Q1 2024 · 13F-HR
CALTON & ASSOCIATES, INC.holdings as filed
Filed 2024-04-16 · accession 0001172661-24-001857
$205.2M
Reported value
189
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 97717Y527 | USFR | WISDOMTREE TR | $12.4M | 6.02% | 245,817 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $11.4M | 5.58% | 25,783 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $8.7M | 4.23% | 16,602 | Common | NONE |
| 92204A405 | VFH | VANGUARD WORLD FD | $7.7M | 3.74% | 74,986 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $6.7M | 3.27% | 39,129 | Common | NONE |
| 78468R200 | FLRN | SPDR SER TR | $6.2M | 3.00% | 199,728 | Common | NONE |
| 922908736 | VUG | VANGUARD INDEX FDS | $6.0M | 2.91% | 17,361 | Common | NONE |
| 921910873 | MGC | VANGUARD WORLD FD | $4.8M | 2.36% | 25,917 | Common | NONE |
| 92204A504 | VHT | VANGUARD WORLD FD | $4.8M | 2.33% | 17,640 | Common | NONE |
| 78467V608 | SRLN | SSGA ACTIVE ETF TR | $4.7M | 2.31% | 112,344 | Common | NONE |
| 69374H881 | COWZ | PACER FDS TR | $4.2M | 2.04% | 72,061 | Common | NONE |
| 78468R788 | SPYD | SPDR SER TR | $3.8M | 1.84% | 92,731 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $3.3M | 1.62% | 7,928 | Common | NONE |
| 14020G101 | CGGR | CAPITAL GROUP GROWTH ETF | $3.3M | 1.59% | 102,049 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $3.1M | 1.53% | 7,480 | Common | NONE |
| 78464A300 | SLYV | SPDR SER TR | $3.1M | 1.51% | 37,367 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $2.5M | 1.22% | 6,550 | Common | NONE |
| 69374H303 | PTNQ | PACER FDS TR | $2.3M | 1.14% | 34,193 | Common | NONE |
| 92204A207 | VDC | VANGUARD WORLD FD | $2.2M | 1.06% | 10,651 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $2.2M | 1.06% | 14,694 | Common | NONE |
| 46137V431 | SPGP | INVESCO EXCHANGE TRADED FD T | $1.9M | 0.93% | 17,921 | Common | NONE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $1.8M | 0.87% | 35,738 | Common | NONE |
| 78464A698 | KRE | SPDR SER TR | $1.8M | 0.87% | 35,637 | Common | NONE |
| 921937827 | BSV | VANGUARD BD INDEX FDS | $1.8M | 0.87% | 23,363 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $1.8M | 0.86% | 8,463 | Common | NONE |
| 464287176 | TIP | ISHARES TR | $1.7M | 0.85% | 16,170 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $1.7M | 0.82% | 8,382 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.6M | 0.80% | 14,166 | Common | NONE |
| 336920103 | FPX | FIRST TR EXCHANGE-TRADED FD | $1.6M | 0.79% | 15,263 | Common | NONE |
| 78467V848 | TOTL | SSGA ACTIVE ETF TR | $1.6M | 0.78% | 39,744 | Common | NONE |
| 92647N782 | CFO | VICTORY PORTFOLIOS II | $1.5M | 0.72% | 22,447 | Common | NONE |
| 71844V201 | PECO | PHILLIPS EDISON & CO INC | $1.4M | 0.70% | 39,865 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $1.4M | 0.69% | 9,007 | Common | NONE |
| 46137V837 | PDP | INVESCO EXCHANGE TRADED FD T | $1.4M | 0.69% | 14,315 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD TR | $1.4M | 0.66% | 6,597 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.4M | 0.66% | 1,494 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $1.3M | 0.65% | 7,345 | Common | NONE |
