718172109PMPHILIP MORRIS INTL INC$780,5420.09%8,431CommonSOLE
H1467J104CBCHUBB LIMITED$778,8100.09%3,741CommonSOLE
808524797SCHDSCHWAB STRATEGIC TR$770,2370.09%10,885CommonSOLE
92532F100VRTXVERTEX PHARMACEUTICALS INC$746,5980.09%2,147CommonSOLE
09857L108BKNGBOOKING HOLDINGS INC$746,3250.09%242CommonSOLE
85571B105STWDSTARWOOD PPTY TR INC$742,2490.09%38,359CommonSOLE
78464A870XBISPDR SER TR$738,1250.09%10,109CommonSOLE
46138E735PDNINVESCO EXCH TRADED FD TR II$738,0900.09%24,986CommonSOLE
302130109EXPDEXPEDITORS INTL WASH INC$737,8350.09%6,437CommonSOLE
921910816MGKVANGUARD WORLD FD$737,6520.09%3,251CommonSOLE
00287Y109ABBVABBVIE INC$734,7570.09%4,929CommonSOLE
58933Y105MRKMERCK & CO INC$729,7420.09%7,088CommonSOLE
02209S103MOALTRIA GROUP INC$721,2000.08%17,151CommonSOLE
11135F101AVGOBROADCOM INC$716,4170.08%863CommonSOLE
88339J105TTDTHE TRADE DESK INC$714,2100.08%9,139CommonSOLE
33738R720ROBTFIRST TR EXCHANGE-TRADED FD$700,5800.08%17,294CommonSOLE
254687106DISDISNEY WALT CO$692,8810.08%8,549CommonSOLE
64828T201RITMRITHM CAPITAL CORP$680,2880.08%73,228CommonSOLE
808524847SCHHSCHWAB STRATEGIC TR$679,6040.08%38,288CommonSOLE
46432F842IEFAISHARES TR$672,8440.08%10,456CommonSOLE
78464A854SPYMSPDR SER TR$663,4320.08%13,200CommonSOLE
882508104TXNTEXAS INSTRS INC$652,5720.08%4,104CommonSOLE
438516106HONHONEYWELL INTL INC$644,5220.08%3,489CommonSOLE
191216100KOCOCA COLA CO$642,0890.08%11,470CommonSOLE
464287234EEMISHARES TR$640,4260.08%16,876CommonSOLE
053015103ADPAUTOMATIC DATA PROCESSING IN$639,0920.08%2,656CommonSOLE
92838Y100AIOVIRTUS ARTIFICIAL INTELLIGEN$635,6350.07%38,500CommonSOLE
464287465EFAISHARES TR$621,5450.07%9,018CommonSOLE
00827B106AFRMAFFIRM HLDGS INC$611,6400.07%28,756CommonSOLE
922908553VNQVANGUARD INDEX FDS$603,7310.07%7,980CommonSOLE
464287168DVYISHARES TR$595,5280.07%5,533CommonSOLE
580135101MCDMCDONALDS CORP$592,1810.07%2,248CommonSOLE
713448108PEPPEPSICO INC$574,4920.07%3,391CommonSOLE
149123101CATCATERPILLAR INC$570,1880.07%2,089CommonSOLE
46120E602ISRGINTUITIVE SURGICAL INC$569,0070.07%1,947CommonSOLE
464287499IWRISHARES TR$550,1220.06%7,944CommonSOLE
09260E105BMEZBLACKROCK HEALTH SCIENCES TE$549,7360.06%38,150CommonSOLE
75886F107REGNREGENERON PHARMACEUTICALS$547,6190.06%665CommonSOLE
81762P102NOWSERVICENOW INC$539,9550.06%966CommonSOLE
78464A508SPYVSPDR SER TR$528,4200.06%12,807CommonSOLE
512807108LRCXEURLAM RESEARCH CORP$514,8360.06%821CommonSOLE
548661107LOWLOWES COS INC$508,3510.06%2,446CommonSOLE
38147U107GSBDGOLDMAN SACHS BDC INC$500,2570.06%34,358CommonSOLE
