Q3 2023 · 13F-HR
WBI INVESTMENTS, LLCholdings as filed
Filed 2023-11-09 · accession 0001172661-23-003695
$496.9M
Reported value
179
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 00400R700 | WBIG | ABSOLUTE SHS TR | $34.5M | 6.95% | 1,565,141 | Common | SOLE |
| 00400R809 | WBIL | ABSOLUTE SHS TR | $28.3M | 5.69% | 983,921 | Common | SOLE |
| 00400R858 | WBIY | ABSOLUTE SHS TR | $28.0M | 5.64% | 1,102,034 | Common | SOLE |
| 00400R601 | WBIF | ABSOLUTE SHS TR | $25.9M | 5.21% | 967,129 | Common | SOLE |
| 78468R663 | BIL | SPDR SER TR | $17.9M | 3.59% | 194,539 | Common | SOLE |
| 25460E307 | COM | DIREXION SHS ETF TR | $14.0M | 2.82% | 471,746 | Common | SOLE |
| 69374H204 | PTMC | PACER FDS TR | $10.1M | 2.03% | 319,279 | Common | SOLE |
| 922908751 | VB | VANGUARD INDEX FDS | $9.6M | 1.93% | 50,744 | Common | SOLE |
| 682680103 | OKE | ONEOK INC NEW | $9.4M | 1.89% | 148,151 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $9.2M | 1.86% | 52,172 | Common | SOLE |
| 69374H105 | PTLC | PACER FDS TR | $8.7M | 1.75% | 217,156 | Common | SOLE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $7.9M | 1.59% | 34,393 | Common | SOLE |
| 46138E149 | PSCH | INVESCO EXCH TRADED FD TR II | $7.0M | 1.41% | 186,505 | Common | SOLE |
| 406216101 | HAL | HALLIBURTON CO | $6.8M | 1.37% | 167,798 | Common | SOLE |
| 127097103 | CTRA | COTERRA ENERGY INC | $6.2M | 1.25% | 230,362 | Common | SOLE |
| 56585A102 | MPC | MARATHON PETE CORP | $5.5M | 1.11% | 36,487 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $5.4M | 1.09% | 41,395 | Common | SOLE |
| 045487105 | ASB | ASSOCIATED BANC CORP | $4.6M | 0.93% | 270,650 | Common | SHARED |
| 46436E718 | SGOV | ISHARES TR | $4.6M | 0.92% | 45,550 | Common | SOLE |
| 69374H881 | COWZ | PACER FDS TR | $4.4M | 0.89% | 89,536 | Common | SOLE |
| 92345Y106 | VRSK | VERISK ANALYTICS INC | $4.0M | 0.81% | 17,068 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $4.0M | 0.81% | 95,164 | Common | SOLE |
| 744320102 | PRU | PRUDENTIAL FINL INC | $4.0M | 0.80% | 41,634 | Common | SOLE |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $3.9M | 0.79% | 43,520 | Common | SOLE |
| 278642103 | EBAY | EBAY INC. | $3.8M | 0.77% | 87,078 | Common | SHARED |
| 871607107 | SNPS | SYNOPSYS INC | $3.8M | 0.77% | 8,300 | Common | SOLE |
| 320817109 | FRME | FIRST MERCHANTS CORP | $3.8M | 0.76% | 136,509 | Common | SHARED |
| 316092303 | FSTA | FIDELITY COVINGTON TRUST | $3.7M | 0.75% | 87,754 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $3.7M | 0.74% | 83,038 | Common | SOLE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $3.6M | 0.73% | 65,611 | Common | SOLE |
| 093671105 | HRB | BLOCK H & R INC | $3.6M | 0.72% | 82,948 | Common | SOLE |
| 14149Y108 | CAH | CARDINAL HEALTH INC | $3.6M | 0.72% | 41,109 | Common | SOLE |
| 693718108 | PCAR | PACCAR INC | $3.5M | 0.70% | 40,735 | Common | SOLE |
| 78464A383 | SPMB | SPDR SER TR | $3.4M | 0.68% | 161,892 | Common | SOLE |
| 418056107 | HAS | HASBRO INC | $3.3M | 0.65% | 49,208 | Common | SOLE |