| 46429B598 | INDA | ISHARES TR | $1.3M | 0.64% | 25,263 | Common | NONE |
| 464288687 | PFF | ISHARES TR | $1.3M | 0.63% | 40,427 | Common | NONE |
| 92189F106 | GDX | VANECK ETF TRUST | $1.3M | 0.63% | 41,197 | Common | NONE |
| 78464A755 | XME | SPDR SER TR | $1.2M | 0.59% | 20,019 | Common | NONE |
| 78463X202 | FEZ | SPDR INDEX SHS FDS | $1.2M | 0.58% | 22,544 | Common | NONE |
| 92647N824 | CDC | VICTORY PORTFOLIOS II | $1.2M | 0.58% | 19,879 | Common | NONE |
| 92204A306 | VDE | VANGUARD WORLD FD | $1.2M | 0.57% | 8,808 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $1.2M | 0.56% | 2,402 | Common | NONE |
| 92204A603 | VIS | VANGUARD WORLD FD | $1.1M | 0.55% | 4,620 | Common | NONE |
| 464288760 | ITA | ISHARES TR | $1.1M | 0.53% | 8,286 | Common | NONE |
| 316092840 | FDVV | FIDELITY COVINGTON TRUST | $1.0M | 0.50% | 22,587 | Common | NONE |
| 00162Q668 | EDOG | ALPS ETF TR | $987,996 | 0.48% | 46,755 | Common | NONE |
| 731068102 | PII | POLARIS INC | $986,014 | 0.48% | 9,848 | Common | NONE |
| 14020X104 | CGGO | CAPITAL GROUP GBL GROWTH EQT | $980,986 | 0.48% | 34,062 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $971,634 | 0.47% | 23,068 | Common | NONE |
| 384802104 | GWW | GRAINGER W W INC | $966,435 | 0.47% | 950 | Common | NONE |
| 78464A508 | SPYV | SPDR SER TR | $928,851 | 0.45% | 18,540 | Common | NONE |
| 464287234 | EEM | ISHARES TR | $904,652 | 0.44% | 22,022 | Common | NONE |
| 78464A854 | SPYM | SPDR SER TR | $893,657 | 0.44% | 14,524 | Common | NONE |
| 464287556 | IBB | ISHARES TR | $859,878 | 0.42% | 6,266 | Common | NONE |
| 464287309 | IVW | ISHARES TR | $850,881 | 0.41% | 10,077 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $844,111 | 0.41% | 1,606 | Common | NONE |
| 46137V308 | PKW | INVESCO EXCHANGE TRADED FD T | $827,476 | 0.40% | 7,646 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $819,159 | 0.40% | 5,380 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $802,312 | 0.39% | 1,031 | Common | NONE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $802,040 | 0.39% | 4,444 | Common | NONE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $771,326 | 0.38% | 1,847 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORP | $768,911 | 0.37% | 20,277 | Common | NONE |
| 693475105 | PNC | PNC FINL SVCS GROUP INC | $759,520 | 0.37% | 4,700 | Common | NONE |
| 46124J201 | IVT | INVENTRUST PPTYS CORP | $754,683 | 0.37% | 29,354 | Common | NONE |
| 69374H857 | CALF | PACER FDS TR | $734,158 | 0.36% | 14,934 | Common | NONE |
| 464286509 | EWC | ISHARES INC | $728,809 | 0.36% | 19,039 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $725,972 | 0.35% | 3,987 | Common | NONE |
| 69374H105 | PTLC | PACER FDS TR | $691,272 | 0.34% | 14,486 | Common | NONE |
| 464287150 | ITOT | ISHARES TR | $690,236 | 0.34% | 5,986 | Common | NONE |
| 78464A359 | CWB | SPDR SER TR | $676,544 | 0.33% | 9,263 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $664,796 | 0.32% | 1,369 | Common | NONE |
| 00206R102 | T | AT&T INC | $654,050 | 0.32% | 37,162 | Common | NONE |
| 464287812 | IYK | ISHARES TR | $640,167 | 0.31% | 9,466 | Common | NONE |
