Q3 2023 · 13F-HR
Apriem Advisorsholdings as filed
Filed 2023-11-13 · accession 0001172661-23-003775
$682.4M
Reported value
142
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $89.9M | 13.2% | 1,775,773 | Common | SOLE |
| 921937835 | BND | VANGUARD BD INDEX FDS | $48.4M | 7.09% | 693,800 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $44.5M | 6.51% | 259,660 | Common | SOLE |
| 78468R663 | BIL | SPDR SER TR | $32.9M | 4.82% | 358,185 | Common | SOLE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $30.7M | 4.50% | 904,806 | Common | SOLE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $26.9M | 3.94% | 614,382 | Common | SOLE |
| 833034101 | SNA | SNAP ON INC | $21.5M | 3.15% | 84,328 | Common | SOLE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $20.5M | 3.00% | 24,917 | Common | SOLE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $20.2M | 2.96% | 88,083 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $18.5M | 2.72% | 521,796 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $17.7M | 2.59% | 135,152 | Common | SOLE |
| 03027X100 | AMT | AMERICAN TOWER CORP NEW | $13.9M | 2.03% | 84,349 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $13.5M | 1.98% | 114,768 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $13.4M | 1.96% | 26,239 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $12.3M | 1.80% | 96,729 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $12.0M | 1.76% | 28,056 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $11.8M | 1.72% | 47,043 | Common | SOLE |
| 989207105 | ZBRA | ZEBRA TECHNOLOGIES CORPORATI | $11.6M | 1.69% | 48,877 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $10.9M | 1.59% | 45,198 | Common | SOLE |
| 172908105 | CTAS | CINTAS CORP | $10.6M | 1.55% | 22,019 | Common | SOLE |
| 92189F643 | MOAT | VANECK ETF TRUST | $10.5M | 1.54% | 138,320 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $10.3M | 1.51% | 126,728 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $10.3M | 1.50% | 25,104 | Common | SOLE |
| 761152107 | RMD | RESMED INC | $9.3M | 1.36% | 62,711 | Common | SOLE |
| 808524706 | SCHE | SCHWAB STRATEGIC TR | $8.7M | 1.27% | 361,961 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $8.3M | 1.21% | 56,990 | Common | SOLE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $7.3M | 1.06% | 185,340 | Common | SOLE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $7.0M | 1.03% | 140,338 | Common | SOLE |
| 78464A854 | SPYM | SPDR SER TR | $5.8M | 0.85% | 115,457 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $5.6M | 0.81% | 17,579 | Common | SOLE |
| 863667101 | SYK | STRYKER CORPORATION | $5.3M | 0.78% | 19,469 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $5.2M | 0.76% | 14,854 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $4.3M | 0.63% | 12,023 | Common | SHARED |
| 00287Y109 | ABBV | ABBVIE INC | $4.0M | 0.58% | 26,512 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $3.8M | 0.56% | 24,331 | Common | SOLE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $3.6M | 0.53% | 51,512 | Common | SHARED |
| 482480100 | KLAC | KLA CORP | $3.2M | 0.47% | 6,919 | Common | SOLE |
| 922020805 | VTIP | VANGUARD MALVERN FDS | $3.0M | 0.43% | 62,485 | Common | SOLE |
| 808524409 | SCHV | SCHWAB STRATEGIC TR | $2.7M | 0.40% | 42,419 | Common | SHARED |
| 464287614 | IWF | ISHARES TR | $2.7M | 0.39% | 10,000 | Common | SHARED |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $2.7M | 0.39% | 45,050 | Common | SHARED |
| 097023105 | BA | BOEING CO | $2.6M | 0.38% | 13,688 | Common | SOLE |
| 92189F106 | GDX | VANECK ETF TRUST | $2.5M | 0.37% | 94,137 | Common | SOLE |
| 008474108 | AEM | AGNICO EAGLE MINES LTD | $2.3M | 0.34% | 51,018 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $2.1M | 0.31% | 20,888 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $2.1M | 0.31% | 64,426 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $2.1M | 0.31% | 21,814 | Common | SOLE |