20825C104COPCONOCOPHILLIPS$499,9760.06%4,173CommonSOLE
72201R833MINTPIMCO ETF TR$494,4910.06%4,938CommonSOLE
03076C106AMPAMERIPRISE FINL INC$483,8630.06%1,468CommonSOLE
22788C105CRWDCROWDSTRIKE HLDGS INC$483,5640.06%2,889CommonSOLE
09260D107BXBLACKSTONE INC$482,3310.06%4,502CommonSOLE
78462F103SPYSPDR S&P 500 ETF TR$470,2280.06%1,100PUTSOLE
002824100ABTABBOTT LABS$469,7730.06%4,851CommonSOLE
922908744VTVVANGUARD INDEX FDS$468,0670.06%3,394CommonSOLE
670346105NUENUCOR CORP$466,6180.05%2,984CommonSOLE
009158106APDAIR PRODS & CHEMS INC$461,9250.05%1,630CommonSOLE
770700102HOODROBINHOOD MKTS INC$458,4280.05%46,731CommonSOLE
25434V401DFUSDIMENSIONAL ETF TRUST$457,7350.05%9,833CommonSOLE
466367109JACKJACK IN THE BOX INC$454,9670.05%6,588CommonSOLE
303075105FDSFACTSET RESH SYS INC$452,5910.05%1,035CommonSOLE
235851102DHRDANAHER CORPORATION$441,9700.05%1,781CommonSOLE
031162100AMGNAMGEN INC$426,1540.05%1,586CommonSOLE
097023105BABOEING CO$424,9550.05%2,217CommonSOLE
55354G100MSCIMSCI INC$423,6380.05%826CommonSOLE
G29183103ETNEATON CORP PLC$419,5110.05%1,967CommonSOLE
697435105PANWPALO ALTO NETWORKS INC$417,5890.05%1,781CommonSOLE
37954Y632AIQGLOBAL X FDS$415,7060.05%15,448CommonSOLE
G1151C101ACNACCENTURE PLC IRELAND$407,2330.05%1,326CommonSOLE
78409V104SPGIS&P GLOBAL INC$402,5120.05%1,102CommonSOLE
25434V708DFACDIMENSIONAL ETF TRUST$401,6590.05%15,331CommonSOLE
46434V878ICSHISHARES TR$401,0250.05%7,960CommonSOLE
016255101ALGNALIGN TECHNOLOGY INC$396,2120.05%1,298CommonSOLE
244199105DEDEERE & CO$396,1080.05%1,050CommonSOLE
70450Y103PYPLPAYPAL HLDGS INC$393,2600.05%6,727CommonSOLE
038222105AMATAPPLIED MATLS INC$393,0780.05%2,839CommonSOLE
17275R102CSCOCISCO SYS INC$392,5570.05%7,302CommonSOLE
68389X105ORCLORACLE CORP$391,3740.05%3,695CommonSOLE
169656105CMGCHIPOTLE MEXICAN GRILL INC$382,9000.05%209CommonSOLE
65339F101NEENEXTERA ENERGY INC$381,8150.04%6,665CommonSOLE
921908844VIGVANGUARD SPECIALIZED FUNDS$381,0850.04%2,453CommonSOLE
92343V104VZVERIZON COMMUNICATIONS INC$376,6880.04%11,623CommonSOLE
064058100BKBANK NEW YORK MELLON CORP$373,9120.04%8,767CommonSOLE
714254109PRTPERMROCK ROYALTY TRUST$364,1000.04%55,000CommonSOLE
464287630IWNISHARES TR$363,6330.04%2,683CommonSOLE
863667101SYKSTRYKER CORPORATION$358,2570.04%1,311CommonSOLE
78464A763SDYSPDR SER TR$358,1410.04%3,114CommonSOLE
20030N101CMCSACOMCAST CORP NEW$355,8580.04%8,025CommonSOLE
886364603RPARTIDAL ETF TR$355,5930.04%20,308CommonSOLE
883556102TMOTHERMO FISHER SCIENTIFIC INC$349,2570.04%690CommonSOLE