| 464287226 | AGG | ISHARES TR | $625,999 | 0.31% | 6,392 | Common | NONE |
| 921910840 | MGV | VANGUARD WORLD FD | $625,494 | 0.30% | 5,234 | Common | NONE |
| 78464A797 | KBE | SPDR SER TR | $621,148 | 0.30% | 13,188 | Common | NONE |
| 46429B655 | FLOT | ISHARES TR | $619,070 | 0.30% | 12,124 | Common | NONE |
| 316188101 | FCOR | FIDELITY MERRIMACK STR TR | $617,693 | 0.30% | 13,284 | Common | NONE |
| 464287887 | IJT | ISHARES TR | $612,016 | 0.30% | 4,682 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $584,929 | 0.29% | 10,786 | Common | NONE |
| 78464A870 | XBI | SPDR SER TR | $581,219 | 0.28% | 6,125 | Common | NONE |
| 78464A409 | SPYG | SPDR SER TR | $568,498 | 0.28% | 7,772 | Common | NONE |
| 78463X889 | SPDW | SPDR INDEX SHS FDS | $563,143 | 0.27% | 15,713 | Common | NONE |
| 78464A490 | WIP | SPDR SER TR | $558,336 | 0.27% | 13,965 | Common | NONE |
| 617446448 | MS | MORGAN STANLEY | $538,480 | 0.26% | 5,719 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $536,383 | 0.26% | 10,747 | Common | NONE |
| 345370860 | F | FORD MTR CO DEL | $533,254 | 0.26% | 40,155 | Common | NONE |
| 46434V860 | TFLO | ISHARES TR | $518,178 | 0.25% | 10,222 | Common | NONE |
| 46090A887 | GSY | INVESCO ACTIVELY MANAGED ETF | $506,214 | 0.25% | 10,147 | Common | NONE |
| 46137V357 | RSP | INVESCO EXCHANGE TRADED FD T | $505,096 | 0.25% | 2,982 | Common | NONE |
| 78463X509 | SPEM | SPDR INDEX SHS FDS | $502,361 | 0.24% | 13,881 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $493,374 | 0.24% | 3,119 | Common | NONE |
| 33738R506 | RDVY | FIRST TR EXCHANGE-TRADED FD | $481,047 | 0.23% | 8,564 | Common | NONE |
| 233051200 | DBEF | DBX ETF TR | $475,776 | 0.23% | 11,624 | Common | NONE |
| 231021106 | CMI | CUMMINS INC | $470,851 | 0.23% | 1,598 | Common | NONE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $459,112 | 0.22% | 953 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $452,301 | 0.22% | 994 | Common | NONE |
| 97717W851 | DXJ | WISDOMTREE TR | $449,605 | 0.22% | 4,144 | Common | NONE |
| 039483102 | ADM | ARCHER DANIELS MIDLAND CO | $444,059 | 0.22% | 7,070 | Common | NONE |
| 69374H709 | GCOW | PACER FDS TR | $442,119 | 0.22% | 12,741 | Common | NONE |
| 302635206 | FSK | FS KKR CAP CORP | $441,590 | 0.22% | 23,156 | Common | NONE |
| 171340102 | CHD | CHURCH & DWIGHT CO INC | $438,415 | 0.21% | 4,203 | Common | NONE |
| 911363109 | URI | UNITED RENTALS INC | $437,714 | 0.21% | 607 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $429,550 | 0.21% | 2,647 | Common | NONE |
| 744573106 | PEG | PUBLIC SVC ENTERPRISE GRP IN | $426,686 | 0.21% | 6,389 | Common | NONE |
| 464287655 | IWM | ISHARES TR | $426,151 | 0.21% | 2,026 | Common | NONE |
| 33733E104 | FTCS | FIRST TR EXCHANGE-TRADED FD | $424,308 | 0.21% | 4,954 | Common | NONE |
| 09260U109 | BCAT | BLACKROCK CAP ALLOCATION TER | $421,658 | 0.21% | 25,310 | Common | NONE |
| 172967424 | C | CITIGROUP INC | $418,413 | 0.20% | 6,616 | Common | NONE |
| 02072L870 | GDMA | EA SERIES TRUST | $414,859 | 0.20% | 13,284 | Common | NONE |
| 204149108 | CTBI | COMMUNITY TR BANCORP INC | $413,620 | 0.20% | 9,698 | Common | NONE |