| 548661107 | LOW | LOWES COS INC | $2.1M | 0.31% | 10,092 | Common | SOLE |
| G29183103 | ETN | EATON CORP PLC | $2.1M | 0.31% | 9,765 | Common | SOLE |
| 46137V282 | RSPT | INVESCO EXCHANGE TRADED FD T | $2.0M | 0.30% | 71,537 | Common | SHARED |
| 67066G104 | NVDA | NVIDIA CORPORATION | $2.0M | 0.30% | 4,629 | Common | SOLE |
| 209115104 | ED | CONSOLIDATED EDISON INC | $2.0M | 0.29% | 22,868 | Common | SOLE |
| 74144T108 | TROW | PRICE T ROWE GROUP INC | $1.9M | 0.28% | 17,922 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $1.8M | 0.27% | 10,769 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $1.5M | 0.22% | 16,811 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $1.5M | 0.22% | 13,641 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $1.5M | 0.22% | 27,933 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $1.4M | 0.21% | 2,520 | Common | SOLE |
| 78467X109 | DIA | SPDR DOW JONES INDL AVERAGE | $1.4M | 0.20% | 4,150 | Common | SHARED |
| 30303M102 | META | META PLATFORMS INC | $1.3M | 0.20% | 4,490 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $1.3M | 0.20% | 10,097 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $1.3M | 0.18% | 16,028 | Common | SHARED |
| 00206R102 | T | AT&T INC | $1.2M | 0.18% | 81,701 | Common | SHARED |
| 92189F676 | SMH | VANECK ETF TRUST | $1.2M | 0.18% | 8,462 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $1.2M | 0.17% | 8,084 | Common | SOLE |
| 69318G106 | PBF | PBF ENERGY INC | $1.2M | 0.17% | 21,718 | Common | SOLE |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $1.1M | 0.16% | 1,762 | Common | SOLE |
| 464287762 | IYH | ISHARES TR | $1.1M | 0.16% | 4,029 | Common | SHARED |
| 922908363 | VOO | VANGUARD INDEX FDS | $1.0M | 0.15% | 2,572 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $1.0M | 0.15% | 5,463 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $1.0M | 0.15% | 9,777 | Common | SOLE |
| 021369103 | ALTREUR | ALTAIR ENGR INC | $936,210 | 0.14% | 14,965 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $867,126 | 0.13% | 1,044 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $866,277 | 0.13% | 31,640 | Common | SOLE |
| 15118V207 | CELH | CELSIUS HLDGS INC | $866,237 | 0.13% | 5,048 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $803,838 | 0.12% | 4,744 | Common | SOLE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $748,876 | 0.11% | 10,298 | Common | SOLE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $690,426 | 0.10% | 2,945 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $682,323 | 0.10% | 1,807 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $659,806 | 0.10% | 2,455 | Common | SOLE |
| 670651108 | XNCMX | NUVEEN CALIFORNIA AMT QLT MU | $638,829 | 0.09% | 62,264 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $622,123 | 0.09% | 6,442 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $619,675 | 0.09% | 2,051 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $603,567 | 0.09% | 3,415 | Common | SOLE |
| 67066Y105 | NAC | NUVEEN CA QUALTY MUN INCOME | $598,252 | 0.09% | 61,995 | Common | SOLE |
| 126600105 | CVBF | CVB FINL CORP | $571,665 | 0.08% | 34,500 | Common | SOLE |
| 464287556 | IBB | ISHARES TR | $566,814 | 0.08% | 4,635 | Common | SHARED |
| 92189F429 | PFXF | VANECK ETF TRUST | $532,037 | 0.08% | 31,650 | Common | SOLE |
| 92826C839 | V | VISA INC | $520,065 | 0.08% | 2,261 | Common | SOLE |
| 922908769 | VTI | VANGUARD INDEX FDS | $513,607 | 0.08% | 2,418 | Common | SHARED |
| 701094104 | PH | PARKER-HANNIFIN CORP | $489,627 | 0.07% | 1,257 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $485,964 | 0.07% | 39,128 | Common | SHARED |
| 09255X100 | XFRAX | BLACKROCK FLOATING RATE INCO | $479,879 | 0.07% | 38,025 | Common | SOLE |
| 907818108 | UNP | UNION PAC CORP | $478,734 | 0.07% | 2,351 | Common | SOLE |
| 03662Q105 | AKX | ANSYS INC | $478,460 | 0.07% | 1,608 | Common | SOLE |