| 58155Q103 | MCK | MCKESSON CORP | $3.2M | 0.65% | 7,436 | Common | SOLE |
| 46641Q837 | JPST | J P MORGAN EXCHANGE TRADED F | $3.2M | 0.65% | 64,335 | Common | SOLE |
| 50212V100 | LPLA | LPL FINL HLDGS INC | $3.2M | 0.65% | 13,567 | Common | SOLE |
| 46434V878 | ICSH | ISHARES TR | $3.2M | 0.64% | 63,087 | Common | SOLE |
| 464287689 | IWV | ISHARES TR | $3.1M | 0.63% | 12,824 | Common | SOLE |
| 922908769 | VTI | VANGUARD INDEX FDS | $3.1M | 0.63% | 14,792 | Common | SOLE |
| 571748102 | MRSH | MARSH & MCLENNAN COS INC | $3.1M | 0.63% | 16,448 | Common | SOLE |
| 969457100 | WMB | WILLIAMS COS INC | $3.1M | 0.63% | 92,586 | Common | SOLE |
| 78468R200 | FLRN | SPDR SER TR | $3.1M | 0.63% | 101,336 | Common | SOLE |
| 550021109 | LULU | LULULEMON ATHLETICA INC | $3.1M | 0.63% | 8,071 | Common | SOLE |
| 464288679 | SHV | ISHARES TR | $3.0M | 0.60% | 27,116 | Common | SOLE |
| 126117100 | CNA | CNA FINL CORP | $2.9M | 0.59% | 74,679 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $2.9M | 0.58% | 88,265 | Common | SOLE |
| 12514G108 | CDW | CDW CORP | $2.8M | 0.57% | 14,007 | Common | SOLE |
| 464287176 | TIP | ISHARES TR | $2.8M | 0.57% | 27,100 | Common | SOLE |
| 460146103 | IP | INTERNATIONAL PAPER CO | $2.8M | 0.56% | 78,354 | Common | SHARED |
| 17275R102 | CSCO | CISCO SYS INC | $2.8M | 0.56% | 51,583 | Common | SOLE |
| N53745100 | LYB | LYONDELLBASELL INDUSTRIES N | $2.7M | 0.54% | 28,387 | Common | SHARED |
| 260557103 | DOW | DOW INC | $2.7M | 0.54% | 51,836 | Common | SHARED |
| 74347B698 | SMDV | PROSHARES TR | $2.6M | 0.52% | 46,094 | Common | SOLE |
| 171340102 | CHD | CHURCH & DWIGHT CO INC | $2.5M | 0.51% | 27,527 | Common | SOLE |
| 59156R108 | MET | METLIFE INC | $2.5M | 0.51% | 39,964 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $2.5M | 0.50% | 14,406 | Common | SOLE |
| 88579Y101 | MMM | 3M CO | $2.4M | 0.49% | 26,029 | Common | SHARED |
| 086516101 | BBY | BEST BUY INC | $2.4M | 0.48% | 34,615 | Common | SHARED |
| 78464A573 | XHS | SPDR SER TR | $2.4M | 0.48% | 28,399 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $2.3M | 0.47% | 8,554 | Common | SOLE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $2.3M | 0.46% | 7,437 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $2.3M | 0.46% | 9,876 | Common | SHARED |
| 42824C109 | HPE | HEWLETT PACKARD ENTERPRISE C | $2.2M | 0.45% | 127,916 | Common | SOLE |
| 052800109 | ALV | AUTOLIV INC | $2.2M | 0.44% | 22,872 | Common | SHARED |
| 363576109 | AJG | GALLAGHER ARTHUR J & CO | $2.2M | 0.44% | 9,665 | Common | SOLE |
| 126408103 | CSX | CSX CORP | $2.2M | 0.44% | 70,613 | Common | SOLE |
| 05722G100 | BKR | BAKER HUGHES COMPANY | $2.2M | 0.44% | 61,394 | Common | SHARED |
| 69374H816 | PALC | PACER FDS TR | $2.2M | 0.44% | 58,626 | Common | SOLE |
| 778296103 | ROST | ROSS STORES INC | $2.1M | 0.43% | 19,006 | Common | SOLE |
| 09857L108 | BKNG | BOOKING HOLDINGS INC | $2.1M | 0.42% | 673 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $2.0M | 0.41% | 4,020 | Common | SOLE |