| 302491303 | FMC | FMC CORP | $410,865 | 0.20% | 6,450 | Common | NONE |
| 336917109 | FDL | FIRST TR MORNINGSTAR DIVID L | $400,332 | 0.20% | 10,404 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $399,571 | 0.19% | 9,523 | Common | NONE |
| 464286400 | EWZ | ISHARES INC | $396,851 | 0.19% | 12,241 | Common | NONE |
| 464287184 | FXI | ISHARES TR | $388,261 | 0.19% | 16,130 | Common | NONE |
| 464289180 | EUFN | ISHARES TR | $385,925 | 0.19% | 16,971 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $383,202 | 0.19% | 1,867 | Common | NONE |
| 020002101 | ALL | ALLSTATE CORP | $371,724 | 0.18% | 2,149 | Common | NONE |
| 37733W204 | GSK | GSK PLC | $363,005 | 0.18% | 8,468 | Common | NONE |
| 369604301 | GE | GENERAL ELECTRIC CO | $362,868 | 0.18% | 2,067 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $360,155 | 0.18% | 2,729 | Common | NONE |
| 91347P105 | OLED | UNIVERSAL DISPLAY CORP | $345,198 | 0.17% | 2,049 | Common | NONE |
| 46138G664 | RWJ | INVESCO EXCH TRADED FD TR II | $342,019 | 0.17% | 7,989 | Common | NONE |
| 754730109 | RJF | RAYMOND JAMES FINL INC | $335,818 | 0.16% | 2,615 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $324,145 | 0.16% | 2,649 | Common | NONE |
| 247361702 | DAL | DELTA AIR LINES INC DEL | $320,250 | 0.16% | 6,690 | Common | NONE |
| 21037T109 | CEG | CONSTELLATION ENERGY CORP | $314,106 | 0.15% | 1,699 | Common | NONE |
| 97717W505 | DON | WISDOMTREE TR | $313,169 | 0.15% | 6,421 | Common | NONE |
| 808513105 | SCHW | SCHWAB CHARLES CORP | $310,266 | 0.15% | 4,289 | Common | NONE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $308,482 | 0.15% | 4,263 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $301,790 | 0.15% | 3,197 | Common | NONE |
| 97717X669 | DGRW | WISDOMTREE TR | $298,589 | 0.15% | 3,919 | Common | NONE |
| 97717W422 | EPI | WISDOMTREE TR | $298,168 | 0.15% | 6,845 | Common | NONE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $294,660 | 0.14% | 1,983 | Common | NONE |
| 88579Y101 | MMM | 3M CO | $287,131 | 0.14% | 2,707 | Common | NONE |
| 46429B614 | SMIN | ISHARES TR | $286,324 | 0.14% | 4,075 | Common | NONE |
| 921932505 | VOOG | VANGUARD ADMIRAL FDS INC | $285,333 | 0.14% | 936 | Common | NONE |
| 74933W601 | TMFC | RBB FD INC | $285,258 | 0.14% | 5,750 | Common | NONE |
| 931142103 | WMT | WALMART INC | $285,025 | 0.14% | 4,737 | Common | NONE |
| 74349W104 | — | VOLATO GROUP INC | $284,000 | 0.14% | 80,000 | Common | NONE |
| 922907746 | VTEB | VANGUARD MUN BD FDS | $281,323 | 0.14% | 5,560 | Common | NONE |
| 891160509 | TD | TORONTO DOMINION BK ONT | $277,776 | 0.14% | 4,600 | Common | NONE |
| 87612E106 | TGT | TARGET CORP | $274,073 | 0.13% | 1,547 | Common | NONE |
| 09262F100 | ECAT | BLACKROCK ESG CAP ALLC TERM | $263,573 | 0.13% | 15,183 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $261,789 | 0.13% | 9,434 | Common | NONE |
| 78463X541 | GNR | SPDR INDEX SHS FDS | $260,187 | 0.13% | 4,491 | Common | NONE |
| 464288356 | CMF | ISHARES TR | $256,811 | 0.13% | 4,463 | Common | NONE |
| 33939L407 | GUNR | FLEXSHARES TR | $255,051 | 0.12% | 6,210 | Common | NONE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $252,134 | 0.12% | 2,139 | Common | NONE |