| 808524839 | SCHZ | SCHWAB STRATEGIC TR | $477,712 | 0.07% | 10,801 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $456,917 | 0.07% | 1,038 | Common | SOLE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $453,909 | 0.07% | 1,478 | Common | SOLE |
| 311900104 | FAST | FASTENAL CO | $434,388 | 0.06% | 7,950 | Common | SOLE |
| 808513105 | SCHW | SCHWAB CHARLES CORP | $432,813 | 0.06% | 7,884 | Common | SOLE |
| 258623107 | DBL | DOUBLELINE OPPORTUNISTIC CR | $410,573 | 0.06% | 28,160 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $409,825 | 0.06% | 2,500 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $386,973 | 0.06% | 5,377 | Common | SOLE |
| 718546104 | PSX | PHILLIPS 66 | $368,500 | 0.05% | 3,067 | Common | SOLE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $366,805 | 0.05% | 6,320 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $362,683 | 0.05% | 11,190 | Common | SOLE |
| 92206C102 | VGSH | VANGUARD SCOTTSDALE FDS | $362,673 | 0.05% | 6,296 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $354,902 | 0.05% | 2,070 | Common | SOLE |
| 189054109 | CLX | CLOROX CO DEL | $353,215 | 0.05% | 2,695 | Common | SOLE |
| 46120E602 | ISRG | INTUITIVE SURGICAL INC | $345,779 | 0.05% | 1,183 | Common | SOLE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $326,889 | 0.05% | 675 | Common | SOLE |
| 22160N109 | CSGP | COSTAR GROUP INC | $323,553 | 0.05% | 4,208 | Common | SOLE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $318,795 | 0.05% | 3,612 | Common | SOLE |
| 464288638 | IGIB | ISHARES TR | $295,511 | 0.04% | 6,074 | Common | SOLE |
| 87612E106 | TGT | TARGET CORP | $292,822 | 0.04% | 2,648 | Common | SOLE |
| 922908736 | VUG | VANGUARD INDEX FDS | $289,466 | 0.04% | 1,063 | Common | SOLE |
| 316092808 | FTEC | FIDELITY COVINGTON TRUST | $282,739 | 0.04% | 2,300 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $280,606 | 0.04% | 3,436 | Common | SOLE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $276,142 | 0.04% | 2,285 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRS INC | $268,969 | 0.04% | 1,692 | Common | SOLE |
| 92345Y106 | VRSK | VERISK ANALYTICS INC | $268,605 | 0.04% | 1,137 | Common | SOLE |
| 650111107 | NYT | NEW YORK TIMES CO | $266,482 | 0.04% | 6,468 | Common | SHARED |
| 25434V401 | DFUS | DIMENSIONAL ETF TRUST | $261,146 | 0.04% | 5,610 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $253,845 | 0.04% | 4,535 | Common | SOLE |
| 6706ER101 | XBXMX | NUVEEN S&P 500 BUY-WRITE INC | $249,086 | 0.04% | 19,675 | Common | SOLE |
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $248,211 | 0.04% | 2,402 | Common | SOLE |
| 27828H105 | XEVVX | EATON VANCE LTD DURATION INC | $246,078 | 0.04% | 27,221 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $245,016 | 0.04% | 930 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $240,239 | 0.04% | 1,712 | Common | SOLE |
| 370334104 | GIS | GENERAL MLS INC | $222,702 | 0.03% | 3,480 | Common | SOLE |
| 30214U102 | EXPO | EXPONENT INC | $215,113 | 0.03% | 2,513 | Common | SOLE |
| 922908744 | VTV | VANGUARD INDEX FDS | $213,378 | 0.03% | 1,547 | Common | SOLE |
| 46138E354 | SPLV | INVESCO EXCH TRADED FD TR II | $212,702 | 0.03% | 3,618 | Common | SOLE |
| 902252105 | TYL | TYLER TECHNOLOGIES INC | $205,813 | 0.03% | 533 | Common | SOLE |
| 00326A104 | SGOL | ABRDN GOLD ETF TRUST | $204,833 | 0.03% | 11,579 | Common | SHARED |
| Y2294C107 | — | ENETI INC | $171,360 | 0.03% | 17,000 | Common | SOLE |
| 23325P104 | DNP | DNP SELECT INCOME FD INC | $165,648 | 0.02% | 17,400 | Common | SOLE |
| 33733U108 | FCT | FIRST TR SR FLTG RATE INCOME | $162,000 | 0.02% | 16,200 | Common | SOLE |
| 258622109 | DSL | DOUBLELINE INCOME SOLUTIONS | $126,576 | 0.02% | 10,800 | Common | SOLE |
| 003009107 | — | ABRDN ASIA PACIFIC INCOME FU | $125,195 | 0.02% | 51,100 | Common | SOLE |
| 85207K107 | PSLV | SPROTT PHYSICAL SILVER TR | $75,800 | 0.01% | 10,000 | Common | SOLE |
| C00948106 | AVX | AGRIFORCE GROWING SYSTEMS LT | $1,867 | 0.00% | 16,666 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.