04010L103ARCCARES CAPITAL CORP$347,8320.04%17,865CommonSOLE
693475105PNCPNC FINL SVCS GROUP INC$342,6750.04%2,791CommonSOLE
G54950103LINLINDE PLC$327,2960.04%879CommonSOLE
97717X578XSOEWISDOMTREE TR$326,7750.04%12,253CommonSOLE
09247X101BLKCHFBLACKROCK INC$324,8530.04%502CommonSOLE
025072604AVEMAMERICAN CENTY ETF TR$321,0920.04%6,082CommonSOLE
872540109TJXTJX COS INC NEW$320,8160.04%3,610CommonSOLE
74762E102QUREQUANTA SVCS INC$318,0800.04%1,700CommonSOLE
G8994E103TTTRANE TECHNOLOGIES PLC$314,2600.04%1,549CommonSOLE
679580100ODFLOLD DOMINION FREIGHT LINE IN$314,0610.04%768CommonSOLE
81369Y605XLFSELECT SECTOR SPDR TR$308,7950.04%9,309CommonSOLE
921910840MGVVANGUARD WORLD FD$307,4450.04%3,032CommonSOLE
46434V464CRBNISHARES TR$304,4580.04%2,026CommonSOLE
907818108UNPUNION PAC CORP$304,3120.04%1,494CommonSOLE
464287648IWOISHARES TR$290,8450.03%1,298CommonSOLE
26924G201HACKUSDETF MANAGERS TR$288,6500.03%5,594CommonSOLE
37954Y384BUGGLOBAL X FDS$288,4250.03%11,874CommonSOLE
922908751VBVANGUARD INDEX FDS$286,0630.03%1,513CommonSOLE
78468R747SHESPDR SER TR$285,4800.03%3,359CommonSOLE
70806A106PFLTPENNANTPARK FLOATING RATE CA$284,1740.03%26,658CommonSOLE
539830109LMTLOCKHEED MARTIN CORP$279,9310.03%684CommonSOLE
90353T100UBERUBER TECHNOLOGIES INC$278,7910.03%6,062CommonSOLE
92206C409VCSHVANGUARD SCOTTSDALE FDS$277,9800.03%3,699CommonSOLE
80359A205PDYNSARCOS TECHN AND ROBOTICS CO$274,5920.03%321,310CommonSOLE
13123X508CPE*CALLON PETE CO DEL$271,0230.03%6,928CommonSOLE
78463V107GLDSPDR GOLD TR$270,2050.03%1,576CommonSOLE
89151E109TTENTOTALENERGIES SE$269,6160.03%4,100CommonSOLE
808513105SCHWSCHWAB CHARLES CORP$268,8310.03%4,897CommonSOLE
855244109SBUXSTARBUCKS CORP$265,3970.03%2,908CommonSOLE
052769106ADSKAUTODESK INC$265,3100.03%1,282CommonSOLE
21036P108STZCONSTELLATION BRANDS INC$261,7840.03%1,042CommonSOLE
38141G104GSGOLDMAN SACHS GROUP INC$261,1660.03%807CommonSOLE
666807102NOCNORTHROP GRUMMAN CORP$260,6990.03%592CommonSOLE
97717W307DLNWISDOMTREE TR$259,1190.03%4,214CommonSOLE
46434G103IEMGISHARES INC$256,8910.03%5,398CommonSOLE
33733E302FDNFIRST TR EXCHANGE-TRADED FD$256,3340.03%1,606CommonSOLE
26924G870ETF MANAGERS TR$254,3690.03%6,171CommonSOLE
22160N109CSGPCOSTAR GROUP INC$250,4310.03%3,257CommonSOLE
747525103QCOMQUALCOMM INC$247,8230.03%2,231CommonSOLE
G17977110BURBURFORD CAP LTD$247,0020.03%17,643CommonSOLE
459200101IBMINTERNATIONAL BUSINESS MACHS$246,4570.03%1,757CommonSOLE
26441C204DUKDUKE ENERGY CORP NEW$239,9950.03%2,719CommonSOLE
464286632EISISHARES INC$237,7200.03%4,400CommonSOLE