| 46138G649 | QQQM | INVESCO EXCH TRADED FD TR II | $250,526 | 0.12% | 1,371 | Common | NONE |
| 97717W760 | DLS | WISDOMTREE TR | $248,956 | 0.12% | 3,818 | Common | NONE |
| 02209S103 | MO | ALTRIA GROUP INC | $246,453 | 0.12% | 5,650 | Common | NONE |
| 038222105 | AMAT | APPLIED MATLS INC | $243,303 | 0.12% | 1,180 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $242,063 | 0.12% | 1,377 | Common | NONE |
| G29183103 | ETN | EATON CORP PLC | $240,386 | 0.12% | 769 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $239,979 | 0.12% | 1,590 | Common | NONE |
| 464287168 | DVY | ISHARES TR | $238,832 | 0.12% | 1,939 | Common | NONE |
| 693691107 | PSQH | PSQ HOLDINGS INC | $237,866 | 0.12% | 44,213 | Common | NONE |
| 92647N766 | CFA | VICTORY PORTFOLIOS II | $237,425 | 0.12% | 2,918 | Common | NONE |
| 573874104 | MRVL | MARVELL TECHNOLOGY INC | $234,046 | 0.11% | 3,302 | Common | NONE |
| 92204A702 | VGT | VANGUARD WORLD FD | $233,856 | 0.11% | 446 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $230,673 | 0.11% | 174 | Common | NONE |
| 33739Q408 | FTSM | FIRST TR EXCHANGE-TRADED FD | $229,999 | 0.11% | 3,858 | Common | NONE |
| 33733B100 | FIW | FIRST TR EXCHANGE-TRADED FD | $229,827 | 0.11% | 2,251 | Common | NONE |
| 464289438 | IWY | ISHARES TR | $229,327 | 0.11% | 1,175 | Common | NONE |
| 35243J101 | FBRT | FRANKLIN BSP RLTY TR INC | $226,610 | 0.11% | 16,962 | Common | NONE |
| 33733E807 | FCG | FIRST TR EXCHANGE-TRADED FD | $225,557 | 0.11% | 8,220 | Common | NONE |
| 92204A108 | VCR | VANGUARD WORLD FD | $225,271 | 0.11% | 709 | Common | NONE |
| 46138J775 | POWA | INVESCO EXCH TRD SLF IDX FD | $223,150 | 0.11% | 2,842 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $222,137 | 0.11% | 781 | Common | NONE |
| 097023105 | BA | BOEING CO | $222,131 | 0.11% | 1,151 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $217,259 | 0.11% | 4,919 | Common | NONE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $213,487 | 0.10% | 9,278 | Common | NONE |
| 46137V548 | PID | INVESCO EXCHANGE TRADED FD T | $213,237 | 0.10% | 11,501 | Common | NONE |
| 464287549 | IGM | ISHARES TR | $205,162 | 0.10% | 2,381 | Common | NONE |
| 126650100 | CVS | CVS HEALTH CORP | $205,007 | 0.10% | 2,570 | Common | NONE |
| 92189F643 | MOAT | VANECK ETF TRUST | $204,433 | 0.10% | 2,274 | Common | NONE |
| 46090A879 | VRIG | INVESCO ACTIVELY MANAGED ETF | $202,326 | 0.10% | 8,064 | Common | NONE |
| 89832Q109 | TFC | TRUIST FINL CORP | $200,476 | 0.10% | 5,143 | Common | NONE |
| 83406F102 | SOFI | SOFI TECHNOLOGIES INC | $199,655 | 0.10% | 27,350 | Common | NONE |
| 33734X127 | FXN | FIRST TR EXCHANGE TRADED FD | $189,574 | 0.09% | 10,121 | Common | NONE |
| 74349W112 | SOARW | VOLATO GROUP INC | $183,628 | 0.09% | 1,225,000 | Common | NONE |
| 909214306 | UIS | UNISYS CORP | $49,100 | 0.02% | 10,000 | Common | NONE |
| 62914V106 | NIO | NIO INC | $45,495 | 0.02% | 10,110 | Common | NONE |
| 146875604 | CARV | CARVER BANCORP INC | $27,770 | 0.01% | 18,150 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.