Q3 2023 · 13F-HR
CONTINENTAL ADVISORS LLCholdings as filed
Filed 2023-11-14 · accession 0001172661-23-003854
$187.7M
Reported value
51
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $26.9M | 14.3% | 63,000 | PUT | SOLE |
| 717081103 | PFE | PFIZER INC | $12.8M | 6.83% | 386,800 | CALL | SOLE |
| 172967424 | C | CITIGROUP INC | $11.1M | 5.92% | 270,000 | CALL | SOLE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $10.3M | 5.49% | 224,148 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $8.3M | 4.42% | 250,292 | Common | SOLE |
| 92556V106 | VTRS | VIATRIS INC | $6.2M | 3.32% | 631,389 | Common | SOLE |
| 375558103 | GILD | GILEAD SCIENCES INC | $6.1M | 3.27% | 81,903 | Common | SOLE |
| 14040H105 | COF | CAPITAL ONE FINL CORP | $6.1M | 3.25% | 62,810 | Common | SOLE |
| 959802109 | WU | WESTERN UN CO | $5.5M | 2.93% | 417,700 | CALL | SOLE |
| G491BT108 | IVZ | INVESCO LTD | $4.8M | 2.55% | 329,071 | Common | SOLE |
| 959802109 | WU | WESTERN UN CO | $4.7M | 2.52% | 359,090 | Common | SOLE |
| 92556V106 | VTRS | VIATRIS INC | $4.3M | 2.31% | 440,100 | CALL | SOLE |
| 13765N107 | CNNE | CANNAE HLDGS INC | $4.2M | 2.22% | 223,535 | Common | SOLE |
| 00162Q452 | AMLP | ALPS ETF TR | $4.1M | 2.21% | 98,223 | Common | SOLE |
| G97822103 | PRGO | PERRIGO CO PLC | $4.0M | 2.14% | 125,778 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $3.9M | 2.07% | 43,000 | Common | SOLE |
| 464287234 | EEM | ISHARES TR | $3.8M | 2.02% | 100,000 | CALL | SOLE |
| 14149Y108 | CAH | CARDINAL HEALTH INC | $3.7M | 1.97% | 42,584 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $3.5M | 1.87% | 86,000 | CALL | SOLE |
| 881624209 | TEVA | TEVA PHARMACEUTICAL INDS LTD | $3.5M | 1.85% | 340,866 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $3.4M | 1.84% | 84,406 | Common | SOLE |
| 780259305 | SHEL | SHELL PLC | $3.3M | 1.77% | 51,520 | Common | SOLE |
| 89832Q109 | TFC | TRUIST FINL CORP | $3.3M | 1.76% | 115,200 | CALL | SOLE |
| 46434G780 | EWS | ISHARES INC | $3.0M | 1.61% | 164,774 | Common | SOLE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $3.0M | 1.60% | 9,293 | Common | SOLE |
| 314211103 | FHI | FEDERATED HERMES INC | $2.9M | 1.56% | 86,542 | Common | SOLE |
| 89832Q109 | TFC | TRUIST FINL CORP | $2.8M | 1.52% | 99,450 | Common | SOLE |
| 78464A870 | XBI | SPDR SER TR | $2.7M | 1.45% | 37,200 | Common | SOLE |
| 112463104 | BKD | BROOKDALE SR LIVING INC | $2.4M | 1.28% | 579,989 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $2.3M | 1.21% | 15,635 | Common | SOLE |
| 067901108 | ABX | BARRICK GOLD CORP | $2.2M | 1.16% | 150,000 | CALL | SOLE |
| 067901108 | ABX | BARRICK GOLD CORP | $2.1M | 1.13% | 145,267 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $2.0M | 1.08% | 49,434 | Common | SOLE |
| 46434G103 | IEMG | ISHARES INC | $1.8M | 0.97% | 38,300 | Common | SOLE |
| 665859104 | NTRS | NORTHERN TR CORP | $1.8M | 0.95% | 25,801 | Common | SOLE |
| 881624209 | TEVA | TEVA PHARMACEUTICAL INDS LTD | $1.6M | 0.84% | 155,400 | CALL | SOLE |
| 840441109 | SSBUSD | SOUTHSTATE CORPORATION | $1.2M | 0.66% | 18,512 | Common | SOLE |
| 7591EP100 | RF | REGIONS FINANCIAL CORP NEW | $1.2M | 0.62% | 67,500 | Common | SOLE |
| 45384B106 | IBTXUSD | INDEPENDENT BANK GROUP INC | $985,507 | 0.52% | 24,918 | Common | SOLE |
| 743868101 | PROV | PROVIDENT FINL HLDGS INC | $892,869 | 0.48% | 68,210 | Common | SOLE |
| 78464A870 | XBI | SPDR SER TR | $730,200 | 0.39% | 10,000 | CALL | SOLE |
| 7591EP100 | RF | REGIONS FINANCIAL CORP NEW | $688,000 | 0.37% | 40,000 | CALL | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $669,112 | 0.36% | 24,438 | Common | SOLE |
| 769397100 | RVSB | RIVERVIEW BANCORP INC | $551,602 | 0.29% | 99,209 | Common | SOLE |
| 318910106 | FBNC | FIRST BANCORP N C | $408,902 | 0.22% | 14,531 | Common | SOLE |
| 14040H105 | COF | CAPITAL ONE FINL CORP | $388,200 | 0.21% | 4,000 | CALL | SOLE |
| 923451108 | VBTX | VERITEX HLDGS INC | $362,482 | 0.19% | 20,194 | Common | SOLE |
| 92189F106 | GDX | VANECK ETF TRUST | $338,339 | 0.18% | 12,573 | Common | SOLE |
| H42097107 | UBS | UBS GROUP AG | $201,218 | 0.11% | 8,163 | Common | SOLE |
| 808644108 | — | SCIENCE 37 HOLDINGS INC | $178,269 | 0.09% | 445,672 | Common | SOLE |
| G491BT108 | IVZ | INVESCO LTD | $145,200 | 0.08% | 10,000 | CALL | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.