806857108SLBSCHLUMBERGER LTD$237,1060.03%4,067CommonSOLE
375558103GILDGILEAD SCIENCES INC$236,9990.03%3,162CommonSOLE
81369Y506XLESELECT SECTOR SPDR TR$236,4000.03%2,615CommonSOLE
209115104EDCONSOLIDATED EDISON INC$233,6400.03%2,732CommonSOLE
09062X103BIIBBIOGEN INC$233,3260.03%915CommonSOLE
G46188101HZNPNHORIZON THERAPEUTICS PUB L$231,3800.03%2,000CommonSOLE
46435G268SMMDISHARES TR$230,3050.03%4,225CommonSOLE
458140100INTCINTEL CORP$227,8450.03%6,410CommonSOLE
G5960L103MDTMEDTRONIC PLC$227,5390.03%2,904CommonSOLE
172908105CTASCINTAS CORP$225,4330.03%469CommonSOLE
824348106SHWSHERWIN WILLIAMS CO$223,7970.03%877CommonSOLE
464287457SHYISHARES TR$222,9100.03%2,753CommonSOLE
100557107SAMBOSTON BEER INC$221,6430.03%569CommonSOLE
452308109ITWILLINOIS TOOL WKS INC$221,3010.03%961CommonSOLE
311900104FASTFASTENAL CO$220,9250.03%4,043CommonSOLE
482480100KLACKLA CORP$218,3990.03%476CommonSOLE
57667L107MTCHMATCH GROUP INC NEW$216,2850.03%5,521CommonSOLE
25460G419DRVDIREXION SHS ETF TR$214,9720.03%3,568CommonSOLE
82983N108SB9SITIO ROYALTIES CORP$206,9960.02%8,550CommonSOLE
46137V357RSPINVESCO EXCHANGE TRADED FD T$203,1830.02%1,434CommonSOLE
09061G101BMRNBIOMARIN PHARMACEUTICAL INC$203,1600.02%2,296CommonSOLE
127097103CTRACOTERRA ENERGY INC$202,1650.02%7,474CommonSOLE
291011104EMREMERSON ELEC CO$201,9270.02%2,091CommonSOLE
464288588MBBISHARES TR$201,7540.02%2,272CommonSOLE
35953D104FUBOGBPFUBOTV INC$201,0510.02%75,300CommonSOLE
816851109SRESEMPRA$200,1250.02%2,893CommonSOLE
69608A108PLTRPALANTIR TECHNOLOGIES INC$197,7920.02%12,362CommonSOLE
319829107FCFFIRST COMWLTH FINL CORP PA$158,3760.02%12,971CommonSOLE
236272100DANIMER SCIENTIFIC INC$128,9150.02%62,278CommonSOLE
68989M202OUSTOUSTER INC$96,5820.01%19,163CommonSOLE
786449207SAFEGUARD SCIENTIFICS INC$92,2620.01%92,262CommonSOLE
09260D107BXBLACKSTONE INC$85,7120.01%800CALLSOLE
530158104USALIBERTY ALL STAR EQUITY FD$81,7320.01%13,806CommonSOLE
337655104DSACEURFISCALNOTE HOLDINGS INC$78,0000.01%37,500CommonSOLE
416906105HBIOUSDHARVARD BIOSCIENCE INC$61,8130.01%14,375CommonSOLE
092524107XBGYXBLACKROCK ENHANCED INTL DIV$52,0060.01%10,422CommonSOLE
577096100MTTR*MATTERPORT INC$26,2050.00%12,076CommonSOLE
374396406GEVOGEVO INC$25,9370.00%21,796CommonSOLE
45569U119INDIE SEMICONDUCTOR INC$17,8000.00%10,000CommonSOLE
054748207WPCSEURAYRO INC$9,7600.00%20,000CommonSOLE
98138J206WKHSEURWORKHORSE GROUP INC$5,2280.00%12,615CommonSOLE
98423B108XOS INC$4,7490.00%13,812CommonSOLE
92823T108VIRNETX HLDG CORP$3,1670.00%12,463CommonSOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.