| 31428X106 | FDX | FEDEX CORP | $2.0M | 0.41% | 7,737 | Common | SHARED |
| 92556V106 | VTRS | VIATRIS INC | $2.0M | 0.40% | 204,068 | Common | SHARED |
| 78464A631 | XAR | SPDR SER TR | $2.0M | 0.40% | 17,640 | Common | SOLE |
| 500754106 | KHC | KRAFT HEINZ CO | $2.0M | 0.40% | 58,418 | Common | SOLE |
| 808524862 | SCHO | SCHWAB STRATEGIC TR | $1.9M | 0.38% | 39,167 | Common | SOLE |
| 493267108 | KEY | KEYCORP | $1.8M | 0.37% | 170,804 | Common | SHARED |
| 872540109 | TJX | TJX COS INC NEW | $1.8M | 0.37% | 20,462 | Common | SOLE |
| 04621X108 | AIZ | ASSURANT INC | $1.8M | 0.36% | 12,327 | Common | SHARED |
| 001055102 | AFL | AFLAC INC | $1.7M | 0.35% | 22,392 | Common | SHARED |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $1.7M | 0.34% | 12,194 | Common | SOLE |
| 46429B333 | GNMA | ISHARES TR | $1.7M | 0.34% | 40,814 | Common | SOLE |
| 92826C839 | V | VISA INC | $1.7M | 0.33% | 7,237 | Common | SOLE |
| 74933W452 | TBIL | RBB FD INC | $1.7M | 0.33% | 33,164 | Common | SOLE |
| 172908105 | CTAS | CINTAS CORP | $1.7M | 0.33% | 3,443 | Common | SOLE |
| 620076307 | MSI | MOTOROLA SOLUTIONS INC | $1.6M | 0.32% | 5,921 | Common | SHARED |
| 703481101 | PTEN | PATTERSON-UTI ENERGY INC | $1.6M | 0.32% | 116,313 | Common | SHARED |
| 461202103 | INTU | INTUIT | $1.6M | 0.32% | 3,150 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $1.6M | 0.32% | 5,346 | Common | SHARED |
| 74933W486 | UTWO | RBB FD INC | $1.6M | 0.32% | 33,388 | Common | SOLE |
| 311900104 | FAST | FASTENAL CO | $1.6M | 0.32% | 29,281 | Common | SOLE |
| 526107107 | LII | LENNOX INTL INC | $1.6M | 0.32% | 4,266 | Common | SHARED |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $1.6M | 0.32% | 23,019 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $1.6M | 0.32% | 12,289 | Common | SOLE |
| 526057104 | LEN | LENNAR CORP | $1.6M | 0.31% | 13,907 | Common | SHARED |
| 594918104 | MSFT | MICROSOFT CORP | $1.5M | 0.31% | 4,899 | Common | SHARED |
| 040413106 | ANETEUR | ARISTA NETWORKS INC | $1.5M | 0.30% | 8,216 | Common | SOLE |
| 43300A203 | HLT | HILTON WORLDWIDE HLDGS INC | $1.5M | 0.30% | 9,982 | Common | SOLE |
| 91913Y100 | VLO | VALERO ENERGY CORP | $1.4M | 0.29% | 10,081 | Common | SOLE |
| 37954Y616 | QDIV | GLOBAL X FDS | $1.4M | 0.28% | 45,855 | Common | SOLE |
| 384802104 | GWW | GRAINGER W W INC | $1.4M | 0.27% | 1,974 | Common | SOLE |
| 316092600 | FHLC | FIDELITY COVINGTON TRUST | $1.3M | 0.27% | 21,832 | Common | SOLE |
| 808524870 | SCHP | SCHWAB STRATEGIC TR | $1.3M | 0.26% | 25,649 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $1.3M | 0.26% | 1,534 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $1.3M | 0.25% | 7,885 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $1.2M | 0.24% | 11,447 | Common | SHARED |
| 46431W853 | COMT | ISHARES U S ETF TR | $1.1M | 0.23% | 39,384 | Common | SOLE |
| 404251100 | HNI | HNI CORP | $1.1M | 0.22% | 31,799 | Common | SHARED |
| 49714P108 | KNSL | KINSALE CAP GROUP INC | $1.1M | 0.22% | 2,653 | Common | SOLE |
| 68622V106 | OGN | ORGANON & CO | $1.0M | 0.21% | 60,188 | Common | SOLE |
| 46138E198 | XMLV | INVESCO EXCH TRADED FD TR II | $1.0M | 0.20% | 20,580 | Common | SOLE |
| 72651A207 | PAGP | PLAINS GP HLDGS L P | $954,642 | 0.19% | 59,221 | Common | SHARED |
| 12662P108 | CVI | CVR ENERGY INC | $919,592 | 0.19% | 27,023 | Common | SHARED |
| 428103105 | HESM | HESS MIDSTREAM LP | $837,662 | 0.17% | 28,756 | Common | SHARED |
| 46138G102 | XSLV | INVESCO EXCH TRADED FD TR II | $805,538 | 0.16% | 20,425 | Common | SOLE |
| 01973R101 | ALSN | ALLISON TRANSMISSION HLDGS I | $790,104 | 0.16% | 13,378 | Common | SOLE |
| 524660107 | LEG | LEGGETT & PLATT INC | $768,144 | 0.15% | 30,230 | Common | SHARED |
| 46429B747 | STIP | ISHARES TR | $756,247 | 0.15% | 7,803 | Common | SOLE |
| 46138G508 | BKLN | INVESCO EXCH TRADED FD TR II | $755,095 | 0.15% | 35,975 | Common | SOLE |
| 03990B101 | ARES | ARES MANAGEMENT CORPORATION | $750,927 | 0.15% | 7,300 | Common | SOLE |
| 829242106 | SBGI | SINCLAIR INC | $727,168 | 0.15% | 64,810 | Common | SHARED |
| 46138G664 | RWJ | INVESCO EXCH TRADED FD TR II | $711,010 | 0.14% | 19,523 | Common | SOLE |
| 922020805 | VTIP | VANGUARD MALVERN FDS | $693,057 | 0.14% | 14,659 | Common | SOLE |
| 18539C204 | CWEN | CLEARWAY ENERGY INC | $688,673 | 0.14% | 32,546 | Common | SHARED |
| 828730200 | SFNC | SIMMONS 1ST NATL CORP | $683,284 | 0.14% | 40,288 | Common | SHARED |
| 928563402 | VMWA | VMWARE INC | $676,375 | 0.14% | 4,063 | Common | SOLE |
| 806857108 | SLB | SCHLUMBERGER LTD | $674,324 | 0.14% | 11,567 | Common | SOLE |
| 959802109 | WU | WESTERN UN CO | $667,277 | 0.13% | 50,628 | Common | SHARED |
| G0450A105 | ACGL | ARCH CAP GROUP LTD | $630,155 | 0.13% | 7,906 | Common | SOLE |
| 81762P102 | NOW | SERVICENOW INC | $629,304 | 0.13% | 1,126 | Common | SOLE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $575,974 | 0.12% | 8,140 | Common | SOLE |
| 649445103 | NYCBEUR | NEW YORK CMNTY BANCORP INC | $517,614 | 0.10% | 45,645 | Common | SHARED |
| 89832Q109 | TFC | TRUIST FINL CORP | $511,289 | 0.10% | 17,871 | Common | SHARED |
| 72201R205 | STPZ | PIMCO ETF TR | $505,890 | 0.10% | 10,100 | Common | SOLE |
| 174610105 | CFG | CITIZENS FINL GROUP INC | $491,806 | 0.10% | 18,351 | Common | SHARED |
| 92189F486 | FLTR | VANECK ETF TRUST | $485,802 | 0.10% | 19,210 | Common | SOLE |
| 989701107 | ZION | ZIONS BANCORPORATION N A | $479,179 | 0.10% | 13,734 | Common | SHARED |
| 200340107 | CMA | COMERICA INC | $462,493 | 0.09% | 11,131 | Common | SHARED |
| 31620R303 | FNF | FIDELITY NATIONAL FINANCIAL | $456,571 | 0.09% | 11,055 | Common | SHARED |
| 446150104 | HBAN | HUNTINGTON BANCSHARES INC | $455,312 | 0.09% | 43,780 | Common | SHARED |
| 902973304 | USB | US BANCORP DEL | $430,573 | 0.09% | 13,024 | Common | SHARED |
| 464288612 | GVI | ISHARES TR | $426,997 | 0.09% | 4,214 | Common | SOLE |
| 693475105 | PNC | PNC FINL SVCS GROUP INC | $426,625 | 0.09% | 3,475 | Common | SHARED |
| 919794107 | VLY | VALLEY NATL BANCORP | $423,488 | 0.09% | 49,473 | Common | SHARED |
| 316773100 | FITB | FIFTH THIRD BANCORP | $398,972 | 0.08% | 15,751 | Common | SOLE |
| 91529Y106 | UNM | UNUM GROUP | $389,584 | 0.08% | 7,920 | Common | SOLE |
| 78468R101 | SPTS | SPDR SER TR | $383,408 | 0.08% | 13,350 | Common | SOLE |
| 02005N100 | ALLY | ALLY FINL INC | $382,030 | 0.08% | 14,319 | Common | SOLE |
| 55354G100 | MSCI | MSCI INC | $378,106 | 0.08% | 737 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $374,465 | 0.08% | 4,983 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $367,578 | 0.07% | 8,937 | Common | SHARED |
| 87161C501 | SYU1 | SYNOVUS FINL CORP | $367,182 | 0.07% | 13,208 | Common | SHARED |
| 46138E354 | SPLV | INVESCO EXCH TRADED FD TR II | $345,315 | 0.07% | 5,874 | Common | SOLE |
| 32055Y201 | FIBK | FIRST INTST BANCSYSTEM INC | $343,149 | 0.07% | 13,759 | Common | SHARED |
| 74348A467 | NOBL | PROSHARES TR | $337,896 | 0.07% | 3,816 | Common | SOLE |
| 43940T109 | HOPE | HOPE BANCORP INC | $334,910 | 0.07% | 37,843 | Common | SHARED |
| 69478X105 | LF2 | PACIFIC PREMIER BANCORP | $333,537 | 0.07% | 15,328 | Common | SHARED |
| 06652K103 | BKU | BANKUNITED INC | $330,716 | 0.07% | 14,569 | Common | SHARED |
| 360271100 | FULT | FULTON FINL CORP PA | $326,098 | 0.07% | 26,928 | Common | SHARED |
| 800363103 | SD2 | SANDY SPRING BANCORP INC | $319,992 | 0.06% | 14,932 | Common | SHARED |
| 667340103 | NWBI | NORTHWEST BANCSHARES INC MD | $316,956 | 0.06% | 30,983 | Common | SHARED |
| 76009N100 | UPBD | UPBOUND GROUP INC | $315,645 | 0.06% | 10,718 | Common | SHARED |
| 950810101 | WSBC | WESBANCO INC | $315,262 | 0.06% | 12,910 | Common | SHARED |
| 68268W103 | OMF | ONEMAIN HLDGS INC | $306,929 | 0.06% | 7,656 | Common | SHARED |
| 268948106 | EGBN | EAGLE BANCORP INC MD | $304,804 | 0.06% | 14,210 | Common | SHARED |
| 74386T105 | PFS | PROVIDENT FINL SVCS INC | $298,781 | 0.06% | 19,541 | Common | SHARED |
| 718546104 | PSX | PHILLIPS 66 | $291,100 | 0.06% | 2,423 | Common | SOLE |
| 78464A862 | XSD | SPDR SER TR | $268,917 | 0.05% | 1,372 | Common | SOLE |
| 46641Q407 | JPUS | J P MORGAN EXCHANGE TRADED F | $260,073 | 0.05% | 2,769 | Common | SOLE |
| 33733E500 | QCLN | FIRST TR EXCHANGE-TRADED FD | $250,996 | 0.05% | 5,888 | Common | SOLE |
| 17888H103 | CIVI | CIVITAS RESOURCES INC | $225,534 | 0.05% | 2,789 | Common | SOLE |
| 46137V100 | PPA | INVESCO EXCHANGE TRADED FD T | $220,398 | 0.04% | 2,762 | Common | SOLE |
| 674215207 | CHRD | CHORD ENERGY CORPORATION | $205,815 | 0.04% | 1,270 | Common | SOLE |
| 56167N720 | — | MANAGED PORTFOLIO SERIES | $203,613 | 0.04% | 8,328 | Common | SOLE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $193,823 | 0.04% | 11,691 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $187,927 | 0.04% | 15,132 | Common | SOLE |
| G491BT108 | IVZ | INVESCO LTD | $162,106 | 0.03% | 11,165 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.